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Nasdaq · USD

TRST

TRUSTCO BANK CORP N Y

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1459
SEC CIK
0000357301
Parsed reports
545

Last 12 months

Inside the activity.

7 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202610
May 202600
Jun 202620
Jul 202600
Aug 202610
Sep 202610
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 20, 2019 Filed Nov 21, 2019 14:25 UTC Disposition to issuerCOMMON STOCK 670 $8.75 $5,862.50
Disclosure

SEC source: 0001567619-19-021996 · doc1.xml · nonDerivative · entry 2

LUCARELLI LISA M · CIK 0001723965 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,570

F1 · shares: Reflects cash settlement of 670 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2019 and were settled in cash.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 14:25 UTC Exercise / conversionCOMMON STOCK 670 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021996 · doc1.xml · nonDerivative · entry 1

LUCARELLI LISA M · CIK 0001723965 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,240

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 670 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2019 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 14:23 UTC Exercise / conversionRESTRICTED STOCK UNIT · Derivative 670 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021994 · doc1.xml · derivative · entry 4

MARINELLO ANTHONY J MD PHD · CIK 0001194223 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,330

Underlying: COMMON STOCK · 670 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2019 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2019 and were settled in cash.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 14:23 UTC Disposition to issuerCOMMON STOCK 670 $8.75 $5,862.50
Disclosure

SEC source: 0001567619-19-021994 · doc1.xml · nonDerivative · entry 2

MARINELLO ANTHONY J MD PHD · CIK 0001194223 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,917

F1 · shares: Reflects cash settlement of 670 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2019 and were settled in cash.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 14:23 UTC Exercise / conversionCOMMON STOCK 670 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021994 · doc1.xml · nonDerivative · entry 1

MARINELLO ANTHONY J MD PHD · CIK 0001194223 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,587

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 670 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2019 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 14:23 UTC Exercise / conversionRESTRICTED STOCK UNIT · Derivative 670 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021995 · doc1.xml · derivative · entry 3

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,330

Underlying: COMMON STOCK · 670 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2019 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2019 and were settled in cash.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 14:23 UTC Disposition to issuerCOMMON STOCK 670 $8.75 $5,862.50
Disclosure

SEC source: 0001567619-19-021995 · doc1.xml · nonDerivative · entry 2

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,400

F1 · shares: Reflects cash settlement of 670 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2019 and were settled in cash.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 14:23 UTC Exercise / conversionCOMMON STOCK 670 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021995 · doc1.xml · nonDerivative · entry 1

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,070

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 670 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2019 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 14:19 UTC Exercise / conversionRESTRICTED STOCK UNIT · Derivative 670 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021991 · doc1.xml · derivative · entry 4

DE GENNARO DENNIS A · CIK 0001470580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,330

Underlying: COMMON STOCK · 670 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2019 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2019 and were settled in cash.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 14:19 UTC Disposition to issuerCOMMON STOCK 670 $8.75 $5,862.50
Disclosure

SEC source: 0001567619-19-021991 · doc1.xml · nonDerivative · entry 2

DE GENNARO DENNIS A · CIK 0001470580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,967

F1 · shares: Reflects cash settlement of 670 restricted stock units that settled only for cash

F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2019 and were settled in cash.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 14:19 UTC Exercise / conversionCOMMON STOCK 670 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021991 · doc1.xml · nonDerivative · entry 1

DE GENNARO DENNIS A · CIK 0001470580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,637

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 670 restricted stock units that settled only for cash

F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2019 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 14:19 UTC
HALL MICHAEL JAMESVICE PRESIDENT & SECRETARY
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 435 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021990 · doc1.xml · derivative · entry 3

HALL MICHAEL JAMES · CIK 0001696206 · VICE PRESIDENT & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 870

Underlying: COMMON STOCK · 435 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2019 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2019 and were settled in cash.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 14:19 UTC
HALL MICHAEL JAMESVICE PRESIDENT & SECRETARY
Disposition to issuerCOMMON STOCK 435 $8.75 $3,806.25
Disclosure

