Tapewire

Nasdaq · USD

TRST

TRUSTCO BANK CORP N Y

Export transactions ↓
Tapewire entity
1459
SEC CIK
0000357301
Parsed reports
545

Last 12 months

Inside the activity.

7 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202610
May 202600
Jun 202620
Jul 202600
Aug 202610
Sep 202610
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 24, 2018 Filed Aug 28, 2018 18:38 UTC
CURLEY KEVIN MSENIOR VICE PRESIDENT
Exercise / conversionCOMMON STOCK 8,800 $7.05 $62,040.00
Disclosure

SEC source: 0001567619-18-001828 · doc1.xml · nonDerivative · entry 2

CURLEY KEVIN M · CIK 0001699685 · SENIOR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 24, 2018 Filed Aug 28, 2018 18:38 UTC
CURLEY KEVIN MSENIOR VICE PRESIDENT
Exercise / conversionCOMMON STOCK 4,500 $5.17 $23,265.00
Disclosure

SEC source: 0001567619-18-001828 · doc1.xml · nonDerivative · entry 1

CURLEY KEVIN M · CIK 0001699685 · SENIOR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,254

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 29, 2018 Filed May 30, 2018 18:38 UTC Exercise / conversionOPTION: RT-TO-BUY · Derivative 10,000 $0.00 Strike: $8.29 $0.00
Disclosure

SEC source: 0001140361-18-026240 · doc1.xml · derivative · entry 4

LEONARD ROBERT M · CIK 0001243260 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 10,000 shares

Expires 2018-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Award vests in equal installments from the first through the fifth year following the award date, beginning June 2, 2009.

Read SEC document
May 29, 2018 Filed May 30, 2018 18:38 UTC Tax withholdingCOMMON STOCK 9,502 $8.73 $82,904.95
Disclosure

SEC source: 0001140361-18-026240 · doc1.xml · nonDerivative · entry 2

LEONARD ROBERT M · CIK 0001243260 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,731

Read SEC document
May 29, 2018 Filed May 30, 2018 18:38 UTC Exercise / conversionCOMMON STOCK 10,000 $8.29 $82,900.00
Disclosure

SEC source: 0001140361-18-026240 · doc1.xml · nonDerivative · entry 1

LEONARD ROBERT M · CIK 0001243260 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 23, 2018 Filed May 25, 2018 17:01 UTC
SALVADOR SCOT REVP & Chief Banking Officer
Exercise / conversionOPTION: RT-TO-BUY · Derivative 17,200 $0.00 Strike: $5.17 $0.00
Disclosure

SEC source: 0001140361-18-025692 · doc1.xml · derivative · entry 3

SALVADOR SCOT R · CIK 0001274235 · EVP & Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,441

Underlying: COMMON STOCK · 17,200 shares

Expires 2022-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Award vests in equal installments from the first through the fifth year following the award date, beginning November 20, 2013.

Read SEC document
May 23, 2018 Filed May 25, 2018 17:01 UTC
SALVADOR SCOT REVP & Chief Banking Officer
Tax withholdingCOMMON STOCK 12,503 $8.85 $110,651.55
Disclosure

SEC source: 0001140361-18-025692 · doc1.xml · nonDerivative · entry 2

SALVADOR SCOT R · CIK 0001274235 · EVP & Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,634

Read SEC document
May 23, 2018 Filed May 25, 2018 17:01 UTC
SALVADOR SCOT REVP & Chief Banking Officer
Exercise / conversionCOMMON STOCK 17,200 $5.17 $88,924.00
Disclosure

SEC source: 0001140361-18-025692 · doc1.xml · nonDerivative · entry 1

SALVADOR SCOT R · CIK 0001274235 · EVP & Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,137

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2018 Filed May 23, 2018 17:04 UTC
SCHRECK ERIC WSVP & Treasurer
Exercise / conversionOPTION: RT-TO-BUY · Derivative 10,000 $0.00 Strike: $8.29 $0.00
Disclosure

SEC source: 0001140361-18-025292 · doc1.xml · derivative · entry 4

SCHRECK ERIC W · CIK 0001496788 · SVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 10,000 shares

Expires 2018-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Award vests in equal installments from the first through the fifth year following the award date, beginning June 2, 2009

Read SEC document
May 22, 2018 Filed May 23, 2018 17:04 UTC
SCHRECK ERIC WSVP & Treasurer
Tax withholdingCOMMON STOCK 9,368 $8.85 $82,906.80
Disclosure

