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TRAW

Traws Pharma, Inc.

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8032
SEC CIK
0001130598
Parsed reports
252

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202610
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 23, 2018 Filed Feb 27, 2018 22:26 UTC
Kumar RameshDirector · President and CEO
GrantStock Option (right to purchase) · Derivative 73,220 $0.00 Strike: $1.09 $0.00
Disclosure

SEC source: 0001179110-18-002981 · edgar.xml · derivative · entry 1

Kumar Ramesh · CIK 0001580074 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,220

Underlying: Common Stock · 73,220 shares

Expires 2028-02-23

F1 · derivative.exercise_date: This option grant was made in lieu of cash payment for a portion of Dr. Kumar's year-end bonus. The options vest immediately.

Read SEC document
February 08, 2018 Filed Feb 13, 2018 00:12 UTC PurchaseSeries A Convertible Preferred Stock Purchase Warrant · Derivative 1,100,000 $0.00 Strike: $1.01 $0.00
Disclosure

SEC source: 0000905718-18-000125 · onconova_fm4feb82018.xml · derivative · entry 2

TYNDALL CAPITAL PARTNERS L P · CIK 0001219314 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 1,100,000

Underlying: Series A Preferred Stock · 110,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each warrant ("Warrant") is exercisable into 0.1 share of Series A Convertible Preferred Stock, par value $0.01 per share ("Preferred Stock") at an exercise price of $1.01 per 0.1 share of Preferred Stock. Each 0.1 share of Preferred Stock will be convertible into one share of common stock, par value $0.01 per share (the "Common Stock"). The Company does not currently have a sufficient number of authorized shares of Common Stock to cover the shares issuable upon the conversion of Series A Preferred Stock. As a result, before any shares of Preferred Stock can be converted, the Issuer must obtain stockholder approval of an amendment (the "Charter Amendment") to its Tenth Amended and Restated Certificate of Incorporation, as amended, to sufficiently increase its authorized shares of Common Stock to cover the conversion of all outstanding shares of Preferred Stock into Common Stock.

F2 · price: Each warrant ("Warrant") is exercisable into 0.1 share of Series A Convertible Preferred Stock, par value $0.01 per share ("Preferred Stock") at an exercise price of $1.01 per 0.1 share of Preferred Stock. Each 0.1 share of Preferred Stock will be convertible into one share of common stock, par value $0.01 per share (the "Common Stock"). The Company does not currently have a sufficient number of authorized shares of Common Stock to cover the shares issuable upon the conversion of Series A Preferred Stock. As a result, before any shares of Preferred Stock can be converted, the Issuer must obtain stockholder approval of an amendment (the "Charter Amendment") to its Tenth Amended and Restated Certificate of Incorporation, as amended, to sufficiently increase its authorized shares of Common Stock to cover the conversion of all outstanding shares of Preferred Stock into Common Stock.

F4 · price: 1,100,000 Units purchased for $1.01 per Unit. Each Unit consists of one share of Common Stock and one Warrant.

F3 · derivative.expiration_date: The Warrants are exercisable immediately and will expire on the later of (i) the one-year anniversary of the date (the "Charter Amendment Date") on which Issuer publicly announces through the filing of a Current Report on Form 8-K that the amendment to their certificate of incorporation to sufficiently increase their authorized shares of Common Stock to cover the conversion of all outstanding shares of Series A Preferred Stock into Common Stock has been filed with the Secretary of State of the State of Delaware and (ii) the earlier of (A) the one-month anniversary of the date on which Issuer publicly releases their top-line results of the INSPIRE Pivotal phase 3 that compare the overall survival (OS) of patients in the rigosertib group vs the Physician's Choice group, in all patients and in a subgroup of patients with IPSS-R very high risk and (B) December 31, 2019.

F2 · derivative.underlying_shares: Each warrant ("Warrant") is exercisable into 0.1 share of Series A Convertible Preferred Stock, par value $0.01 per share ("Preferred Stock") at an exercise price of $1.01 per 0.1 share of Preferred Stock. Each 0.1 share of Preferred Stock will be convertible into one share of common stock, par value $0.01 per share (the "Common Stock"). The Company does not currently have a sufficient number of authorized shares of Common Stock to cover the shares issuable upon the conversion of Series A Preferred Stock. As a result, before any shares of Preferred Stock can be converted, the Issuer must obtain stockholder approval of an amendment (the "Charter Amendment") to its Tenth Amended and Restated Certificate of Incorporation, as amended, to sufficiently increase its authorized shares of Common Stock to cover the conversion of all outstanding shares of Preferred Stock into Common Stock.

