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OTC · USD

TRCK

Track Group, Inc.

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Tapewire entity
7533
SEC CIK
0001045942
Parsed reports
60

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 01, 2018 Filed May 3, 2018 14:52 UTC GrantOptions · Derivative 33,784 Not disclosed Strike: $1.05 Not disclosed
Disclosure

SEC source: 0001415889-18-000673 · form4-05032018_070530.xml · derivative · entry 3

Johnson Ray O · CIK 0001684685 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,784

Underlying: Common Stock · 33,784 shares

Expires 2028-01-01

F1 · price: Options reported herein were issued in lieu of cash owed to the Reporting Person for his service on the Issuer's Board of Directors.

Read SEC document
November 30, 2017 Filed Apr 12, 2018 23:40 UTC GrantOptions · Derivative 12,195 Not disclosed Strike: $1.24 Not disclosed
Disclosure

SEC source: 0001415889-18-000606 · form4-04122018_040431.xml · derivative · entry 6

Johnson Ray O · CIK 0001684685 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,195

Underlying: Common Stock · 12,195 shares

Expires 2022-03-31

F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively.

Read SEC document
November 30, 2017 Filed Apr 12, 2018 23:40 UTC Disposition to issuerOptions · Derivative 12,195 Not disclosed Strike: $2.05 Not disclosed
Disclosure

SEC source: 0001415889-18-000606 · form4-04122018_040431.xml · derivative · entry 5

Johnson Ray O · CIK 0001684685 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,195 shares

Expires 2022-03-31

F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively.

Read SEC document
November 30, 2017 Filed Apr 12, 2018 23:40 UTC GrantOptions · Derivative 9,191 Not disclosed Strike: $1.24 Not disclosed
Disclosure

SEC source: 0001415889-18-000606 · form4-04122018_040431.xml · derivative · entry 4

Johnson Ray O · CIK 0001684685 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,191

Underlying: Common Stock · 9,191 shares

Expires 2021-12-31

F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively.

Read SEC document
November 30, 2017 Filed Apr 12, 2018 23:40 UTC Disposition to issuerOptions · Derivative 9,191 Not disclosed Strike: $4.50 Not disclosed
Disclosure

SEC source: 0001415889-18-000606 · form4-04122018_040431.xml · derivative · entry 3

Johnson Ray O · CIK 0001684685 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,191

Underlying: Common Stock · 9,191 shares

Expires 2021-12-31

F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively.

Read SEC document
November 30, 2017 Filed Apr 12, 2018 23:40 UTC GrantOptions · Derivative 5,882 Not disclosed Strike: $1.24 Not disclosed
Disclosure

SEC source: 0001415889-18-000606 · form4-04122018_040431.xml · derivative · entry 2

Johnson Ray O · CIK 0001684685 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,882

Underlying: Common Stock · 5,882 shares

Expires 2021-09-30

F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively.

Read SEC document
November 30, 2017 Filed Apr 12, 2018 23:40 UTC Disposition to issuerOptions · Derivative 5,882 Not disclosed Strike: $7.20 Not disclosed
Disclosure

SEC source: 0001415889-18-000606 · form4-04122018_040431.xml · derivative · entry 1

Johnson Ray O · CIK 0001684685 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,882 shares

Expires 2021-09-30

F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively.

Read SEC document
November 30, 2017 Filed Apr 13, 2018 22:03 UTC
Dubois GuyDirector · MEMBER OF EXECUTIVE COMMITTEE
GrantOptions · Derivative 12,676 Not disclosed Strike: $1.24 Not disclosed
Disclosure

SEC source: 0001415889-18-000614 · form4-04132018_030411.xml · derivative · entry 26

Dubois Guy · CIK 0001570056 · Director · MEMBER OF EXECUTIVE COMMITTEE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,676

Underlying: Common Stock · 12,676 shares

Expires 2022-10-14

F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively.

Read SEC document
November 30, 2017 Filed Apr 13, 2018 22:03 UTC
Dubois GuyDirector · MEMBER OF EXECUTIVE COMMITTEE
Disposition to issuerOptions · Derivative 12,676 Not disclosed Strike: $7.10 Not disclosed
Disclosure

SEC source: 0001415889-18-000614 · form4-04132018_030411.xml · derivative · entry 25

Dubois Guy · CIK 0001570056 · Director · MEMBER OF EXECUTIVE COMMITTEE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,676 shares

Expires 2022-10-14

F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively.

