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Nasdaq · USD

TRST

TRUSTCO BANK CORP N Y

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SEC CIK
0000357301
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545

Last 12 months

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7 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202610
May 202600
Jun 202620
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Aug 202610
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 19, 2020 Filed Nov 20, 2020 20:31 UTC
OZIMEK MICHAEL MEXECUTIVE VICE PRESIDENT & CFO
Exercise / conversionCOMMON STOCK 3,413 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020153 · doc1.xml · nonDerivative · entry 1

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 3,413 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2020 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 19, 2020 Filed Nov 20, 2020 20:30 UTC
SCHRECK ERIC WSVP & TREASURER
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 1,138 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020151 · doc1.xml · derivative · entry 4

SCHRECK ERIC W · CIK 0001496788 · SVP & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,275

Underlying: COMMON STOCK · 1,138 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2020 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2020 and were settled in cash.

Read SEC document
November 19, 2020 Filed Nov 20, 2020 20:30 UTC
SCHRECK ERIC WSVP & TREASURER
Disposition to issuerCOMMON STOCK 1,138 $6.22 $7,078.36
Disclosure

SEC source: 0001567619-20-020151 · doc1.xml · nonDerivative · entry 2

SCHRECK ERIC W · CIK 0001496788 · SVP & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,462

F1 · shares: Reflects cash settlement of 1,138 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2020 and were settled in cash.

Read SEC document
November 19, 2020 Filed Nov 20, 2020 20:30 UTC
SCHRECK ERIC WSVP & TREASURER
Exercise / conversionCOMMON STOCK 1,138 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020151 · doc1.xml · nonDerivative · entry 1

SCHRECK ERIC W · CIK 0001496788 · SVP & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 1,138 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2020 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 19, 2020 Filed Nov 20, 2020 20:28 UTC
CURLEY KEVIN MEXECUTIVE VICE PRESIDENT & COO
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 4,930 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020150 · doc1.xml · derivative · entry 4

CURLEY KEVIN M · CIK 0001699685 · EXECUTIVE VICE PRESIDENT & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,860

Underlying: COMMON STOCK · 4,930 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2020 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2020 and were settled in cash.

Read SEC document
November 19, 2020 Filed Nov 20, 2020 20:28 UTC
CURLEY KEVIN MEXECUTIVE VICE PRESIDENT & COO
Disposition to issuerCOMMON STOCK 4,930 $6.22 $30,664.60
Disclosure

SEC source: 0001567619-20-020150 · doc1.xml · nonDerivative · entry 2

CURLEY KEVIN M · CIK 0001699685 · EXECUTIVE VICE PRESIDENT & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,221

F1 · shares: Reflects cash settlement of 4,930 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2020 and were settled in cash.

Read SEC document
November 19, 2020 Filed Nov 20, 2020 20:28 UTC
CURLEY KEVIN MEXECUTIVE VICE PRESIDENT & COO
Exercise / conversionCOMMON STOCK 4,930 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020150 · doc1.xml · nonDerivative · entry 1

CURLEY KEVIN M · CIK 0001699685 · EXECUTIVE VICE PRESIDENT & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,151

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 4,930 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2020 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 19, 2020 Filed Nov 20, 2020 20:27 UTC
LEONARD ROBERT MEVP & CHIEF RISK OFFICER
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 5,309 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020149 · doc1.xml · derivative · entry 4

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,618

Underlying: COMMON STOCK · 5,309 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2020 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2020 and were settled in cash.

Read SEC document
November 19, 2020 Filed Nov 20, 2020 20:27 UTC
LEONARD ROBERT MEVP & CHIEF RISK OFFICER
Disposition to issuerCOMMON STOCK 5,309 $6.22 $33,021.98
Disclosure

SEC source: 0001567619-20-020149 · doc1.xml · nonDerivative · entry 2

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,772

F1 · shares: Reflects cash settlement of 5,309 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2020 and were settled in cash.

Read SEC document
November 19, 2020 Filed Nov 20, 2020 20:27 UTC
LEONARD ROBERT MEVP & CHIEF RISK OFFICER
Exercise / conversionCOMMON STOCK 5,309 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020149 · doc1.xml · nonDerivative · entry 1

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,081

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 5,309 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2020 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 19, 2020 Filed Nov 20, 2020 20:26 UTC
SALVADOR SCOT REVP & CHIEF LENDING OFFICER
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 3,413 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020148 · doc1.xml · derivative · entry 3

SALVADOR SCOT R · CIK 0001274235 · EVP & CHIEF LENDING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,826

Underlying: COMMON STOCK · 3,413 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2020 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2020 and were settled in cash.

