TRIN

SEC source: 0001213900-23-020998 · ownership.xml · nonDerivative · entry 2

Brown Kyle Steven · CIK 0001796795 · Director · President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 840,507

F4 · kind: Restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. 25% of such restricted shares shall vest on March 15, 2024, and the remaining 75% of such shares shall vest pro rata over the twelve full calendar quarters immediately following March 15, 2024.

F2 · balance_after: Includes (1) 156,069 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following March 15, 2023; and (2) 204,793 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following September 15, 2021.

F3 · balance_after: Includes shares acquired pursuant to Trinity Capital Inc.'s distribution reinvestment plan.

SEC source: 0001213900-23-020998 · ownership.xml · nonDerivative · entry 1

Brown Kyle Steven · CIK 0001796795 · Director · President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 632,415

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on March 15, 2023. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · balance_after: Includes (1) 156,069 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following March 15, 2023; and (2) 204,793 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following September 15, 2021.

F3 · balance_after: Includes shares acquired pursuant to Trinity Capital Inc.'s distribution reinvestment plan.

SEC source: 0001213900-23-020997 · ownership.xml · nonDerivative · entry 2

Harder Gerald · CIK 0001796523 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,938

F3 · kind: Restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. 25% of such restricted shares shall vest on March 15, 2024, and the remaining 75% of such shares shall vest pro rata over the twelve full calendar quarters immediately following March 15, 2024.

F2 · balance_after: Includes (1) 43,352 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following March 15, 2023; and (2) 45,509 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following September 15, 2021.

SEC source: 0001213900-23-020997 · ownership.xml · nonDerivative · entry 1

Harder Gerald · CIK 0001796523 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,135

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on March 15, 2023. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · balance_after: Includes (1) 43,352 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following March 15, 2023; and (2) 45,509 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following September 15, 2021.

SEC source: 0001213900-23-019510 · ownership.xml · nonDerivative · entry 1

Brown Kyle Steven · CIK 0001796795 · Director · President & CIO

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Kyle and Amy Brown Family Trust, dated February 4, 2019

Disclosed balance after: 46,140

F1 · price: The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $13.67 to $13.72 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Trinity Capital Inc. (the "Company"), or a security holder of the Company full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001213900-23-019509 · ownership.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,642

F1 · balance_after: Includes restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 15, 2023 or (2) the date immediately preceding the next annual meeting of stockholders.

SEC source: 0001213900-23-011448 · ownership.xml · nonDerivative · entry 3

Lund David Michael · CIK 0001336274 · CFO, EVP - Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,373

F1 · balance_after: Includes 57,803 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. Such restricted shares shall vest pro rata over the eight full calendar quarters immediately following the award date of March 15, 2022.

SEC source: 0001213900-22-079516 · ownership.xml · nonDerivative · entry 1

Kundich Ronald · CIK 0001796095 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,704

F1 · balance_after: Includes 43,353 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. 25% of such restricted shares shall vest on March 15, 2023, and the remaining 75% of such shares shall vest pro rata over the twelve full calendar quarters immediately following March 15, 2023.

F2 · balance_after: Includes 40,958 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following the award date of September 15, 2021.

SEC source: 0001213900-23-011155 · ownership.xml · nonDerivative · entry 1

Harder Gerald · CIK 0001796523 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Harder Family Living Trust, dated May 26, 2000

Disclosed balance after: 10,000

SEC source: 0001213900-22-079448 · ownership.xml · nonDerivative · entry 1

Lund David Michael · CIK 0001336274 · CFO, EVP - Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · By the David M Lund Rev Liv TR U/A DTD 11-14-13

Disclosed balance after: 6,200

SEC source: 0001213900-22-079270 · ownership.xml · nonDerivative · entry 1

Lund David Michael · CIK 0001336274 · CFO, EVP - Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,153

F1 · balance_after: Includes 57,803 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. Such restricted shares shall vest pro rata over the eight full calendar quarters immediately following the award date of March 15, 2022.

SEC source: 0001213900-22-079271 · ownership.xml · nonDerivative · entry 1

Brown Kyle Steven · CIK 0001796795 · Director · President & CIO

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Kyle and Amy Brown Family Trust, dated February 4, 2019

Disclosed balance after: 42,494

SEC source: 0001213900-22-079269 · ownership.xml · nonDerivative · entry 1

Brown Steve Louis · CIK 0001796793 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446,346

F1 · price: The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $10.39 to $10.57 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Trinity Capital Inc. (the "Company"), or a security holder of the Company full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 204,793 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following the award date of September 15, 2021.

