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Nasdaq · USD

TRST

TRUSTCO BANK CORP N Y

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1459
SEC CIK
0000357301
Parsed reports
545

Last 12 months

Inside the activity.

7 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202610
May 202600
Jun 202620
Jul 202600
Aug 202610
Sep 202610
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 24, 2020 Filed Jan 27, 2020 20:48 UTC
CURLEY KEVIN MEXECUTIVE VICE PRESIDENT & COO
PurchaseCOMMON STOCK 1,100 $8.07 $8,877.00
Disclosure

SEC source: 0001567619-20-001547 · doc1.xml · nonDerivative · entry 2

CURLEY KEVIN M · CIK 0001699685 · EXECUTIVE VICE PRESIDENT & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,914

Read SEC document
January 24, 2020 Filed Jan 27, 2020 20:48 UTC
CURLEY KEVIN MEXECUTIVE VICE PRESIDENT & COO
PurchaseCOMMON STOCK 1,400 $8.08 $11,312.00
Disclosure

SEC source: 0001567619-20-001547 · doc1.xml · nonDerivative · entry 1

CURLEY KEVIN M · CIK 0001699685 · EXECUTIVE VICE PRESIDENT & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,814

Read SEC document
December 13, 2019 Filed Dec 17, 2019 22:01 UTC SaleCOMMON STOCK 1,000 $8.69 $8,690.00
Disclosure

SEC source: 0001567619-19-023266 · doc1.xml · nonDerivative · entry 1

DE GENNARO DENNIS A · CIK 0001470580 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · SPOUSE

Disclosed balance after: 7,400

Read SEC document
December 11, 2019 Filed Dec 13, 2019 19:46 UTC PurchaseCOMMON STOCK 807 $8.63 $6,964.41
Disclosure

SEC source: 0001567619-19-023061 · doc1.xml · nonDerivative · entry 1

LUCARELLI LISA M · CIK 0001723965 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,377

Read SEC document
November 27, 2019 Filed Dec 2, 2019 20:24 UTC
SCHRECK ERIC WSVP & Treasurer
SaleCOMMON STOCK 812 $8.79 $7,137.48
Disclosure

SEC source: 0001567619-19-022444 · doc1.xml · nonDerivative · entry 1

SCHRECK ERIC W · CIK 0001496788 · SVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,866

Read SEC document
November 25, 2019 Filed Nov 27, 2019 16:32 UTC
SCHRECK ERIC WSenior Vice President
Exercise / conversionOPTION: RT-TO-BUY · Derivative 1,450 $0.00 Strike: $6.43 $0.00
Disclosure

SEC source: 0001567619-19-022345 · doc1.xml · derivative · entry 3

SCHRECK ERIC W · CIK 0001496788 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 1,450 shares

Expires 2020-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Award vests in equal installments from the first through fifth year following the award date, beginning November 17, 2015.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 16:32 UTC
SCHRECK ERIC WSenior Vice President
Exercise / conversionCOMMON STOCK 1,450 $8.77 $12,716.50
Disclosure

SEC source: 0001567619-19-022345 · doc1.xml · nonDerivative · entry 1

SCHRECK ERIC W · CIK 0001496788 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,698

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 14:44 UTC Exercise / conversionRESTRICTED STOCK UNIT · Derivative 500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-022058 · doc1.xml · derivative · entry 3

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Underlying: COMMON STOCK · 500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2019 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2019 and were settled in cash.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 14:44 UTC Disposition to issuerCOMMON STOCK 500 $8.71 $4,355.00
Disclosure

SEC source: 0001567619-19-022058 · doc1.xml · nonDerivative · entry 2

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,400

F1 · shares: Reflects cash settlement of 500 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2019 and were settled in cash.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 14:44 UTC Exercise / conversionCOMMON STOCK 500 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-022058 · doc1.xml · nonDerivative · entry 1

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 500 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2019 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 14:43 UTC Exercise / conversionRESTRICTED STOCK UNIT · Derivative 500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-022057 · doc1.xml · derivative · entry 4

MARINELLO ANTHONY J MD PHD · CIK 0001194223 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Underlying: COMMON STOCK · 500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2019 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2019 and were settled in cash.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 14:43 UTC Disposition to issuerCOMMON STOCK 500 $8.71 $4,355.00
Disclosure

