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Guerin Mark Patrick

Disclosed activity across 1 company

Tapewire entity
83447
SEC CIK
0001607714

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Traws Pharma, Inc.

Report date February 05, 2025 · Filed February 10, 2025

Section 16 reporting ended · disclosed 2025-02-10. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 18, 2024 Filed Jun 20, 2024 20:25 UTC Traws Pharma, Inc. TRAW · Entity 8032 Exercise / conversionRestricted Stock Units · Derivative 5,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017636 · form4-06202024_080620.xml · derivative · entry 3

Guerin Mark Patrick · CIK 0001607714 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,500

Underlying: Common Stock · 5,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On June 10, 2022 the reporting person was granted 16,500 restricted stock units which vest over 3 years from the date of grant: 33% on the first anniversary; 33% on the second anniversary; and 34% on the third anniversary

F2 · derivative.expiration_date: On June 10, 2022 the reporting person was granted 16,500 restricted stock units which vest over 3 years from the date of grant: 33% on the first anniversary; 33% on the second anniversary; and 34% on the third anniversary

Read SEC document
June 18, 2024 Filed Jun 20, 2024 20:25 UTC Traws Pharma, Inc. TRAW · Entity 8032 Tax withholdingCommon Stock 2,221 $0.47 $1,043.87
Disclosure

SEC source: 0001415889-24-017636 · form4-06202024_080620.xml · nonDerivative · entry 2

Guerin Mark Patrick · CIK 0001607714 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,255

Read SEC document
June 10, 2024 Filed Jun 20, 2024 20:25 UTC Traws Pharma, Inc. TRAW · Entity 8032 Exercise / conversionCommon Stock 5,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-017636 · form4-06202024_080620.xml · nonDerivative · entry 1

Guerin Mark Patrick · CIK 0001607714 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,476

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 14, 2024 Filed Mar 15, 2024 21:40 UTC Traws Pharma, Inc. ONTX · Entity 8032 Tax withholdingCommon Stock 2,591 $0.90 $2,331.90
Disclosure

SEC source: 0001415889-24-008142 · form4-03152024_090303.xml · nonDerivative · entry 2

Guerin Mark Patrick · CIK 0001607714 · CFO AND COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,976

Read SEC document
March 13, 2024 Filed Mar 15, 2024 21:40 UTC Traws Pharma, Inc. ONTX · Entity 8032 Exercise / conversionRestricted Stock Units · Derivative 8,666 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-008142 · form4-03152024_090303.xml · derivative · entry 3

Guerin Mark Patrick · CIK 0001607714 · CFO AND COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,334

Underlying: Common Stock · 8,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On March 13, 2023 the reporting person was granted 26,000 restricted stock units which vest over 3 years from the date of grant: 33% on the first anniversary; 33% on the second anniversary; and 34% on the third anniversary.

F2 · derivative.expiration_date: On March 13, 2023 the reporting person was granted 26,000 restricted stock units which vest over 3 years from the date of grant: 33% on the first anniversary; 33% on the second anniversary; and 34% on the third anniversary.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 21:40 UTC Traws Pharma, Inc. ONTX · Entity 8032 Exercise / conversionCommon Stock 8,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-008142 · form4-03152024_090303.xml · nonDerivative · entry 1

Guerin Mark Patrick · CIK 0001607714 · CFO AND COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 22:38 UTC Traws Pharma, Inc. ONTX · Entity 8032 Exercise / conversionRestricted Stock Units · Derivative 6,900 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-003205 · form4-02092024_100205.xml · derivative · entry 3

Guerin Mark Patrick · CIK 0001607714 · CFO AND COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,900

Underlying: Common Stock · 6,900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 7, 2022 the reporting person was granted 20,700 restricted stock units which vest over 3 years from the date of grant: 33% on the first anniversary; 33% on the second anniversary; and 34% on the third anniversary.

