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Nasdaq · USD

TRST

TRUSTCO BANK CORP N Y

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1459
SEC CIK
0000357301
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545

Last 12 months

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7 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202610
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 13, 2018 Filed Dec 14, 2018 15:46 UTC
CURLEY KEVIN MSENIOR VICE PRESIDENT & COO
PurchaseCOMMON STOCK 2,000 $7.06 $14,113.20
Disclosure

SEC source: 0001567619-18-007972 · doc1.xml · nonDerivative · entry 1

CURLEY KEVIN M · CIK 0001699685 · SENIOR VICE PRESIDENT & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,142

Read SEC document
November 21, 2018 Filed Nov 23, 2018 18:54 UTC Exercise / conversionRESTRICTED STOCK UNIT · Derivative 500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006882 · doc1.xml · derivative · entry 3

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: COMMON STOCK · 500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2018 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2018 and were settled in cash.

Read SEC document
November 21, 2018 Filed Nov 23, 2018 18:54 UTC Disposition to issuerCOMMON STOCK 500 $7.67 $3,835.00
Disclosure

SEC source: 0001567619-18-006882 · doc1.xml · nonDerivative · entry 2

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,650

F1 · shares: Reflects cash settlement of 500 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2018 and were settled in cash.

Read SEC document
November 21, 2018 Filed Nov 23, 2018 18:54 UTC Exercise / conversionCOMMON STOCK 500 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006882 · doc1.xml · nonDerivative · entry 1

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 500 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2018 and were settled in cash.

Read SEC document
November 21, 2018 Filed Nov 23, 2018 18:49 UTC Exercise / conversionRESTRICTED STOCK UNIT · Derivative 500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006877 · doc1.xml · derivative · entry 4

DE GENNARO DENNIS A · CIK 0001470580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: COMMON STOCK · 500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2018 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2018 and were settled in cash.

Read SEC document
November 21, 2018 Filed Nov 23, 2018 18:49 UTC Disposition to issuerCOMMON STOCK 500 $7.67 $3,835.00
Disclosure

SEC source: 0001567619-18-006877 · doc1.xml · nonDerivative · entry 2

DE GENNARO DENNIS A · CIK 0001470580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,568

F1 · shares: Reflects cash settlement of 500 restricted stock units that settled only for cash

F3 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2018 and were settled in cash.

Read SEC document
November 21, 2018 Filed Nov 23, 2018 18:49 UTC Exercise / conversionCOMMON STOCK 500 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006877 · doc1.xml · nonDerivative · entry 1

DE GENNARO DENNIS A · CIK 0001470580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 500 restricted stock units that settled only for cash

F3 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2018 and were settled in cash.

Read SEC document
November 21, 2018 Filed Nov 23, 2018 18:53 UTC Exercise / conversionRESTRICTED STOCK UNIT · Derivative 500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006881 · doc1.xml · derivative · entry 4

MARINELLO ANTHONY J MD PHD · CIK 0001194223 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: COMMON STOCK · 500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2018 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2018 and were settled in cash.

Read SEC document
November 21, 2018 Filed Nov 23, 2018 18:53 UTC Disposition to issuerCOMMON STOCK 500 $7.67 $3,835.00
Disclosure

SEC source: 0001567619-18-006881 · doc1.xml · nonDerivative · entry 2

MARINELLO ANTHONY J MD PHD · CIK 0001194223 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,802

F1 · shares: Reflects cash settlement of 500 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2018 and were settled in cash.

Read SEC document
November 21, 2018 Filed Nov 23, 2018 18:53 UTC Exercise / conversionCOMMON STOCK 500 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006881 · doc1.xml · nonDerivative · entry 1

MARINELLO ANTHONY J MD PHD · CIK 0001194223 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 500 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2018 and were settled in cash.

Read SEC document
November 21, 2018 Filed Nov 23, 2018 18:52 UTC Exercise / conversionRESTRICTED STOCK UNIT · Derivative 500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006880 · doc1.xml · derivative · entry 4

Maggs Thomas O · CIK 0001333670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: COMMON STOCK · 500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2018 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2018 and were settled in cash.

Read SEC document
November 21, 2018 Filed Nov 23, 2018 18:52 UTC Disposition to issuerCOMMON STOCK 500 $7.67 $3,835.00
Disclosure

SEC source: 0001567619-18-006880 · doc1.xml · nonDerivative · entry 2

Maggs Thomas O · CIK 0001333670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,992

F1 · shares: Reflects cash settlement of 500 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2018 and were settled in cash.

