Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Primo Water Corp /CN/COT · Entity 86195 | Director | May 05, 2017 | May 09, 2017 |
| TransUnionTRU · Entity 2287 | Director | May 11, 2022 | May 13, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Primo Water Corp /CN/
Report date May 05, 2017 · Filed May 09, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 93,470 |
Reported balance
After 2017-05-05 transaction · row 1
1 source rowRow 1 · 2017-05-05 · Grant · Acquired 9,340 · Balance 93,470 F1: Common Shares were issued in payment of the reporting person's annual director fee pursuant to the Amended and Restated Cott Corporation Equity Incentive Plan. The number of shares was calculated by dividing $119,000 (the cash amount of the annual director fee) by $12.74 (the closing price of the Common Shares on the New York Stock Exchange on May 5, 2017). |
Filing footnotes · ownership attribution and instrument terms
F1: Common Shares were issued in payment of the reporting person's annual director fee pursuant to the Amended and Restated Cott Corporation Equity Incentive Plan. The number of shares was calculated by dividing $119,000 (the cash amount of the annual director fee) by $12.74 (the closing price of the Common Shares on the New York Stock Exchange on May 5, 2017).
TransUnion
Report date May 11, 2022 · Filed May 13, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,931 |
Reported balance
After 2022-05-11 transaction · row 1
1 source rowRow 1 · 2022-05-11 · Grant · Acquired 2,094 · Balance 11,931 F1: Represents a grant of restricted stock that vests on the first anniversary of the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a grant of restricted stock that vests on the first anniversary of the date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 11, 2022 Filed May 13, 2022 16:58 UTC | TransUnion TRU · Entity 2287 | GrantCommon Stock | 2,094 | $0.00 | $0.00 |
DisclosureSEC source: 0001316198-22-000002 · wf-form4_165247539859521.xml · nonDerivative · entry 1 Prozes Andrew · CIK 0001316198 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,931 F1 · kind: Represents a grant of restricted stock that vests on the first anniversary of the date of grant. Read SEC document |
| May 11, 2021 Filed May 13, 2021 19:00 UTC | TransUnion TRU · Entity 2287 | GrantCommon Stock | 1,621 | $0.00 | $0.00 |
DisclosureSEC source: 0001316198-21-000002 · wf-form4_162094676320663.xml · nonDerivative · entry 1 Prozes Andrew · CIK 0001316198 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,837 F1 · kind: Represents a grant of restricted stock that vests on the first anniversary of the date of grant. Read SEC document |
| May 12, 2020 Filed May 13, 2020 18:12 UTC | TransUnion TRU · Entity 2287 | GrantCommon Stock | 2,265 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-007731 · wf-form4_158940791665332.xml · nonDerivative · entry 1 Prozes Andrew · CIK 0001316198 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,216 F1 · kind: Represents a grant of restricted stock that vests on the first anniversary of the date of grant. Read SEC document |
| August 06, 2019 Filed Aug 6, 2019 18:05 UTC | TransUnion TRU · Entity 2287 | Exercise / conversionStock Options (right to buy) · Derivative | 37,078 | $8.57 Strike: $8.57 | $317,758.46 |
DisclosureSEC source: 0001316198-19-000005 · wf-form4_156512913908939.xml · derivative · entry 6 Prozes Andrew · CIK 0001316198 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,078 shares Expires 2024-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Represents an initial grant of 43,186 stock options, 20% of which vested on January 28, 2015 and 5% of which vest on the last day of each subsequent full calendar quarter. Read SEC document |
| August 06, 2019 Filed Aug 6, 2019 18:05 UTC | TransUnion TRU · Entity 2287 | SaleCommon Stock | 37,183 | $80.06 | $2,976,870.98 |
DisclosureSEC source: 0001316198-19-000005 · wf-form4_156512913908939.xml · nonDerivative · entry 4 Prozes Andrew · CIK 0001316198 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,951 F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $79.87 to $80.13, inclusive. The reporting person undertakes to provide to TransUnion, any security holder of TransUnion, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 06, 2019 Filed Aug 6, 2019 18:05 UTC | TransUnion TRU · Entity 2287 | Exercise / conversionCommon Stock | 37,078 | $8.57 | $317,758.46 |
