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Nasdaq · USD

TRST

TRUSTCO BANK CORP N Y

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1459
SEC CIK
0000357301
Parsed reports
545

Last 12 months

Inside the activity.

7 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202610
May 202600
Jun 202620
Jul 202600
Aug 202610
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 17, 2018 Filed Nov 20, 2018 16:13 UTC Exercise / conversionRESTRICTED STOCK UNIT · Derivative 1,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006726 · doc1.xml · derivative · entry 3

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: The restricted stock units "vested" in whole November 17, 2018 and were settled in cash.

F3 · derivative.expiration_date: The restricted stock units "vested" in whole November 17, 2018 and were settled in cash.

Read SEC document
November 17, 2018 Filed Nov 20, 2018 16:13 UTC Disposition to issuerCOMMON STOCK 1,500 $7.83 $11,745.00
Disclosure

SEC source: 0001567619-18-006726 · doc1.xml · nonDerivative · entry 2

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,650

F1 · shares: Reflects cash settlement of 1,500 restricted stock units that settled only for cash.

Read SEC document
November 17, 2018 Filed Nov 20, 2018 16:13 UTC Exercise / conversionCOMMON STOCK 1,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006726 · doc1.xml · nonDerivative · entry 1

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 1,500 restricted stock units that settled only for cash.

Read SEC document
November 17, 2018 Filed Nov 20, 2018 16:11 UTC Exercise / conversionRESTRICTED STOCK UNIT · Derivative 1,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006724 · doc1.xml · derivative · entry 4

MARINELLO ANTHONY J MD PHD · CIK 0001194223 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: The restricted stock units "vested" in whole November 17, 2018 and were settled in cash.

F3 · derivative.expiration_date: The restricted stock units "vested" in whole November 17, 2018 and were settled in cash.

Read SEC document
November 17, 2018 Filed Nov 20, 2018 16:11 UTC Disposition to issuerCOMMON STOCK 1,500 $7.83 $11,745.00
Disclosure

SEC source: 0001567619-18-006724 · doc1.xml · nonDerivative · entry 2

MARINELLO ANTHONY J MD PHD · CIK 0001194223 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,802

F1 · shares: Reflects cash settlement of 1,500 restricted stock units that settled only for cash.

Read SEC document
November 17, 2018 Filed Nov 20, 2018 16:11 UTC Exercise / conversionCOMMON STOCK 1,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006724 · doc1.xml · nonDerivative · entry 1

MARINELLO ANTHONY J MD PHD · CIK 0001194223 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 1,500 restricted stock units that settled only for cash.

Read SEC document
November 17, 2018 Filed Nov 20, 2018 16:09 UTC Exercise / conversionRESTRICTED STOCK UNIT · Derivative 1,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006723 · doc1.xml · derivative · entry 4

Maggs Thomas O · CIK 0001333670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: The restricted stock units "vested" in whole November 17, 2018 and were settled in cash.

F3 · derivative.expiration_date: The restricted stock units "vested" in whole November 17, 2018 and were settled in cash.

Read SEC document
November 17, 2018 Filed Nov 20, 2018 16:09 UTC Disposition to issuerCOMMON STOCK 1,500 $7.83 $11,745.00
Disclosure

SEC source: 0001567619-18-006723 · doc1.xml · nonDerivative · entry 2

Maggs Thomas O · CIK 0001333670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,992

F1 · shares: Reflects cash settlement of 1,500 restricted stock units that settled only for cash.

Read SEC document
November 17, 2018 Filed Nov 20, 2018 16:09 UTC Exercise / conversionCOMMON STOCK 1,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006723 · doc1.xml · nonDerivative · entry 1

Maggs Thomas O · CIK 0001333670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,492

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 1,500 restricted stock units that settled only for cash.

Read SEC document
November 17, 2018 Filed Nov 20, 2018 15:58 UTC Exercise / conversionRESTRICTED STOCK UNIT · Derivative 850 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006720 · doc1.xml · derivative · entry 3

HALL MICHAEL JAMES · CIK 0001696206 · SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 850 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: The restricted stock units "vested" in whole November 17, 2018 and were settled in cash.

F3 · derivative.expiration_date: The restricted stock units "vested" in whole November 17, 2018 and were settled in cash.