F2 · derivative.expiration_date: On February 7, 2022 the reporting person was granted 20,700 restricted stock units which vest over 3 years from the date of grant: 33% on the first anniversary; 33% on the second anniversary; and 34% on the third anniversary.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 22:38 UTC Traws Pharma, Inc. ONTX · Entity 8032 Tax withholdingCommon Stock 2,443 $0.67 $1,636.81
Disclosure

SEC source: 0001415889-24-003205 · form4-02092024_100205.xml · nonDerivative · entry 2

Guerin Mark Patrick · CIK 0001607714 · CFO AND COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,901

Read SEC document
February 07, 2024 Filed Feb 9, 2024 22:38 UTC Traws Pharma, Inc. ONTX · Entity 8032 Exercise / conversionCommon Stock 6,900 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-003205 · form4-02092024_100205.xml · nonDerivative · entry 1

Guerin Mark Patrick · CIK 0001607714 · CFO AND COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,344

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 03, 2023 Filed Aug 4, 2023 20:45 UTC Traws Pharma, Inc. ONTX · Entity 8032 Tax withholdingCommon Stock 1,422 $1.02 $1,450.44
Disclosure

SEC source: 0001415889-23-011867 · form4-08042023_080826.xml · nonDerivative · entry 2

Guerin Mark Patrick · CIK 0001607714 · CFO AND COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,444

Read SEC document
August 02, 2023 Filed Aug 4, 2023 20:45 UTC Traws Pharma, Inc. ONTX · Entity 8032 Exercise / conversionRestricted Stock Units · Derivative 4,750 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-011867 · form4-08042023_080826.xml · derivative · entry 3

Guerin Mark Patrick · CIK 0001607714 · CFO AND COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,750

Underlying: Common Stock · 4,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On August 2, 2021 the reporting person was granted 14,250 restricted stock units which vest over 3 years from the date of grant: 33% on the first anniversary; 33% on the second anniversary; and 34 % on the third anniversary.

F2 · derivative.expiration_date: On August 2, 2021 the reporting person was granted 14,250 restricted stock units which vest over 3 years from the date of grant: 33% on the first anniversary; 33% on the second anniversary; and 34 % on the third anniversary.

Read SEC document
August 02, 2023 Filed Aug 4, 2023 20:45 UTC Traws Pharma, Inc. ONTX · Entity 8032 Exercise / conversionCommon Stock 4,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-011867 · form4-08042023_080826.xml · nonDerivative · entry 1

Guerin Mark Patrick · CIK 0001607714 · CFO AND COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,866

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 12, 2023 Filed Jun 13, 2023 20:54 UTC Traws Pharma, Inc. ONTX · Entity 8032 Exercise / conversionRestricted Stock Units · Derivative 5,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-009750 · form4-06132023_080619.xml · derivative · entry 3

Guerin Mark Patrick · CIK 0001607714 · CFO AND COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 5,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On June 10, 2022 the reporting person was granted 16,500 restricted stock units which vest over 3 years from the date of grant: 33% on the first anniversary; 33% on the second anniversary; and 34% on the third anniversary.

F2 · derivative.expiration_date: On June 10, 2022 the reporting person was granted 16,500 restricted stock units which vest over 3 years from the date of grant: 33% on the first anniversary; 33% on the second anniversary; and 34% on the third anniversary.

Read SEC document
June 12, 2023 Filed Jun 13, 2023 20:54 UTC Traws Pharma, Inc. ONTX · Entity 8032 Tax withholdingCommon Stock 1,575 $1.14 $1,790.78
Disclosure

SEC source: 0001415889-23-009750 · form4-06132023_080619.xml · nonDerivative · entry 2

Guerin Mark Patrick · CIK 0001607714 · CFO AND COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,116

Read SEC document
June 12, 2023 Filed Jun 13, 2023 20:54 UTC Traws Pharma, Inc. ONTX · Entity 8032 Exercise / conversionCommon Stock 5,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-009750 · form4-06132023_080619.xml · nonDerivative · entry 1

Guerin Mark Patrick · CIK 0001607714 · CFO AND COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 13, 2023 Filed Mar 14, 2023 23:19 UTC Traws Pharma, Inc. ONTX · Entity 8032 GrantRestricted Stock Units · Derivative 26,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-004902 · form4-03142023_110331.xml · derivative · entry 2

Guerin Mark Patrick · CIK 0001607714 · CFO AND COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,000

Underlying: Common Stock · 26,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit is convertible into one share of common stock.

