TapewireFind a company

person · Reporting owner

Hoffman Michael B

Disclosed activity across 6 companies

Tapewire entity
43214
SEC CIK
0001290208

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Annovis Bio, Inc.ANVS · Entity 7001DirectorMay 20, 2026May 22, 2026
Embark Technology, Inc.NGAB.U · Entity 110807PresidentJanuary 12, 2021January 13, 2021
Northern Genesis Acquisition Corp.NGA.U · Entity 139591PresidentAugust 17, 2020August 17, 2020
Northern Genesis Acquisition Corp. IIINGC.U · Entity 140918PresidentMarch 23, 2021March 24, 2021
Translational Development Acquisition Corp.TDAC · Entity 6290Director · Chairman and CEOMay 27, 2026May 29, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Annovis Bio, Inc.

Report date May 20, 2026 · Filed May 22, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect3,364,883 Ending reported balance After 2026-05-20 transaction · row 4
3 source rows · reconciled sequence

Row 1 · 2026-05-20 · Purchase · Acquired 2,562 · Balance 3,291,101

Row 3 · 2026-05-20 · Purchase · Acquired 18,849 · Balance 3,309,950

Row 4 · 2026-05-20 · Purchase · Acquired 54,933 · Balance 3,364,883

Common StockSEC Table I · non-derivativeIndirectThe 2024 Hoffman Family Trust223,357 Reported balance Holding disclosure · report date 2026-05-20 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 223,357

F1: The shares are held in a family trust formed by the reporting person and the reporting person has voting and investment power over such shares.

Filing footnotes · ownership attribution and instrument terms

F1: The shares are held in a family trust formed by the reporting person and the reporting person has voting and investment power over such shares.

Embark Technology, Inc.

Report date January 12, 2021 · Filed January 13, 2021

This filing explicitly reported no securities owned.

Northern Genesis Acquisition Corp.

Report date August 17, 2020 · Filed August 17, 2020

This filing explicitly reported no securities owned.

Northern Genesis Acquisition Corp. III

Report date March 23, 2021 · Filed March 24, 2021

This filing explicitly reported no securities owned.

Translational Development Acquisition Corp.

Report date May 27, 2026 · Filed May 29, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50Direct53,395 Reported balance After 2026-05-27 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-05-27 · Purchase · Acquired 53,395 · Balance 53,395

F2: The price reported in Column 8 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $0.71 to $0.9997, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of warrants purchased at each separate price within the range set forth in this footnote. For reference, aggregate proceeds were $42,280.50 and the exact weighted average price was $0.7918438056.

F1: Each warrant becomes exercisable 30 days after completion of the Issuer's initial business combination, as described in the Issuer's filings with the Securities and Exchange Commission. The warrants expire five years after completion of the Issuer's initial business combination, or earlier upon redemption or liquidation, as described in the Issuer's filings with the Securities and Exchange Commission (the "SEC")

Filing footnotes · ownership attribution and instrument terms

F1: Each warrant becomes exercisable 30 days after completion of the Issuer's initial business combination, as described in the Issuer's filings with the Securities and Exchange Commission. The warrants expire five years after completion of the Issuer's initial business combination, or earlier upon redemption or liquidation, as described in the Issuer's filings with the Securities and Exchange Commission (the "SEC")

F2: The price reported in Column 8 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $0.71 to $0.9997, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of warrants purchased at each separate price within the range set forth in this footnote. For reference, aggregate proceeds were $42,280.50 and the exact weighted average price was $0.7918438056.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Traws Pharma, Inc.

Report date August 27, 2020 · Filed August 31, 2020

Section 16 reporting ended · disclosed 2020-08-31. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy the Michael and Jane Hoffman 2013 Descendants Trust21,919 Reported balance After 2020-08-27 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2020-08-27 · Sale · Disposed 182,492 · Balance 21,919

F1: These shares are held for the benefit of the reporting person's descendants. The reporting person's spouse is a trustee of the trust.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2020-08-27 transaction · row 2
1 source row

Row 2 · 2020-08-27 · Sale · Disposed 1,876 · Balance 0

Common StockSEC Table I · non-derivativeIndirectBy the Michael and Jane Hoffman 2013 Descendants Trust(Non-GST Exempt Trust)564 Reported balance Holding disclosure · report date 2020-08-27 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 564

F1: These shares are held for the benefit of the reporting person's descendants. The reporting person's spouse is a trustee of the trust.