SEC source: 0001140361-18-025292 · doc1.xml · nonDerivative · entry 2

SCHRECK ERIC W · CIK 0001496788 · SVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,794

Read SEC document
May 22, 2018 Filed May 23, 2018 17:04 UTC
SCHRECK ERIC WSVP & Treasurer
Exercise / conversionCOMMON STOCK 10,000 $8.29 $82,900.00
Disclosure

SEC source: 0001140361-18-025292 · doc1.xml · nonDerivative · entry 1

SCHRECK ERIC W · CIK 0001496788 · SVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2018 Filed May 18, 2018 20:25 UTC Exercise / conversionOPTION: RT-TO-BUY · Derivative 2,000 $0.00 Strike: $8.29 $0.00
Disclosure

SEC source: 0001140361-18-024697 · doc1.xml · derivative · entry 4

Maggs Thomas O · CIK 0001333670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2018-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Director Awards vest immediately following the award date, beginning June 2, 2008.

Read SEC document
May 16, 2018 Filed May 18, 2018 20:25 UTC Tax withholdingCOMMON STOCK 1,895 $8.75 $16,581.25
Disclosure

SEC source: 0001140361-18-024697 · doc1.xml · nonDerivative · entry 2

Maggs Thomas O · CIK 0001333670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,034

Read SEC document
May 16, 2018 Filed May 18, 2018 20:25 UTC Exercise / conversionCOMMON STOCK 2,000 $8.29 $16,580.00
Disclosure

SEC source: 0001140361-18-024697 · doc1.xml · nonDerivative · entry 1

Maggs Thomas O · CIK 0001333670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2018 Filed May 16, 2018 20:38 UTC Exercise / conversionOPTION: RT-TO-BUY · Derivative 2,000 $0.00 Strike: $8.29 $0.00
Disclosure

SEC source: 0001140361-18-024213 · doc1.xml · derivative · entry 3

MARINELLO ANTHONY J MD PHD · CIK 0001194223 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 2,000 shares

Expires 2018-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Award vests in equal installments from the first through the fifth year following the award date, beginning June 2, 2009.

Read SEC document
May 15, 2018 Filed May 16, 2018 20:38 UTC Exercise / conversionCOMMON STOCK 2,000 $8.29 $16,580.00
Disclosure

SEC source: 0001140361-18-024213 · doc1.xml · nonDerivative · entry 1

MARINELLO ANTHONY J MD PHD · CIK 0001194223 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,527

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2018 Filed May 10, 2018 20:25 UTC
CURLEY KEVIN MSENIOR VICE PRESIDENT
Exercise / conversionOPTION: RT-TO-BUY · Derivative 10,000 $0.00 Strike: $8.29 $0.00
Disclosure

SEC source: 0001140361-18-022794 · doc1.xml · derivative · entry 4

CURLEY KEVIN M · CIK 0001699685 · SENIOR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 10,000 shares

Expires 2018-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: AWARD VESTS IN EQUAL INSTALLMENTS FROM THE FIRST THROUGH FIFTH YEAR FOLLOWING THE AWARD DATE, BEGINNING JUNE 2, 2009.

Read SEC document
May 09, 2018 Filed May 10, 2018 20:25 UTC
CURLEY KEVIN MSENIOR VICE PRESIDENT
Tax withholdingCOMMON STOCK 9,475 $8.75 $82,906.25
Disclosure

SEC source: 0001140361-18-022794 · doc1.xml · nonDerivative · entry 2

CURLEY KEVIN M · CIK 0001699685 · SENIOR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,341

Read SEC document
May 09, 2018 Filed May 10, 2018 20:25 UTC
CURLEY KEVIN MSENIOR VICE PRESIDENT
Exercise / conversionCOMMON STOCK 10,000 $8.29 $82,900.00
Disclosure

SEC source: 0001140361-18-022794 · doc1.xml · nonDerivative · entry 1

CURLEY KEVIN M · CIK 0001699685 · SENIOR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,816

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2018 Filed Apr 30, 2018 19:14 UTC PurchaseCOMMON STOCK 2,000 $8.68 $17,352.00
Disclosure

SEC source: 0001140361-18-020453 · doc1.xml · nonDerivative · entry 1

HALL MICHAEL JAMES · CIK 0001696206 · SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,001

Read SEC document
April 27, 2018 Filed Apr 30, 2018 19:17 UTC SaleCOMMON STOCK 20,000 $8.65 $173,000.00
Disclosure