F3 · derivative.exercise_date: These restricted stock units vest over 3 years from the date of grant: 33% on the first anniversary; 33% on the second anniversary; and 34 % on the third anniversary

F3 · derivative.expiration_date: These restricted stock units vest over 3 years from the date of grant: 33% on the first anniversary; 33% on the second anniversary; and 34 % on the third anniversary

Read SEC document
March 13, 2023 Filed Mar 14, 2023 23:19 UTC Traws Pharma, Inc. ONTX · Entity 8032 GrantStock Option (right to purchase) · Derivative 79,000 $0.00 Strike: $0.73 $0.00
Disclosure

SEC source: 0001415889-23-004902 · form4-03142023_110331.xml · derivative · entry 1

Guerin Mark Patrick · CIK 0001607714 · CFO AND COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,000

Underlying: Common Stock · 79,000 shares

Expires 2033-03-13

F1 · derivative.exercise_date: These options vest over three years, one-third on the first anniversary of the date of grant and thereafter in 24 equal monthly installments over the following two years.

Read SEC document
February 07, 2023 Filed Feb 8, 2023 22:56 UTC Traws Pharma, Inc. ONTX · Entity 8032 Exercise / conversionRestricted Stock Units · Derivative 6,900 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-002167 · form4-02082023_100254.xml · derivative · entry 3

Guerin Mark Patrick · CIK 0001607714 · CFO AND COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,800

Underlying: Common Stock · 6,900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 7, 2022 the reporting person was granted 20,700 restricted stock units which vest over 3 years from the date of grant: 33% on the first anniversary; 33% on the second anniversary; and 34% on the third anniversary.

F2 · derivative.expiration_date: On February 7, 2022 the reporting person was granted 20,700 restricted stock units which vest over 3 years from the date of grant: 33% on the first anniversary; 33% on the second anniversary; and 34% on the third anniversary.

Read SEC document
February 07, 2023 Filed Feb 8, 2023 22:56 UTC Traws Pharma, Inc. ONTX · Entity 8032 Tax withholdingCommon Stock 1,785 $1.36 $2,427.60
Disclosure

SEC source: 0001415889-23-002167 · form4-02082023_100254.xml · nonDerivative · entry 2

Guerin Mark Patrick · CIK 0001607714 · CFO AND COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,191

Read SEC document
February 07, 2023 Filed Feb 8, 2023 22:56 UTC Traws Pharma, Inc. ONTX · Entity 8032 Exercise / conversionCommon Stock 6,900 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-002167 · form4-02082023_100254.xml · nonDerivative · entry 1

Guerin Mark Patrick · CIK 0001607714 · CFO AND COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,976

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 03, 2022 Filed Aug 4, 2022 20:38 UTC Traws Pharma, Inc. ONTX · Entity 8032 Tax withholdingCommon Stock 1,355 $1.32 $1,788.60
Disclosure

SEC source: 0001415889-22-008261 · form4-08042022_010847.xml · nonDerivative · entry 2

Guerin Mark Patrick · CIK 0001607714 · CFO AND COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,076

Read SEC document
August 02, 2022 Filed Aug 4, 2022 20:38 UTC Traws Pharma, Inc. ONTX · Entity 8032 Exercise / conversionRestricted Stock Units · Derivative 4,750 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-008261 · form4-08042022_010847.xml · derivative · entry 3

Guerin Mark Patrick · CIK 0001607714 · CFO AND COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,500

Underlying: Common Stock · 4,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On August 2, 2021 the reporting person was granted 14,250 restricted stock units which vest over 3 years from the date of grant: 33% on the first anniversary; 33% on the second anniversary; and 34 % on the third anniversary.