Read SEC document
November 19, 2020 Filed Nov 20, 2020 20:26 UTC
SALVADOR SCOT REVP & CHIEF LENDING OFFICER
Disposition to issuerCOMMON STOCK 3,413 $6.22 $21,228.86
Disclosure

SEC source: 0001567619-20-020148 · doc1.xml · nonDerivative · entry 2

SALVADOR SCOT R · CIK 0001274235 · EVP & CHIEF LENDING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,648

F1 · shares: Reflects cash settlement of 3,413 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2020 and were settled in cash.

Read SEC document
November 19, 2020 Filed Nov 20, 2020 20:26 UTC
SALVADOR SCOT REVP & CHIEF LENDING OFFICER
Exercise / conversionCOMMON STOCK 3,413 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020148 · doc1.xml · nonDerivative · entry 1

SALVADOR SCOT R · CIK 0001274235 · EVP & CHIEF LENDING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 3,413 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2020 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 19, 2020 Filed Nov 20, 2020 20:24 UTC
MCCORMICK ROBERT JCHAIRMAN, PRESIDENT & CEO
Exercise / conversionRESTRICTED STOCK UNIT · Derivative 10,997 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020147 · doc1.xml · derivative · entry 4

MCCORMICK ROBERT J · CIK 0001214045 · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,995

Underlying: COMMON STOCK · 10,997 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

F3 · derivative.exercise_date: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2020 and were settled in cash.

F3 · derivative.expiration_date: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2020 and were settled in cash.

Read SEC document
November 19, 2020 Filed Nov 20, 2020 20:24 UTC
MCCORMICK ROBERT JCHAIRMAN, PRESIDENT & CEO
Disposition to issuerCOMMON STOCK 10,997 $6.22 $68,401.34
Disclosure

SEC source: 0001567619-20-020147 · doc1.xml · nonDerivative · entry 2

MCCORMICK ROBERT J · CIK 0001214045 · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,074,153

F1 · shares: Reflects cash settlement of 10,997 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2020 and were settled in cash.

Read SEC document
November 19, 2020 Filed Nov 20, 2020 20:24 UTC
MCCORMICK ROBERT JCHAIRMAN, PRESIDENT & CEO
Exercise / conversionCOMMON STOCK 10,997 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020147 · doc1.xml · nonDerivative · entry 1

MCCORMICK ROBERT J · CIK 0001214045 · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,085,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects cash settlement of 10,997 restricted stock units that settled only for cash.

F3 · shares: One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2020 and were settled in cash.

F2 · price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date.

Read SEC document
November 17, 2020 Filed Nov 17, 2020 22:31 UTC PurchaseCOMMON STOCK 5,000 $6.21 $31,050.00
Disclosure

SEC source: 0001567619-20-019975 · doc1.xml · nonDerivative · entry 1

Silverman Frank B · CIK 0001822234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Read SEC document
November 17, 2020 Filed Nov 18, 2020 22:17 UTC
CURLEY KEVIN MExecutive Vice President & COO
GrantRESTRICTED STOCK UNIT · Derivative 15,873 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020053 · doc1.xml · derivative · entry 1

CURLEY KEVIN M · CIK 0001699685 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,873

Underlying: COMMON STOCK · 15,873 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock.

F2 · derivative.exercise_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 17, 2021. Settlement of the restricted stock units will be made in cash only.

F2 · derivative.expiration_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 17, 2021. Settlement of the restricted stock units will be made in cash only.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 22:17 UTC
MCCORMICK ROBERT JCHAIRMAN, PRESIDENT & CEO
GrantRESTRICTED STOCK UNIT · Derivative 46,032 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020052 · doc1.xml · derivative · entry 1

MCCORMICK ROBERT J · CIK 0001214045 · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,032

Underlying: COMMON STOCK · 46,032 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock.

F2 · derivative.exercise_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 17, 2021. Settlement of the restricted stock units will be made in cash only.

F2 · derivative.expiration_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 17, 2021. Settlement of the restricted stock units will be made in cash only.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 22:15 UTC
LEONARD ROBERT MEVP & CHIEF RISK OFFICER
GrantRESTRICTED STOCK UNIT · Derivative 22,222 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020051 · doc1.xml · derivative · entry 1

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,222

Underlying: COMMON STOCK · 22,222 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock.

F2 · derivative.exercise_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 17, 2021. Settlement of the restricted stock units will be made in cash only.

