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Nasdaq · USD

TRAW

Traws Pharma, Inc.

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Tapewire entity
8032
SEC CIK
0001130598
Parsed reports
252

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202610
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 09, 2026 Filed Jul 15, 2026 01:57 UTC GrantStock Option (right to buy) · Derivative 14,150 $0.00 Strike: $0.68 $0.00
Disclosure

SEC source: 0001203603-26-000003 · form4-07152026_010731.xml · derivative · entry 1

STOVER JACK E · CIK 0001203603 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,150

Underlying: Common Stock · 14,150 shares

Expires 2036-07-09

F1 · derivative.exercise_date: Represents stock options awarded by the Issuer's compensation committee (comprised of independent directors) to the reporting person under the Issuer's 2021 Incentive Compensation Plan, as amended and/or restated through the date hereof. The stock options under this award will vest 100% on the first anniversary of the grant date.

Read SEC document
July 09, 2026 Filed Jul 15, 2026 00:26 UTC
Dukes Iain D.Director · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 274,000 $0.00 Strike: $0.68 $0.00
Disclosure

SEC source: 0001681955-26-000002 · form4-07152026_120715.xml · derivative · entry 1

Dukes Iain D. · CIK 0001681955 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 274,000

Underlying: Common Stock · 274,000 shares

Expires 2036-07-09

F1 · derivative.exercise_date: Represents stock options awarded by the Issuer's compensation committee (comprised of independent directors) to the reporting person under the Issuer's 2021 Incentive Compensation Plan, as amended and/or restated through the date hereof. The stock options under this award will vest 100% on the first anniversary of the grant date.

Read SEC document
July 09, 2026 Filed Jul 15, 2026 00:23 UTC
Redfield RobertChief Medical Officer
GrantStock Option (right to buy) · Derivative 84,000 $0.00 Strike: $0.68 $0.00
Disclosure

SEC source: 0002018274-26-000003 · form4-07152026_120748.xml · derivative · entry 1

Redfield Robert · CIK 0002018274 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,000

Underlying: Common Stock · 84,000 shares

Expires 2036-07-09

F1 · derivative.exercise_date: Represents stock options awarded by the Issuer's compensation committee (comprised of independent directors) to the reporting person under the Issuer's 2021 Incentive Compensation Plan, as amended and/or restated through the date hereof. The stock options under this award will vest 100% on the first anniversary of the grant date.

Read SEC document
July 09, 2026 Filed Jul 15, 2026 00:22 UTC
Parker Charles NolanChief Financial Officer
GrantStock Option (right to buy) · Derivative 90,000 $0.00 Strike: $0.68 $0.00
Disclosure

SEC source: 0002125562-26-000005 · form4-07152026_120746.xml · derivative · entry 1

Parker Charles Nolan · CIK 0002125562 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires 2036-07-09

F1 · derivative.exercise_date: Represents stock options awarded by the Issuer's compensation committee (comprised of independent directors) to the reporting person under the Issuer's 2021 Incentive Compensation Plan, as amended and/or restated through the date hereof. The stock options under this award will vest 100% on the first anniversary of the grant date.

Read SEC document
July 09, 2026 Filed Jul 15, 2026 00:22 UTC GrantStock Option (right to buy) · Derivative 14,150 $0.00 Strike: $0.68 $0.00
Disclosure

SEC source: 0001813552-26-000004 · form4-07152026_120707.xml · derivative · entry 1

Shoemaker Mary Teresa · CIK 0001813552 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,150

Underlying: Common Stock · 14,150 shares

Expires 2036-07-09

F1 · derivative.exercise_date: Represents stock options awarded by the Issuer's compensation committee (comprised of independent directors) to the reporting person under the Issuer's 2021 Incentive Compensation Plan, as amended and/or restated through the date hereof. The stock options under this award will vest 100% on the first anniversary of the grant date.

Read SEC document
July 09, 2026 Filed Jul 15, 2026 00:21 UTC GrantStock Option (right to buy) · Derivative 14,150 $0.00 Strike: $0.68 $0.00
Disclosure

SEC source: 0001958857-26-000003 · form4-07152026_120706.xml · derivative · entry 1

Clarke Trafford · CIK 0001958857 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,150

Underlying: Common Stock · 14,150 shares

Expires 2036-07-09

F1 · derivative.exercise_date: Represents stock options awarded by the Issuer's compensation committee (comprised of independent directors) to the reporting person under the Issuer's 2021 Incentive Compensation Plan, as amended and/or restated through the date hereof. The stock options under this award will vest 100% on the first anniversary of the grant date.