F2 · derivative.expiration_date: On August 2, 2021 the reporting person was granted 14,250 restricted stock units which vest over 3 years from the date of grant: 33% on the first anniversary; 33% on the second anniversary; and 34 % on the third anniversary.

Read SEC document
August 02, 2022 Filed Aug 4, 2022 20:38 UTC Traws Pharma, Inc. ONTX · Entity 8032 Exercise / conversionCommon Stock 4,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-008261 · form4-08042022_010847.xml · nonDerivative · entry 1

Guerin Mark Patrick · CIK 0001607714 · CFO AND COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,431

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 10, 2022 Filed Jun 13, 2022 20:03 UTC Traws Pharma, Inc. ONTX · Entity 8032 GrantRestricted Stock Units · Derivative 16,500 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-003288 · edgar.xml · derivative · entry 2

Guerin Mark Patrick · CIK 0001607714 · COO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,500

Underlying: Common stock · 16,500 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit is convertible into one share of common stock.

F2 · derivative.exercise_date: These restricted stock units vest over 3 years from the date of grant: 33% on the first anniversary; 33% on the second anniversary; and 34 % on the third anniversary.

F2 · derivative.expiration_date: These restricted stock units vest over 3 years from the date of grant: 33% on the first anniversary; 33% on the second anniversary; and 34 % on the third anniversary.

Read SEC document
June 10, 2022 Filed Jun 13, 2022 20:03 UTC Traws Pharma, Inc. ONTX · Entity 8032 GrantStock Option (right to purchase) · Derivative 50,250 $0.00 Strike: $1.33 $0.00
Disclosure

SEC source: 0001179110-22-003288 · edgar.xml · derivative · entry 1

Guerin Mark Patrick · CIK 0001607714 · COO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,250

Underlying: Common stock · 50,250 shares

Expires 2032-06-10

F1 · derivative.exercise_date: These options vest over three years, one-third on the first anniversary of the date of grant and thereafter in 24 equal monthly installments over the following two years.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 21:33 UTC Traws Pharma, Inc. ONTX · Entity 8032 GrantRestricted Stock Units · Derivative 20,700 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-000961 · edgar.xml · derivative · entry 2

Guerin Mark Patrick · CIK 0001607714 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,700

Underlying: Common stock · 20,700 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit is convertible into one share of common stock.

F2 · derivative.exercise_date: These restricted stock units vest over 3 years from the date of grant: 33% on the first anniversary; 33% on the second anniversary; and 34 % on the third anniversary.

F2 · derivative.expiration_date: These restricted stock units vest over 3 years from the date of grant: 33% on the first anniversary; 33% on the second anniversary; and 34 % on the third anniversary.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 21:33 UTC Traws Pharma, Inc. ONTX · Entity 8032 GrantStock Option (right to purchase) · Derivative 62,100 $0.00 Strike: $1.82 $0.00
Disclosure

SEC source: 0001179110-22-000961 · edgar.xml · derivative · entry 1

Guerin Mark Patrick · CIK 0001607714 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,100

Underlying: Common stock · 62,100 shares

Expires 2032-02-07

F1 · derivative.exercise_date: These options vest over three years, one-third on the first anniversary of the date of grant and thereafter in 24 equal monthly installments over the following two years.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:01 UTC Traws Pharma, Inc. ONTX · Entity 8032 GrantRestricted Stock Units · Derivative 14,250 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-007923 · edgar.xml · derivative · entry 2

Guerin Mark Patrick · CIK 0001607714 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,250

Underlying: Common stock · 14,250 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit is convertible into one share of common stock.

F2 · derivative.exercise_date: These restricted stock units vest over 3 years from the date of grant: 33% on the first anniversary; 33% on the second anniversary; and 34 % on the third anniversary.

F2 · derivative.expiration_date: These restricted stock units vest over 3 years from the date of grant: 33% on the first anniversary; 33% on the second anniversary; and 34 % on the third anniversary.