F2 · derivative.expiration_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 17, 2021. Settlement of the restricted stock units will be made in cash only.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 22:19 UTC
HALL MICHAEL JAMESGeneral Counsel and Secretary
GrantRESTRICTED STOCK UNIT · Derivative 3,492 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020054 · doc1.xml · derivative · entry 1

HALL MICHAEL JAMES · CIK 0001696206 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,492

Underlying: COMMON STOCK · 3,492 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock.

F2 · derivative.exercise_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 17, 2021. Settlement of the restricted stock units will be made in cash only.

F2 · derivative.expiration_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 17, 2021. Settlement of the restricted stock units will be made in cash only.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 22:02 UTC
SCHRECK ERIC WSVP & Treasurer
GrantRESTRICTED STOCK UNIT · Derivative 4,762 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020045 · doc1.xml · derivative · entry 1

SCHRECK ERIC W · CIK 0001496788 · SVP & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,762

Underlying: COMMON STOCK · 4,762 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock.

F2 · derivative.exercise_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 17, 2021. Settlement of the restricted stock units will be made in cash only.

F2 · derivative.expiration_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 17, 2021. Settlement of the restricted stock units will be made in cash only.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 22:01 UTC
OZIMEK MICHAEL MEXECUTIVE VICE PRESIDENT & CFO
GrantRESTRICTED STOCK UNIT · Derivative 15,873 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020043 · doc1.xml · derivative · entry 1

OZIMEK MICHAEL M · CIK 0001628458 · EXECUTIVE VICE PRESIDENT & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,873

Underlying: COMMON STOCK · 15,873 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock.

F2 · derivative.exercise_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 17, 2021. Settlement of the restricted stock units will be made in cash only.

F2 · derivative.expiration_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 17, 2021. Settlement of the restricted stock units will be made in cash only.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 21:58 UTC GrantRESTRICTED STOCK UNIT · Derivative 3,175 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020039 · doc1.xml · derivative · entry 1

Russell Kimberly Adams · CIK 0001822469 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,175

Underlying: COMMON STOCK · 3,175 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock.

F2 · derivative.exercise_date: The restricted stock units "vest" in whole on November 17, 2021. Settlement of the restricted stock units will be made in cash only.

F2 · derivative.expiration_date: The restricted stock units "vest" in whole on November 17, 2021. Settlement of the restricted stock units will be made in cash only.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 22:00 UTC GrantRESTRICTED STOCK UNIT · Derivative 3,175 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020041 · doc1.xml · derivative · entry 1

Silverman Frank B · CIK 0001822234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,175

Underlying: COMMON STOCK · 3,175 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock.

F2 · derivative.exercise_date: The restricted stock units "vest" in whole on November 17, 2021. Settlement of the restricted stock units will be made in cash only.

F2 · derivative.expiration_date: The restricted stock units "vest" in whole on November 17, 2021. Settlement of the restricted stock units will be made in cash only.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 21:56 UTC GrantRESTRICTED STOCK UNIT · Derivative 3,175 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020035 · doc1.xml · derivative · entry 1

Maggs Thomas O · CIK 0001333670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,175

Underlying: COMMON STOCK · 3,175 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock.

F2 · derivative.exercise_date: The restricted stock units "vest" in whole on November 17, 2021. Settlement of the restricted stock units will be made in cash only.

F2 · derivative.expiration_date: The restricted stock units "vest" in whole on November 17, 2021. Settlement of the restricted stock units will be made in cash only.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 21:57 UTC GrantRESTRICTED STOCK UNIT · Derivative 3,175 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020038 · doc1.xml · derivative · entry 1

MARINELLO ANTHONY J MD PHD · CIK 0001194223 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,175

Underlying: COMMON STOCK · 3,175 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock.

F2 · derivative.exercise_date: The restricted stock units "vest" in whole on November 17, 2021. Settlement of the restricted stock units will be made in cash only.

F2 · derivative.expiration_date: The restricted stock units "vest" in whole on November 17, 2021. Settlement of the restricted stock units will be made in cash only.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 21:55 UTC GrantRESTRICTED STOCK UNIT · Derivative 3,175 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020034 · doc1.xml · derivative · entry 1

LUCARELLI LISA M · CIK 0001723965 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,175

Underlying: COMMON STOCK · 3,175 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock.

F2 · derivative.exercise_date: The restricted stock units "vest" in whole on November 17, 2021. Settlement of the restricted stock units will be made in cash only.