SEC source: 0001567619-19-021990 · doc1.xml · nonDerivative · entry 2

HALL MICHAEL JAMES · CIK 0001696206 · VICE PRESIDENT & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,001

F1 · shares: Reflects cash settlement of 435 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2019 and were settled in cash.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 14:19 UTC
HALL MICHAEL JAMESVICE PRESIDENT & SECRETARY
Exercise / conversionCOMMON STOCK 435 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021990 · doc1.xml · nonDerivative · entry 1

HALL MICHAEL JAMES · CIK 0001696206 · VICE PRESIDENT & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 435 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2019 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 14:20 UTC Exercise / conversionRESTRICTED STOCK UNIT · Derivative 670 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021992 · doc1.xml · derivative · entry 3

FLYNN BRIAN C · CIK 0001665040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,330

Underlying: COMMON STOCK · 670 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2019 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2019 and were settled in cash.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 14:20 UTC Disposition to issuerCOMMON STOCK 670 $8.75 $5,862.50
Disclosure

SEC source: 0001567619-19-021992 · doc1.xml · nonDerivative · entry 2

FLYNN BRIAN C · CIK 0001665040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,008

F1 · shares: Reflects cash settlement of 670 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2019 and were settled in cash.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 14:20 UTC Exercise / conversionCOMMON STOCK 670 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021992 · doc1.xml · nonDerivative · entry 1

FLYNN BRIAN C · CIK 0001665040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,678

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 670 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2019 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 14:16 UTC
CURLEY KEVIN MSENIOR VICE PRESIDENT & COO
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 1,305 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021987 · doc1.xml · derivative · entry 4

CURLEY KEVIN M · CIK 0001699685 · SENIOR VICE PRESIDENT & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,611

Underlying: COMMON STOCK · 1,305 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2019 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2019 and were settled in cash.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 14:16 UTC
CURLEY KEVIN MSENIOR VICE PRESIDENT & COO
Disposition to issuerCOMMON STOCK 1,305 $8.75 $11,418.75
Disclosure

SEC source: 0001567619-19-021987 · doc1.xml · nonDerivative · entry 2

CURLEY KEVIN M · CIK 0001699685 · SENIOR VICE PRESIDENT & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,894

F1 · shares: Reflects cash settlement of 1,305 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2019 and were settled in cash.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 14:16 UTC
CURLEY KEVIN MSENIOR VICE PRESIDENT & COO
Exercise / conversionCOMMON STOCK 1,305 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021987 · doc1.xml · nonDerivative · entry 1

CURLEY KEVIN M · CIK 0001699685 · SENIOR VICE PRESIDENT & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,199

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 1,305 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2019 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 14:18 UTC
OZIMEK MICHAEL MEXECUTIVE VICE PRESIDENT & CFO
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 1,305 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021989 · doc1.xml · derivative · entry 3

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,611

Underlying: COMMON STOCK · 1,305 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2019 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2019 and were settled in cash.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 14:18 UTC
OZIMEK MICHAEL MEXECUTIVE VICE PRESIDENT & CFO
Disposition to issuerCOMMON STOCK 1,305 $8.75 $11,418.75
Disclosure

SEC source: 0001567619-19-021989 · doc1.xml · nonDerivative · entry 2

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,816

F1 · shares: Reflects cash settlement of 1,305 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2019 and were settled in cash.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 14:18 UTC
OZIMEK MICHAEL MEXECUTIVE VICE PRESIDENT & CFO
Exercise / conversionCOMMON STOCK 1,305 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021989 · doc1.xml · nonDerivative · entry 1

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 1,305 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2019 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 14:15 UTC
LEONARD ROBERT MEVP & CHIEF RISK OFFICER
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 4,787 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021986 · doc1.xml · derivative · entry 4

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,573

Underlying: COMMON STOCK · 4,787 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2019 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2019 and were settled in cash.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 14:15 UTC
LEONARD ROBERT MEVP & CHIEF RISK OFFICER
Disposition to issuerCOMMON STOCK 4,787 $8.75 $41,886.25
Disclosure