Read SEC document
July 09, 2026 Filed Jul 15, 2026 00:19 UTC GrantStock Option (right to buy) · Derivative 14,150 $0.00 Strike: $0.68 $0.00
Disclosure

SEC source: 0001586657-26-000003 · form4-07152026_120728.xml · derivative · entry 1

Leaman John Harold · CIK 0001586657 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,150

Underlying: Common Stock · 14,150 shares

Expires 2036-07-09

F1 · derivative.exercise_date: Represents stock options awarded by the Issuer's compensation committee (comprised of independent directors) to the reporting person under the Issuer's 2021 Incentive Compensation Plan, as amended and/or restated through the date hereof. The stock options under this award will vest 100% on the first anniversary of the grant date.

Read SEC document
July 09, 2026 Filed Jul 16, 2026 01:32 UTC GrantStock Option (right to buy) · Derivative 14,150 $0.00 Strike: $0.68 $0.00
Disclosure

SEC source: 0001237419-26-000003 · form4-07162026_010736.xml · derivative · entry 1

CAUTREELS WERNER · CIK 0001237419 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,150

Underlying: Common Stock · 14,150 shares

Expires 2036-07-09

F1 · derivative.exercise_date: Represents stock options awarded by the Issuer's compensation committee (comprised of independent directors) to the reporting person under the Issuer's 2021 Incentive Compensation Plan, as amended and/or restated through the date hereof. The stock options under this award will vest 100% on the first anniversary of the grant date.

Read SEC document
July 09, 2026 Filed Jul 15, 2026 20:32 UTC
Savchuk NikolayDirector · Chief Operating Officer
GrantStock Option (right to buy) · Derivative 93,000 $0.00 Strike: $0.68 $0.00
Disclosure

SEC source: 0002017800-26-000003 · form4-07152026_080727.xml · derivative · entry 1

Savchuk Nikolay · CIK 0002017800 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,000

Underlying: Common Stock · 93,000 shares

Expires 2036-07-09

F1 · derivative.exercise_date: Represents stock options awarded by the Issuer's compensation committee (comprised of independent directors) to the reporting person under the Issuer's 2021 Incentive Compensation Plan, as amended and/or restated through the date hereof. The stock options under this award will vest 100% on the first anniversary of the grant date.

Read SEC document
July 09, 2026 Filed Jul 16, 2026 16:39 UTC
Pauza Charles DavidChief Science Officer Virology
GrantStock Option (right to buy) · Derivative 97,000 $0.00 Strike: $0.68 $0.00
Disclosure

SEC source: 0002018150-26-000003 · form4-07162026_040743.xml · derivative · entry 1

Pauza Charles David · CIK 0002018150 · Chief Science Officer Virology

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,000

Underlying: Common Stock · 97,000 shares

Expires 2036-07-09

F1 · derivative.exercise_date: Represents stock options awarded by the Issuer's compensation committee (comprised of independent directors) to the reporting person under the Issuer's 2021 Incentive Compensation Plan, as amended and/or restated through the date hereof. The stock options under this award will vest 100% on the first anniversary of the grant date.

Read SEC document
April 16, 2026 Filed Apr 29, 2026 01:41 UTC PurchaseSeries C Warrants (right to buy) · Derivative 1,793,187 Not disclosed Strike: $1.67 Not disclosed
Disclosure

SEC source: 0000947871-26-000481 · ownership.xml · derivative · entry 4

ORBIMED ADVISORS LLC · CIK 0001055951 · 10% owner

OrbiMed Capital GP VIII LLC · CIK 0001845804 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,793,187

Underlying: Common Stock · 1,793,187 shares

Expires not disclosed

F1 · price: On April 15, 2026, the Issuer entered into a securities purchase agreement (the "Purchase Agreement") with certain investors (the "Investors"), including the Reporting Persons. Pursuant to the terms of the Purchase Agreement, the Issuer issued and sold to the Reporting Persons in a private placement which closed on April 16, 2026 (the "Closing Date") Series A warrants, Series B warrants, and Series C warrants (collectively, the "Warrants") to purchase up to an aggregate of 2,988,645 shares. The price per Pre-Funded Warrant is $1.673.

F2 · derivative.exercise_date: The Warrants are exercisable pursuant to the conditions described in the Issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on April 15, 2026.

F2 · derivative.expiration_date: The Warrants are exercisable pursuant to the conditions described in the Issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on April 15, 2026.