F2 · derivative.expiration_date: The restricted stock units "vest" in whole on November 17, 2021. Settlement of the restricted stock units will be made in cash only.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 21:53 UTC GrantRESTRICTED STOCK UNIT · Derivative 3,175 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020032 · doc1.xml · derivative · entry 1

DE GENNARO DENNIS A · CIK 0001470580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,175

Underlying: COMMON STOCK · 3,175 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock.

F2 · derivative.exercise_date: The restricted stock units "vest" in whole on November 17, 2021. Settlement of the restricted stock units will be made in cash only.

F2 · derivative.expiration_date: The restricted stock units "vest" in whole on November 17, 2021. Settlement of the restricted stock units will be made in cash only.

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November 17, 2020 Filed Nov 18, 2020 21:54 UTC GrantRESTRICTED STOCK UNIT · Derivative 3,175 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020033 · doc1.xml · derivative · entry 1

FLYNN BRIAN C · CIK 0001665040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,175

Underlying: COMMON STOCK · 3,175 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock.

F2 · derivative.exercise_date: The restricted stock units "vest" in whole on November 17, 2021. Settlement of the restricted stock units will be made in cash only.

F2 · derivative.expiration_date: The restricted stock units "vest" in whole on November 17, 2021. Settlement of the restricted stock units will be made in cash only.

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November 17, 2020 Filed Nov 20, 2020 18:04 UTC
SALVADOR SCOT REVP & Chief Lending Officer
GrantRESTRICTED STOCK UNIT · Derivative 15,873 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020141 · doc1.xml · derivative · entry 1

SALVADOR SCOT R · CIK 0001274235 · EVP & Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,873

Underlying: COMMON STOCK · 15,873 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of a share of issued common stock.

F2 · derivative.exercise_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 17, 2021. Settlement of the restricted stock units will be made in cash only.

F2 · derivative.expiration_date: The restricted stock units "vest" in whole units in equal installments from the first through third year following the award date, beginning November 17, 2021. Settlement of the restricted stock units will be made in cash only.

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November 02, 2020 Filed Nov 3, 2020 21:49 UTC PurchaseCOMMON STOCK 300 $5.60 $1,680.00
Disclosure

SEC source: 0001567619-20-018623 · doc1.xml · nonDerivative · entry 2

DE GENNARO DENNIS A · CIK 0001470580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,769

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November 02, 2020 Filed Nov 3, 2020 21:49 UTC PurchaseCOMMON STOCK 600 $5.61 $3,366.00
Disclosure

SEC source: 0001567619-20-018623 · doc1.xml · nonDerivative · entry 1

DE GENNARO DENNIS A · CIK 0001470580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,469

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November 02, 2020 Filed Nov 4, 2020 20:56 UTC PurchaseCOMMON STOCK 5,000 $5.59 $27,950.00
Disclosure

SEC source: 0001567619-20-018688 · doc1.xml · nonDerivative · entry 1

Russell Kimberly Adams · CIK 0001822469 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

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September 10, 2020 Filed Sep 11, 2020 16:00 UTC
CURLEY KEVIN MEXECUTIVE VICE PRESIDENT & COO
PurchaseCOMMON STOCK 2,500 $5.61 $14,025.00
Disclosure

SEC source: 0001567619-20-016625 · doc1.xml · nonDerivative · entry 1

CURLEY KEVIN M · CIK 0001699685 · EXECUTIVE VICE PRESIDENT & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,387

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September 03, 2020 Filed Sep 4, 2020 13:06 UTC
HALL MICHAEL JAMESGeneral Counsel and Secretary
PurchaseCOMMON STOCK 1,000 $5.83 $5,830.00
Disclosure

SEC source: 0001567619-20-016462 · doc1.xml · nonDerivative · entry 1

HALL MICHAEL JAMES · CIK 0001696206 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,501

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September 02, 2020 Filed Sep 4, 2020 13:07 UTC PurchaseCOMMON STOCK 10,000 $5.85 $58,500.00
Disclosure

SEC source: 0001567619-20-016463 · doc1.xml · nonDerivative · entry 1

Silverman Frank B · CIK 0001822234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

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August 27, 2020 Filed Aug 28, 2020 18:26 UTC PurchaseCOMMON STOCK 2,500 $5.91 $14,775.00
Disclosure

SEC source: 0001567619-20-016133 · doc1.xml · nonDerivative · entry 1

LUCARELLI LISA M · CIK 0001723965 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,078