Read SEC document
November 30, 2017 Filed Apr 13, 2018 22:03 UTC
Dubois GuyDirector · MEMBER OF EXECUTIVE COMMITTEE
GrantOptions · Derivative 8,571 Not disclosed Strike: $1.24 Not disclosed
Disclosure

SEC source: 0001415889-18-000614 · form4-04132018_030411.xml · derivative · entry 24

Dubois Guy · CIK 0001570056 · Director · MEMBER OF EXECUTIVE COMMITTEE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,571

Underlying: Common Stock · 8,571 shares

Expires 2022-09-30

F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively.

Read SEC document
November 30, 2017 Filed Apr 13, 2018 22:03 UTC
Dubois GuyDirector · MEMBER OF EXECUTIVE COMMITTEE
Disposition to issuerOptions · Derivative 8,571 Not disclosed Strike: $10.50 Not disclosed
Disclosure

SEC source: 0001415889-18-000614 · form4-04132018_030411.xml · derivative · entry 23

Dubois Guy · CIK 0001570056 · Director · MEMBER OF EXECUTIVE COMMITTEE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,571 shares

Expires 2022-09-30

F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively.

Read SEC document
November 30, 2017 Filed Apr 13, 2018 22:03 UTC
Dubois GuyDirector · MEMBER OF EXECUTIVE COMMITTEE
GrantOptions · Derivative 113,310 Not disclosed Strike: $1.24 Not disclosed
Disclosure

SEC source: 0001415889-18-000614 · form4-04132018_030411.xml · derivative · entry 22

Dubois Guy · CIK 0001570056 · Director · MEMBER OF EXECUTIVE COMMITTEE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,310

Underlying: Common Stock · 113,310 shares

Expires 2022-08-14

F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively.

Read SEC document
November 30, 2017 Filed Apr 13, 2018 22:03 UTC
Dubois GuyDirector · MEMBER OF EXECUTIVE COMMITTEE
Disposition to issuerOptions · Derivative 113,310 Not disclosed Strike: $9.65 Not disclosed
Disclosure

SEC source: 0001415889-18-000614 · form4-04132018_030411.xml · derivative · entry 21

Dubois Guy · CIK 0001570056 · Director · MEMBER OF EXECUTIVE COMMITTEE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 113,310 shares

Expires 2022-08-14

F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively.

Read SEC document
November 30, 2017 Filed Apr 13, 2018 22:03 UTC
Dubois GuyDirector · MEMBER OF EXECUTIVE COMMITTEE
GrantOptions · Derivative 8,868 Not disclosed Strike: $1.24 Not disclosed
Disclosure

SEC source: 0001415889-18-000614 · form4-04132018_030411.xml · derivative · entry 20

Dubois Guy · CIK 0001570056 · Director · MEMBER OF EXECUTIVE COMMITTEE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,868

Underlying: Common Stock · 8,868 shares

Expires 2022-04-20

F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively.

Read SEC document
November 30, 2017 Filed Apr 13, 2018 22:03 UTC
Dubois GuyDirector · MEMBER OF EXECUTIVE COMMITTEE
Disposition to issuerOptions · Derivative 8,868 Not disclosed Strike: $10.15 Not disclosed
Disclosure

SEC source: 0001415889-18-000614 · form4-04132018_030411.xml · derivative · entry 19

Dubois Guy · CIK 0001570056 · Director · MEMBER OF EXECUTIVE COMMITTEE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,868 shares

Expires 2022-04-20

F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively.

Read SEC document
November 30, 2017 Filed Apr 13, 2018 22:03 UTC
Dubois GuyDirector · MEMBER OF EXECUTIVE COMMITTEE
GrantOptions · Derivative 14,988 Not disclosed Strike: $1.24 Not disclosed
Disclosure

SEC source: 0001415889-18-000614 · form4-04132018_030411.xml · derivative · entry 18

Dubois Guy · CIK 0001570056 · Director · MEMBER OF EXECUTIVE COMMITTEE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,988

Underlying: Common Stock · 14,988 shares

Expires 2022-01-27

F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively.