SEC source: 0001140361-18-020456 · doc1.xml · nonDerivative · entry 1

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,651

Read SEC document
January 31, 2018 Filed Feb 1, 2018 20:53 UTC
SCHRECK ERIC WSVP & Treasurer
SaleCOMMON STOCK 1,760 $8.66 $15,241.60
Disclosure

SEC source: 0001140361-18-004451 · doc1.xml · nonDerivative · entry 1

SCHRECK ERIC W · CIK 0001496788 · SVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,277

Read SEC document
January 26, 2018 Filed Jan 31, 2018 21:59 UTC PurchaseCOMMON STOCK 3,000 $8.80 $26,400.00
Disclosure

SEC source: 0001140361-18-004170 · doc1.xml · nonDerivative · entry 2

DE GENNARO DENNIS A · CIK 0001470580 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · SPOUSE

Disclosed balance after: 3,000

Read SEC document
January 26, 2018 Filed Jan 31, 2018 21:59 UTC PurchaseCOMMON STOCK 1,000 $8.80 $8,800.00
Disclosure

SEC source: 0001140361-18-004170 · doc1.xml · nonDerivative · entry 1

DE GENNARO DENNIS A · CIK 0001470580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,280

Read SEC document
December 04, 2017 Filed Dec 5, 2017 20:26 UTC SaleCOMMON STOCK 5,000 $9.52 $47,600.00
Disclosure

SEC source: 0001140361-17-045036 · doc1.xml · nonDerivative · entry 1

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,651

Read SEC document
November 29, 2017 Filed Dec 1, 2017 21:52 UTC
CUSHING ROBERT TExecutive Vice President & COO
Exercise / conversionOPTION: RT-TO-BUY · Derivative 5,600 $0.00 Strike: $7.22 $0.00
Disclosure

SEC source: 0001140361-17-044622 · doc1.xml · derivative · entry 10

CUSHING ROBERT T · CIK 0001194213 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,200

Underlying: COMMON STOCK · 5,600 shares

Expires 2024-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Award vests in equal installments from first through fifth year following award date.

Read SEC document
November 29, 2017 Filed Dec 1, 2017 21:52 UTC
CUSHING ROBERT TExecutive Vice President & COO
Exercise / conversionOPTION: RT-TO-BUY · Derivative 8,000 $0.00 Strike: $7.05 $0.00
Disclosure

SEC source: 0001140361-17-044622 · doc1.xml · derivative · entry 9

CUSHING ROBERT T · CIK 0001194213 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: COMMON STOCK · 8,000 shares

Expires 2023-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Award vests in equal installments from first through fifth year following award date.

Read SEC document
November 29, 2017 Filed Dec 1, 2017 21:52 UTC
CUSHING ROBERT TExecutive Vice President & COO
Exercise / conversionOPTION: RT-TO-BUY · Derivative 8,700 $0.00 Strike: $5.17 $0.00
Disclosure

SEC source: 0001140361-17-044622 · doc1.xml · derivative · entry 8

CUSHING ROBERT T · CIK 0001194213 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 8,700 shares

Expires 2022-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Award vests in equal installments from first through fifth year following award date.

Read SEC document
November 29, 2017 Filed Dec 1, 2017 21:52 UTC
CUSHING ROBERT TExecutive Vice President & COO
GiftCOMMON STOCK 22,300 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-044622 · doc1.xml · nonDerivative · entry 6

CUSHING ROBERT T · CIK 0001194213 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2

F2 · price: Shares were transferred from reporter's account (direct) to spouse's account (indirect).

Read SEC document
November 29, 2017 Filed Dec 1, 2017 21:52 UTC
CUSHING ROBERT TExecutive Vice President & COO
Tax withholdingCOMMON STOCK 15,386 $9.70 $149,244.20
Disclosure

SEC source: 0001140361-17-044622 · doc1.xml · nonDerivative · entry 5

CUSHING ROBERT T · CIK 0001194213 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,302

Read SEC document
November 29, 2017 Filed Dec 1, 2017 21:52 UTC
CUSHING ROBERT TExecutive Vice President & COO
Exercise / conversionCOMMON STOCK 5,600 $7.22 $40,432.00
Disclosure

SEC source: 0001140361-17-044622 · doc1.xml · nonDerivative · entry 4

CUSHING ROBERT T · CIK 0001194213 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,688

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2017 Filed Dec 1, 2017 21:52 UTC
CUSHING ROBERT TExecutive Vice President & COO
Exercise / conversionCOMMON STOCK 8,000 $7.05 $56,400.00
Disclosure