Read SEC document
November 17, 2018 Filed Nov 20, 2018 15:58 UTC Disposition to issuerCOMMON STOCK 850 $7.83 $6,655.50
Disclosure

SEC source: 0001567619-18-006720 · doc1.xml · nonDerivative · entry 2

HALL MICHAEL JAMES · CIK 0001696206 · SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,001

F1 · shares: Reflects cash settlement of 850 restricted stock units that settled only for cash.

Read SEC document
November 17, 2018 Filed Nov 20, 2018 15:58 UTC Exercise / conversionCOMMON STOCK 850 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006720 · doc1.xml · nonDerivative · entry 1

HALL MICHAEL JAMES · CIK 0001696206 · SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,851

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 850 restricted stock units that settled only for cash.

Read SEC document
November 17, 2018 Filed Nov 20, 2018 16:08 UTC Exercise / conversionRESTRICTED STOCK UNIT · Derivative 1,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006722 · doc1.xml · derivative · entry 4

DE GENNARO DENNIS A · CIK 0001470580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: The restricted stock units "vested" in whole November 17, 2018 and were settled in cash.

F3 · derivative.expiration_date: The restricted stock units "vested" in whole November 17, 2018 and were settled in cash.

Read SEC document
November 17, 2018 Filed Nov 20, 2018 16:08 UTC Disposition to issuerCOMMON STOCK 1,500 $7.83 $11,745.00
Disclosure

SEC source: 0001567619-18-006722 · doc1.xml · nonDerivative · entry 2

DE GENNARO DENNIS A · CIK 0001470580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,568

F1 · shares: Reflects cash settlement of 1,500 restricted stock units that settled only for cash

Read SEC document
November 17, 2018 Filed Nov 20, 2018 16:08 UTC Exercise / conversionCOMMON STOCK 1,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006722 · doc1.xml · nonDerivative · entry 1

DE GENNARO DENNIS A · CIK 0001470580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 1,500 restricted stock units that settled only for cash

Read SEC document
November 17, 2018 Filed Nov 20, 2018 15:57 UTC
OZIMEK MICHAEL MCFO & Senior Vice President
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 2,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006719 · doc1.xml · derivative · entry 3

OZIMEK MICHAEL M · CIK 0001628458 · CFO & Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: The restricted stock units "vested" in whole November 17, 2018 and were settled in cash.

F3 · derivative.expiration_date: The restricted stock units "vested" in whole November 17, 2018 and were settled in cash.

Read SEC document
November 17, 2018 Filed Nov 20, 2018 15:57 UTC
OZIMEK MICHAEL MCFO & Senior Vice President
Disposition to issuerCOMMON STOCK 2,500 $7.83 $19,575.00
Disclosure

SEC source: 0001567619-18-006719 · doc1.xml · nonDerivative · entry 2

OZIMEK MICHAEL M · CIK 0001628458 · CFO & Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,304

F1 · shares: Reflects cash settlement of 2,500 restricted stock units that settled only for cash.

Read SEC document
November 17, 2018 Filed Nov 20, 2018 15:57 UTC
OZIMEK MICHAEL MCFO & Senior Vice President
Exercise / conversionCOMMON STOCK 2,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006719 · doc1.xml · nonDerivative · entry 1

OZIMEK MICHAEL M · CIK 0001628458 · CFO & Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,804

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 2,500 restricted stock units that settled only for cash.

Read SEC document
November 17, 2018 Filed Nov 20, 2018 15:56 UTC
SCHRECK ERIC WSVP & Treasurer
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 2,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006718 · doc1.xml · derivative · entry 4

SCHRECK ERIC W · CIK 0001496788 · SVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: The restricted stock units "vested" in whole November 17, 2018 and were settled in cash.

F3 · derivative.expiration_date: The restricted stock units "vested" in whole November 17, 2018 and were settled in cash.

Read SEC document
November 17, 2018 Filed Nov 20, 2018 15:56 UTC
SCHRECK ERIC WSVP & Treasurer
Disposition to issuerCOMMON STOCK 2,500 $7.83 $19,575.00
Disclosure

SEC source: 0001567619-18-006718 · doc1.xml · nonDerivative · entry 2

SCHRECK ERIC W · CIK 0001496788 · SVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,763

F1 · shares: Reflects cash settlement of 2,500 restricted stock units that settled only for cash.