Read SEC document
November 30, 2017 Filed Apr 13, 2018 22:03 UTC
Dubois GuyDirector · MEMBER OF EXECUTIVE COMMITTEE
Disposition to issuerOptions · Derivative 14,988 Not disclosed Strike: $12.01 Not disclosed
Disclosure

SEC source: 0001415889-18-000614 · form4-04132018_030411.xml · derivative · entry 17

Dubois Guy · CIK 0001570056 · Director · MEMBER OF EXECUTIVE COMMITTEE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,988 shares

Expires 2022-01-27

F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively.

Read SEC document
November 30, 2017 Filed Apr 13, 2018 22:03 UTC
Dubois GuyDirector · MEMBER OF EXECUTIVE COMMITTEE
GrantOptions · Derivative 2,647 Not disclosed Strike: $1.24 Not disclosed
Disclosure

SEC source: 0001415889-18-000614 · form4-04132018_030411.xml · derivative · entry 16

Dubois Guy · CIK 0001570056 · Director · MEMBER OF EXECUTIVE COMMITTEE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,647

Underlying: Common Stock · 2,647 shares

Expires 2023-06-30

F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively.

Read SEC document
November 30, 2017 Filed Apr 13, 2018 22:03 UTC
Dubois GuyDirector · MEMBER OF EXECUTIVE COMMITTEE
Disposition to issuerOptions · Derivative 2,647 Not disclosed Strike: $15.45 Not disclosed
Disclosure

SEC source: 0001415889-18-000614 · form4-04132018_030411.xml · derivative · entry 15

Dubois Guy · CIK 0001570056 · Director · MEMBER OF EXECUTIVE COMMITTEE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,647 shares

Expires 2023-06-30

F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively.

Read SEC document
November 30, 2017 Filed Apr 13, 2018 22:03 UTC
Dubois GuyDirector · MEMBER OF EXECUTIVE COMMITTEE
GrantOptions · Derivative 51,576 Not disclosed Strike: $1.24 Not disclosed
Disclosure

SEC source: 0001415889-18-000614 · form4-04132018_030411.xml · derivative · entry 14

Dubois Guy · CIK 0001570056 · Director · MEMBER OF EXECUTIVE COMMITTEE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,576

Underlying: Common Stock · 51,576 shares

Expires 2023-06-02

F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively.

Read SEC document
November 30, 2017 Filed Apr 13, 2018 22:03 UTC
Dubois GuyDirector · MEMBER OF EXECUTIVE COMMITTEE
Disposition to issuerOptions · Derivative 51,576 Not disclosed Strike: $17.45 Not disclosed
Disclosure

SEC source: 0001415889-18-000614 · form4-04132018_030411.xml · derivative · entry 13

Dubois Guy · CIK 0001570056 · Director · MEMBER OF EXECUTIVE COMMITTEE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 51,576 shares

Expires 2023-06-02

F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively.

Read SEC document
November 30, 2017 Filed Apr 13, 2018 22:03 UTC
Dubois GuyDirector · MEMBER OF EXECUTIVE COMMITTEE
GrantOptions · Derivative 2,432 Not disclosed Strike: $1.24 Not disclosed
Disclosure

SEC source: 0001415889-18-000614 · form4-04132018_030411.xml · derivative · entry 12

Dubois Guy · CIK 0001570056 · Director · MEMBER OF EXECUTIVE COMMITTEE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,432

Underlying: Common Stock · 2,432 shares

Expires 2023-03-31

F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively.

Read SEC document
November 30, 2017 Filed Apr 13, 2018 22:03 UTC
Dubois GuyDirector · MEMBER OF EXECUTIVE COMMITTEE
Disposition to issuerOptions · Derivative 2,432 Not disclosed Strike: $18.75 Not disclosed
Disclosure

SEC source: 0001415889-18-000614 · form4-04132018_030411.xml · derivative · entry 11

Dubois Guy · CIK 0001570056 · Director · MEMBER OF EXECUTIVE COMMITTEE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,432 shares

Expires 2023-03-31

F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively.

Read SEC document
November 30, 2017 Filed Apr 13, 2018 22:03 UTC
Dubois GuyDirector · MEMBER OF EXECUTIVE COMMITTEE
GrantOptions · Derivative 2,344 Not disclosed Strike: $1.24 Not disclosed
Disclosure

SEC source: 0001415889-18-000614 · form4-04132018_030411.xml · derivative · entry 10

Dubois Guy · CIK 0001570056 · Director · MEMBER OF EXECUTIVE COMMITTEE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,344

Underlying: Common Stock · 2,344 shares

Expires 2023-12-31

F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively.