F3 · derivative.underlying_shares: The Warrants are exercisable immediately and will expire on the later of (i) the one-year anniversary of the date (the "Charter Amendment Date") on which Issuer publicly announces through the filing of a Current Report on Form 8-K that the amendment to their certificate of incorporation to sufficiently increase their authorized shares of Common Stock to cover the conversion of all outstanding shares of Series A Preferred Stock into Common Stock has been filed with the Secretary of State of the State of Delaware and (ii) the earlier of (A) the one-month anniversary of the date on which Issuer publicly releases their top-line results of the INSPIRE Pivotal phase 3 that compare the overall survival (OS) of patients in the rigosertib group vs the Physician's Choice group, in all patients and in a subgroup of patients with IPSS-R very high risk and (B) December 31, 2019.

F1 · ownership.nature: Tyndall Capital Partners, L.P. ("Tyndall Capital") is the general partner of Tyndall Partners, L.P. ("Tyndall"), and possesses the sole power to vote and the sole power to direct the disposition of all securities held by Tyndall. Tyndall Capital's interest in the securities reported herein is limited to the extent of its pecuniary interest in such securities, if any.

Read SEC document
February 08, 2018 Filed Feb 13, 2018 00:12 UTC PurchaseCommon Stock 1,100,000 $1.01 $1,111,000.00
Disclosure

SEC source: 0000905718-18-000125 · onconova_fm4feb82018.xml · nonDerivative · entry 1

TYNDALL CAPITAL PARTNERS L P · CIK 0001219314 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 2,097,022

F1 · ownership.nature: Tyndall Capital Partners, L.P. ("Tyndall Capital") is the general partner of Tyndall Partners, L.P. ("Tyndall"), and possesses the sole power to vote and the sole power to direct the disposition of all securities held by Tyndall. Tyndall Capital's interest in the securities reported herein is limited to the extent of its pecuniary interest in such securities, if any.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 22:20 UTC PurchaseWarrant (right to purchase) · Derivative 50,000 $0.00 Strike: $1.01 $0.00
Disclosure

SEC source: 0001179110-18-001967 · edgar.xml · derivative · entry 2

MARINO JAMES J · CIK 0001198578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Series A Convertible Preferred Stock · 5,000 shares

Expires not disclosed

F1 · price: The common stock and warrants reported on this Form 4 were acquired in a public offering, by Onconova Therapeutics, Inc. (the Company), of units which included one share of common stock and one warrant. The public offering price for each unit was $1.01. The public offering, during which the Company also sold other securities, was pursuant to the Company's effective registration statement on Form S-1 (File No. 333-222374).

F2 · derivative.expiration_date: The warrants are exercisable immediately at an exercise price of $1.01 per 0.1 share of Series A Convertible Preferred Stock and will expire on the later of (i) the one-year anniversary of the date on which the Company publicly announces through the filing of a Current Report on Form 8-K that a Charter Amendment, increasing the number of available common shares, has been filed with the Secretary of State of the State of Delaware and (ii) the earlier of (A) the one-month anniversary of the date on which the Company publically releases certain topline results of the INSPIRE Pivotal phase 3 trial that compare the overall survival (OS) of patients in the rigosertib group vs the Physician's Choice group, in all patients and in a subgroup of patients with IPSS-R very high risk and (B) December 31, 2019.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 22:20 UTC PurchaseCommon Stock 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-001967 · edgar.xml · nonDerivative · entry 1

MARINO JAMES J · CIK 0001198578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,321

F1 · price: The common stock and warrants reported on this Form 4 were acquired in a public offering, by Onconova Therapeutics, Inc. (the Company), of units which included one share of common stock and one warrant. The public offering price for each unit was $1.01. The public offering, during which the Company also sold other securities, was pursuant to the Company's effective registration statement on Form S-1 (File No. 333-222374).