Read SEC document
November 17, 2018 Filed Nov 20, 2018 15:56 UTC
SCHRECK ERIC WSVP & Treasurer
Exercise / conversionCOMMON STOCK 2,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006718 · doc1.xml · nonDerivative · entry 1

SCHRECK ERIC W · CIK 0001496788 · SVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 2,500 restricted stock units that settled only for cash.

Read SEC document
November 17, 2018 Filed Nov 20, 2018 15:55 UTC
CURLEY KEVIN MSENIOR VICE PRESIDENT
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 2,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006716 · doc1.xml · derivative · entry 4

CURLEY KEVIN M · CIK 0001699685 · SENIOR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: The restricted stock units "vest" in whole November 17, 2018 and were settled in cash.

F3 · derivative.expiration_date: The restricted stock units "vest" in whole November 17, 2018 and were settled in cash.

Read SEC document
November 17, 2018 Filed Nov 20, 2018 15:55 UTC
CURLEY KEVIN MSENIOR VICE PRESIDENT
Disposition to issuerCOMMON STOCK 2,500 $7.83 $19,575.00
Disclosure

SEC source: 0001567619-18-006716 · doc1.xml · nonDerivative · entry 2

CURLEY KEVIN M · CIK 0001699685 · SENIOR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,142

F1 · shares: Reflects cash settlement of 2,500 restricted stock units that settled only for cash.

Read SEC document
November 17, 2018 Filed Nov 20, 2018 15:55 UTC
CURLEY KEVIN MSENIOR VICE PRESIDENT
Exercise / conversionCOMMON STOCK 2,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006716 · doc1.xml · nonDerivative · entry 1

CURLEY KEVIN M · CIK 0001699685 · SENIOR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 2,500 restricted stock units that settled only for cash.

Read SEC document
November 17, 2018 Filed Nov 20, 2018 15:52 UTC
LEONARD ROBERT MEVP & SECRETARY
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 9,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006715 · doc1.xml · derivative · entry 4

LEONARD ROBERT M · CIK 0001243260 · EVP & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 9,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: The restricted stock units "vested" in whole November 17, 2018 and were settled in cash.

F3 · derivative.expiration_date: The restricted stock units "vested" in whole November 17, 2018 and were settled in cash.

Read SEC document
November 17, 2018 Filed Nov 20, 2018 15:52 UTC
LEONARD ROBERT MEVP & SECRETARY
Disposition to issuerCOMMON STOCK 9,250 $7.83 $72,427.50
Disclosure

SEC source: 0001567619-18-006715 · doc1.xml · nonDerivative · entry 2

LEONARD ROBERT M · CIK 0001243260 · EVP & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,199

F1 · shares: Reflects cash settlement of 9,250 restricted stock units that settled only for cash.

Read SEC document
November 17, 2018 Filed Nov 20, 2018 15:52 UTC
LEONARD ROBERT MEVP & SECRETARY
Exercise / conversionCOMMON STOCK 9,250 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006715 · doc1.xml · nonDerivative · entry 1

LEONARD ROBERT M · CIK 0001243260 · EVP & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,449

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 9,250 restricted stock units that settled only for cash.

Read SEC document
November 17, 2018 Filed Nov 20, 2018 15:51 UTC
SALVADOR SCOT REVP & Chief Banking Officer
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 9,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006714 · doc1.xml · derivative · entry 3

SALVADOR SCOT R · CIK 0001274235 · EVP & Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 9,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: The restricted stock units "vested" in whole November 17, 2018 and were settled in cash.

F3 · derivative.expiration_date: The restricted stock units "vested" in whole November 17, 2018 and were settled in cash.

Read SEC document
November 17, 2018 Filed Nov 20, 2018 15:51 UTC
SALVADOR SCOT REVP & Chief Banking Officer
Disposition to issuerCOMMON STOCK 9,250 $7.83 $72,427.50
Disclosure

SEC source: 0001567619-18-006714 · doc1.xml · nonDerivative · entry 2

SALVADOR SCOT R · CIK 0001274235 · EVP & Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,238

F1 · shares: Reflects cash settlement of 9,250 restricted stock units that settled only for cash.

Read SEC document
November 17, 2018 Filed Nov 20, 2018 15:51 UTC
SALVADOR SCOT REVP & Chief Banking Officer
Exercise / conversionCOMMON STOCK 9,250 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006714 · doc1.xml · nonDerivative · entry 1

SALVADOR SCOT R · CIK 0001274235 · EVP & Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,488

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 9,250 restricted stock units that settled only for cash.