Read SEC document
November 30, 2017 Filed Apr 13, 2018 22:03 UTC
Dubois GuyDirector · MEMBER OF EXECUTIVE COMMITTEE
Disposition to issuerOptions · Derivative 2,344 Not disclosed Strike: $19.29 Not disclosed
Disclosure

SEC source: 0001415889-18-000614 · form4-04132018_030411.xml · derivative · entry 9

Dubois Guy · CIK 0001570056 · Director · MEMBER OF EXECUTIVE COMMITTEE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,344 shares

Expires 2023-12-31

F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively.

Read SEC document
November 30, 2017 Filed Apr 13, 2018 22:03 UTC
Dubois GuyDirector · MEMBER OF EXECUTIVE COMMITTEE
GrantOptions · Derivative 2,280 Not disclosed Strike: $1.24 Not disclosed
Disclosure

SEC source: 0001415889-18-000614 · form4-04132018_030411.xml · derivative · entry 8

Dubois Guy · CIK 0001570056 · Director · MEMBER OF EXECUTIVE COMMITTEE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,280

Underlying: Common Stock · 2,280 shares

Expires 2022-09-30

F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively.

Read SEC document
November 30, 2017 Filed Apr 13, 2018 22:03 UTC
Dubois GuyDirector · MEMBER OF EXECUTIVE COMMITTEE
Disposition to issuerOptions · Derivative 2,280 Not disclosed Strike: $19.46 Not disclosed
Disclosure

SEC source: 0001415889-18-000614 · form4-04132018_030411.xml · derivative · entry 7

Dubois Guy · CIK 0001570056 · Director · MEMBER OF EXECUTIVE COMMITTEE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,280 shares

Expires 2022-09-30

F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively.

Read SEC document
November 30, 2017 Filed Apr 13, 2018 22:03 UTC
Dubois GuyDirector · MEMBER OF EXECUTIVE COMMITTEE
GrantOptions · Derivative 64,665 Not disclosed Strike: $1.24 Not disclosed
Disclosure

SEC source: 0001415889-18-000614 · form4-04132018_030411.xml · derivative · entry 6

Dubois Guy · CIK 0001570056 · Director · MEMBER OF EXECUTIVE COMMITTEE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,665

Underlying: Common Stock · 64,665 shares

Expires 2022-04-14

F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively.

Read SEC document
November 30, 2017 Filed Apr 13, 2018 22:03 UTC
Dubois GuyDirector · MEMBER OF EXECUTIVE COMMITTEE
Disposition to issuerOptions · Derivative 64,665 Not disclosed Strike: $9.00 Not disclosed
Disclosure

SEC source: 0001415889-18-000614 · form4-04132018_030411.xml · derivative · entry 5

Dubois Guy · CIK 0001570056 · Director · MEMBER OF EXECUTIVE COMMITTEE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 64,665 shares

Expires 2022-04-14

F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively.

Read SEC document
November 30, 2017 Filed Apr 13, 2018 22:03 UTC
Dubois GuyDirector · MEMBER OF EXECUTIVE COMMITTEE
GrantOptions · Derivative 4,083 Not disclosed Strike: $1.24 Not disclosed
Disclosure

SEC source: 0001415889-18-000614 · form4-04132018_030411.xml · derivative · entry 4

Dubois Guy · CIK 0001570056 · Director · MEMBER OF EXECUTIVE COMMITTEE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,083

Underlying: Common Stock · 4,083 shares

Expires 2022-06-30

F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively.

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November 30, 2017 Filed Apr 13, 2018 22:03 UTC
Dubois GuyDirector · MEMBER OF EXECUTIVE COMMITTEE
Disposition to issuerOptions · Derivative 4,083 Not disclosed Strike: $14.70 Not disclosed
Disclosure

SEC source: 0001415889-18-000614 · form4-04132018_030411.xml · derivative · entry 3

Dubois Guy · CIK 0001570056 · Director · MEMBER OF EXECUTIVE COMMITTEE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,083 shares

Expires 2022-06-30

F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively.