Filing footnotes · ownership attribution and instrument terms

F1: These shares are held for the benefit of the reporting person's descendants. The reporting person's spouse is a trustee of the trust.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 27, 2026 Filed May 29, 2026 20:05 UTC Translational Development Acquisition Corp. TDAC · Entity 6290 PurchaseWarrants · Derivative 53,395 $0.79 Strike: $11.50 $42,278.16
Disclosure

SEC source: 0001104659-26-068236 · tm2616067-1_4seq1.xml · derivative · entry 1

Hoffman Michael B · CIK 0001290208 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,395

Underlying: Class A ordinary shares · 53,395 shares

Expires not disclosed

F2 · price: The price reported in Column 8 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $0.71 to $0.9997, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of warrants purchased at each separate price within the range set forth in this footnote. For reference, aggregate proceeds were $42,280.50 and the exact weighted average price was $0.7918438056.

F1 · derivative.exercise_date: Each warrant becomes exercisable 30 days after completion of the Issuer's initial business combination, as described in the Issuer's filings with the Securities and Exchange Commission. The warrants expire five years after completion of the Issuer's initial business combination, or earlier upon redemption or liquidation, as described in the Issuer's filings with the Securities and Exchange Commission (the "SEC")

F1 · derivative.expiration_date: Each warrant becomes exercisable 30 days after completion of the Issuer's initial business combination, as described in the Issuer's filings with the Securities and Exchange Commission. The warrants expire five years after completion of the Issuer's initial business combination, or earlier upon redemption or liquidation, as described in the Issuer's filings with the Securities and Exchange Commission (the "SEC")

Read SEC document
May 20, 2026 Filed May 22, 2026 00:11 UTC Annovis Bio, Inc. ANVS · Entity 7001 PurchaseCommon Stock 54,933 $1.90 $104,367.21
Disclosure

SEC source: 0001104659-26-065311 · tm2615429-1_4seq1.xml · nonDerivative · entry 4

Hoffman Michael B · CIK 0001290208 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,364,883

Read SEC document
May 20, 2026 Filed May 22, 2026 00:11 UTC Annovis Bio, Inc. ANVS · Entity 7001 PurchaseCommon Stock 18,849 $1.80 $33,928.20
Disclosure

SEC source: 0001104659-26-065311 · tm2615429-1_4seq1.xml · nonDerivative · entry 3

Hoffman Michael B · CIK 0001290208 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,309,950

Read SEC document
May 20, 2026 Filed May 22, 2026 00:11 UTC Annovis Bio, Inc. ANVS · Entity 7001 PurchaseCommon Stock 2,562 $1.75 $4,483.50
Disclosure

SEC source: 0001104659-26-065311 · tm2615429-1_4seq1.xml · nonDerivative · entry 1

Hoffman Michael B · CIK 0001290208 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,291,101

Read SEC document
April 02, 2026 Filed Apr 3, 2026 21:06 UTC Annovis Bio, Inc. ANVS · Entity 7001 PurchaseCommon Stock 713,800 $2.10 $1,498,980.00
Disclosure

SEC source: 0001104659-26-039675 · tm2611081-1_4seq1.xml · nonDerivative · entry 1

Hoffman Michael B · CIK 0001290208 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,288,539

Read SEC document
December 08, 2025 Filed Dec 9, 2025 01:05 UTC Annovis Bio, Inc. ANVS · Entity 7001 PurchaseCommon Stock 15,000 $4.24 $63,600.00
Disclosure

SEC source: 0001104659-25-119407 · tm2533031-1_4seq1.xml · nonDerivative · entry 2

Hoffman Michael B · CIK 0001290208 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,574,739

Read SEC document
December 08, 2025 Filed Dec 9, 2025 01:05 UTC Annovis Bio, Inc. ANVS · Entity 7001 PurchaseCommon Stock 30,000 $4.34 $130,194.00
Disclosure

SEC source: 0001104659-25-119407 · tm2533031-1_4seq1.xml · nonDerivative · entry 1

Hoffman Michael B · CIK 0001290208 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,559,739

Read SEC document
November 24, 2025 Filed Nov 25, 2025 23:59 UTC Amendment Annovis Bio, Inc. ANVS · Entity 7001 PurchaseCommon Stock 28,096 $4.15 $116,598.40
Disclosure