Read SEC document
November 21, 2018 Filed Nov 23, 2018 18:52 UTC Exercise / conversionCOMMON STOCK 500 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006880 · doc1.xml · nonDerivative · entry 1

Maggs Thomas O · CIK 0001333670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,492

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 500 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2018 and were settled in cash.

Read SEC document
November 21, 2018 Filed Nov 23, 2018 18:50 UTC Exercise / conversionRESTRICTED STOCK UNIT · Derivative 500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006878 · doc1.xml · derivative · entry 3

FLYNN BRIAN C · CIK 0001665040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: COMMON STOCK · 500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2018 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2018 and were settled in cash.

Read SEC document
November 21, 2018 Filed Nov 23, 2018 18:50 UTC Disposition to issuerCOMMON STOCK 500 $7.67 $3,835.00
Disclosure

SEC source: 0001567619-18-006878 · doc1.xml · nonDerivative · entry 2

FLYNN BRIAN C · CIK 0001665040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,635

F1 · shares: Reflects cash settlement of 500 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2018 and were settled in cash.

Read SEC document
November 21, 2018 Filed Nov 23, 2018 18:50 UTC Exercise / conversionCOMMON STOCK 500 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006878 · doc1.xml · nonDerivative · entry 1

FLYNN BRIAN C · CIK 0001665040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,135

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 500 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2018 and were settled in cash.

Read SEC document
November 21, 2018 Filed Nov 23, 2018 18:44 UTC
HALL MICHAEL JAMESVICE PRESIDENT & SECRETARY
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 275 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006876 · doc1.xml · derivative · entry 3

HALL MICHAEL JAMES · CIK 0001696206 · VICE PRESIDENT & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550

Underlying: COMMON STOCK · 275 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2018 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2018 and were settled in cash.

Read SEC document
November 21, 2018 Filed Nov 23, 2018 18:44 UTC
HALL MICHAEL JAMESVICE PRESIDENT & SECRETARY
Disposition to issuerCOMMON STOCK 275 $7.67 $2,109.25
Disclosure

SEC source: 0001567619-18-006876 · doc1.xml · nonDerivative · entry 2

HALL MICHAEL JAMES · CIK 0001696206 · VICE PRESIDENT & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,001

F1 · shares: Reflects cash settlement of 275 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2018 and were settled in cash.

Read SEC document
November 21, 2018 Filed Nov 23, 2018 18:44 UTC
HALL MICHAEL JAMESVICE PRESIDENT & SECRETARY
Exercise / conversionCOMMON STOCK 275 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006876 · doc1.xml · nonDerivative · entry 1

HALL MICHAEL JAMES · CIK 0001696206 · VICE PRESIDENT & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,276

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 275 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2018 and were settled in cash.

Read SEC document
November 21, 2018 Filed Nov 23, 2018 18:42 UTC
OZIMEK MICHAEL MSENIOR VICE PRESIDENT & CFO
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 933 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006874 · doc1.xml · derivative · entry 3

OZIMEK MICHAEL M · CIK 0001628458 · SENIOR VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,867

Underlying: COMMON STOCK · 933 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2018 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2018 and were settled in cash.

Read SEC document
November 21, 2018 Filed Nov 23, 2018 18:42 UTC
OZIMEK MICHAEL MSENIOR VICE PRESIDENT & CFO
Disposition to issuerCOMMON STOCK 933 $7.67 $7,156.11
Disclosure

SEC source: 0001567619-18-006874 · doc1.xml · nonDerivative · entry 2

OZIMEK MICHAEL M · CIK 0001628458 · SENIOR VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,304

F1 · shares: Reflects cash settlement of 933 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2018 and were settled in cash.

Read SEC document
November 21, 2018 Filed Nov 23, 2018 18:42 UTC
OZIMEK MICHAEL MSENIOR VICE PRESIDENT & CFO
Exercise / conversionCOMMON STOCK 933 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006874 · doc1.xml · nonDerivative · entry 1

OZIMEK MICHAEL M · CIK 0001628458 · SENIOR VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,237

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 933 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2018 and were settled in cash.

Read SEC document
November 21, 2018 Filed Nov 23, 2018 18:43 UTC
SCHRECK ERIC WSVP & TREASURER
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 933 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006875 · doc1.xml · derivative · entry 4

SCHRECK ERIC W · CIK 0001496788 · SVP & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,867

Underlying: COMMON STOCK · 933 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2018 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2018 and were settled in cash.