Read SEC document
February 08, 2018 Filed Feb 12, 2018 21:37 UTC PurchaseCommon Stock, $0.01 par value 200,000 $1.04 $207,120.00
Disclosure

SEC source: 0001140361-18-006601 · doc1.xml · nonDerivative · entry 1

683 Capital Management, LLC · CIK 0001404574 · 10% owner

683 Capital Partners, LP · CIK 0001380126 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By 683 Capital Partners, LP

Disclosed balance after: 2,664,934

F1 · security: This Form 4 is filed jointly by 683 Capital Management, LLC ("683 Management"), 683 Capital Partners, LP ("683 Partners") and Ari Zweiman (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.direct: Represents securities held directly by 683 Partners. 683 Management is the investment manager of 683 Partners. Ari Zweiman is the Managing Member of 683 Management. As a result, each of 683 Management and Ari Zweiman may be deemed to beneficially own the securities held by 683 Partners.

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January 03, 2018 Filed Jan 5, 2018 21:54 UTC
Kumar RameshDirector · President and CEO
GrantStock Option (right to purchase) · Derivative 64,885 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001179110-18-000604 · edgar.xml · derivative · entry 1

Kumar Ramesh · CIK 0001580074 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,885

Underlying: Common Stock · 64,885 shares

Expires 2028-01-03

F1 · derivative.exercise_date: These options vest over three years in 36 equal monthly installments.

Read SEC document
January 03, 2018 Filed Jan 5, 2018 21:51 UTC
Maniar ManojSVP - Product Development
GrantStock Option (right to purchase) · Derivative 28,609 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001179110-18-000603 · edgar.xml · derivative · entry 1

Maniar Manoj · CIK 0001642906 · SVP - Product Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,609

Underlying: Common Stock · 28,609 shares

Expires 2028-01-03

F1 · derivative.exercise_date: These options vest over three years in 36 equal monthly installments.

Read SEC document
January 03, 2018 Filed Jan 5, 2018 21:50 UTC
Fruchtman Steven MChief Medical Officer
GrantStock Option (right to purchase) · Derivative 43,627 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001179110-18-000602 · edgar.xml · derivative · entry 1

Fruchtman Steven M · CIK 0001631251 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,627

Underlying: Common Stock · 43,627 shares

Expires 2028-01-03

F1 · derivative.exercise_date: These options vest over three years in 36 equal monthly installments.

Read SEC document
January 03, 2018 Filed Jan 5, 2018 21:49 UTC
Guerin Mark PatrickChief Financial Officer
GrantStock Option (right to purchase) · Derivative 31,024 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001179110-18-000601 · edgar.xml · derivative · entry 1

Guerin Mark Patrick · CIK 0001607714 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,024

Underlying: Common Stock · 31,024 shares

Expires 2028-01-03

F1 · derivative.exercise_date: These options vest over three years in 36 equal monthly installments.

Read SEC document
June 12, 2017 Filed Jun 13, 2017 21:07 UTC GrantStock Option (right to purchase) · Derivative 1,500 $0.00 Strike: $1.94 $0.00
Disclosure

SEC source: 0001179110-17-008998 · edgar.xml · derivative · entry 1

MARINO JAMES J · CIK 0001198578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 1,500 shares

Expires 2027-06-12

F1 · derivative.exercise_date: These options vest over one year from the grant date in 12 equal monthly installments.

Read SEC document
June 12, 2017 Filed Jun 13, 2017 21:09 UTC GrantStock Option (right to purchase) · Derivative 1,500 $0.00 Strike: $1.94 $0.00
Disclosure

SEC source: 0001179110-17-009000 · edgar.xml · derivative · entry 1

Bienen Henry S · CIK 0001304250 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 1,500 shares

Expires 2027-06-12

F1 · derivative.exercise_date: These options vest over one year from the grant date in 12 equal monthly installments.

Read SEC document
June 12, 2017 Filed Jun 13, 2017 21:08 UTC
Hoffman Michael BDirector · 10% owner
GrantStock Option (right to purchase) · Derivative 2,000 $0.00 Strike: $1.94 $0.00
Disclosure

SEC source: 0001179110-17-008999 · edgar.xml · derivative · entry 1

Hoffman Michael B · CIK 0001290208 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2027-06-12

F1 · derivative.exercise_date: These options vest over one year from the grant date in 12 equal monthly installments.