SEC source: 0001567619-19-021986 · doc1.xml · nonDerivative · entry 2

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,617

F1 · shares: Reflects cash settlement of 4,787 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2019 and were settled in cash.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 14:15 UTC
LEONARD ROBERT MEVP & CHIEF RISK OFFICER
Exercise / conversionCOMMON STOCK 4,787 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021986 · doc1.xml · nonDerivative · entry 1

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,404

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 4,787 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2019 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 14:14 UTC
SALVADOR SCOT REVP & CHIEF BANKING OFFICER
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 4,787 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021985 · doc1.xml · derivative · entry 3

SALVADOR SCOT R · CIK 0001274235 · EVP & CHIEF BANKING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,573

Underlying: COMMON STOCK · 4,787 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2019 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2019 and were settled in cash.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 14:14 UTC
SALVADOR SCOT REVP & CHIEF BANKING OFFICER
Disposition to issuerCOMMON STOCK 4,787 $8.75 $41,886.25
Disclosure

SEC source: 0001567619-19-021985 · doc1.xml · nonDerivative · entry 2

SALVADOR SCOT R · CIK 0001274235 · EVP & CHIEF BANKING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,361

F1 · shares: Reflects cash settlement of 4,787 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2019 and were settled in cash.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 14:14 UTC
SALVADOR SCOT REVP & CHIEF BANKING OFFICER
Exercise / conversionCOMMON STOCK 4,787 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021985 · doc1.xml · nonDerivative · entry 1

SALVADOR SCOT R · CIK 0001274235 · EVP & CHIEF BANKING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,148

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 4,787 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2019 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 14:13 UTC
MCCORMICK ROBERT JPRESIDENT & CEO
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 8,703 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021984 · doc1.xml · derivative · entry 4

MCCORMICK ROBERT J · CIK 0001214045 · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,407

Underlying: COMMON STOCK · 8,703 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2019 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2019 and were settled in cash.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 14:13 UTC
MCCORMICK ROBERT JPRESIDENT & CEO
Disposition to issuerCOMMON STOCK 8,703 $8.75 $76,151.25
Disclosure

SEC source: 0001567619-19-021984 · doc1.xml · nonDerivative · entry 2

MCCORMICK ROBERT J · CIK 0001214045 · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 964,408

F1 · shares: Reflects cash settlement of 8,703 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2019 and were settled in cash.

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November 20, 2019 Filed Nov 21, 2019 14:13 UTC
MCCORMICK ROBERT JPRESIDENT & CEO
Exercise / conversionCOMMON STOCK 8,703 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021984 · doc1.xml · nonDerivative · entry 1

MCCORMICK ROBERT J · CIK 0001214045 · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 973,111

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 8,703 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2019 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

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November 19, 2019 Filed Nov 20, 2019 20:28 UTC GrantRESTRICTED STOCK UNIT · Derivative 2,276 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021949 · doc1.xml · derivative · entry 1

Maggs Thomas O · CIK 0001333670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,276

Underlying: COMMON STOCK · 2,276 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock.

F2 · derivative.exercise_date: The restricted stock units "vest" in whole on November 19, 2020. Settlement of the restricted stock units will be made in cash only.

F2 · derivative.expiration_date: The restricted stock units "vest" in whole on November 19, 2020. Settlement of the restricted stock units will be made in cash only.

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November 19, 2019 Filed Nov 20, 2019 20:29 UTC GrantRESTRICTED STOCK UNIT · Derivative 2,276 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021951 · doc1.xml · derivative · entry 1

MARINELLO ANTHONY J MD PHD · CIK 0001194223 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,276

Underlying: COMMON STOCK · 2,276 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock.

F2 · derivative.exercise_date: The restricted stock units "vest" in whole on November 19, 2020. Settlement of the restricted stock units will be made in cash only.

F2 · derivative.expiration_date: The restricted stock units "vest" in whole on November 19, 2020. Settlement of the restricted stock units will be made in cash only.

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November 19, 2019 Filed Nov 20, 2019 20:27 UTC GrantRESTRICTED STOCK UNIT · Derivative 2,276 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021947 · doc1.xml · derivative · entry 1

LUCARELLI LISA M · CIK 0001723965 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,276

Underlying: COMMON STOCK · 2,276 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock.