F3 · balance_after: Includes 219,653 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. 25% of such restricted shares shall vest on March 15, 2023, and the remaining 75% of such shares shall vest pro rata over the twelve full calendar quarters immediately following March 15, 2023.

SEC source: 0001213900-22-079268 · ownership.xml · nonDerivative · entry 2

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Estes Revocable Trust, dated January 12, 1990

Disclosed balance after: 620

SEC source: 0001213900-22-079268 · ownership.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,488

F1 · balance_after: Includes restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 15, 2023 or (2) the date immediately preceding the next annual meeting of stockholders.

SEC source: 0001213900-22-079267 · ownership.xml · nonDerivative · entry 1

Harder Gerald · CIK 0001796523 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Harder Family Living Trust, dated May 26, 2000

Disclosed balance after: 11,000

F1 · price: The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $10.40 to $10.76 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Trinity Capital Inc. (the "Company"), or a security holder of the Company full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001213900-23-011448 · ownership.xml · nonDerivative · entry 2

Lund David Michael · CIK 0001336274 · CFO, EVP - Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,373

F1 · balance_after: Includes 57,803 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. Such restricted shares shall vest pro rata over the eight full calendar quarters immediately following the award date of March 15, 2022.

SEC source: 0001213900-22-049779 · ownership.xml · nonDerivative · entry 1

Brown Kyle Steven · CIK 0001796795 · Director · President & CIO

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Kyle and Amy Brown Family Trust, dated February 4, 2019

Disclosed balance after: 19,494

SEC source: 0001213900-22-046546 · ownership.xml · nonDerivative · entry 2

Brown Kyle Steven · CIK 0001796795 · Director · President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 661,136

F1 · balance_after: Includes 208,092 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. 25% of such restricted shares shall vest on March 15, 2023, and the remaining 75% of such shares shall vest pro rata over the twelve full calendar quarters immediately following March 15, 2023.

F2 · balance_after: Includes 204,793 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following the award date of September 15, 2021.

SEC source: 0001213900-22-046545 · ownership.xml · nonDerivative · entry 1

Brown Steve Louis · CIK 0001796793 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,546

F1 · balance_after: Includes 204,793 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following the award date of September 15, 2021.

F2 · balance_after: Includes 219,653 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. 25% of such restricted shares shall vest on March 15, 2023, and the remaining 75% of such shares shall vest pro rata over the twelve full calendar quarters immediately following March 15, 2023.

SEC source: 0001213900-22-046546 · ownership.xml · nonDerivative · entry 1

Brown Kyle Steven · CIK 0001796795 · Director · President & CIO

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Kyle and Amy Brown Family Trust, dated February 4, 2019

Disclosed balance after: 16,237

SEC source: 0001213900-22-033774 · ownership.xml · nonDerivative · entry 1

HAMADA RICHARD P · CIK 0001220015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,275

F1 · kind: Restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 15, 2023 or (2) the date immediately preceding the next annual meeting of stockholders.

SEC source: 0001213900-22-033772 · ownership.xml · nonDerivative · entry 1

Zacharia Michael · CIK 0001579368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,618

F1 · kind: Restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 15, 2023 or (2) the date immediately preceding the next annual meeting of stockholders.

SEC source: 0001213900-22-033773 · ownership.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,263

F1 · kind: Restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 15, 2023 or (2) the date immediately preceding the next annual meeting of stockholders.

SEC source: 0001213900-22-033771 · ownership.xml · nonDerivative · entry 1

Lockridge Irma · CIK 0001899348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,275

F1 · kind: Restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 15, 2023 or (2) the date immediately preceding the next annual meeting of stockholders.

SEC source: 0001213900-23-011448 · ownership.xml · nonDerivative · entry 1

Lund David Michael · CIK 0001336274 · CFO, EVP - Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,373

F1 · balance_after: Includes 57,803 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. Such restricted shares shall vest pro rata over the eight full calendar quarters immediately following the award date of March 15, 2022.