F3 · ownership.nature: These securities are held of record by OrbiMed Private Investments VIII, LP ("OPI VIII"). OrbiMed Capital GP VIII LLC ("GP VIII") is the general partner of OPI VIII. OrbiMed Advisors LLC ("OrbiMed Advisors"), a registered investment adviser under the Investment Advisers Act of 1940, as amended, is the managing member of GP VIII. By virtue of such relationships, GP VIII and OrbiMed Advisors may be deemed to have voting and investment power with respect to the securities held by OPI VIII. OrbiMed Advisors exercises this investment and voting power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the shares held by OPI VIII.

F4 · ownership.nature: This report on Form 4 is jointly filed by OrbiMed Advisors and GP VIII. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1943, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
April 16, 2026 Filed Apr 29, 2026 01:41 UTC PurchaseSeries B Warrants (right to buy) · Derivative 597,729 Not disclosed Strike: $1.67 Not disclosed
Disclosure

SEC source: 0000947871-26-000481 · ownership.xml · derivative · entry 3

ORBIMED ADVISORS LLC · CIK 0001055951 · 10% owner

OrbiMed Capital GP VIII LLC · CIK 0001845804 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 597,729

Underlying: Common Stock · 597,729 shares

Expires not disclosed

F1 · price: On April 15, 2026, the Issuer entered into a securities purchase agreement (the "Purchase Agreement") with certain investors (the "Investors"), including the Reporting Persons. Pursuant to the terms of the Purchase Agreement, the Issuer issued and sold to the Reporting Persons in a private placement which closed on April 16, 2026 (the "Closing Date") Series A warrants, Series B warrants, and Series C warrants (collectively, the "Warrants") to purchase up to an aggregate of 2,988,645 shares. The price per Pre-Funded Warrant is $1.673.

F2 · derivative.exercise_date: The Warrants are exercisable pursuant to the conditions described in the Issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on April 15, 2026.

F2 · derivative.expiration_date: The Warrants are exercisable pursuant to the conditions described in the Issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on April 15, 2026.

F3 · ownership.nature: These securities are held of record by OrbiMed Private Investments VIII, LP ("OPI VIII"). OrbiMed Capital GP VIII LLC ("GP VIII") is the general partner of OPI VIII. OrbiMed Advisors LLC ("OrbiMed Advisors"), a registered investment adviser under the Investment Advisers Act of 1940, as amended, is the managing member of GP VIII. By virtue of such relationships, GP VIII and OrbiMed Advisors may be deemed to have voting and investment power with respect to the securities held by OPI VIII. OrbiMed Advisors exercises this investment and voting power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the shares held by OPI VIII.

F4 · ownership.nature: This report on Form 4 is jointly filed by OrbiMed Advisors and GP VIII. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1943, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
April 16, 2026 Filed Apr 29, 2026 01:41 UTC PurchaseSeries A Warrants (right to buy) · Derivative 597,729 Not disclosed Strike: $1.67 Not disclosed
Disclosure

SEC source: 0000947871-26-000481 · ownership.xml · derivative · entry 2

ORBIMED ADVISORS LLC · CIK 0001055951 · 10% owner

OrbiMed Capital GP VIII LLC · CIK 0001845804 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 597,729

Underlying: Common Stock · 597,729 shares

Expires not disclosed

F1 · price: On April 15, 2026, the Issuer entered into a securities purchase agreement (the "Purchase Agreement") with certain investors (the "Investors"), including the Reporting Persons. Pursuant to the terms of the Purchase Agreement, the Issuer issued and sold to the Reporting Persons in a private placement which closed on April 16, 2026 (the "Closing Date") Series A warrants, Series B warrants, and Series C warrants (collectively, the "Warrants") to purchase up to an aggregate of 2,988,645 shares. The price per Pre-Funded Warrant is $1.673.

F2 · derivative.exercise_date: The Warrants are exercisable pursuant to the conditions described in the Issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on April 15, 2026.

F2 · derivative.expiration_date: The Warrants are exercisable pursuant to the conditions described in the Issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on April 15, 2026.

F3 · ownership.nature: These securities are held of record by OrbiMed Private Investments VIII, LP ("OPI VIII"). OrbiMed Capital GP VIII LLC ("GP VIII") is the general partner of OPI VIII. OrbiMed Advisors LLC ("OrbiMed Advisors"), a registered investment adviser under the Investment Advisers Act of 1940, as amended, is the managing member of GP VIII. By virtue of such relationships, GP VIII and OrbiMed Advisors may be deemed to have voting and investment power with respect to the securities held by OPI VIII. OrbiMed Advisors exercises this investment and voting power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the shares held by OPI VIII.