F2 · derivative.exercise_date: The restricted stock units "vest" in whole on November 19, 2020. Settlement of the restricted stock units will be made in cash only.

F2 · derivative.expiration_date: The restricted stock units "vest" in whole on November 19, 2020. Settlement of the restricted stock units will be made in cash only.

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November 19, 2019 Filed Nov 20, 2019 20:27 UTC GrantRESTRICTED STOCK UNIT · Derivative 2,276 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021945 · doc1.xml · derivative · entry 1

FLYNN BRIAN C · CIK 0001665040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,276

Underlying: COMMON STOCK · 2,276 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock.

F2 · derivative.exercise_date: The restricted stock units "vest" in whole on November 19, 2020. Settlement of the restricted stock units will be made in cash only.

F2 · derivative.expiration_date: The restricted stock units "vest" in whole on November 19, 2020. Settlement of the restricted stock units will be made in cash only.

Read SEC document
November 19, 2019 Filed Nov 20, 2019 20:25 UTC GrantRESTRICTED STOCK UNIT · Derivative 2,276 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021944 · doc1.xml · derivative · entry 1

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,276

Underlying: COMMON STOCK · 2,276 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock.

F2 · derivative.exercise_date: The restricted stock units "vest" in whole on November 19, 2020. Settlement of the restricted stock units will be made in cash only.

F2 · derivative.expiration_date: The restricted stock units "vest" in whole on November 19, 2020. Settlement of the restricted stock units will be made in cash only.

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November 19, 2019 Filed Nov 20, 2019 20:24 UTC GrantRESTRICTED STOCK UNIT · Derivative 2,276 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021943 · doc1.xml · derivative · entry 1

DE GENNARO DENNIS A · CIK 0001470580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,276

Underlying: COMMON STOCK · 2,276 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock.

F2 · derivative.exercise_date: The restricted stock units "vest" in whole on November 19, 2020. Settlement of the restricted stock units will be made in cash only.

F2 · derivative.expiration_date: The restricted stock units "vest" in whole on November 19, 2020. Settlement of the restricted stock units will be made in cash only.

Read SEC document
November 19, 2019 Filed Nov 20, 2019 20:23 UTC GrantRESTRICTED STOCK UNIT · Derivative 2,276 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021942 · doc1.xml · derivative · entry 1

HALL MICHAEL JAMES · CIK 0001696206 · SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,276

Underlying: COMMON STOCK · 2,276 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock.

F2 · derivative.exercise_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 19, 2020. Settlement of the restricted stock units will be made in cash only.

F2 · derivative.expiration_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 19, 2020. Settlement of the restricted stock units will be made in cash only.

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November 19, 2019 Filed Nov 20, 2019 20:22 UTC
SCHRECK ERIC WSVP & Treasurer
GrantRESTRICTED STOCK UNIT · Derivative 3,413 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021941 · doc1.xml · derivative · entry 1

SCHRECK ERIC W · CIK 0001496788 · SVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,413

Underlying: COMMON STOCK · 3,413 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock.

F2 · derivative.exercise_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 19, 2020. Settlement of the restricted stock units will be made in cash only.

F2 · derivative.expiration_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 19, 2020. Settlement of the restricted stock units will be made in cash only.

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November 19, 2019 Filed Nov 20, 2019 20:22 UTC
CURLEY KEVIN MSENIOR VICE PRESIDENT
GrantRESTRICTED STOCK UNIT · Derivative 14,790 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021940 · doc1.xml · derivative · entry 1

CURLEY KEVIN M · CIK 0001699685 · SENIOR VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,790

Underlying: COMMON STOCK · 14,790 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock.

F2 · derivative.exercise_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 19, 2020. Settlement of the restricted stock units will be made in cash only.

F2 · derivative.expiration_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 19, 2020. Settlement of the restricted stock units will be made in cash only.