Read SEC document
November 21, 2018 Filed Nov 23, 2018 18:43 UTC
SCHRECK ERIC WSVP & TREASURER
Disposition to issuerCOMMON STOCK 933 $7.67 $7,156.11
Disclosure

SEC source: 0001567619-18-006875 · doc1.xml · nonDerivative · entry 2

SCHRECK ERIC W · CIK 0001496788 · SVP & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,763

F1 · shares: Reflects cash settlement of 933 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2018 and were settled in cash.

Read SEC document
November 21, 2018 Filed Nov 23, 2018 18:43 UTC
SCHRECK ERIC WSVP & TREASURER
Exercise / conversionCOMMON STOCK 933 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006875 · doc1.xml · nonDerivative · entry 1

SCHRECK ERIC W · CIK 0001496788 · SVP & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,696

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 933 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2018 and were settled in cash.

Read SEC document
November 21, 2018 Filed Nov 23, 2018 18:36 UTC
SALVADOR SCOT REVP & CHIEF BANKING OFFICER
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 3,333 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006872 · doc1.xml · derivative · entry 3

SALVADOR SCOT R · CIK 0001274235 · EVP & CHIEF BANKING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,667

Underlying: COMMON STOCK · 3,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2018 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2018 and were settled in cash.

Read SEC document
November 21, 2018 Filed Nov 23, 2018 18:36 UTC
SALVADOR SCOT REVP & CHIEF BANKING OFFICER
Disposition to issuerCOMMON STOCK 3,333 $7.67 $25,564.11
Disclosure

SEC source: 0001567619-18-006872 · doc1.xml · nonDerivative · entry 2

SALVADOR SCOT R · CIK 0001274235 · EVP & CHIEF BANKING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,238

F1 · shares: Reflects cash settlement of 3,333 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2018 and were settled in cash.

Read SEC document
November 21, 2018 Filed Nov 23, 2018 18:36 UTC
SALVADOR SCOT REVP & CHIEF BANKING OFFICER
Exercise / conversionCOMMON STOCK 3,333 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006872 · doc1.xml · nonDerivative · entry 1

SALVADOR SCOT R · CIK 0001274235 · EVP & CHIEF BANKING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,571

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 3,333 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2018 and were settled in cash.

Read SEC document
November 21, 2018 Filed Nov 23, 2018 18:37 UTC
CURLEY KEVIN MSENIOR VICE PRESIDENT & COO
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 933 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006873 · doc1.xml · derivative · entry 4

CURLEY KEVIN M · CIK 0001699685 · SENIOR VICE PRESIDENT & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,867

Underlying: COMMON STOCK · 933 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2018 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2018 and were settled in cash.

Read SEC document
November 21, 2018 Filed Nov 23, 2018 18:37 UTC
CURLEY KEVIN MSENIOR VICE PRESIDENT & COO
Disposition to issuerCOMMON STOCK 933 $7.67 $7,156.11
Disclosure

SEC source: 0001567619-18-006873 · doc1.xml · nonDerivative · entry 2

CURLEY KEVIN M · CIK 0001699685 · SENIOR VICE PRESIDENT & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,142

F1 · shares: Reflects cash settlement of 933 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2018 and were settled in cash.

Read SEC document
November 21, 2018 Filed Nov 23, 2018 18:37 UTC
CURLEY KEVIN MSENIOR VICE PRESIDENT & COO
Exercise / conversionCOMMON STOCK 933 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006873 · doc1.xml · nonDerivative · entry 1

CURLEY KEVIN M · CIK 0001699685 · SENIOR VICE PRESIDENT & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,075

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 933 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2018 and were settled in cash.

Read SEC document
November 21, 2018 Filed Nov 23, 2018 18:33 UTC
LEONARD ROBERT MEVP & CHIEF RISK OFFICER
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 3,333 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006871 · doc1.xml · derivative · entry 4

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,667

Underlying: COMMON STOCK · 3,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2018 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2018 and were settled in cash.

Read SEC document
November 21, 2018 Filed Nov 23, 2018 18:33 UTC
LEONARD ROBERT MEVP & CHIEF RISK OFFICER
Disposition to issuerCOMMON STOCK 3,333 $7.67 $25,564.11
Disclosure

SEC source: 0001567619-18-006871 · doc1.xml · nonDerivative · entry 2

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,199

F1 · shares: Reflects cash settlement of 3,333 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2018 and were settled in cash.