Read SEC document
August 02, 2021 Filed Aug 5, 2021 00:01 UTC Traws Pharma, Inc. ONTX · Entity 8032 GrantStock Option (right to purchase) · Derivative 42,750 $0.00 Strike: $5.19 $0.00
Disclosure

SEC source: 0001179110-21-007923 · edgar.xml · derivative · entry 1

Guerin Mark Patrick · CIK 0001607714 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,750

Underlying: Common stock · 42,750 shares

Expires 2031-08-02

F1 · derivative.exercise_date: These options vest over three years, one-third on the first anniversary of the date of grant and thereafter in 24 equal monthly installments over the following two years.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:26 UTC Traws Pharma, Inc. ONTX · Entity 8032 GrantStock Appreciation Right · Derivative 301,000 $0.00 Strike: $1.51 $0.00
Disclosure

SEC source: 0001179110-21-002007 · edgar.xml · derivative · entry 1

Guerin Mark Patrick · CIK 0001607714 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,000

Underlying: Common Stock · 301,000 shares

Expires 2031-02-17

F1 · derivative.exercise_date: These stock appreciation rights vest over three years, one-third on the first anniversary of the date of grant and thereafter in 24 equal monthly installments over the following two years.

F2 · derivative.underlying: These stock appreciation rights represent the right to receive a cash payment equal to the excess, if any, of (i) the fair market value of each underlying share of the Company's common stock, determined on the date of exercise minus (ii) the exercise price; provided, that in no event may the cash payment for each stock appreciation right exceed $1.03, which is the maximum price per share of $2.54, minus the base amount of $1.51, subject to adjustment in accordance with the terms of the award agreement.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 13:55 UTC Traws Pharma, Inc. ONTX · Entity 8032 PurchaseCommon Stock 15,000 $1.00 $15,000.00
Disclosure

SEC source: 0001179110-21-001784 · edgar.xml · nonDerivative · entry 1

Guerin Mark Patrick · CIK 0001607714 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,213

Read SEC document
November 27, 2020 Filed Nov 30, 2020 22:11 UTC Traws Pharma, Inc. ONTX · Entity 8032 PurchaseCommon Stock 4,614 $0.26 $1,199.64
Disclosure

SEC source: 0001179110-20-011470 · edgar.xml · nonDerivative · entry 2

Guerin Mark Patrick · CIK 0001607714 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,213

Read SEC document
November 25, 2020 Filed Nov 30, 2020 22:11 UTC Traws Pharma, Inc. ONTX · Entity 8032 PurchaseCommon Stock 16,755 $0.26 $4,356.30
Disclosure

SEC source: 0001179110-20-011470 · edgar.xml · nonDerivative · entry 1

Guerin Mark Patrick · CIK 0001607714 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,599

Read SEC document
July 09, 2020 Filed Jul 10, 2020 21:48 UTC Traws Pharma, Inc. ONTX · Entity 8032 GrantStock Appreciation Right · Derivative 543,000 $0.00 Strike: $0.56 $0.00
Disclosure

SEC source: 0001179110-20-008212 · edgar.xml · derivative · entry 1

Guerin Mark Patrick · CIK 0001607714 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 543,000

Underlying: Common Stock · 543,000 shares

Expires 2030-07-09

F1 · derivative.exercise_date: These stock appreciation rights vest over three years, one-third on the first anniversary of the date of grant and thereafter in 24 equal monthly installments over the following two years.

Read SEC document
May 19, 2020 Filed May 20, 2020 13:09 UTC Traws Pharma, Inc. ONTX · Entity 8032 PurchaseCommon Stock 21,000 $0.36 $7,560.00
Disclosure

SEC source: 0001179110-20-006358 · edgar.xml · nonDerivative · entry 1

Guerin Mark Patrick · CIK 0001607714 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,844

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December 20, 2019 Filed Dec 26, 2019 14:06 UTC Traws Pharma, Inc. ONTX · Entity 8032 GrantStock Option (right to purchase) · Derivative 65,000 $0.00 Strike: $0.31 $0.00
Disclosure

SEC source: 0001179110-19-013138 · edgar.xml · derivative · entry 1

Guerin Mark Patrick · CIK 0001607714 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires 2029-12-20

F1 · derivative.exercise_date: These options vest over three years, one-third on the first anniversary of the date of grant and thereafter in 24 equal monthly installments over the following two years.