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November 30, 2017 Filed Apr 13, 2018 22:03 UTC
Dubois GuyDirector · MEMBER OF EXECUTIVE COMMITTEE
GrantOptions · Derivative 2,385 Not disclosed Strike: $1.24 Not disclosed
Disclosure

SEC source: 0001415889-18-000614 · form4-04132018_030411.xml · derivative · entry 2

Dubois Guy · CIK 0001570056 · Director · MEMBER OF EXECUTIVE COMMITTEE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,385

Underlying: Common Stock · 2,385 shares

Expires 2022-03-21

F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively.

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November 30, 2017 Filed Apr 13, 2018 22:03 UTC
Dubois GuyDirector · MEMBER OF EXECUTIVE COMMITTEE
Disposition to issuerOptions · Derivative 2,385 Not disclosed Strike: $12.58 Not disclosed
Disclosure

SEC source: 0001415889-18-000614 · form4-04132018_030411.xml · derivative · entry 1

Dubois Guy · CIK 0001570056 · Director · MEMBER OF EXECUTIVE COMMITTEE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,385 shares

Expires 2022-03-21

F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively.

Read SEC document
November 30, 2017 Filed Apr 13, 2018 21:38 UTC GrantOptions · Derivative 9,000 Not disclosed Strike: $1.24 Not disclosed
Disclosure

SEC source: 0001415889-18-000610 · form4-04132018_020408.xml · derivative · entry 6

Van Daele Dirk Karel · CIK 0001642945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2023-06-30

F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively.

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November 30, 2017 Filed Apr 13, 2018 21:38 UTC Disposition to issuerOptions · Derivative 9,000 Not disclosed Strike: $5.00 Not disclosed
Disclosure

SEC source: 0001415889-18-000610 · form4-04132018_020408.xml · derivative · entry 5

Van Daele Dirk Karel · CIK 0001642945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,000 shares

Expires 2023-06-30

F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively.

Read SEC document
November 30, 2017 Filed Apr 13, 2018 21:38 UTC GrantOptions · Derivative 7,563 Not disclosed Strike: $1.24 Not disclosed
Disclosure

SEC source: 0001415889-18-000610 · form4-04132018_020408.xml · derivative · entry 4

Van Daele Dirk Karel · CIK 0001642945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,563

Underlying: Common Stock · 7,563 shares

Expires 2023-01-15

F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively.

Read SEC document
November 30, 2017 Filed Apr 13, 2018 21:38 UTC Disposition to issuerOptions · Derivative 7,563 Not disclosed Strike: $5.95 Not disclosed
Disclosure

SEC source: 0001415889-18-000610 · form4-04132018_020408.xml · derivative · entry 3

Van Daele Dirk Karel · CIK 0001642945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,563 shares

Expires 2023-01-15

F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively.

Read SEC document
November 30, 2017 Filed Apr 13, 2018 21:38 UTC GrantOptions · Derivative 6,338 Not disclosed Strike: $1.24 Not disclosed
Disclosure

SEC source: 0001415889-18-000610 · form4-04132018_020408.xml · derivative · entry 2

Van Daele Dirk Karel · CIK 0001642945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,338

Underlying: Common Stock · 6,338 shares

Expires 2022-10-14

F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively.

Read SEC document
November 30, 2017 Filed Apr 13, 2018 21:38 UTC Disposition to issuerOptions · Derivative 6,338 Not disclosed Strike: $7.10 Not disclosed
Disclosure

SEC source: 0001415889-18-000610 · form4-04132018_020408.xml · derivative · entry 1

Van Daele Dirk Karel · CIK 0001642945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,338 shares

Expires 2022-10-14

F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively.

Read SEC document
November 30, 2017 Filed Apr 13, 2018 17:28 UTC
POLI PETER KCHIEF FINANCIAL OFFICER
GrantOptions · Derivative 100,000 Not disclosed Strike: $1.24 Not disclosed
Disclosure

SEC source: 0001415889-18-000608 · form4-04132018_100439.xml · derivative · entry 2

POLI PETER K · CIK 0001700243 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2022-01-01

F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively.

Read SEC document
November 30, 2017 Filed Apr 13, 2018 17:28 UTC
POLI PETER KCHIEF FINANCIAL OFFICER
Disposition to issuerOptions · Derivative 100,000 Not disclosed Strike: $3.95 Not disclosed
Disclosure

SEC source: 0001415889-18-000608 · form4-04132018_100439.xml · derivative · entry 1

POLI PETER K · CIK 0001700243 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2022-01-01

F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively.