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November 21, 2018 Filed Nov 23, 2018 18:33 UTC
LEONARD ROBERT MEVP & CHIEF RISK OFFICER
Exercise / conversionCOMMON STOCK 3,333 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006871 · doc1.xml · nonDerivative · entry 1

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,532

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 3,333 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2018 and were settled in cash.

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November 21, 2018 Filed Nov 23, 2018 18:32 UTC
MCCORMICK ROBERT JPRESIDENT & CEO
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 6,667 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006870 · doc1.xml · derivative · entry 4

MCCORMICK ROBERT J · CIK 0001214045 · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,333

Underlying: COMMON STOCK · 6,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2018 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2018 and were settled in cash.

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November 21, 2018 Filed Nov 23, 2018 18:32 UTC
MCCORMICK ROBERT JPRESIDENT & CEO
Disposition to issuerCOMMON STOCK 6,667 $7.67 $51,135.89
Disclosure

SEC source: 0001567619-18-006870 · doc1.xml · nonDerivative · entry 2

MCCORMICK ROBERT J · CIK 0001214045 · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 919,761

F1 · shares: Reflects cash settlement of 6,667 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2018 and were settled in cash.

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November 21, 2018 Filed Nov 23, 2018 18:32 UTC
MCCORMICK ROBERT JPRESIDENT & CEO
Exercise / conversionCOMMON STOCK 6,667 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006870 · doc1.xml · nonDerivative · entry 1

MCCORMICK ROBERT J · CIK 0001214045 · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 926,428

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 6,667 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2018 and were settled in cash.

Read SEC document
November 20, 2018 Filed Nov 23, 2018 18:54 UTC GrantRESTRICTED STOCK UNIT · Derivative 2,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006882 · doc1.xml · derivative · entry 4

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: COMMON STOCK · 2,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F4 · derivative.exercise_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 20, 2019. Settlement of the restricted stock units will be made in cash only.

F4 · derivative.expiration_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 20, 2019. Settlement of the restricted stock units will be made in cash only.

Read SEC document
November 20, 2018 Filed Nov 23, 2018 18:49 UTC GrantRESTRICTED STOCK UNIT · Derivative 2,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006877 · doc1.xml · derivative · entry 5

DE GENNARO DENNIS A · CIK 0001470580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: COMMON STOCK · 2,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F4 · derivative.exercise_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 20, 2019. Settlement of the restricted stock units will be made in cash only.

F4 · derivative.expiration_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 20, 2019. Settlement of the restricted stock units will be made in cash only.

Read SEC document
November 20, 2018 Filed Nov 23, 2018 18:53 UTC GrantRESTRICTED STOCK UNIT · Derivative 2,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006881 · doc1.xml · derivative · entry 5

MARINELLO ANTHONY J MD PHD · CIK 0001194223 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: COMMON STOCK · 2,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F4 · derivative.exercise_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 20, 2019. Settlement of the restricted stock units will be made in cash only.

F4 · derivative.expiration_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 20, 2019. Settlement of the restricted stock units will be made in cash only.

Read SEC document
November 20, 2018 Filed Nov 23, 2018 18:52 UTC GrantRESTRICTED STOCK UNIT · Derivative 2,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006880 · doc1.xml · derivative · entry 5

Maggs Thomas O · CIK 0001333670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: COMMON STOCK · 2,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F4 · derivative.exercise_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 20, 2019. Settlement of the restricted stock units will be made in cash only.

F4 · derivative.expiration_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 20, 2019. Settlement of the restricted stock units will be made in cash only.

Read SEC document
November 20, 2018 Filed Nov 23, 2018 18:51 UTC GrantRESTRICTED STOCK UNIT · Derivative 2,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006879 · doc1.xml · derivative · entry 1

LUCARELLI LISA M · CIK 0001723965 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: COMMON STOCK · 2,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F2 · derivative.exercise_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 20, 2019. Settlement of the restricted stock units will be made in cash only.

F2 · derivative.expiration_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 20, 2019. Settlement of the restricted stock units will be made in cash only.

Read SEC document
November 20, 2018 Filed Nov 23, 2018 18:50 UTC GrantRESTRICTED STOCK UNIT · Derivative 2,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006878 · doc1.xml · derivative · entry 4

FLYNN BRIAN C · CIK 0001665040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: COMMON STOCK · 2,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F4 · derivative.exercise_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 20, 2019. Settlement of the restricted stock units will be made in cash only.