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August 03, 2020 Filed Aug 5, 2020 14:34 UTC
LEONARD ROBERT MEVP & CHIEF RISK OFFICER
PurchaseCOMMON STOCK 3,700 $5.75 $21,275.00
Disclosure

SEC source: 0001567619-20-014268 · doc1.xml · nonDerivative · entry 1

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,871

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May 29, 2020 Filed Jun 2, 2020 17:51 UTC
LEONARD ROBERT MEVP & CHIEF RISK OFFICER
PurchaseCOMMON STOCK 3,179 $6.31 $20,059.49
Disclosure

SEC source: 0001567619-20-011488 · doc1.xml · nonDerivative · entry 1

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,692

Read SEC document
May 13, 2020 Filed May 14, 2020 20:38 UTC
LEONARD ROBERT MEVP & CHIEF RISK OFFICER
PurchaseCOMMON STOCK 3,900 $5.10 $19,890.00
Disclosure

SEC source: 0001567619-20-010133 · doc1.xml · nonDerivative · entry 1

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,513

Read SEC document
May 04, 2020 Filed May 6, 2020 19:21 UTC
CURLEY KEVIN MEXECUTIVE VICE PRESIDENT & COO
PurchaseCOMMON STOCK 3,400 $5.91 $20,094.00
Disclosure

SEC source: 0001567619-20-009116 · doc1.xml · nonDerivative · entry 1

CURLEY KEVIN M · CIK 0001699685 · EXECUTIVE VICE PRESIDENT & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,677

Read SEC document
May 01, 2020 Filed May 5, 2020 14:57 UTC PurchaseCOMMON STOCK 22,400 $6.06 $135,744.00
Disclosure

SEC source: 0001567619-20-008963 · doc1.xml · nonDerivative · entry 1

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
May 01, 2020 Filed May 14, 2020 18:26 UTC Amendment SaleCOMMON STOCK 22,400 $6.06 $135,744.00
Disclosure

SEC source: 0001567619-20-010068 · doc1.xml · nonDerivative · entry 1

POWERS WILLIAM D · CIK 0001194226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
April 29, 2020 Filed Apr 30, 2020 19:48 UTC PurchaseCOMMON STOCK 4,100 $6.29 $25,789.00
Disclosure

SEC source: 0001567619-20-008669 · doc1.xml · nonDerivative · entry 1

LUCARELLI LISA M · CIK 0001723965 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,540

Read SEC document
April 28, 2020 Filed Apr 29, 2020 20:52 UTC
SALVADOR SCOT REVP & CHIEF LENDING OFFICER
PurchaseCOMMON STOCK 8,158 $6.09 $49,682.22
Disclosure

SEC source: 0001567619-20-008607 · doc1.xml · nonDerivative · entry 1

SALVADOR SCOT R · CIK 0001274235 · EVP & CHIEF LENDING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,152

Read SEC document
April 27, 2020 Filed Apr 28, 2020 21:34 UTC
MCCORMICK ROBERT JCHAIRMAN, PRESIDENT & CEO
PurchaseCOMMON STOCK 65,000 $5.91 $384,150.00
Disclosure

SEC source: 0001567619-20-008555 · doc1.xml · nonDerivative · entry 1

MCCORMICK ROBERT J · CIK 0001214045 · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,049,169

Read SEC document
April 24, 2020 Filed Apr 24, 2020 21:12 UTC
SCHRECK ERIC WSVP & TREASURER
PurchaseCOMMON STOCK 4,455 $5.61 $24,992.55
Disclosure

SEC source: 0001567619-20-008421 · doc1.xml · nonDerivative · entry 1

SCHRECK ERIC W · CIK 0001496788 · SVP & TREASURER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,239

Read SEC document
April 24, 2020 Filed Apr 27, 2020 21:14 UTC
HALL MICHAEL JAMESGeneral Counsel and Secretary
PurchaseCOMMON STOCK 2,500 $5.56 $13,900.00
Disclosure

SEC source: 0001567619-20-008499 · doc1.xml · nonDerivative · entry 1

HALL MICHAEL JAMES · CIK 0001696206 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,501

Read SEC document
April 24, 2020 Filed Apr 27, 2020 21:13 UTC
LEONARD ROBERT MEVP & CHIEF RISK OFFICER
PurchaseCOMMON STOCK 18,234 $5.48 $99,922.32
Disclosure

SEC source: 0001567619-20-008498 · doc1.xml · nonDerivative · entry 1

LEONARD ROBERT M · CIK 0001243260 · EVP & CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,295

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.