F4 · ownership.nature: This report on Form 4 is jointly filed by OrbiMed Advisors and GP VIII. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1943, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
April 16, 2026 Filed Apr 29, 2026 01:41 UTC PurchaseCommon Stock 597,729 $1.67 $998,207.43
Disclosure

SEC source: 0000947871-26-000481 · ownership.xml · nonDerivative · entry 1

ORBIMED ADVISORS LLC · CIK 0001055951 · 10% owner

OrbiMed Capital GP VIII LLC · CIK 0001845804 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,203,250

F3 · ownership.nature: These securities are held of record by OrbiMed Private Investments VIII, LP ("OPI VIII"). OrbiMed Capital GP VIII LLC ("GP VIII") is the general partner of OPI VIII. OrbiMed Advisors LLC ("OrbiMed Advisors"), a registered investment adviser under the Investment Advisers Act of 1940, as amended, is the managing member of GP VIII. By virtue of such relationships, GP VIII and OrbiMed Advisors may be deemed to have voting and investment power with respect to the securities held by OPI VIII. OrbiMed Advisors exercises this investment and voting power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and W. Carter Neild, each of whom disclaims beneficial ownership of the shares held by OPI VIII.

F4 · ownership.nature: This report on Form 4 is jointly filed by OrbiMed Advisors and GP VIII. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1943, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
March 08, 2026 Filed Mar 10, 2026 23:21 UTC GrantStock Option (right to buy) · Derivative 31,258 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0001237419-26-000002 · form4-03102026_110356.xml · derivative · entry 1

CAUTREELS WERNER · CIK 0001237419 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,258

Underlying: Common Stock · 31,258 shares

Expires 2036-03-08

F1 · derivative.exercise_date: Represents stock options awarded by the Issuer's compensation committee (comprised of independent directors) to the reporting person under the Issuer's 2021 Incentive Compensation Plan, as amended and/or restated through the date hereof. The stock options under this award will vest 100% on the first anniversary of the grant date.

Read SEC document
March 08, 2026 Filed Mar 10, 2026 23:22 UTC GrantStock Option (right to buy) · Derivative 33,435 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0001958857-26-000002 · form4-03102026_110349.xml · derivative · entry 1

Clarke Trafford · CIK 0001958857 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,435

Underlying: Common Stock · 33,435 shares

Expires 2036-03-08

F1 · derivative.exercise_date: Represents stock options awarded by the Issuer's compensation committee (comprised of independent directors) to the reporting person under the Issuer's 2021 Incentive Compensation Plan, as amended and/or restated through the date hereof. The stock options under this award will vest 100% on the first anniversary of the grant date.

Read SEC document
March 08, 2026 Filed Mar 10, 2026 23:20 UTC GrantStock Option (right to buy) · Derivative 33,435 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0001586657-26-000002 · form4-03102026_110339.xml · derivative · entry 1

Leaman John Harold · CIK 0001586657 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,435

Underlying: Common Stock · 33,435 shares

Expires 2036-03-08

F1 · derivative.exercise_date: Represents stock options awarded by the Issuer's compensation committee (comprised of independent directors) to the reporting person under the Issuer's 2021 Incentive Compensation Plan, as amended and/or restated through the date hereof. The stock options under this award will vest 100% on the first anniversary of the grant date.

Read SEC document
March 08, 2026 Filed Mar 10, 2026 23:19 UTC
Dukes Iain D.Director · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 231,336 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0001681955-26-000001 · form4-03102026_110302.xml · derivative · entry 1

Dukes Iain D. · CIK 0001681955 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 231,336

Underlying: Common Stock · 231,336 shares

Expires 2036-03-08

F1 · derivative.exercise_date: Represents stock options awarded by the Issuer's compensation committee (comprised of independent directors) to the reporting person under the Issuer's 2021 Incentive Compensation Plan, as amended and/or restated through the date hereof. The stock options under this award will vest 100% on the first anniversary of the grant date.

Read SEC document
March 08, 2026 Filed Mar 10, 2026 23:18 UTC
Pauza Charles DavidChief Science Officer Virology
GrantStock Option (right to buy) · Derivative 118,367 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0002018150-26-000002 · form4-03102026_110321.xml · derivative · entry 1

Pauza Charles David · CIK 0002018150 · Chief Science Officer Virology

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,367

Underlying: Common Stock · 118,367 shares

Expires 2036-03-08

F1 · derivative.exercise_date: Represents stock options awarded by the Issuer's compensation committee (comprised of independent directors) to the reporting person under the Issuer's 2021 Incentive Compensation Plan, as amended and/or restated through the date hereof. The stock options under this award will vest 100% on the first anniversary of the grant date.