DisclosureSEC source: 0001316198-19-000005 · wf-form4_156512913908939.xml · nonDerivative · entry 3 Prozes Andrew · CIK 0001316198 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,134 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2019 Filed Aug 6, 2019 18:05 UTC | TransUnion TRU · Entity 2287 | Exercise / conversionStock Options (right to buy) · Derivative | 6,108 | $8.57 Strike: $8.57 | $52,345.56 |
DisclosureSEC source: 0001316198-19-000005 · wf-form4_156512913908939.xml · derivative · entry 5 Prozes Andrew · CIK 0001316198 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,078 Underlying: Common Stock · 6,108 shares Expires 2024-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Represents an initial grant of 43,186 stock options, 20% of which vested on January 28, 2015 and 5% of which vest on the last day of each subsequent full calendar quarter. Read SEC document |
| August 02, 2019 Filed Aug 6, 2019 18:05 UTC | TransUnion TRU · Entity 2287 | SaleCommon Stock | 13,706 | $82.01 | $1,124,029.06 |
DisclosureSEC source: 0001316198-19-000005 · wf-form4_156512913908939.xml · nonDerivative · entry 2 Prozes Andrew · CIK 0001316198 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,056 F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $82.00 to $82.38, inclusive. The reporting person undertakes to provide to TransUnion, any security holder of TransUnion, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 02, 2019 Filed Aug 6, 2019 18:05 UTC | TransUnion TRU · Entity 2287 | Exercise / conversionCommon Stock | 6,108 | $8.57 | $52,345.56 |
DisclosureSEC source: 0001316198-19-000005 · wf-form4_156512913908939.xml · nonDerivative · entry 1 Prozes Andrew · CIK 0001316198 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,762 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2019 Filed May 9, 2019 16:14 UTC | TransUnion TRU · Entity 2287 | GrantCommon Stock | 2,571 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-006438 · wf-form4_155743284474888.xml · nonDerivative · entry 1 Prozes Andrew · CIK 0001316198 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,654 F1 · kind: Represents a grant of restricted stock that vests on the first anniversary of the date of grant. Read SEC document |
| December 14, 2018 Filed Feb 8, 2019 21:53 UTC | TransUnion TRU · Entity 2287 | GiftCommon Stock | 13,681 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-001148 · wf-form5_154968080730529.xml · nonDerivative · entry 1 Prozes Andrew · CIK 0001316198 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,083 F1 · kind: Transferred as a charitable contribution. Read SEC document |
| May 08, 2018 Filed May 10, 2018 16:59 UTC | TransUnion TRU · Entity 2287 | GrantCommon Stock | 2,187 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-006591 · wf-form4_152598593142991.xml · nonDerivative · entry 1 Prozes Andrew · CIK 0001316198 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,764 F1 · kind: Represents a grant of restricted stock that vests on the first anniversary of the date of grant. F2 · balance_after: Reflects the correction of a previously reported grant of restricted stock that was inadvertently overstated by one share. Read SEC document |
| May 05, 2017 Filed May 9, 2017 12:10 UTC | Primo Water Corp /CN/ COT · Entity 86195 | GrantCommon Shares | 9,340 | $12.74 | $118,991.60 |
DisclosureSEC source: 0001209191-17-030801 · doc4.xml · nonDerivative · entry 1 Prozes Andrew · CIK 0001316198 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,470 F1 · shares: Common Shares were issued in payment of the reporting person's annual director fee pursuant to the Amended and Restated Cott Corporation Equity Incentive Plan. The number of shares was calculated by dividing $119,000 (the cash amount of the annual director fee) by $12.74 (the closing price of the Common Shares on the New York Stock Exchange on May 5, 2017). Read SEC document |
| May 03, 2017 Filed May 3, 2017 18:15 UTC | TransUnion TRU · Entity 2287 | GrantCommon Stock | 3,757 | $0.00 | $0.00 |
DisclosureSEC source: 0001316198-17-000003 · wf-form4_149384968562758.xml · nonDerivative · entry 2 Prozes Andrew · CIK 0001316198 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,578 F1 · kind: Represents a grant of restricted stock that vests on the first anniversary of the date of grant. Read SEC document |
| May 02, 2017 Filed May 3, 2017 18:15 UTC | TransUnion TRU · Entity 2287 | SaleCommon Stock | 44,500 | $39.15 | $1,742,175.00 |
DisclosureSEC source: 0001316198-17-000003 · wf-form4_149384968562758.xml · nonDerivative · entry 1 Prozes Andrew · CIK 0001316198 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,821 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.