Read SEC document
June 12, 2017 Filed Jun 13, 2017 21:04 UTC
MEHTA VIRENDirector
GrantStock Option (right to purchase) · Derivative 1,500 $0.00 Strike: $1.94 $0.00
Disclosure

SEC source: 0001179110-17-008997 · edgar.xml · derivative · entry 1

MEHTA VIREN · CIK 0001238969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 1,500 shares

Expires 2027-06-12

F1 · derivative.exercise_date: These options vest over one year from the grant date in 12 equal monthly installments.

Read SEC document
June 12, 2017 Filed Jun 13, 2017 21:04 UTC GrantStock Option (right to purchase) · Derivative 1,500 $0.00 Strike: $1.94 $0.00
Disclosure

SEC source: 0001179110-17-008996 · edgar.xml · derivative · entry 1

Reddy E Premkumar · CIK 0001580071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 1,500 shares

Expires 2027-06-12

F1 · derivative.exercise_date: These options vest over one year from the grant date in 12 equal monthly installments.

Read SEC document
June 12, 2017 Filed Jun 13, 2017 21:00 UTC GrantStock Option (right to purchase) · Derivative 1,500 $0.00 Strike: $1.94 $0.00
Disclosure

SEC source: 0001179110-17-008993 · edgar.xml · derivative · entry 1

STOVER JACK E · CIK 0001203603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 1,500 shares

Expires 2027-06-12

F1 · derivative.exercise_date: These options vest over one year from the grant date in 12 equal monthly installments.

Read SEC document
June 12, 2017 Filed Jun 13, 2017 21:00 UTC GrantStock Option (right to purchase) · Derivative 1,500 $0.00 Strike: $1.94 $0.00
Disclosure

SEC source: 0001179110-17-008992 · edgar.xml · derivative · entry 1

GROOPMAN JEROME · CIK 0001218853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 1,500 shares

Expires 2027-06-12

F1 · derivative.exercise_date: These options vest over one year from the grant date in 12 equal monthly installments.

Read SEC document
April 26, 2017 Filed Apr 28, 2017 19:12 UTC PurchaseCommon Stock 3,810 $2.10 $8,001.00
Disclosure

SEC source: 0001179110-17-006250 · edgar.xml · nonDerivative · entry 1

Bienen Henry S · CIK 0001304250 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,724

Read SEC document
April 26, 2017 Filed Apr 28, 2017 19:11 UTC
Guerin Mark PatrickChief Financial Officer
PurchaseCommon Stock 1,429 $2.10 $3,000.90
Disclosure

SEC source: 0001179110-17-006249 · edgar.xml · nonDerivative · entry 1

Guerin Mark Patrick · CIK 0001607714 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,155

Read SEC document
April 26, 2017 Filed Apr 28, 2017 19:04 UTC PurchaseCommon Stock 11,906 $2.10 $25,002.60
Disclosure

SEC source: 0001179110-17-006248 · edgar.xml · nonDerivative · entry 1

MARINO JAMES J · CIK 0001198578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,321

Read SEC document
April 26, 2017 Filed Apr 28, 2017 19:03 UTC PurchaseCommon Stock 119,048 $2.10 $250,000.80
Disclosure

SEC source: 0001179110-17-006247 · edgar.xml · nonDerivative · entry 1

Reddy E Premkumar · CIK 0001580071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,832

Read SEC document
April 26, 2017 Filed Apr 28, 2017 19:03 UTC
Kumar RameshDirector · President and CEO
PurchaseCommon Stock 23,810 $2.10 $50,001.00
Disclosure

SEC source: 0001179110-17-006246 · edgar.xml · nonDerivative · entry 1

Kumar Ramesh · CIK 0001580074 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,227

F1 · ownership.direct: 37,510 shares are held by the Ramesh Kumar 2012 Trust, of which the reporting person is a trustee.

Read SEC document
April 21, 2017 Filed Apr 24, 2017 22:06 UTC GrantCommon Stock 476,190 $2.10 $999,999.00
Disclosure

SEC source: 0000905718-17-000493 · tyndall_fm4apr212017.xml · nonDerivative · entry 1

TYNDALL CAPITAL PARTNERS L P · CIK 0001219314 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 997,022

F1 · ownership.nature: As of April 21, 2017, Tyndall Partners, L.P., a Delaware limited partnership ("Tyndall"), held 997,022 shares of common stock, par value $0.01 per share ("Shares"), and warrants to purchase up to 390,624 Shares. Tyndall Capital Partners, L.P. is the general partner of Tyndall Capital Partners L.P. ("Tyndall Capital"), and possesses the sole power to vote and the sole power to direct the disposition of all Shares and other securities held by Tyndall. Tyndall Capital's interest in the securities reported herein is limited to the extent of its pecuniary interest in such securities, if any