SEC source: 0001104659-25-116084 · tm2532217-1_4aseq1.xml · nonDerivative · entry 4

Hoffman Michael B · CIK 0001290208 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,529,739

Read SEC document
November 24, 2025 Filed Nov 25, 2025 23:59 UTC Amendment Annovis Bio, Inc. ANVS · Entity 7001 PurchaseCommon Stock 415 $4.14 $1,718.10
Disclosure

SEC source: 0001104659-25-116084 · tm2532217-1_4aseq1.xml · nonDerivative · entry 3

Hoffman Michael B · CIK 0001290208 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,501,643

Read SEC document
November 24, 2025 Filed Nov 25, 2025 23:59 UTC Amendment Annovis Bio, Inc. ANVS · Entity 7001 PurchaseCommon Stock 9,200 $3.85 $35,420.00
Disclosure

SEC source: 0001104659-25-116084 · tm2532217-1_4aseq1.xml · nonDerivative · entry 2

Hoffman Michael B · CIK 0001290208 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,501,228

Read SEC document
November 24, 2025 Filed Nov 25, 2025 23:59 UTC Amendment Annovis Bio, Inc. ANVS · Entity 7001 PurchaseCommon Stock 1,489 $4.13 $6,149.57
Disclosure

SEC source: 0001104659-25-116084 · tm2532217-1_4aseq1.xml · nonDerivative · entry 1

Hoffman Michael B · CIK 0001290208 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,492,028

Read SEC document
November 24, 2025 Filed Nov 25, 2025 17:26 UTC Annovis Bio, Inc. ANVS · Entity 7001 PurchaseCommon Stock 28,096 $4.15 $116,598.40
Disclosure

SEC source: 0001104659-25-115801 · tm2532176-1_4seq1.xml · nonDerivative · entry 4

Hoffman Michael B · CIK 0001290208 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,519,739

Read SEC document
November 24, 2025 Filed Nov 25, 2025 17:26 UTC Annovis Bio, Inc. ANVS · Entity 7001 PurchaseCommon Stock 415 $4.14 $1,718.10
Disclosure

SEC source: 0001104659-25-115801 · tm2532176-1_4seq1.xml · nonDerivative · entry 3

Hoffman Michael B · CIK 0001290208 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,491,643

Read SEC document
November 24, 2025 Filed Nov 25, 2025 17:26 UTC Annovis Bio, Inc. ANVS · Entity 7001 PurchaseCommon Stock 9,200 $3.85 $35,420.00
Disclosure

SEC source: 0001104659-25-115801 · tm2532176-1_4seq1.xml · nonDerivative · entry 2

Hoffman Michael B · CIK 0001290208 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,491,228

Read SEC document
November 24, 2025 Filed Nov 25, 2025 17:26 UTC Annovis Bio, Inc. ANVS · Entity 7001 PurchaseCommon Stock 1,489 $4.13 $6,149.57
Disclosure

SEC source: 0001104659-25-115801 · tm2532176-1_4seq1.xml · nonDerivative · entry 1

Hoffman Michael B · CIK 0001290208 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,482,028

Read SEC document
November 21, 2025 Filed Nov 22, 2025 00:57 UTC Annovis Bio, Inc. ANVS · Entity 7001 PurchaseCommon Stock 10,000 $3.50 $35,000.00
Disclosure

SEC source: 0001104659-25-115090 · tm2531989-1_4seq1.xml · nonDerivative · entry 2

Hoffman Michael B · CIK 0001290208 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,490,539

Read SEC document
November 21, 2025 Filed Nov 22, 2025 00:57 UTC Annovis Bio, Inc. ANVS · Entity 7001 PurchaseCommon Stock 10,000 $3.49 $34,900.00
Disclosure

SEC source: 0001104659-25-115090 · tm2531989-1_4seq1.xml · nonDerivative · entry 1

Hoffman Michael B · CIK 0001290208 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,480,539

Read SEC document
November 14, 2025 Filed Nov 18, 2025 12:44 UTC Annovis Bio, Inc. ANVS · Entity 7001 PurchaseCommon Stock 15,000 $2.11 $31,650.00
Disclosure

SEC source: 0001104659-25-113459 · tm2531527-1_4seq1.xml · nonDerivative · entry 1

Hoffman Michael B · CIK 0001290208 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,470,539