Read SEC document
November 17, 2018 Filed Nov 20, 2018 15:45 UTC
MCCORMICK ROBERT JPresident & CEO
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 18,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006713 · doc1.xml · derivative · entry 4

MCCORMICK ROBERT J · CIK 0001214045 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 18,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: The restricted stock units "vested" in whole November 17,2018 and were settled in cash.

F3 · derivative.expiration_date: The restricted stock units "vested" in whole November 17,2018 and were settled in cash.

Read SEC document
November 17, 2018 Filed Nov 20, 2018 15:45 UTC
MCCORMICK ROBERT JPresident & CEO
Disposition to issuerCOMMON STOCK 18,500 $7.83 $144,855.00
Disclosure

SEC source: 0001567619-18-006713 · doc1.xml · nonDerivative · entry 2

MCCORMICK ROBERT J · CIK 0001214045 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 919,761

F1 · shares: Reflects cash settlement of 18,500 restricted stock units that settled only for cash.

Read SEC document
November 17, 2018 Filed Nov 20, 2018 15:45 UTC
MCCORMICK ROBERT JPresident & CEO
Exercise / conversionCOMMON STOCK 18,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006713 · doc1.xml · nonDerivative · entry 1

MCCORMICK ROBERT J · CIK 0001214045 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 938,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 18,500 restricted stock units that settled only for cash.

Read SEC document
November 14, 2018 Filed Nov 15, 2018 16:25 UTC
CURLEY KEVIN MSENIOR VICE PRESIDENT
PurchaseCOMMON STOCK 5,000 $7.76 $38,800.00
Disclosure

SEC source: 0001567619-18-006413 · doc1.xml · nonDerivative · entry 1

CURLEY KEVIN M · CIK 0001699685 · SENIOR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,142

Read SEC document
November 05, 2018 Filed Nov 7, 2018 18:33 UTC PurchaseCOMMON STOCK 5,000 $7.63 $38,150.00
Disclosure

SEC source: 0001567619-18-005221 · doc1.xml · nonDerivative · entry 1

DE GENNARO DENNIS A · CIK 0001470580 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · SPOUSE

Disclosed balance after: 8,000

Read SEC document
October 29, 2018 Filed Oct 31, 2018 19:29 UTC PurchaseCOMMON STOCK 1,323 $7.52 $9,948.96
Disclosure

SEC source: 0001567619-18-004851 · doc1.xml · nonDerivative · entry 1

LUCARELLI LISA M · CIK 0001723965 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,481

Read SEC document
September 04, 2018 Filed Sep 5, 2018 19:46 UTC Exercise / conversionOPTION: RT-TO-BUY · Derivative 2,000 $0.00 Strike: $5.17 $0.00
Disclosure

SEC source: 0001567619-18-002137 · doc1.xml · derivative · entry 3

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 2,000 shares

Expires 2021-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: DIRECTOR AWARDS VEST IN FULL ON DATE OF GRANT.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 19:46 UTC SaleCOMMON STOCK 2,000 $9.20 $18,408.40
Disclosure

SEC source: 0001567619-18-002137 · doc1.xml · nonDerivative · entry 2

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,650

Read SEC document
September 04, 2018 Filed Sep 5, 2018 19:46 UTC Exercise / conversionCOMMON STOCK 2,000 $5.14 $10,280.00
Disclosure

SEC source: 0001567619-18-002137 · doc1.xml · nonDerivative · entry 1

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 30, 2018 Filed Aug 31, 2018 14:10 UTC
SCHRECK ERIC WSVP & Treasurer
SaleCOMMON STOCK 1,975 $9.21 $18,189.75
Disclosure

SEC source: 0001567619-18-001966 · doc1.xml · nonDerivative · entry 1

SCHRECK ERIC W · CIK 0001496788 · SVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,264

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August 27, 2018 Filed Aug 29, 2018 20:50 UTC Exercise / conversionOPTION: RT-TO-BUY · Derivative 32,000 $0.00 Strike: $7.05 $0.00
Disclosure

SEC source: 0001567619-18-001885 · doc1.xml · derivative · entry 6

LEONARD ROBERT M · CIK 0001243260 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: COMMON STOCK · 32,000 shares

Expires 2023-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Award vests in equal installments from the first through the fifth year following the award date, beginning November 19, 2014.