Read SEC document
January 17, 2017 Filed Jan 19, 2017 18:37 UTC
Maniar ManojSVP - Product Development
GrantStock Option (right to purchase) · Derivative 19,413 $0.00 Strike: $2.70 $0.00
Disclosure

SEC source: 0001179110-17-001045 · edgar.xml · derivative · entry 1

Maniar Manoj · CIK 0001642906 · SVP - Product Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,413

Underlying: Common Stock · 19,413 shares

Expires 2027-01-17

F1 · derivative.exercise_date: These options vest over three years in 36 equal monthly installments.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 18:35 UTC
Guerin Mark PatrickChief Financial Officer
GrantStock Option (right to purchase) · Derivative 19,413 $0.00 Strike: $2.70 $0.00
Disclosure

SEC source: 0001179110-17-001044 · edgar.xml · derivative · entry 1

Guerin Mark Patrick · CIK 0001607714 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,413

Underlying: Common Stock · 19,413 shares

Expires 2027-01-17

F1 · derivative.exercise_date: These options vest over three years in 36 equal monthly installments.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 18:32 UTC
Kumar RameshDirector · President and CEO
GrantStock Option (right to purchase) · Derivative 44,027 $0.00 Strike: $2.70 $0.00
Disclosure

SEC source: 0001179110-17-001043 · edgar.xml · derivative · entry 1

Kumar Ramesh · CIK 0001580074 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,027

Underlying: Common Stock · 44,027 shares

Expires 2027-01-17

F1 · derivative.exercise_date: These options vest over three years in 36 equal monthly installments.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 18:30 UTC
Fruchtman Steven MChief Medical Officer
GrantStock Option (right to purchase) · Derivative 26,401 $0.00 Strike: $2.70 $0.00
Disclosure

SEC source: 0001179110-17-001041 · edgar.xml · derivative · entry 1

Fruchtman Steven M · CIK 0001631251 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,401

Underlying: Common Stock · 26,401 shares

Expires 2027-01-17

F1 · derivative.exercise_date: These options vest over three years in 36 equal monthly installments.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 21:42 UTC
Fruchtman Steven MChief Medical Officer
GrantStock Option (right to purchase) · Derivative 7,599 $0.00 Strike: $2.65 $0.00
Disclosure

SEC source: 0001179110-16-033202 · edgar.xml · derivative · entry 1

Fruchtman Steven M · CIK 0001631251 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,599

Underlying: Common Stock · 7,599 shares

Expires 2026-12-15

F1 · derivative.exercise_date: These options vest over three years in 36 equal monthly installments.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 21:41 UTC
Guerin Mark PatrickChief Financial Officer
GrantStock Option (right to purchase) · Derivative 5,587 $0.00 Strike: $2.65 $0.00
Disclosure

SEC source: 0001179110-16-033200 · edgar.xml · derivative · entry 1

Guerin Mark Patrick · CIK 0001607714 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,587

Underlying: Common Stock · 5,587 shares

Expires 2026-12-15

F1 · derivative.exercise_date: These options vest over three years in 36 equal monthly installments.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 21:34 UTC
Kumar RameshDirector · President and CEO
GrantStock Option (right to purchase) · Derivative 12,673 $0.00 Strike: $2.65 $0.00
Disclosure

SEC source: 0001179110-16-033197 · edgar.xml · derivative · entry 1

Kumar Ramesh · CIK 0001580074 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,673

Underlying: Common Stock · 12,673 shares

Expires 2026-12-15

F1 · derivative.exercise_date: These options vest over three years in 36 equal monthly installments.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 21:31 UTC
Maniar ManojSVP - Product Development
GrantStock Option · Derivative 5,587 $0.00 Strike: $2.65 $0.00
Disclosure

SEC source: 0001179110-16-033196 · edgar.xml · derivative · entry 1

Maniar Manoj · CIK 0001642906 · SVP - Product Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,587

Underlying: Common Stock · 5,587 shares

Expires 2026-12-15

F1 · derivative.exercise_date: These options vest over three years in 36 equal monthly installments.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.