Read SEC document
March 08, 2026 Filed Mar 10, 2026 23:17 UTC
Savchuk NikolayDirector · Chief Operating Officer
GrantStock Option (right to buy) · Derivative 96,899 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0002017800-26-000001 · form4-03102026_110301.xml · derivative · entry 1

Savchuk Nikolay · CIK 0002017800 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,899

Underlying: Common Stock · 96,899 shares

Expires 2036-03-08

F1 · derivative.exercise_date: Represents stock options awarded by the Issuer's compensation committee (comprised of independent directors) to the reporting person under the Issuer's 2021 Incentive Compensation Plan, as amended and/or restated through the date hereof. The stock options under this award will vest 100% on the first anniversary of the grant date.

Read SEC document
March 08, 2026 Filed Mar 10, 2026 23:16 UTC GrantStock Option (right to buy) · Derivative 33,435 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0001203603-26-000001 · form4-03102026_110316.xml · derivative · entry 1

STOVER JACK E · CIK 0001203603 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,435

Underlying: Common Stock · 33,435 shares

Expires 2036-03-08

F1 · derivative.exercise_date: Represents stock options awarded by the Issuer's compensation committee (comprised of independent directors) to the reporting person under the Issuer's 2021 Incentive Compensation Plan, as amended and/or restated through the date hereof. The stock options under this award will vest 100% on the first anniversary of the grant date.

Read SEC document
March 08, 2026 Filed Mar 10, 2026 23:15 UTC
Redfield RobertChief Medical Officer
GrantStock Option (right to buy) · Derivative 108,854 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0002018274-26-000002 · form4-03102026_110357.xml · derivative · entry 1

Redfield Robert · CIK 0002018274 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,854

Underlying: Common Stock · 108,854 shares

Expires 2036-03-08

F1 · derivative.exercise_date: Represents stock options awarded by the Issuer's compensation committee (comprised of independent directors) to the reporting person under the Issuer's 2021 Incentive Compensation Plan, as amended and/or restated through the date hereof. The stock options under this award will vest 100% on the first anniversary of the grant date.

Read SEC document
March 08, 2026 Filed Mar 10, 2026 23:12 UTC GrantStock Option (right to buy) · Derivative 33,435 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0001813552-26-000002 · form4-03102026_110357.xml · derivative · entry 1

Shoemaker Mary Teresa · CIK 0001813552 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,435

Underlying: Common Stock · 33,435 shares

Expires 2036-03-08

F1 · derivative.exercise_date: Represents stock options awarded by the Issuer's compensation committee (comprised of independent directors) to the reporting person under the Issuer's 2021 Incentive Compensation Plan, as amended and/or restated through the date hereof. The stock options under this award will vest 100% on the first anniversary of the grant date.

Read SEC document
March 08, 2026 Filed Apr 8, 2026 18:47 UTC
Parker Charles NolanChief Financial Officer
GrantStock Option (right to buy) · Derivative 104,544 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0002125562-26-000004 · form4-04082026_060446.xml · derivative · entry 4

Parker Charles Nolan · CIK 0002125562 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,544

Underlying: Common Stock · 104,544 shares

Expires 2036-03-08

F4 · derivative.exercise_date: Represents stock options awarded by the Issuer's compensation committee (comprised of independent directors) to the reporting person under the Issuer's 2021 Incentive Compensation Plan, as amended and/or restated through the date hereof. The stock options under this award will vest 100% on the first anniversary of the grant date.

Read SEC document
December 12, 2025 Filed Dec 16, 2025 23:23 UTC GrantStock Option (right to purchase) · Derivative 16,234 $0.00 Strike: $2.33 $0.00
Disclosure

SEC source: 0001586657-25-000008 · form4-12162025_111250.xml · derivative · entry 2

Leaman John Harold · CIK 0001586657 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,234

Underlying: Common Stock · 16,234 shares

Expires 2035-12-12

F2 · derivative.exercise_date: The options vest 100% on the first anniversary of the grant date.

Read SEC document
December 12, 2025 Filed Dec 16, 2025 23:23 UTC GrantCommon Stock 4,058 $0.00 $0.00
Disclosure

SEC source: 0001586657-25-000008 · form4-12162025_111250.xml · nonDerivative · entry 1

Leaman John Harold · CIK 0001586657 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,058

F1 · shares: Represents an award of restricted stock units that will vest 100% on the first anniversary of the grant date. Each restricted stock unit will convert into shares of common stock on a one-for-one basis.