Read SEC document
October 28, 2025 Filed Nov 12, 2025 14:18 UTC Annovis Bio, Inc. ANVS · Entity 7001 PurchaseCommon Stock 975,610 $2.05 $2,000,000.50
Disclosure

SEC source: 0001104659-25-109905 · tm2527472-2_4seq1.xml · nonDerivative · entry 1

Hoffman Michael B · CIK 0001290208 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,455,539

Read SEC document
August 29, 2025 Filed Sep 3, 2025 20:41 UTC Annovis Bio, Inc. ANVS · Entity 7001 GrantCommon Stock 5,000 $2.30 $11,500.00
Disclosure

SEC source: 0001104659-25-087077 · tm2525175-1_4seq1.xml · nonDerivative · entry 3

Hoffman Michael B · CIK 0001290208 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,479,929

Read SEC document
August 29, 2025 Filed Sep 3, 2025 20:41 UTC Annovis Bio, Inc. ANVS · Entity 7001 GrantCommon Stock 5,000 $2.29 $11,450.00
Disclosure

SEC source: 0001104659-25-087077 · tm2525175-1_4seq1.xml · nonDerivative · entry 2

Hoffman Michael B · CIK 0001290208 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,474,929

Read SEC document
August 29, 2025 Filed Sep 3, 2025 20:41 UTC Annovis Bio, Inc. ANVS · Entity 7001 GrantCommon Stock 5,000 $2.28 $11,400.00
Disclosure

SEC source: 0001104659-25-087077 · tm2525175-1_4seq1.xml · nonDerivative · entry 1

Hoffman Michael B · CIK 0001290208 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,469,929

Read SEC document
August 19, 2025 Filed Aug 20, 2025 21:20 UTC Annovis Bio, Inc. ANVS · Entity 7001 GrantCommon Stock 1,100 $2.57 $2,827.00
Disclosure

SEC source: 0001104659-25-080981 · tm2523925-1_4seq1.xml · nonDerivative · entry 4

Hoffman Michael B · CIK 0001290208 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,464,929

Read SEC document
August 19, 2025 Filed Aug 20, 2025 21:20 UTC Annovis Bio, Inc. ANVS · Entity 7001 GrantCommon Stock 5,545 $2.58 $14,306.10
Disclosure

SEC source: 0001104659-25-080981 · tm2523925-1_4seq1.xml · nonDerivative · entry 3

Hoffman Michael B · CIK 0001290208 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,463,829

Read SEC document
August 19, 2025 Filed Aug 20, 2025 21:20 UTC Annovis Bio, Inc. ANVS · Entity 7001 GrantCommon Stock 5,283 $2.59 $13,682.97
Disclosure

SEC source: 0001104659-25-080981 · tm2523925-1_4seq1.xml · nonDerivative · entry 2

Hoffman Michael B · CIK 0001290208 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,458,284

Read SEC document
August 19, 2025 Filed Aug 20, 2025 21:20 UTC Annovis Bio, Inc. ANVS · Entity 7001 GrantCommon Stock 6,717 $2.60 $17,464.20
Disclosure

SEC source: 0001104659-25-080981 · tm2523925-1_4seq1.xml · nonDerivative · entry 1

Hoffman Michael B · CIK 0001290208 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,453,001

Read SEC document
June 13, 2025 Filed Jun 16, 2025 20:28 UTC Annovis Bio, Inc. ANVS · Entity 7001 GrantCommon Stock 1 $2.83 $2.83
Disclosure

SEC source: 0001104659-25-059897 · tm2518124-1_4seq1.xml · nonDerivative · entry 2

Hoffman Michael B · CIK 0001290208 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,446,284

Read SEC document
June 13, 2025 Filed Jun 16, 2025 20:28 UTC Annovis Bio, Inc. ANVS · Entity 7001 GrantCommon Stock 25,000 $2.80 $70,000.00
Disclosure

SEC source: 0001104659-25-059897 · tm2518124-1_4seq1.xml · nonDerivative · entry 1

Hoffman Michael B · CIK 0001290208 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,446,283

Read SEC document
May 29, 2025 Filed Jun 2, 2025 20:35 UTC Annovis Bio, Inc. ANVS · Entity 7001 GrantCommon Stock 5,000 $2.43 $12,150.00
Disclosure

SEC source: 0001104659-25-055487 · tm2516868-1_4seq1.xml · nonDerivative · entry 1