SEC source: 0001567619-19-022057 · doc1.xml · nonDerivative · entry 2

MARINELLO ANTHONY J MD PHD · CIK 0001194223 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,917

F1 · shares: Reflects cash settlement of 500 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2019 and were settled in cash.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 14:43 UTC Exercise / conversionCOMMON STOCK 500 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-022057 · doc1.xml · nonDerivative · entry 1

MARINELLO ANTHONY J MD PHD · CIK 0001194223 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 500 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2019 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 14:42 UTC Exercise / conversionRESTRICTED STOCK UNIT · Derivative 500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-022056 · doc1.xml · derivative · entry 4

Maggs Thomas O · CIK 0001333670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Underlying: COMMON STOCK · 500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2019 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2019 and were settled in cash.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 14:42 UTC Disposition to issuerCOMMON STOCK 500 $8.71 $4,355.00
Disclosure

SEC source: 0001567619-19-022056 · doc1.xml · nonDerivative · entry 2

Maggs Thomas O · CIK 0001333670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,241

F1 · shares: Reflects cash settlement of 500 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2019 and were settled in cash.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 14:42 UTC Exercise / conversionCOMMON STOCK 500 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-022056 · doc1.xml · nonDerivative · entry 1

Maggs Thomas O · CIK 0001333670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,741

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 500 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2019 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 14:40 UTC Exercise / conversionRESTRICTED STOCK UNIT · Derivative 500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-022055 · doc1.xml · derivative · entry 3

FLYNN BRIAN C · CIK 0001665040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Underlying: COMMON STOCK · 500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2019 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2019 and were settled in cash.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 14:40 UTC Disposition to issuerCOMMON STOCK 500 $8.71 $4,355.00
Disclosure

SEC source: 0001567619-19-022055 · doc1.xml · nonDerivative · entry 2

FLYNN BRIAN C · CIK 0001665040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,008

F1 · shares: Reflects cash settlement of 500 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2019 and were settled in cash.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 14:40 UTC Exercise / conversionCOMMON STOCK 500 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-022055 · doc1.xml · nonDerivative · entry 1

FLYNN BRIAN C · CIK 0001665040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,508

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 500 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2019 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 14:38 UTC
HALL MICHAEL JAMESVICE PRESIDENT & SECRETARY
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 275 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-022053 · doc1.xml · derivative · entry 3

HALL MICHAEL JAMES · CIK 0001696206 · VICE PRESIDENT & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275

Underlying: COMMON STOCK · 275 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2019 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2019 and were settled in cash.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 14:38 UTC
HALL MICHAEL JAMESVICE PRESIDENT & SECRETARY
Disposition to issuerCOMMON STOCK 275 $8.71 $2,395.25
Disclosure

SEC source: 0001567619-19-022053 · doc1.xml · nonDerivative · entry 2

HALL MICHAEL JAMES · CIK 0001696206 · VICE PRESIDENT & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,001

F1 · shares: Reflects cash settlement of 275 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2019 and were settled in cash.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 14:38 UTC
HALL MICHAEL JAMESVICE PRESIDENT & SECRETARY
Exercise / conversionCOMMON STOCK 275 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-022053 · doc1.xml · nonDerivative · entry 1

HALL MICHAEL JAMES · CIK 0001696206 · VICE PRESIDENT & SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,276

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 275 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2019 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 14:37 UTC
OZIMEK MICHAEL MEXECUTIVE VICE PRESIDENT & CFO
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 933 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-022052 · doc1.xml · derivative · entry 3

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 934

Underlying: COMMON STOCK · 933 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2019 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2019 and were settled in cash.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 14:37 UTC
OZIMEK MICHAEL MEXECUTIVE VICE PRESIDENT & CFO
Disposition to issuerCOMMON STOCK 933 $8.71 $8,126.43
Disclosure

SEC source: 0001567619-19-022052 · doc1.xml · nonDerivative · entry 2

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,816

F1 · shares: Reflects cash settlement of 933 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2019 and were settled in cash.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 14:37 UTC
OZIMEK MICHAEL MEXECUTIVE VICE PRESIDENT & CFO
Exercise / conversionCOMMON STOCK 933 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-022052 · doc1.xml · nonDerivative · entry 1