Read SEC document
November 19, 2019 Filed Nov 20, 2019 20:21 UTC
OZIMEK MICHAEL MCFO & Executive Vice President
GrantRESTRICTED STOCK UNIT · Derivative 10,239 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021939 · doc1.xml · derivative · entry 1

OZIMEK MICHAEL M · CIK 0001628458 · CFO & Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,239

Underlying: COMMON STOCK · 10,239 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock.

F2 · derivative.exercise_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 19, 2020. Settlement of the restricted stock units will be made in cash only.

F2 · derivative.expiration_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 19, 2020. Settlement of the restricted stock units will be made in cash only.

Read SEC document
November 19, 2019 Filed Nov 20, 2019 20:20 UTC
SALVADOR SCOT REVP & Chief Banking Officer
GrantRESTRICTED STOCK UNIT · Derivative 10,239 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021938 · doc1.xml · derivative · entry 1

SALVADOR SCOT R · CIK 0001274235 · EVP & Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,239

Underlying: COMMON STOCK · 10,239 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock.

F2 · derivative.exercise_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 19, 2020. Settlement of the restricted stock units will be made in cash only.

F2 · derivative.expiration_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 19, 2020. Settlement of the restricted stock units will be made in cash only.

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November 19, 2019 Filed Nov 20, 2019 20:19 UTC
LEONARD ROBERT MEVP & SECRETARY
GrantRESTRICTED STOCK UNIT · Derivative 15,927 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021937 · doc1.xml · derivative · entry 1

LEONARD ROBERT M · CIK 0001243260 · EVP & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,927

Underlying: COMMON STOCK · 15,927 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock.

F2 · derivative.exercise_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 19, 2020. Settlement of the restricted stock units will be made in cash only.

F2 · derivative.expiration_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 19, 2020. Settlement of the restricted stock units will be made in cash only.

Read SEC document
November 19, 2019 Filed Nov 20, 2019 20:18 UTC
MCCORMICK ROBERT JPresident & CEO
GrantRESTRICTED STOCK UNIT · Derivative 32,992 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021936 · doc1.xml · derivative · entry 1

MCCORMICK ROBERT J · CIK 0001214045 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,992

Underlying: COMMON STOCK · 32,992 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock.

F2 · derivative.exercise_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 19, 2020. Settlement of the restricted stock units will be made in cash only.

F2 · derivative.expiration_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 19, 2020. Settlement of the restricted stock units will be made in cash only.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 19:52 UTC Exercise / conversionRESTRICTED STOCK UNIT · Derivative 1,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021752 · doc1.xml · derivative · entry 4

MARINELLO ANTHONY J MD PHD · CIK 0001194223 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: The restricted stock units "vested" in whole November 15, 2019 and were settled in cash.

F3 · derivative.expiration_date: The restricted stock units "vested" in whole November 15, 2019 and were settled in cash.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 19:52 UTC Disposition to issuerCOMMON STOCK 1,500 $8.73 $13,095.00
Disclosure

SEC source: 0001567619-19-021752 · doc1.xml · nonDerivative · entry 2

MARINELLO ANTHONY J MD PHD · CIK 0001194223 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,917

F1 · shares: Reflects cash settlement of 1,500 restricted stock units that settled only for cash.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 19:52 UTC Exercise / conversionCOMMON STOCK 1,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021752 · doc1.xml · nonDerivative · entry 1

MARINELLO ANTHONY J MD PHD · CIK 0001194223 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 1,500 restricted stock units that settled only for cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 19:46 UTC Exercise / conversionRESTRICTED STOCK UNIT · Derivative 1,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021749 · doc1.xml · derivative · entry 4

DE GENNARO DENNIS A · CIK 0001470580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: The restricted stock units "vested" in whole November 15, 2019 and were settled in cash.

F3 · derivative.expiration_date: The restricted stock units "vested" in whole November 15, 2019 and were settled in cash.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 19:46 UTC Disposition to issuerCOMMON STOCK 1,500 $8.73 $13,095.00
Disclosure

SEC source: 0001567619-19-021749 · doc1.xml · nonDerivative · entry 2

DE GENNARO DENNIS A · CIK 0001470580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,967

F1 · shares: Reflects cash settlement of 1,500 restricted stock units that settled only for cash

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.