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November 25, 2019 Filed Nov 26, 2019 12:50 UTC Traws Pharma, Inc. ONTX · Entity 8032 PurchaseWarrant (right to purchase) · Derivative 87,500 Not disclosed Strike: $0.20 Not disclosed
Disclosure

SEC source: 0001179110-19-012056 · edgar.xml · derivative · entry 2

Guerin Mark Patrick · CIK 0001607714 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,500

Underlying: Common Stock · 87,500 shares

Expires 2024-11-25

F1 · price: The common stock and warrants were acquired in a public offering, by Onconova Therapeutics, Inc, of units which included one share of common stock and one warrant. The public offering price for each unit was $0.20.

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November 25, 2019 Filed Nov 26, 2019 12:50 UTC Traws Pharma, Inc. ONTX · Entity 8032 PurchaseCommon Stock 87,500 $0.20 $17,500.00
Disclosure

SEC source: 0001179110-19-012056 · edgar.xml · nonDerivative · entry 1

Guerin Mark Patrick · CIK 0001607714 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,844

F1 · price: The common stock and warrants were acquired in a public offering, by Onconova Therapeutics, Inc, of units which included one share of common stock and one warrant. The public offering price for each unit was $0.20.

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July 26, 2018 Filed Jul 30, 2018 21:26 UTC Traws Pharma, Inc. ONTX · Entity 8032 GrantStock Option (right to purchase) · Derivative 384,950 $0.00 Strike: $0.46 $0.00
Disclosure

SEC source: 0001179110-18-010010 · edgar.xml · derivative · entry 1

Guerin Mark Patrick · CIK 0001607714 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,950

Underlying: Common Stock · 384,950 shares

Expires 2028-07-26

F1 · derivative.exercise_date: These options vest over three years, one-third on the first anniversary of the date of grant and thereafter in 24 equal monthly installments over the following two years.

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January 03, 2018 Filed Jan 5, 2018 21:49 UTC Traws Pharma, Inc. ONTX · Entity 8032 GrantStock Option (right to purchase) · Derivative 31,024 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001179110-18-000601 · edgar.xml · derivative · entry 1

Guerin Mark Patrick · CIK 0001607714 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,024

Underlying: Common Stock · 31,024 shares

Expires 2028-01-03

F1 · derivative.exercise_date: These options vest over three years in 36 equal monthly installments.

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April 26, 2017 Filed Apr 28, 2017 19:11 UTC Traws Pharma, Inc. ONTX · Entity 8032 PurchaseCommon Stock 1,429 $2.10 $3,000.90
Disclosure

SEC source: 0001179110-17-006249 · edgar.xml · nonDerivative · entry 1

Guerin Mark Patrick · CIK 0001607714 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,155

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January 17, 2017 Filed Jan 19, 2017 18:35 UTC Traws Pharma, Inc. ONTX · Entity 8032 GrantStock Option (right to purchase) · Derivative 19,413 $0.00 Strike: $2.70 $0.00
Disclosure

SEC source: 0001179110-17-001044 · edgar.xml · derivative · entry 1

Guerin Mark Patrick · CIK 0001607714 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,413

Underlying: Common Stock · 19,413 shares

Expires 2027-01-17

F1 · derivative.exercise_date: These options vest over three years in 36 equal monthly installments.

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December 15, 2016 Filed Dec 19, 2016 21:41 UTC Traws Pharma, Inc. ONTX · Entity 8032 GrantStock Option (right to purchase) · Derivative 5,587 $0.00 Strike: $2.65 $0.00
Disclosure

SEC source: 0001179110-16-033200 · edgar.xml · derivative · entry 1

Guerin Mark Patrick · CIK 0001607714 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,587

Underlying: Common Stock · 5,587 shares

Expires 2026-12-15

F1 · derivative.exercise_date: These options vest over three years in 36 equal monthly installments.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.