Last 12 months
Inside the activity.
0 purchase rows · 15 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 11 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2017 Filed Jun 5, 2017 21:25 UTC |
Standard General L.P.10% owner
Kim SoohyungDirector · See Footnote 3 · 10% owner
|
SaleCommon Stock | 9,342,373 | $16.01 | $149,596,616.14 |
DisclosureSEC source: 0001140361-17-023816 · doc1.xml · nonDerivative · entry 2 Standard General L.P. · CIK 0001409888 · 10% owner Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · kind: Shares previously beneficially owned by the Reporting Persons were disposed of pursuant to the terms of a Contribution and Exchange Agreement among Standard Diversified Opportunities Inc. (formerly known as Special Diversified Opportunities Inc.) ("SDOI"), the Reporting Persons and other parties, as previously disclosed in public filings made by SDOI and the Reporting Persons, in exchange for securities of SDOI. For purposes of such transaction, shares of Common Stock were valued at $16.0127 per share (the "Per Share Closing Value"). F2 · price: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General"). Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. This Form 4 does not include any securities of the Issuer held by another private investment vehicle for which Standard General provides investment advice but with respect to which neither of the Reporting Persons has a pecuniary interest. F1 · ownership.nature: Shares previously beneficially owned by the Reporting Persons were disposed of pursuant to the terms of a Contribution and Exchange Agreement among Standard Diversified Opportunities Inc. (formerly known as Special Diversified Opportunities Inc.) ("SDOI"), the Reporting Persons and other parties, as previously disclosed in public filings made by SDOI and the Reporting Persons, in exchange for securities of SDOI. For purposes of such transaction, shares of Common Stock were valued at $16.0127 per share (the "Per Share Closing Value"). F2 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General"). Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. This Form 4 does not include any securities of the Issuer held by another private investment vehicle for which Standard General provides investment advice but with respect to which neither of the Reporting Persons has a pecuniary interest. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. F4 · ownership.nature: This Form 4 does not report any pecuniary interest of David Glazek in securities of the Issuer. Mr. Glazek, a director of the Issuer and a partner of Standard General, separately files reports under Section 16. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 21:25 UTC |
Standard General L.P.10% owner
Kim SoohyungDirector · See Footnote 3 · 10% owner
|
OtherCommon Stock, $.01 par value ("Common Stock") | 400,000 | $16.01 | $6,405,080.00 |
DisclosureSEC source: 0001140361-17-023816 · doc1.xml · nonDerivative · entry 1 Standard General L.P. · CIK 0001409888 · 10% owner Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 9,342,373 F5 · kind: Shares acquired in partial repayment of a previously disclosed loan agreement. For purposes of such acquisition, the shares of Turning Point common Stock were valued at the Per Share Closing Value. F5 · price: Shares acquired in partial repayment of a previously disclosed loan agreement. For purposes of such acquisition, the shares of Turning Point common Stock were valued at the Per Share Closing Value. F2 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General"). Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. This Form 4 does not include any securities of the Issuer held by another private investment vehicle for which Standard General provides investment advice but with respect to which neither of the Reporting Persons has a pecuniary interest. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. F4 · ownership.nature: This Form 4 does not report any pecuniary interest of David Glazek in securities of the Issuer. Mr. Glazek, a director of the Issuer and a partner of Standard General, separately files reports under Section 16. F5 · ownership.nature: Shares acquired in partial repayment of a previously disclosed loan agreement. For purposes of such acquisition, the shares of Turning Point common Stock were valued at the Per Share Closing Value. Read SEC document |
| May 25, 2017 Filed May 26, 2017 00:45 UTC |
Wexler LawrenceDirector · President and CEO
|