SEC source: 0001213900-22-029751 · ownership.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,878

F1 · balance_after: Includes 3,033 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) September 15, 2022 or (2) the date immediately preceding the next annual meeting of stockholders.

SEC source: 0001213900-22-029749 · ownership.xml · nonDerivative · entry 1

HAMADA RICHARD P · CIK 0001220015 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Michelas Family Trust Dated 8-31-10

Disclosed balance after: 83,661

SEC source: 0001213900-22-029323 · ownership.xml · nonDerivative · entry 1

Brown Kyle Steven · CIK 0001796795 · Director · President & CIO

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Kyle and Amy Brown Family Trust, dated February 4, 2019

Disclosed balance after: 10,177

SEC source: 0001213900-23-011153 · ownership.xml · nonDerivative · entry 1

Lockridge Irma · CIK 0001899348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,549

F1 · balance_after: Includes 3,385 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 15, 2023 or (2) the date immediately preceding the next annual meeting of stockholders.

SEC source: 0001213900-22-027012 · ownership.xml · nonDerivative · entry 2

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,578

F2 · price: The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $15.46 to $15.48 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Trinity Capital, Inc. (the "Company"), or a security holder of the Company full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 3,033 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) September 15, 2022 or (2) the date immediately preceding the next annual meeting of stockholders.

SEC source: 0001213900-22-027010 · ownership.xml · nonDerivative · entry 2

Brown Kyle Steven · CIK 0001796795 · Director · President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 658,505

F2 · price: The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $15.44 to $15.50 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Trinity Capital, Inc. (the "Company"), or a security holder of the Company full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 208,092 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. 25% of such restricted shares shall vest on March 15, 2023, and the remaining 75% of such shares shall vest pro rata over the twelve full calendar quarters immediately following March 15, 2023.

F4 · balance_after: Includes 204,793 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following the award date of September 15, 2021.

F5 · balance_after: Includes shares acquired pursuant to Trinity Capital Inc.'s distribution reinvestment plan.

SEC source: 0001213900-22-027007 · ownership.xml · nonDerivative · entry 1

Lund David Michael · CIK 0001336274 · CFO, EVP - Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,253

F1 · balance_after: Includes 57,803 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. Such restricted shares shall vest pro rata over the eight full calendar quarters immediately following the award date of March 15, 2022.

SEC source: 0001213900-22-027009 · ownership.xml · nonDerivative · entry 1

Zacharia Michael · CIK 0001579368 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The 2001 Michael E and Debra L Zacharia Trust, dated June 15, 2001

Disclosed balance after: 20,340

SEC source: 0001213900-22-027012 · ownership.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,933

F1 · price: The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $15.45 to $15.50 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Trinity Capital, Inc. (the "Company"), or a security holder of the Company full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 3,033 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) September 15, 2022 or (2) the date immediately preceding the next annual meeting of stockholders.

SEC source: 0001213900-22-027011 · ownership.xml · nonDerivative · entry 1

Harder Gerald · CIK 0001796523 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Harder Family Living Trust, dated May 26, 2000

Disclosed balance after: 1,000

SEC source: 0001213900-22-027010 · ownership.xml · nonDerivative · entry 1

Brown Kyle Steven · CIK 0001796795 · Director · President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 653,986

F1 · price: The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $15.16 to $15.33 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Trinity Capital, Inc. (the "Company"), or a security holder of the Company full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 208,092 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. 25% of such restricted shares shall vest on March 15, 2023, and the remaining 75% of such shares shall vest pro rata over the twelve full calendar quarters immediately following March 15, 2023.

F4 · balance_after: Includes 204,793 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following the award date of September 15, 2021.

F5 · balance_after: Includes shares acquired pursuant to Trinity Capital Inc.'s distribution reinvestment plan.

SEC source: 0001213900-22-015037 · ownership.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,718

F1 · balance_after: Includes 3,033 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) September 15, 2022 or (2) the date immediately preceding the next annual meeting of stockholders.

SEC source: 0001213900-22-014286 · ownership.xml · nonDerivative · entry 1

Zacharia Michael · CIK 0001579368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,233

F1 · price: The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $18.27 to $18.45 per share, inclusive. The reporting person undertakes to provide Trinity Capital Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased as each separate price within the ranges set forth in this footnote.