SEC source: 0001140361-17-044622 · doc1.xml · nonDerivative · entry 3

CUSHING ROBERT T · CIK 0001194213 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2017 Filed Dec 1, 2017 21:52 UTC
CUSHING ROBERT TExecutive Vice President & COO
Exercise / conversionCOMMON STOCK 8,700 $5.17 $44,979.00
Disclosure

SEC source: 0001140361-17-044622 · doc1.xml · nonDerivative · entry 2

CUSHING ROBERT T · CIK 0001194213 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2017 Filed Dec 1, 2017 21:52 UTC
CUSHING ROBERT TExecutive Vice President & COO
GiftCOMMON STOCK 15,386 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-044622 · doc1.xml · nonDerivative · entry 1

CUSHING ROBERT T · CIK 0001194213 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,388

F1 · price: Shares were transferred from spouse's account (indirect) to reporter's account (direct).

Read SEC document
November 21, 2017 Filed Nov 24, 2017 21:30 UTC GrantRestricted Stock Unit · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-043780 · doc1.xml · derivative · entry 1

FLYNN BRIAN C · CIK 0001665040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 1,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock.

F2 · derivative.exercise_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 21,2018. Settlement of the restricted stock units will be made in cash only.

F2 · derivative.expiration_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 21,2018. Settlement of the restricted stock units will be made in cash only.

Read SEC document
November 21, 2017 Filed Nov 24, 2017 21:29 UTC GrantRestricted Stock Unit · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-043777 · doc1.xml · derivative · entry 1

DE GENNARO DENNIS A · CIK 0001470580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 1,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock.

F2 · derivative.exercise_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 21,2018. Settlement of the restricted stock units will be made in cash only.

F2 · derivative.expiration_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 21,2018. Settlement of the restricted stock units will be made in cash only.

Read SEC document
November 21, 2017 Filed Nov 24, 2017 21:28 UTC GrantRestricted Stock Unit · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-043776 · doc1.xml · derivative · entry 1

Maggs Thomas O · CIK 0001333670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 1,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock.

F2 · derivative.exercise_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 21,2018. Settlement of the restricted stock units will be made in cash only.

F2 · derivative.expiration_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 21,2018. Settlement of the restricted stock units will be made in cash only.

Read SEC document
November 21, 2017 Filed Nov 24, 2017 21:26 UTC GrantRestricted Stock Unit · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-043775 · doc1.xml · derivative · entry 1

MARINELLO ANTHONY J MD PHD · CIK 0001194223 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 1,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock.

F2 · derivative.exercise_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 21,2018. Settlement of the restricted stock units will be made in cash only.

F2 · derivative.expiration_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 21,2018. Settlement of the restricted stock units will be made in cash only.

Read SEC document
November 21, 2017 Filed Nov 24, 2017 21:25 UTC GrantRestricted Stock Unit · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-043774 · doc1.xml · derivative · entry 1

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 1,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock.

F2 · derivative.exercise_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 21,2018. Settlement of the restricted stock units will be made in cash only.

F2 · derivative.expiration_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 21,2018. Settlement of the restricted stock units will be made in cash only.

Read SEC document
November 21, 2017 Filed Nov 24, 2017 21:25 UTC
CURLEY KEVIN MSENIOR VICE PRESIDENT
GrantRestricted Stock Unit · Derivative 2,800 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-043773 · doc1.xml · derivative · entry 1

CURLEY KEVIN M · CIK 0001699685 · SENIOR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,800

Underlying: Common Stock · 2,800 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock.

F2 · derivative.exercise_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 21,2018. Settlement of the restricted stock units will be made in cash only.

F2 · derivative.expiration_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 21,2018. Settlement of the restricted stock units will be made in cash only.

Read SEC document
November 21, 2017 Filed Nov 24, 2017 21:23 UTC
LEONARD ROBERT MEVP & SECRETARY
GrantRestricted Stock Unit · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-043772 · doc1.xml · derivative · entry 1

LEONARD ROBERT M · CIK 0001243260 · EVP & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock.

F2 · derivative.exercise_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 21,2018. Settlement of the restricted stock units will be made in cash only.

F2 · derivative.expiration_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 21,2018. Settlement of the restricted stock units will be made in cash only.

Read SEC document
November 21, 2017 Filed Nov 24, 2017 21:22 UTC
SALVADOR SCOT REVP & Chief Banking Officer
GrantRestricted Stock Unit · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-043771 · doc1.xml · derivative · entry 1

SALVADOR SCOT R · CIK 0001274235 · EVP & Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock.