Exercise / conversionOptions (2007) · Derivative | 225 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001140361-17-022425 · form4.xml · derivative · entry 9 Wexler Lawrence · CIK 0001660246 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,897 Underlying: Common Stock · 225 shares Expires 2017-09-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan. F4 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on September 18, 2007, 16.66% of the underlying shares on January 1, 2008, 16.66% of the underlying shares on January 1, 2009 and the remaining 16.66% of the underlying shares on January 1, 2010. Read SEC document |
| May 25, 2017 Filed May 26, 2017 00:45 UTC |
Wexler LawrenceDirector · President and CEO
|
SaleCommon Stock | 100 | $16.58 | $1,658.00 |
DisclosureSEC source: 0001140361-17-022425 · form4.xml · nonDerivative · entry 4 Wexler Lawrence · CIK 0001660246 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,504 Read SEC document |
| May 25, 2017 Filed May 26, 2017 00:45 UTC |
Wexler LawrenceDirector · President and CEO
|
Exercise / conversionCommon Stock | 225 | $1.06 | $238.50 |
DisclosureSEC source: 0001140361-17-022425 · form4.xml · nonDerivative · entry 3 Wexler Lawrence · CIK 0001660246 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,604 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 24, 2017 Filed May 26, 2017 00:45 UTC |
Wexler LawrenceDirector · President and CEO
|
Exercise / conversionOptions (2007) · Derivative | 4,000 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001140361-17-022425 · form4.xml · derivative · entry 8 Wexler Lawrence · CIK 0001660246 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,122 Underlying: Common Stock · 4,000 shares Expires 2017-09-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan. F4 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on September 18, 2007, 16.66% of the underlying shares on January 1, 2008, 16.66% of the underlying shares on January 1, 2009 and the remaining 16.66% of the underlying shares on January 1, 2010. Read SEC document |
| May 24, 2017 Filed May 26, 2017 00:45 UTC |
Wexler LawrenceDirector · President and CEO
|
SaleCommon Stock | 1,758 | $16.41 | $28,848.78 |
DisclosureSEC source: 0001140361-17-022425 · form4.xml · nonDerivative · entry 2 Wexler Lawrence · CIK 0001660246 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,379 F7 · price: Weighted average sale price. On 5/24/2017, the reporting person sold the shares within a range of $16.33 to $16.64. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 24, 2017 Filed May 26, 2017 00:45 UTC |
Wexler LawrenceDirector · President and CEO
|
Exercise / conversionCommon Stock | 4,000 | $1.06 | $4,240.00 |
DisclosureSEC source: 0001140361-17-022425 · form4.xml · nonDerivative · entry 1 Wexler Lawrence · CIK 0001660246 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,137 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 23, 2017 Filed May 24, 2017 22:25 UTC |
Dobbins James WellsGC, Secretary, Sr. VP
|
Exercise / conversionOptions (2007) · Derivative | 6,000 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001140361-17-022202 · form4.xml · derivative · entry 7 Dobbins James Wells · CIK 0001659531 · GC, Secretary, Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,002 Underlying: Common Stock · 6,000 shares Expires 2017-09-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan. F5 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on September 18, 2007, 16.66% of the underlying shares on January 1, 2008, 16.66% of the underlying shares on January 1, 2009 and the remaining 16.66% of the underlying shares on January 1, 2010. Read SEC document |
| May 23, 2017 Filed May 24, 2017 22:25 UTC |
Dobbins James WellsGC, Secretary, Sr. VP
|
SaleCommon Stock | 6,000 | $16.67 | $100,020.00 |
DisclosureSEC source: 0001140361-17-022202 · form4.xml · nonDerivative · entry 2 Dobbins James Wells · CIK 0001659531 · GC, Secretary, Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,041 F8 · price: Weighted average sale price. On 5/23/2017, the reporting person sold the shares within a range of $16.56 to $16.81. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 23, 2017 Filed May 24, 2017 22:25 UTC |
Dobbins James WellsGC, Secretary, Sr. VP
|
Exercise / conversionCommon Stock | 6,000 | $1.06 | $6,360.00 |
DisclosureSEC source: 0001140361-17-022202 · form4.xml · nonDerivative · entry 1 Dobbins James Wells · CIK 0001659531 · GC, Secretary, Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,041 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2017 Filed May 18, 2017 21:41 UTC |
Wexler LawrenceDirector · President and CEO
|
GrantOptions (2017) · Derivative | 16,819 | $0.00 Strike: $15.41 | $0.00 |