F2 · balance_after: Includes 3,033 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) September 15, 2022 or (2) the date immediately preceding the next annual meeting of stockholders.

SEC source: 0001213900-22-014288 · ownership.xml · nonDerivative · entry 1

Brown Steve Louis · CIK 0001796793 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Steven and Patricia Brown Family Trust, dated March 19, 1998

Disclosed balance after: 523,010

F1 · price: The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $18.27 to $18.28 per share, inclusive. The reporting person undertakes to provide Trinity Capital Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased as each separate price within the ranges set forth in this footnote.

F2 · balance_after: Includes shares acquired pursuant to the Company's distribution reinvestment plan.

SEC source: 0001213900-22-014287 · ownership.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,393

F1 · balance_after: Includes 3,033 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) September 15, 2022 or (2) the date immediately preceding the next annual meeting of stockholders.

SEC source: 0001213900-22-014759 · ownership.xml · nonDerivative · entry 1

Zacharia Michael · CIK 0001579368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,233

F1 · balance_after: Includes 3,033 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) September 15, 2022 or (2) the date immediately preceding the next annual meeting of stockholders.

SEC source: 0001213900-22-013333 · ownership.xml · nonDerivative · entry 1

Stanton Sarah · CIK 0001818358 · GC, CCO, and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,994

F1 · kind: Restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. 25% of such restricted shares shall vest on March 15, 2023, and the remaining 75% of such shares shall vest pro rata over the twelve full calendar quarters immediately following March 15, 2023.

F2 · balance_after: Includes 13,652 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following the award date of September 15, 2021.

SEC source: 0001213900-22-013337 · ownership.xml · nonDerivative · entry 1

HAMADA RICHARD P · CIK 0001220015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,890

F1 · kind: Restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) March 15, 2023 or (2) the date immediately preceding the next annual meeting of stockholders.

SEC source: 0001213900-22-013332 · ownership.xml · nonDerivative · entry 1

Lund David Michael · CIK 0001336274 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,053

F1 · kind: Restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. Such restricted shares shall vest pro rata over the eight full calendar quarters immediately following the award date of March 15, 2022.

SEC source: 0001213900-22-013338 · ownership.xml · nonDerivative · entry 1

Lockridge Irma · CIK 0001899348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,890

F1 · kind: Restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) March 15, 2023 or (2) the date immediately preceding the next annual meeting of stockholders.

SEC source: 0001213900-22-013331 · ownership.xml · nonDerivative · entry 1

Kundich Ronald · CIK 0001796095 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,404

F1 · kind: Restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. 25% of such restricted shares shall vest on March 15, 2023, and the remaining 75% of such shares shall vest pro rata over the twelve full calendar quarters immediately following March 15, 2023.

F2 · balance_after: Includes 40,958 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following the award date of September 15, 2021.

SEC source: 0001213900-22-013330 · ownership.xml · nonDerivative · entry 1

Harder Gerald · CIK 0001796523 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,052

F1 · kind: Restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. 25% of such restricted shares shall vest on March 15, 2023, and the remaining 75% of such shares shall vest pro rata over the twelve full calendar quarters immediately following March 15, 2023.

F2 · balance_after: Includes 45,509 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following the award date of September 15, 2021.

SEC source: 0001213900-22-013328 · ownership.xml · nonDerivative · entry 1

Brown Steve Louis · CIK 0001796793 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,777

F1 · kind: Restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. 25% of such restricted shares shall vest on March 15, 2023, and the remaining 75% of such shares shall vest pro rata over the twelve full calendar quarters immediately following March 15, 2023.

F2 · balance_after: Includes 204,793 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following the award date of September 15, 2021.

F3 · balance_after: Includes shares acquired pursuant to the Company's distribution reinvestment plan.

SEC source: 0001213900-22-013329 · ownership.xml · nonDerivative · entry 1

Brown Kyle Steven · CIK 0001796795 · Director · President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650,523

F1 · kind: Restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. 25% of such restricted shares shall vest on March 15, 2023, and the remaining 75% of such shares shall vest pro rata over the twelve full calendar quarters immediately following March 15, 2023.

F2 · balance_after: Includes 204,793 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following the award date of September 15, 2021.

F3 · balance_after: Includes shares acquired pursuant to Trinity Capital Inc.'s distribution reinvestment plan.