F2 · derivative.exercise_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 21,2018. Settlement of the restricted stock units will be made in cash only.

F2 · derivative.expiration_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 21,2018. Settlement of the restricted stock units will be made in cash only.

Read SEC document
November 21, 2017 Filed Nov 24, 2017 21:21 UTC
SCHRECK ERIC WSVP & Treasurer
GrantRestricted Stock Unit · Derivative 2,800 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-043770 · doc1.xml · derivative · entry 1

SCHRECK ERIC W · CIK 0001496788 · SVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,800

Underlying: Common Stock · 2,800 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock.

F2 · derivative.exercise_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 21,2018. Settlement of the restricted stock units will be made in cash only.

F2 · derivative.expiration_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 21,2018. Settlement of the restricted stock units will be made in cash only.

Read SEC document
November 21, 2017 Filed Nov 24, 2017 21:20 UTC
MCCORMICK ROBERT JPresident & CEO
GrantRestricted Stock Unit · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-043769 · doc1.xml · derivative · entry 1

MCCORMICK ROBERT J · CIK 0001214045 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock.

F2 · derivative.exercise_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 21,2018. Settlement of the restricted stock units will be made in cash only.

F2 · derivative.expiration_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 21,2018. Settlement of the restricted stock units will be made in cash only.

Read SEC document
November 21, 2017 Filed Nov 24, 2017 21:18 UTC
OZIMEK MICHAEL MCFO & Senior Vice President
GrantRestricted Stock Unit · Derivative 2,800 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-043768 · doc1.xml · derivative · entry 1

OZIMEK MICHAEL M · CIK 0001628458 · CFO & Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,800

Underlying: Common Stock · 2,800 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock.

F2 · derivative.exercise_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 21,2018. Settlement of the restricted stock units will be made in cash only.

F2 · derivative.expiration_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 21,2018. Settlement of the restricted stock units will be made in cash only.

Read SEC document
November 21, 2017 Filed Nov 24, 2017 21:16 UTC GrantRestricted Stock Unit · Derivative 825 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-043767 · doc1.xml · derivative · entry 1

HALL MICHAEL JAMES · CIK 0001696206 · SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 825

Underlying: Common Stock · 825 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock.

F2 · derivative.exercise_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 21,2018. Settlement of the restricted stock units will be made in cash only.

F2 · derivative.expiration_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 21,2018. Settlement of the restricted stock units will be made in cash only.

Read SEC document
November 20, 2017 Filed Nov 22, 2017 21:15 UTC Exercise / conversionOPTION: RT-TO-BUY · Derivative 1,450 $0.00 Strike: $6.43 $0.00
Disclosure

SEC source: 0001140361-17-043670 · doc1.xml · derivative · entry 10

SCHRECK ERIC W · CIK 0001496788 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,350

Underlying: COMMON STOCK · 1,450 shares

Expires 2025-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Award vests in equal installments from the first through fifth year following the award date, beginning November 17, 2016.

Read SEC document
November 20, 2017 Filed Nov 22, 2017 21:15 UTC Exercise / conversionOPTION: RT-TO-BUY · Derivative 4,350 $0.00 Strike: $7.22 $0.00
Disclosure

SEC source: 0001140361-17-043670 · doc1.xml · derivative · entry 9

SCHRECK ERIC W · CIK 0001496788 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,900

Underlying: COMMON STOCK · 4,350 shares

Expires 2024-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Award vests in equal installments from the first through fifth year following the award date, beginning November 18, 2015.

Read SEC document
November 20, 2017 Filed Nov 22, 2017 21:15 UTC Exercise / conversionOPTION: RT-TO-BUY · Derivative 8,800 $0.00 Strike: $7.05 $0.00
Disclosure

SEC source: 0001140361-17-043670 · doc1.xml · derivative · entry 8

SCHRECK ERIC W · CIK 0001496788 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,200

Underlying: COMMON STOCK · 8,800 shares

Expires 2023-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Award vests in equal installments from the first through fifth year following the award date, beginning November 19, 2014.

Read SEC document
November 20, 2017 Filed Nov 22, 2017 21:15 UTC Exercise / conversionOPTION: RT-TO-BUY · Derivative 1,700 $0.00 Strike: $5.17 $0.00
Disclosure

SEC source: 0001140361-17-043670 · doc1.xml · derivative · entry 7

SCHRECK ERIC W · CIK 0001496788 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 1,700 shares

Expires 2022-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Award vests in equal installments from the first through fifth year following the award date, beginning November 20, 2013.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.