Hoffman Michael B · CIK 0001290208 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,421,283

Read SEC document
November 20, 2023 Filed Nov 21, 2023 19:32 UTC Annovis Bio, Inc. ANVS · Entity 7001 GrantCommon Stock 164,745 $6.07 $1,000,002.15
Disclosure

SEC source: 0001104659-23-120304 · tm2331305-5_4seq1.xml · nonDerivative · entry 1

Hoffman Michael B · CIK 0001290208 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · The 2018 Jane and Michael Hoffman Descendants Trust

Disclosed balance after: 224,222

F1 · ownership.nature: The shares are held in a family trust formed by the reporting person and the reporting person has voting and investment power over such shares.

Read SEC document
November 20, 2023 Filed Nov 22, 2023 21:24 UTC Amendment Annovis Bio, Inc. ANVS · Entity 7001 GrantCommon Stock 163,880 $6.10 $999,668.00
Disclosure

SEC source: 0001104659-23-120764 · tm2331305-9_4aseq1.xml · nonDerivative · entry 1

Hoffman Michael B · CIK 0001290208 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · The 2018 Jane and Michael Hoffman Descendants Trust

Disclosed balance after: 223,357

F1 · ownership.nature: The shares are held in a family trust formed by the reporting person and the reporting person has voting and investment power over such shares.

Read SEC document
November 17, 2023 Filed Jul 3, 2024 21:16 UTC Annovis Bio, Inc. ANVS · Entity 7001 GrantStock Option (right to buy) · Derivative 29,600 $0.00 Strike: $6.07 $0.00
Disclosure

SEC source: 0001104659-24-077833 · tm2417696-2_4seq1.xml · derivative · entry 1

Hoffman Michael B · CIK 0001290208 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,600

Underlying: Common Stock · 29,600 shares

Expires 2033-11-17

F1 · security: On June 12, 2024, stockholders of Annovis Bio, Inc. approved an amendment to the 2019 Equity Incentive Plan to increase the number of shares issuable thereunder from 2,000,000 to 3,000,000. 50% of the stock option grant listed was contingent upon the approval of such amendment and would have been forfeited if the amendment had not been approved.

F2 · derivative.exercise_date: The stock option shall vest immediately upon grant date.

Read SEC document
April 07, 2023 Filed Apr 12, 2023 01:06 UTC Annovis Bio, Inc. ANVS · Entity 7001 GrantCommon Stock 59,477 $12.61 $750,004.97
Disclosure

SEC source: 0001104659-23-044204 · tm2312464-3_4seq1.xml · nonDerivative · entry 1

Hoffman Michael B · CIK 0001290208 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · The 2018 Jane and Michael Hoffman Descendants Trust

Disclosed balance after: 59,477

F1 · ownership.nature: The shares are held in a family trust formed by the reporting person and the reporting person has voting and investment power over such shares.

Read SEC document
January 18, 2023 Filed Jan 20, 2023 22:38 UTC Annovis Bio, Inc. ANVS · Entity 7001 GrantStock Option (right to buy) · Derivative 6,820 $0.00 Strike: $13.17 $0.00
Disclosure

SEC source: 0001104659-23-005476 · tm234043-2_4seq1.xml · derivative · entry 1

Hoffman Michael B · CIK 0001290208 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,820

Underlying: Common Stock · 6,820 shares

Expires 2033-01-18

F1 · derivative.exercise_date: The stock option shall vest in eight consecutive equal quarterly installments each on the 18th day of April, July, October and January of each year, commencing April 18, 2023, and continuing through January 18, 2025.

Read SEC document
January 04, 2022 Filed Jan 6, 2022 00:41 UTC Annovis Bio, Inc. ANVS · Entity 7001 Exercise / conversionStock Option (right to buy) · Derivative 7,142 $0.00 Strike: $0.25 $0.00
Disclosure

SEC source: 0001104659-22-001638 · tm221949-2_4seq1.xml · derivative · entry 7

Hoffman Michael B · CIK 0001290208 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,142 shares

Expires 2028-04-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2022 Filed Jan 6, 2022 00:41 UTC Annovis Bio, Inc. ANVS · Entity 7001 Exercise / conversionStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $4.39 $0.00
Disclosure

SEC source: 0001104659-22-001638 · tm221949-2_4seq1.xml · derivative · entry 6

Hoffman Michael B · CIK 0001290208 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2030-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2022 Filed Jan 6, 2022 00:41 UTC Annovis Bio, Inc. ANVS · Entity 7001 Tax withholdingCommon Stock 90 $19.78 $1,780.20
Disclosure

SEC source: 0001104659-22-001638 · tm221949-2_4seq1.xml · nonDerivative · entry 4

Hoffman Michael B · CIK 0001290208 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,416,283

F2 · shares: Reflects 90 shares withheld by issuer at the market price of $19.78 per share less an exercise price of $0.25 per share to fund the cashless exercise of 7,142 options.