DisclosureSEC source: 0001140361-17-021405 · form4.xml · derivative · entry 2 Wexler Lawrence · CIK 0001660246 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,819 Underlying: Common Stock · 16,819 shares Expires 2027-05-17 F5 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020. Read SEC document |
| May 17, 2017 Filed May 18, 2017 21:27 UTC |
Dobbins James WellsGC, Secretary, Sr. VP
|
GrantOptions (2017) · Derivative | 6,850 | $0.00 Strike: $15.41 | $0.00 |
DisclosureSEC source: 0001140361-17-021402 · form4.xml · derivative · entry 2 Dobbins James Wells · CIK 0001659531 · GC, Secretary, Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,850 Underlying: Common Stock · 6,850 shares Expires 2027-05-17 F6 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020. Read SEC document |
| May 17, 2017 Filed May 18, 2017 21:25 UTC |
Stegeman MarkSr. VP, CFO and CAO
|
GrantOptions (2017) · Derivative | 3,500 | $0.00 Strike: $15.41 | $0.00 |
DisclosureSEC source: 0001140361-17-021400 · form4.xml · derivative · entry 2 Stegeman Mark · CIK 0001660254 · Sr. VP, CFO and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 Underlying: Common Stock · 3,500 shares Expires 2027-05-17 F3 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020. Read SEC document |
| May 17, 2017 Filed May 18, 2017 21:19 UTC |
Murray James MichaelSr. VP, Business Planning
|
GrantOptions (2017) · Derivative | 6,000 | $0.00 Strike: $15.41 | $0.00 |
DisclosureSEC source: 0001140361-17-021398 · form4.xml · derivative · entry 2 Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires 2027-05-17 F5 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020. Read SEC document |
| May 16, 2017 Filed May 18, 2017 15:57 UTC |
HEBARD GEORGEDirector
|
PurchaseCommon Stock | 3,000 | $15.59 | $46,770.00 |
DisclosureSEC source: 0001140361-17-021305 · form4.xml · nonDerivative · entry 1 HEBARD GEORGE · CIK 0001531843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 F1 · price: Weighted average purchase price. On 5/16/17, the reporting person purchased the shares within a range of $15.515 to $15.61. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 21:09 UTC |
Baxter Gregory H.A.Director
|
Disposition to issuerOption (right to buy) · Derivative | 23,630 | $11.99 Strike: $1.06 | $283,323.70 |
DisclosureSEC source: 0001140361-17-005406 · form4.xml · derivative · entry 1 Baxter Gregory H.A. · CIK 0001656520 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,450 Underlying: Common Stock · 23,630 shares Expires 2017-09-18 F2 · price: The options were canceled by mutual agreement of the reporting person and Turning Point Brands, Inc. The reporting person received $283,323.70 as consideration for the cancellation. F1 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on September 18, 2007, 16.66% of the underlying shares on January 1, 2008, 16.66% of the underlying shares on January 1, 2009 and the remaining 16.68% of the underlying shares on January 10, 2010. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 21:06 UTC |
Dobbins James WellsGC, Secretary, Sr. VP
|
Disposition to issuerOption (right to buy) · Derivative | 12,510 | $11.99 Strike: $1.06 | $149,994.90 |
DisclosureSEC source: 0001140361-17-005401 · form4.xml · derivative · entry 1 Dobbins James Wells · CIK 0001659531 · GC, Secretary, Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,002 Underlying: Common Stock · 12,510 shares Expires 2017-09-18 F2 · price: The options were canceled by mutual agreement of the reporting person and Turning Point Brands, Inc. The reporting person received $149,994.90 as consideration for the cancellation. F1 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on September 18, 2007, 16.66% of the underlying shares on January 1, 2008, 16.66% of the underlying shares on January 1, 2009 and the remaining 16.68% of the underlying shares on January 10, 2010. Read SEC document |
| December 16, 2016 Filed Dec 19, 2016 16:48 UTC |
Helms Thomas F. Jr.Director
|
PurchaseCommon Stock | 400 | $13.40 | $5,360.00 |
DisclosureSEC source: 0001140361-16-090263 · form4.xml · nonDerivative · entry 4 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Read SEC document |
| December 16, 2016 Filed Dec 19, 2016 16:48 UTC |
Helms Thomas F. Jr.Director
|
PurchaseCommon Stock | 500 | $12.95 | $6,475.00 |
DisclosureSEC source: 0001140361-16-090263 · form4.xml · nonDerivative · entry 3 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,100 Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 16:48 UTC |
Helms Thomas F. Jr.Director
|
PurchaseCommon Stock | 100 | $12.87 | $1,287.00 |
DisclosureSEC source: 0001140361-16-090263 · form4.xml · nonDerivative · entry 2 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,600 Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 19:23 UTC |
Helms Thomas F. Jr.Director