Read SEC document
December 12, 2025 Filed Dec 16, 2025 23:22 UTC GrantStock Option (right to purchase) · Derivative 24,629 $0.00 Strike: $2.33 $0.00
Disclosure

SEC source: 0001958857-25-000007 · form4-12162025_111241.xml · derivative · entry 2

Clarke Trafford · CIK 0001958857 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,629

Underlying: Common Stock · 24,629 shares

Expires 2035-12-12

F2 · derivative.exercise_date: The options vest 100% on the first anniversary of the grant date.

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December 12, 2025 Filed Dec 16, 2025 23:22 UTC GrantCommon Stock 6,157 $0.00 $0.00
Disclosure

SEC source: 0001958857-25-000007 · form4-12162025_111241.xml · nonDerivative · entry 1

Clarke Trafford · CIK 0001958857 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,157

F1 · shares: Represents an award of restricted stock units that will vest 100% on the first anniversary of the grant date. Each restricted stock unit will convert into shares of common stock on a one-for-one basis.

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December 12, 2025 Filed Dec 16, 2025 23:21 UTC GrantStock Option (right to purchase) · Derivative 19,496 $0.00 Strike: $2.33 $0.00
Disclosure

SEC source: 0001237419-25-000004 · form4-12162025_111247.xml · derivative · entry 2

CAUTREELS WERNER · CIK 0001237419 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,496

Underlying: Common Stock · 19,496 shares

Expires 2035-12-12

F2 · derivative.exercise_date: The options vest 100% on the first anniversary of the grant date.

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December 12, 2025 Filed Dec 16, 2025 23:21 UTC GrantCommon Stock 4,874 $0.00 $0.00
Disclosure

SEC source: 0001237419-25-000004 · form4-12162025_111247.xml · nonDerivative · entry 1

CAUTREELS WERNER · CIK 0001237419 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,222

F1 · shares: Represents an award of restricted stock units that will vest 100% on the first anniversary of the grant date. Each restricted stock unit will convert into shares of common stock on a one-for-one basis.

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December 12, 2025 Filed Dec 16, 2025 23:20 UTC GrantStock Option (right to purchase) · Derivative 24,629 $0.00 Strike: $2.33 $0.00
Disclosure

SEC source: 0001813552-25-000005 · form4-12162025_111254.xml · derivative · entry 2

Shoemaker Mary Teresa · CIK 0001813552 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,629

Underlying: Common Stock · 24,629 shares

Expires 2035-12-12

F2 · derivative.exercise_date: The options vest 100% on the first anniversary of the grant date.

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December 12, 2025 Filed Dec 16, 2025 23:20 UTC GrantCommon Stock 6,157 $0.00 $0.00
Disclosure

SEC source: 0001813552-25-000005 · form4-12162025_111254.xml · nonDerivative · entry 1

Shoemaker Mary Teresa · CIK 0001813552 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,292

F1 · shares: Represents an award of restricted stock units that will vest 100% on the first anniversary of the grant date. Each restricted stock unit will convert into shares of common stock on a one-for-one basis.

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December 12, 2025 Filed Dec 16, 2025 23:20 UTC GrantStock Option (right to purchase) · Derivative 24,629 $0.00 Strike: $2.33 $0.00
Disclosure

SEC source: 0001203603-25-000006 · form4-12162025_111205.xml · derivative · entry 2

STOVER JACK E · CIK 0001203603 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,629

Underlying: Common Stock · 24,629 shares

Expires 2035-12-12

F2 · derivative.exercise_date: The options vest 100% on the first anniversary of the grant date.

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December 12, 2025 Filed Dec 16, 2025 23:20 UTC GrantCommon Stock 6,157 $0.00 $0.00
Disclosure

SEC source: 0001203603-25-000006 · form4-12162025_111205.xml · nonDerivative · entry 1

STOVER JACK E · CIK 0001203603 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,165

F1 · shares: Represents an award of restricted stock units that will vest 100% on the first anniversary of the grant date. Each restricted stock unit will convert into shares of common stock on a one-for-one basis.

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December 12, 2025 Filed Dec 16, 2025 23:17 UTC
Dukes Iain D.Director · Chief Executive Officer
GrantStock Option (right to purchase) · Derivative 147,771 $0.00 Strike: $2.33 $0.00
Disclosure

SEC source: 0001681955-25-000004 · form4-12162025_111223.xml · derivative · entry 2

Dukes Iain D. · CIK 0001681955 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,771

Underlying: Common Stock · 147,771 shares

Expires 2035-12-12

F2 · derivative.exercise_date: The options vest 100% on the first anniversary of the grant date.