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August 27, 2018 Filed Aug 29, 2018 20:50 UTC Exercise / conversionOPTION: RT-TO-BUY · Derivative 1,700 $0.00 Strike: $5.17 $0.00
Disclosure

SEC source: 0001567619-18-001885 · doc1.xml · derivative · entry 5

LEONARD ROBERT M · CIK 0001243260 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 1,700 shares

Expires 2022-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Award vests in equal installments from the first through the fifth year following the award date, beginning November 20, 2013.

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August 27, 2018 Filed Aug 29, 2018 20:50 UTC Tax withholdingCOMMON STOCK 25,205 $9.30 $234,406.50
Disclosure

SEC source: 0001567619-18-001885 · doc1.xml · nonDerivative · entry 3

LEONARD ROBERT M · CIK 0001243260 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,648

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August 27, 2018 Filed Aug 29, 2018 20:50 UTC Exercise / conversionCOMMON STOCK 32,000 $7.05 $225,600.00
Disclosure

SEC source: 0001567619-18-001885 · doc1.xml · nonDerivative · entry 2

LEONARD ROBERT M · CIK 0001243260 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,853

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 27, 2018 Filed Aug 29, 2018 20:50 UTC Exercise / conversionCOMMON STOCK 1,700 $5.17 $8,789.00
Disclosure

SEC source: 0001567619-18-001885 · doc1.xml · nonDerivative · entry 1

LEONARD ROBERT M · CIK 0001243260 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,853

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 24, 2018 Filed Aug 28, 2018 18:38 UTC
CURLEY KEVIN MSENIOR VICE PRESIDENT
Exercise / conversionOPTION: RT-TO-BUY · Derivative 2,800 $0.00 Strike: $7.22 $0.00
Disclosure

SEC source: 0001567619-18-001828 · doc1.xml · derivative · entry 8

CURLEY KEVIN M · CIK 0001699685 · SENIOR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,550

Underlying: COMMON STOCK · 2,800 shares

Expires 2024-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: AWARD VESTS IN EQUAL INSTALLMENTS FROM THE FIRST THROUGH FIFTH YEAR FOLLOWING THE AWARD DATE, BEGINNING NOVEMBER 18, 2015.

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August 24, 2018 Filed Aug 28, 2018 18:38 UTC
CURLEY KEVIN MSENIOR VICE PRESIDENT
Exercise / conversionOPTION: RT-TO-BUY · Derivative 8,800 $0.00 Strike: $7.05 $0.00
Disclosure

SEC source: 0001567619-18-001828 · doc1.xml · derivative · entry 7

CURLEY KEVIN M · CIK 0001699685 · SENIOR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 8,800 shares

Expires 2023-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: AWARD VESTS IN EQUAL INSTALLMENTS FROM THE FIRST THROUGH FIFTH YEAR FOLLOWING THE AWARD DATE, BEGINNING NOVEMBER 19, 2014.

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August 24, 2018 Filed Aug 28, 2018 18:38 UTC
CURLEY KEVIN MSENIOR VICE PRESIDENT
Exercise / conversionOPTION: RT-TO-BUY · Derivative 4,500 $0.00 Strike: $5.17 $0.00
Disclosure

SEC source: 0001567619-18-001828 · doc1.xml · derivative · entry 6

CURLEY KEVIN M · CIK 0001699685 · SENIOR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 4,500 shares

Expires 2022-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: AWARD VESTS IN EQUAL INSTALLMENTS FROM THE FIRST THROUGH FIFTH YEAR FOLLOWING THE AWARD DATE, BEGINNING NOVEMBER 20, 2013.

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August 24, 2018 Filed Aug 28, 2018 18:38 UTC
CURLEY KEVIN MSENIOR VICE PRESIDENT
Tax withholdingCOMMON STOCK 11,226 $9.40 $105,524.40
Disclosure

SEC source: 0001567619-18-001828 · doc1.xml · nonDerivative · entry 4

CURLEY KEVIN M · CIK 0001699685 · SENIOR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,628

Read SEC document
August 24, 2018 Filed Aug 28, 2018 18:38 UTC
CURLEY KEVIN MSENIOR VICE PRESIDENT
Exercise / conversionCOMMON STOCK 2,800 $7.22 $20,216.00
Disclosure

SEC source: 0001567619-18-001828 · doc1.xml · nonDerivative · entry 3

CURLEY KEVIN M · CIK 0001699685 · SENIOR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,854

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.