Read SEC document
January 04, 2022 Filed Jan 6, 2022 00:41 UTC Annovis Bio, Inc. ANVS · Entity 7001 Exercise / conversionCommon Stock 7,142 $0.25 $1,785.50
Disclosure

SEC source: 0001104659-22-001638 · tm221949-2_4seq1.xml · nonDerivative · entry 3

Hoffman Michael B · CIK 0001290208 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,416,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2022 Filed Jan 6, 2022 00:41 UTC Annovis Bio, Inc. ANVS · Entity 7001 Tax withholdingCommon Stock 6,658 $19.78 $131,695.24
Disclosure

SEC source: 0001104659-22-001638 · tm221949-2_4seq1.xml · nonDerivative · entry 2

Hoffman Michael B · CIK 0001290208 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,409,231

F1 · shares: Reflects 6,658 shares withheld by issuer at the market price of $19.78 per share less an exercise price of $4.39 per share to fund the cashless exercise of 30,000 options.

Read SEC document
January 04, 2022 Filed Jan 6, 2022 00:41 UTC Annovis Bio, Inc. ANVS · Entity 7001 Exercise / conversionCommon Stock 30,000 $4.39 $131,700.00
Disclosure

SEC source: 0001104659-22-001638 · tm221949-2_4seq1.xml · nonDerivative · entry 1

Hoffman Michael B · CIK 0001290208 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,415,889

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2022 Filed Jan 6, 2022 00:41 UTC Annovis Bio, Inc. ANVS · Entity 7001 GrantStock Option (right to buy) · Derivative 9,000 $0.00 Strike: $19.78 $0.00
Disclosure

SEC source: 0001104659-22-001638 · tm221949-2_4seq1.xml · derivative · entry 5

Hoffman Michael B · CIK 0001290208 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2032-01-03

F3 · derivative.exercise_date: The stock option shall vest in eight consecutive quarterly installments of 1,125 shares each on the 3rd day of April, July, October and January of each year, commencing April 3, 2022, and continuing through January 3, 2024.

Read SEC document
July 07, 2021 Filed Jul 9, 2021 22:26 UTC Annovis Bio, Inc. ANVS · Entity 7001 GrantStock Option (right to buy) · Derivative 4,500 $0.00 Strike: $102.85 $0.00
Disclosure

SEC source: 0001104659-21-090742 · tm2121908-2_4seq1.xml · derivative · entry 1

Hoffman Michael B · CIK 0001290208 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Underlying: Common Stock · 4,500 shares

Expires 2031-07-07

F1 · derivative.exercise_date: The stock option shall vest in eight substantially equal quarterly installments beginning October 7, 2021, provided that the reporting person continues to serve as a director of the issuer on the applicable vesting date.

Read SEC document
August 27, 2020 Filed Aug 31, 2020 20:42 UTC Traws Pharma, Inc. ONTX · Entity 8032 SaleCommon Stock 1,876 $0.27 $510.08
Disclosure

SEC source: 0001179110-20-009437 · edgar.xml · nonDerivative · entry 2

Hoffman Michael B · CIK 0001290208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 27, 2020 Filed Aug 31, 2020 20:42 UTC Traws Pharma, Inc. ONTX · Entity 8032 SaleCommon Stock 182,492 $0.27 $49,619.57
Disclosure

SEC source: 0001179110-20-009437 · edgar.xml · nonDerivative · entry 1

Hoffman Michael B · CIK 0001290208 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Michael and Jane Hoffman 2013 Descendants Trust

Disclosed balance after: 21,919

F1 · ownership.nature: These shares are held for the benefit of the reporting person's descendants. The reporting person's spouse is a trustee of the trust.