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,749

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 933 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2019 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 14:39 UTC Exercise / conversionRESTRICTED STOCK UNIT · Derivative 500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-022054 · doc1.xml · derivative · entry 4

DE GENNARO DENNIS A · CIK 0001470580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Underlying: COMMON STOCK · 500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2019 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2019 and were settled in cash.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 14:39 UTC Disposition to issuerCOMMON STOCK 500 $8.71 $4,355.00
Disclosure

SEC source: 0001567619-19-022054 · doc1.xml · nonDerivative · entry 2

DE GENNARO DENNIS A · CIK 0001470580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,967

F1 · shares: Reflects cash settlement of 500 restricted stock units that settled only for cash

F3 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2019 and were settled in cash.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 14:39 UTC Exercise / conversionCOMMON STOCK 500 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-022054 · doc1.xml · nonDerivative · entry 1

DE GENNARO DENNIS A · CIK 0001470580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,467

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 500 restricted stock units that settled only for cash

F3 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2019 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 14:37 UTC
SCHRECK ERIC WSVP & TREASURER
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 933 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-022051 · doc1.xml · derivative · entry 4

SCHRECK ERIC W · CIK 0001496788 · SVP & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 934

Underlying: COMMON STOCK · 933 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2019 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2019 and were settled in cash.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 14:37 UTC
SCHRECK ERIC WSVP & TREASURER
Disposition to issuerCOMMON STOCK 933 $8.71 $8,126.43
Disclosure

SEC source: 0001567619-19-022051 · doc1.xml · nonDerivative · entry 2

SCHRECK ERIC W · CIK 0001496788 · SVP & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,248

F1 · shares: Reflects cash settlement of 933 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2019 and were settled in cash.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 14:37 UTC
SCHRECK ERIC WSVP & TREASURER
Exercise / conversionCOMMON STOCK 933 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-022051 · doc1.xml · nonDerivative · entry 1

SCHRECK ERIC W · CIK 0001496788 · SVP & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 933 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2019 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 14:36 UTC
CURLEY KEVIN MSENIOR VICE PRESIDENT & COO
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 933 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-022050 · doc1.xml · derivative · entry 4

CURLEY KEVIN M · CIK 0001699685 · SENIOR VICE PRESIDENT & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 934

Underlying: COMMON STOCK · 933 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2019 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2019 and were settled in cash.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 14:36 UTC
CURLEY KEVIN MSENIOR VICE PRESIDENT & COO
Disposition to issuerCOMMON STOCK 933 $8.71 $8,126.43
Disclosure

SEC source: 0001567619-19-022050 · doc1.xml · nonDerivative · entry 2

CURLEY KEVIN M · CIK 0001699685 · SENIOR VICE PRESIDENT & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,894

F1 · shares: Reflects cash settlement of 933 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2019 and were settled in cash.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 14:36 UTC
CURLEY KEVIN MSENIOR VICE PRESIDENT & COO
Exercise / conversionCOMMON STOCK 933 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-022050 · doc1.xml · nonDerivative · entry 1

CURLEY KEVIN M · CIK 0001699685 · SENIOR VICE PRESIDENT & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 933 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2019 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 14:35 UTC
LEONARD ROBERT MEVP & CHIEF RISK OFFICER
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 3,333 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-022049 · doc1.xml · derivative · entry 4

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,334

Underlying: COMMON STOCK · 3,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2019 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2019 and were settled in cash.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 14:35 UTC
LEONARD ROBERT MEVP & CHIEF RISK OFFICER
Disposition to issuerCOMMON STOCK 3,333 $8.71 $29,030.43
Disclosure

SEC source: 0001567619-19-022049 · doc1.xml · nonDerivative · entry 2

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,617

F1 · shares: Reflects cash settlement of 3,333 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2019 and were settled in cash.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 14:35 UTC
LEONARD ROBERT MEVP & CHIEF RISK OFFICER
Exercise / conversionCOMMON STOCK 3,333 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-022049 · doc1.xml · nonDerivative · entry 1

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,950

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 3,333 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2019 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 14:35 UTC
SALVADOR SCOT REVP & CHIEF BANKING OFFICER
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 3,333 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-022048 · doc1.xml · derivative · entry 3

SALVADOR SCOT R · CIK 0001274235 · EVP & CHIEF BANKING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,334