Read SEC document
November 30, 2017 Filed Apr 17, 2018 00:02 UTC GrantOptions · Derivative 18,000 Not disclosed Strike: $1.24 Not disclosed
Disclosure

SEC source: 0001415889-18-000626 · form4-04162018_050423.xml · derivative · entry 14

Boone David S · CIK 0001335237 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 18,000 shares

Expires 2023-06-30

F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively.

Read SEC document
November 30, 2017 Filed Apr 17, 2018 00:02 UTC Disposition to issuerOptions · Derivative 18,000 Not disclosed Strike: $5.00 Not disclosed
Disclosure

SEC source: 0001415889-18-000626 · form4-04162018_050423.xml · derivative · entry 13

Boone David S · CIK 0001335237 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,000 shares

Expires 2023-06-30

F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively.

Read SEC document
November 30, 2017 Filed Apr 17, 2018 00:02 UTC GrantOptions · Derivative 15,126 Not disclosed Strike: $1.24 Not disclosed
Disclosure

SEC source: 0001415889-18-000626 · form4-04162018_050423.xml · derivative · entry 12

Boone David S · CIK 0001335237 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,126

Underlying: Common Stock · 15,126 shares

Expires 2023-01-15

F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively.

Read SEC document
November 30, 2017 Filed Apr 17, 2018 00:02 UTC Disposition to issuerOptions · Derivative 15,126 Not disclosed Strike: $5.95 Not disclosed
Disclosure

SEC source: 0001415889-18-000626 · form4-04162018_050423.xml · derivative · entry 11

Boone David S · CIK 0001335237 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,126 shares

Expires 2023-01-15

F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively.

Read SEC document
November 30, 2017 Filed Apr 17, 2018 00:02 UTC GrantOptions · Derivative 12,676 Not disclosed Strike: $1.24 Not disclosed
Disclosure

SEC source: 0001415889-18-000626 · form4-04162018_050423.xml · derivative · entry 10

Boone David S · CIK 0001335237 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,676

Underlying: Common Stock · 12,676 shares

Expires 2022-10-14

F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively.

Read SEC document
November 30, 2017 Filed Apr 17, 2018 00:02 UTC Disposition to issuerOptions · Derivative 12,676 Not disclosed Strike: $7.10 Not disclosed
Disclosure

SEC source: 0001415889-18-000626 · form4-04162018_050423.xml · derivative · entry 9

Boone David S · CIK 0001335237 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,676 shares

Expires 2022-10-14

F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively.

Read SEC document
November 30, 2017 Filed Apr 17, 2018 00:02 UTC GrantOptions · Derivative 2,344 Not disclosed Strike: $1.24 Not disclosed
Disclosure

SEC source: 0001415889-18-000626 · form4-04162018_050423.xml · derivative · entry 8

Boone David S · CIK 0001335237 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,344

Underlying: Common Stock · 2,344 shares

Expires 2023-12-31

F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively.

Read SEC document
November 30, 2017 Filed Apr 17, 2018 00:02 UTC Disposition to issuerOptions · Derivative 2,344 Not disclosed Strike: $19.29 Not disclosed
Disclosure

SEC source: 0001415889-18-000626 · form4-04162018_050423.xml · derivative · entry 7

Boone David S · CIK 0001335237 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,344 shares

Expires 2023-12-31

F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively.

Read SEC document
November 30, 2017 Filed Apr 17, 2018 00:02 UTC GrantOptions · Derivative 2,280 Not disclosed Strike: $1.24 Not disclosed
Disclosure

SEC source: 0001415889-18-000626 · form4-04162018_050423.xml · derivative · entry 6

Boone David S · CIK 0001335237 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,280

Underlying: Common Stock · 2,280 shares

Expires 2022-09-30

F1 · price: The reported transactions involved the modification of certain outstanding options, resulting in the deemed cancellation of the "old" options and the grant of replacement options with a reduced exercise price of $1.24 per share, which modifications were approved in advance by the Issuer's Board of Directors on November 30, 2017. The cancellation and subsequent grant were both exempt from Section 16(b) pursuant to Rule 16b-3(e) and Rule 16b-3(d), respectively.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.