Read SEC document
July 09, 2020 Filed Jul 10, 2020 21:29 UTC Traws Pharma, Inc. ONTX · Entity 8032 GrantStock Appreciation Right · Derivative 125,000 $0.00 Strike: $0.56 $0.00
Disclosure

SEC source: 0001179110-20-008193 · edgar.xml · derivative · entry 1

Hoffman Michael B · CIK 0001290208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2030-07-09

F1 · derivative.exercise_date: These stock appreciation rights vest 100% on the first anniversary of the grant date.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:30 UTC Amendment Annovis Bio, Inc. ANVS · Entity 7001 GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $4.39 $0.00
Disclosure

SEC source: 0001104659-20-081235 · a4a.xml · derivative · entry 2

Hoffman Michael B · CIK 0001290208 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2030-07-01

Read SEC document
January 31, 2020 Filed Feb 5, 2020 11:05 UTC Annovis Bio, Inc. ANVS · Entity 7001 ConversionConvertible Note · Derivative 55,884 $4.80 $268,243.20
Disclosure

SEC source: 0001104659-20-010943 · a4.xml · derivative · entry 7

Hoffman Michael B · CIK 0001290208 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 55,884 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The convertible notes have a maturity date of December 31, 2023. The Convertible Notes automatically converted into common stock of Annovis upon the closing of the IPO at a conversion rate equal to the principal amount of the note, plus accrued and unpaid interest, divided by $4.80 (80% of the IPO price).

F4 · shares: The convertible notes have a maturity date of December 31, 2023. The Convertible Notes automatically converted into common stock of Annovis upon the closing of the IPO at a conversion rate equal to the principal amount of the note, plus accrued and unpaid interest, divided by $4.80 (80% of the IPO price).

F4 · derivative.exercise_date: The convertible notes have a maturity date of December 31, 2023. The Convertible Notes automatically converted into common stock of Annovis upon the closing of the IPO at a conversion rate equal to the principal amount of the note, plus accrued and unpaid interest, divided by $4.80 (80% of the IPO price).

F4 · derivative.expiration_date: The convertible notes have a maturity date of December 31, 2023. The Convertible Notes automatically converted into common stock of Annovis upon the closing of the IPO at a conversion rate equal to the principal amount of the note, plus accrued and unpaid interest, divided by $4.80 (80% of the IPO price).

Read SEC document
January 31, 2020 Filed Feb 5, 2020 11:05 UTC Annovis Bio, Inc. ANVS · Entity 7001 ConversionSeries A Preferred Stock · Derivative 1,593,118 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-010943 · a4.xml · derivative · entry 6

Hoffman Michael B · CIK 0001290208 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,137,942 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Series A Preferred Stock automatically converted into common stock of Annovis upon the closing of the IPO at a conversion ratio of one for 0.7143.

F3 · derivative.exercise_date: Each share of Series A Preferred Stock automatically converted into common stock of Annovis upon the closing of the IPO at a conversion ratio of one for 0.7143.

F3 · derivative.expiration_date: Each share of Series A Preferred Stock automatically converted into common stock of Annovis upon the closing of the IPO at a conversion ratio of one for 0.7143.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 11:05 UTC Annovis Bio, Inc. ANVS · Entity 7001 ConversionSeries A-1 Preferred Stock · Derivative 222,222 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-010943 · a4.xml · derivative · entry 5

Hoffman Michael B · CIK 0001290208 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 158,730 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Series A-1 Preferred Stock automatically converted into common stock of Annovis upon the closing of the IPO at a conversion ratio of one for 0.7143.

F2 · derivative.exercise_date: Each share of Series A-1 Preferred Stock automatically converted into common stock of Annovis upon the closing of the IPO at a conversion ratio of one for 0.7143.

F2 · derivative.expiration_date: Each share of Series A-1 Preferred Stock automatically converted into common stock of Annovis upon the closing of the IPO at a conversion ratio of one for 0.7143.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 11:05 UTC Annovis Bio, Inc. ANVS · Entity 7001 ConversionCommon Stock 55,884 $4.80 $268,243.20
Disclosure

SEC source: 0001104659-20-010943 · a4.xml · nonDerivative · entry 4

Hoffman Michael B · CIK 0001290208 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,400,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: The convertible notes have a maturity date of December 31, 2023. The Convertible Notes automatically converted into common stock of Annovis upon the closing of the IPO at a conversion rate equal to the principal amount of the note, plus accrued and unpaid interest, divided by $4.80 (80% of the IPO price).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.