Underlying: COMMON STOCK · 3,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2019 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2019 and were settled in cash.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 14:35 UTC
SALVADOR SCOT REVP & CHIEF BANKING OFFICER
Disposition to issuerCOMMON STOCK 3,333 $8.71 $29,030.43
Disclosure

SEC source: 0001567619-19-022048 · doc1.xml · nonDerivative · entry 2

SALVADOR SCOT R · CIK 0001274235 · EVP & CHIEF BANKING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,361

F1 · shares: Reflects cash settlement of 3,333 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2019 and were settled in cash.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 14:35 UTC
SALVADOR SCOT REVP & CHIEF BANKING OFFICER
Exercise / conversionCOMMON STOCK 3,333 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-022048 · doc1.xml · nonDerivative · entry 1

SALVADOR SCOT R · CIK 0001274235 · EVP & CHIEF BANKING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 3,333 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2019 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 14:34 UTC
MCCORMICK ROBERT JPRESIDENT & CEO
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 6,667 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-022047 · doc1.xml · derivative · entry 4

MCCORMICK ROBERT J · CIK 0001214045 · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,666

Underlying: COMMON STOCK · 6,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2019 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2019 and were settled in cash.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 14:34 UTC
MCCORMICK ROBERT JPRESIDENT & CEO
Disposition to issuerCOMMON STOCK 6,667 $8.71 $58,069.57
Disclosure

SEC source: 0001567619-19-022047 · doc1.xml · nonDerivative · entry 2

MCCORMICK ROBERT J · CIK 0001214045 · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 964,408

F1 · shares: Reflects cash settlement of 6,667 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2019 and were settled in cash.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 14:34 UTC
MCCORMICK ROBERT JPRESIDENT & CEO
Exercise / conversionCOMMON STOCK 6,667 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-022047 · doc1.xml · nonDerivative · entry 1

MCCORMICK ROBERT J · CIK 0001214045 · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 971,075

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 6,667 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 21, 2017 "vested" on November 21, 2019 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 14:17 UTC
SCHRECK ERIC WSVP & TREASURER
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 1,305 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021988 · doc1.xml · derivative · entry 4

SCHRECK ERIC W · CIK 0001496788 · SVP & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,611

Underlying: COMMON STOCK · 1,305 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2019 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2019 and were settled in cash.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 14:17 UTC
SCHRECK ERIC WSVP & TREASURER
Disposition to issuerCOMMON STOCK 1,305 $8.75 $11,418.75
Disclosure

SEC source: 0001567619-19-021988 · doc1.xml · nonDerivative · entry 2

SCHRECK ERIC W · CIK 0001496788 · SVP & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,248

F1 · shares: Reflects cash settlement of 1,305 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2019 and were settled in cash.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 14:17 UTC
SCHRECK ERIC WSVP & TREASURER
Exercise / conversionCOMMON STOCK 1,305 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021988 · doc1.xml · nonDerivative · entry 1

SCHRECK ERIC W · CIK 0001496788 · SVP & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,553

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 1,305 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2019 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 14:22 UTC Exercise / conversionRESTRICTED STOCK UNIT · Derivative 670 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021993 · doc1.xml · derivative · entry 4

Maggs Thomas O · CIK 0001333670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,330

Underlying: COMMON STOCK · 670 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2019 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2019 and were settled in cash.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 14:22 UTC Disposition to issuerCOMMON STOCK 670 $8.75 $5,862.50
Disclosure

SEC source: 0001567619-19-021993 · doc1.xml · nonDerivative · entry 2

Maggs Thomas O · CIK 0001333670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,241

F1 · shares: Reflects cash settlement of 670 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2019 and were settled in cash.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 14:22 UTC Exercise / conversionCOMMON STOCK 670 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021993 · doc1.xml · nonDerivative · entry 1

Maggs Thomas O · CIK 0001333670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,911

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 670 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2019 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 14:25 UTC Exercise / conversionRESTRICTED STOCK UNIT · Derivative 670 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-021996 · doc1.xml · derivative · entry 3

LUCARELLI LISA M · CIK 0001723965 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,330

Underlying: COMMON STOCK · 670 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2019 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 20, 2018 "vested" on November 20, 2019 and were settled in cash.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.