|
PurchaseCommon Stock | 500 | $13.42 | $6,710.00 |
DisclosureSEC source: 0001140361-16-089710 · form4.xml · nonDerivative · entry 2 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Read SEC document |
| November 23, 2016 Filed Nov 29, 2016 01:29 UTC |
Murray James MichaelSr. VP, Business Planning
|
Exercise / conversionOptions (2007) · Derivative | 26,080 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001140361-16-088001 · form4.xml · derivative · entry 4 Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,080 shares Expires 2017-09-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on September 18, 2007, 16.66% of the underlying shares on January 1, 2008, 16.66% of the underlying shares on January 1, 2009 and the remaining 16.68% of the underlying shares on January 10, 2010. Read SEC document |
| November 23, 2016 Filed Nov 29, 2016 01:29 UTC |
Murray James MichaelSr. VP, Business Planning
|
SaleCommon Stock | 13,592 | $14.00 | $190,288.00 |
DisclosureSEC source: 0001140361-16-088001 · form4.xml · nonDerivative · entry 3 Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,629 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.89 to $14.175, inclusive. The reporting person undertakes to provide to Turning Point Brands, Inc., any security holder of Turning Point Brands, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 23, 2016 Filed Nov 29, 2016 01:29 UTC |
Murray James MichaelSr. VP, Business Planning
|
Exercise / conversionCommon Stock | 26,080 | $1.06 | $27,644.80 |
DisclosureSEC source: 0001140361-16-088001 · form4.xml · nonDerivative · entry 2 Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2016 Filed Sep 16, 2016 16:13 UTC |
Helms Thomas F. Jr.Director · 10% owner
|
PurchaseCommon Stock | 500 | $14.03 | $7,015.00 |
DisclosureSEC source: 0001140361-16-080053 · doc1.xml · nonDerivative · entry 3 Helms Thomas F. Jr. · CIK 0001673345 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| September 14, 2016 Filed Sep 16, 2016 16:13 UTC |
Helms Thomas F. Jr.Director · 10% owner
|
PurchaseCommon Stock | 500 | $14.45 | $7,225.00 |
DisclosureSEC source: 0001140361-16-080053 · doc1.xml · nonDerivative · entry 2 Helms Thomas F. Jr. · CIK 0001673345 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Read SEC document |
| May 11, 2016 Filed Nov 29, 2016 01:29 UTC |
Murray James MichaelSr. VP, Business Planning
|
GrantCommon Stock | 141 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-088001 · form4.xml · nonDerivative · entry 1 Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141 Read SEC document |
| April 06, 2010 Filed Apr 6, 2018 22:41 UTC |
Murray James MichaelSr. VP, Business Planning
|
Exercise / conversionOptions · Derivative | 800 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001140361-18-017698 · form4.xml · derivative · entry 9 Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,464 Underlying: Common Stock · 800 shares Expires 2018-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan. F5 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on November 4, 2008, 16.66% of the underlying shares on January 1, 2009, 16.66% of the underlying shares on January 1, 2010 and the remaining 16.66% of the underlying shares on January 1, 2011. Read SEC document |
| April 05, 2010 Filed Apr 6, 2018 22:41 UTC |
Murray James MichaelSr. VP, Business Planning
|
Exercise / conversionOptions · Derivative | 3,800 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001140361-18-017698 · form4.xml · derivative · entry 8 Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,264 Underlying: Common Stock · 3,800 shares Expires 2018-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan. F5 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on November 4, 2008, 16.66% of the underlying shares on January 1, 2009, 16.66% of the underlying shares on January 1, 2010 and the remaining 16.66% of the underlying shares on January 1, 2011. Read SEC document |
| April 04, 2010 Filed Apr 6, 2018 22:41 UTC |
Murray James MichaelSr. VP, Business Planning
|
Exercise / conversionOptions · Derivative | 1,799 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001140361-18-017698 · form4.xml · derivative · entry 7 Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,064 Underlying: Common Stock · 1,799 shares Expires 2018-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan. F5 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on November 4, 2008, 16.66% of the underlying shares on January 1, 2009, 16.66% of the underlying shares on January 1, 2010 and the remaining 16.66% of the underlying shares on January 1, 2011. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.