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December 12, 2025 Filed Dec 16, 2025 23:17 UTC
Dukes Iain D.Director · Chief Executive Officer
GrantCommon Stock 36,943 $0.00 $0.00
Disclosure

SEC source: 0001681955-25-000004 · form4-12162025_111223.xml · nonDerivative · entry 1

Dukes Iain D. · CIK 0001681955 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,130

F1 · shares: Represents an award of restricted stock units that will vest 100% on the first anniversary of the grant date. Each restricted stock unit will convert into shares of common stock on a one-for-one basis.

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December 12, 2025 Filed Dec 16, 2025 23:16 UTC
Pauza Charles DavidChief Science Officer Virology
GrantStock Option (right to purchase) · Derivative 73,886 $0.00 Strike: $2.33 $0.00
Disclosure

SEC source: 0002018150-25-000004 · form4-12162025_111219.xml · derivative · entry 2

Pauza Charles David · CIK 0002018150 · Chief Science Officer Virology

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,886

Underlying: Common Stock · 73,886 shares

Expires 2035-12-12

F2 · derivative.exercise_date: The options vest 100% on the first anniversary of the grant date.

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December 12, 2025 Filed Dec 16, 2025 23:16 UTC
Pauza Charles DavidChief Science Officer Virology
GrantCommon Stock 18,471 $0.00 $0.00
Disclosure

SEC source: 0002018150-25-000004 · form4-12162025_111219.xml · nonDerivative · entry 1

Pauza Charles David · CIK 0002018150 · Chief Science Officer Virology

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,971

F1 · shares: Represents an award of restricted stock units that will vest 100% on the first anniversary of the grant date. Each restricted stock unit will convert into shares of common stock on a one-for-one basis.

Read SEC document
December 12, 2025 Filed Dec 16, 2025 23:15 UTC
Redfield RobertChief Medical Officer
GrantStock Option (right to purchase) · Derivative 65,676 $0.00 Strike: $2.33 $0.00
Disclosure

SEC source: 0002018274-25-000004 · form4-12162025_111226.xml · derivative · entry 2

Redfield Robert · CIK 0002018274 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,676

Underlying: Common Stock · 65,676 shares

Expires 2035-12-12

F2 · derivative.exercise_date: The options vest 100% on the first anniversary of the grant date.

Read SEC document
December 12, 2025 Filed Dec 16, 2025 23:15 UTC
Redfield RobertChief Medical Officer
GrantCommon Stock 16,419 $0.00 $0.00
Disclosure

SEC source: 0002018274-25-000004 · form4-12162025_111226.xml · nonDerivative · entry 1

Redfield Robert · CIK 0002018274 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,919

F1 · shares: Represents an award of restricted stock units that will vest 100% on the first anniversary of the grant date. Each restricted stock unit will convert into shares of common stock on a one-for-one basis.

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December 12, 2025 Filed Dec 16, 2025 23:14 UTC
Savchuk NikolayDirector · Chief Operating Officer
GrantStock Option (right to purchase) · Derivative 65,676 $0.00 Strike: $2.33 $0.00
Disclosure

SEC source: 0002017800-25-000004 · form4-12162025_111258.xml · derivative · entry 2

Savchuk Nikolay · CIK 0002017800 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,676

Underlying: Common Stock · 65,676 shares

Expires 2035-12-12

F2 · derivative.exercise_date: The options vest 100% on the first anniversary of the grant date.

Read SEC document
December 12, 2025 Filed Dec 16, 2025 23:14 UTC
Savchuk NikolayDirector · Chief Operating Officer
GrantCommon Stock 16,419 $0.00 $0.00
Disclosure

SEC source: 0002017800-25-000004 · form4-12162025_111258.xml · nonDerivative · entry 1

Savchuk Nikolay · CIK 0002017800 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,606

F1 · shares: Represents an award of restricted stock units that will vest 100% on the first anniversary of the grant date. Each restricted stock unit will convert into shares of common stock on a one-for-one basis.