F4 · derivative.expiration_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 20, 2019. Settlement of the restricted stock units will be made in cash only.

Read SEC document
November 20, 2018 Filed Nov 23, 2018 18:44 UTC
HALL MICHAEL JAMESVICE PRESIDENT & SECRETARY
GrantRESTRICTED STOCK UNIT · Derivative 1,305 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006876 · doc1.xml · derivative · entry 4

HALL MICHAEL JAMES · CIK 0001696206 · VICE PRESIDENT & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,305

Underlying: COMMON STOCK · 1,305 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F4 · derivative.exercise_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 20, 2019. Settlement of the restricted stock units will be made in cash only.

F4 · derivative.expiration_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 20, 2019. Settlement of the restricted stock units will be made in cash only.

Read SEC document
November 20, 2018 Filed Nov 23, 2018 18:42 UTC
OZIMEK MICHAEL MSENIOR VICE PRESIDENT & CFO
GrantRESTRICTED STOCK UNIT · Derivative 3,916 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006874 · doc1.xml · derivative · entry 4

OZIMEK MICHAEL M · CIK 0001628458 · SENIOR VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,916

Underlying: COMMON STOCK · 3,916 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F4 · derivative.exercise_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 20, 2019. Settlement of the restricted stock units will be made in cash only.

F4 · derivative.expiration_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 20, 2019. Settlement of the restricted stock units will be made in cash only.

Read SEC document
November 20, 2018 Filed Nov 23, 2018 18:43 UTC
SCHRECK ERIC WSVP & TREASURER
GrantRESTRICTED STOCK UNIT · Derivative 3,916 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006875 · doc1.xml · derivative · entry 5

SCHRECK ERIC W · CIK 0001496788 · SVP & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,916

Underlying: COMMON STOCK · 3,916 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F4 · derivative.exercise_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 20, 2019. Settlement of the restricted stock units will be made in cash only.

F4 · derivative.expiration_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 20, 2019. Settlement of the restricted stock units will be made in cash only.

Read SEC document
November 20, 2018 Filed Nov 23, 2018 18:36 UTC
SALVADOR SCOT REVP & CHIEF BANKING OFFICER
GrantRESTRICTED STOCK UNIT · Derivative 14,360 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006872 · doc1.xml · derivative · entry 4

SALVADOR SCOT R · CIK 0001274235 · EVP & CHIEF BANKING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,360

Underlying: COMMON STOCK · 14,360 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F4 · derivative.exercise_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 20, 2019. Settlement of the restricted stock units will be made in cash only.

F4 · derivative.expiration_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 20, 2019. Settlement of the restricted stock units will be made in cash only.

Read SEC document
November 20, 2018 Filed Nov 23, 2018 18:37 UTC
CURLEY KEVIN MSENIOR VICE PRESIDENT & COO
GrantRESTRICTED STOCK UNIT · Derivative 3,916 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006873 · doc1.xml · derivative · entry 5

CURLEY KEVIN M · CIK 0001699685 · SENIOR VICE PRESIDENT & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,916

Underlying: COMMON STOCK · 3,916 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F4 · derivative.exercise_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 20, 2019. Settlement of the restricted stock units will be made in cash only.

F4 · derivative.expiration_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 20, 2019. Settlement of the restricted stock units will be made in cash only.

Read SEC document
November 20, 2018 Filed Nov 23, 2018 18:33 UTC
LEONARD ROBERT MEVP & CHIEF RISK OFFICER
GrantRESTRICTED STOCK UNIT · Derivative 14,360 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006871 · doc1.xml · derivative · entry 5

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,360

Underlying: COMMON STOCK · 14,360 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F4 · derivative.exercise_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 20, 2019. Settlement of the restricted stock units will be made in cash only.

F4 · derivative.expiration_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 20, 2019. Settlement of the restricted stock units will be made in cash only.

Read SEC document
November 20, 2018 Filed Nov 23, 2018 18:32 UTC
MCCORMICK ROBERT JPRESIDENT & CEO
GrantRESTRICTED STOCK UNIT · Derivative 26,110 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-006870 · doc1.xml · derivative · entry 5

MCCORMICK ROBERT J · CIK 0001214045 · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,110

Underlying: COMMON STOCK · 26,110 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F4 · derivative.exercise_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 20, 2019. Settlement of the restricted stock units will be made in cash only.

F4 · derivative.expiration_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 20, 2019. Settlement of the restricted stock units will be made in cash only.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.