Read SEC document
December 12, 2025 Filed Apr 8, 2026 18:47 UTC
Parker Charles NolanChief Financial Officer
GrantStock Option (right to buy) · Derivative 61,571 $0.00 Strike: $2.33 $0.00
Disclosure

SEC source: 0002125562-26-000004 · form4-04082026_060446.xml · derivative · entry 3

Parker Charles Nolan · CIK 0002125562 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,571

Underlying: Common Stock · 61,571 shares

Expires 2035-12-12

F3 · derivative.exercise_date: Represents stock options awarded by the Issuer's compensation committee (comprised of independent directors) to the reporting person under the Issuer's 2021 Incentive Compensation Plan, as amended and/or restated through the date hereof. The stock options under this award will vest 100% on the first anniversary of the grant date.

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December 12, 2025 Filed Apr 8, 2026 18:47 UTC
Parker Charles NolanChief Financial Officer
GrantCommon Stock 15,393 $0.00 $0.00
Disclosure

SEC source: 0002125562-26-000004 · form4-04082026_060446.xml · nonDerivative · entry 1

Parker Charles Nolan · CIK 0002125562 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,393

F1 · shares: Represents an award of restricted stock units that will vest 100% on the first anniversary of the grant date. Each restricted stock unit will convert into shares of common stock on a one-for-one basis.

Read SEC document
November 21, 2025 Filed Nov 25, 2025 23:53 UTC GrantStock Option (right to purchase) · Derivative 12,770 $0.00 Strike: $2.31 $0.00
Disclosure

SEC source: 0001586657-25-000007 · form4-11252025_111110.xml · derivative · entry 1

Leaman John Harold · CIK 0001586657 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,770

Underlying: Common Stock · 12,770 shares

Expires 2035-11-21

F1 · derivative.exercise_date: These options vest over three years from the date of grant: 33% on the first anniversary; 33% on the second anniversary; and 34% on the third anniversary.

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October 12, 2025 Filed Oct 16, 2025 00:10 UTC
Savchuk NikolayDirector · Chief Operating Officer
GrantStock Option (right to purchase) · Derivative 22,435 $0.00 Strike: $3.01 $0.00
Disclosure

SEC source: 0002017800-25-000003 · form4-10162025_121025.xml · derivative · entry 1

Savchuk Nikolay · CIK 0002017800 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,435

Underlying: Common Stock · 22,435 shares

Expires 2035-10-12

F1 · derivative.exercise_date: The options vest 100% on the first anniversary of the grant date.

Read SEC document
October 12, 2025 Filed Oct 16, 2025 00:09 UTC
Redfield RobertChief Medical Officer
GrantStock Option (right to purchase) · Derivative 32,406 $0.00 Strike: $3.01 $0.00
Disclosure

SEC source: 0002018274-25-000003 · form4-10162025_121036.xml · derivative · entry 1

Redfield Robert · CIK 0002018274 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,406

Underlying: Common Stock · 32,406 shares

Expires 2035-10-12

F1 · derivative.exercise_date: The options vest 100% on the first anniversary of the grant date.

Read SEC document
October 12, 2025 Filed Oct 16, 2025 00:08 UTC
Pauza Charles DavidChief Science Officer Virology
GrantStock Option (right to purchase) · Derivative 32,406 $0.00 Strike: $3.01 $0.00
Disclosure

SEC source: 0002018150-25-000003 · form4-10162025_121042.xml · derivative · entry 1

Pauza Charles David · CIK 0002018150 · Chief Science Officer Virology

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,406

Underlying: Common Stock · 32,406 shares

Expires 2035-10-12

F1 · derivative.exercise_date: The options vest 100% on the first anniversary of the grant date.

Read SEC document
October 12, 2025 Filed Oct 16, 2025 00:07 UTC
Dukes Iain D.Director · Chief Executive Officer
GrantStock Option (right to purchase) · Derivative 64,839 $0.00 Strike: $3.01 $0.00
Disclosure

SEC source: 0001681955-25-000003 · form4-10162025_121051.xml · derivative · entry 1

Dukes Iain D. · CIK 0001681955 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,839

Underlying: Common Stock · 64,839 shares

Expires 2035-10-12

F1 · derivative.exercise_date: The options vest 100% on the first anniversary of the grant date.

Read SEC document
October 12, 2025 Filed Oct 16, 2025 00:06 UTC GrantStock Option (right to purchase) · Derivative 11,530 $0.00 Strike: $3.01 $0.00
Disclosure

SEC source: 0001237419-25-000003 · form4-10162025_121028.xml · derivative · entry 1

CAUTREELS WERNER · CIK 0001237419 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,530

Underlying: Common Stock · 11,530 shares

Expires 2035-10-12

F1 · derivative.exercise_date: The options vest 100% on the first anniversary of the grant date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.