TOON

SEC source: 0001355848-24-000102 · wk-form4_1720663083.xml · nonDerivative · entry 1

THOMOPOULOS ANTHONY D · CIK 0001217908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,727

F1 · balance_after: On February 6, 2023, the issuer effected a 10-for-1 reverse stock split of the issued and outstanding shares of its common stock (the "2023 Reverse Stock Split"). Upon effectiveness of the 2023 Reverse Stock Split, every 10 shares of voting common stock was automatically converted into 1 share of common stock.

SEC source: 0001355848-24-000093 · wk-form4_1718921454.xml · nonDerivative · entry 1

Turner-Graham Cynthia · CIK 0001869856 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,994

F1 · balance_after: On February 6, 2023, the issuer effected a 10-for-1 reverse stock split of the issued and outstanding shares of its common stock (the "2023 Reverse Stock Split"). Upon effectiveness of the 2023 Reverse Stock Split, every 10 shares of voting common stock was automatically converted into 1 share of common stock.

SEC source: 0001355848-24-000095 · wk-form4_1718921762.xml · nonDerivative · entry 1

THOMOPOULOS ANTHONY D · CIK 0001217908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,128

F1 · balance_after: On February 6, 2023, the issuer effected a 10-for-1 reverse stock split of the issued and outstanding shares of its common stock (the "2023 Reverse Stock Split"). Upon effectiveness of the 2023 Reverse Stock Split, every 10 shares of voting common stock was automatically converted into 1 share of common stock.

SEC source: 0001355848-24-000090 · wk-form4_1718921077.xml · nonDerivative · entry 1

SEGALL LYNNE A · CIK 0001592392 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,672

F1 · balance_after: On February 6, 2023, the issuer effected a 10-for-1 reverse stock split of the issued and outstanding shares of its common stock (the "2023 Reverse Stock Split"). Upon effectiveness of the 2023 Reverse Stock Split, every 10 shares of voting common stock was automatically converted into 1 share of common stock.

SEC source: 0001355848-24-000086 · wk-form4_1718920107.xml · nonDerivative · entry 1

Davis Gray · CIK 0001320604 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,075

F1 · balance_after: On February 6, 2023, the issuer effected a 10-for-1 reverse stock split of the issued and outstanding shares of its common stock (the "2023 Reverse Stock Split"). Upon effectiveness of the 2023 Reverse Stock Split, every 10 shares of voting common stock was automatically converted into 1 share of common stock.

SEC source: 0001355848-24-000088 · wk-form4_1718920701.xml · nonDerivative · entry 1

LOESCH MARGARET · CIK 0001253219 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,478

F1 · balance_after: On February 6, 2023, the issuer effected a 10-for-1 reverse stock split of the issued and outstanding shares of its common stock (the "2023 Reverse Stock Split"). Upon effectiveness of the 2023 Reverse Stock Split, every 10 shares of voting common stock was automatically converted into 1 share of common stock.

SEC source: 0001355848-24-000083 · wk-form4_1718152163.xml · nonDerivative · entry 1

THOMOPOULOS ANTHONY D · CIK 0001217908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,865

F1 · balance_after: On February 6, 2023, the issuer effected a 10-for-1 reverse stock split of the issued and outstanding shares of its common stock (the "2023 Reverse Stock Split"). Upon effectiveness of the 2023 Reverse Stock Split, every 10 shares of voting common stock was automatically converted into 1 share of common stock.

SEC source: 0001355848-24-000061 · wk-form4_1715200457.xml · nonDerivative · entry 1

THOMOPOULOS ANTHONY D · CIK 0001217908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,316

F1 · balance_after: On February 6, 2023, the issuer effected a 10-for-1 reverse stock split of the issued and outstanding shares of its common stock (the "2023 Reverse Stock Split"). Upon effectiveness of the 2023 Reverse Stock Split, every 10 shares of voting common stock was automatically converted into 1 share of common stock.

SEC source: 0001355848-24-000044 · wk-form4_1712108142.xml · nonDerivative · entry 1

THOMOPOULOS ANTHONY D · CIK 0001217908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,908

F1 · balance_after: On February 6, 2023, the issuer effected a 10-for-1 reverse stock split of the issued and outstanding shares of its common stock (the "2023 Reverse Stock Split"). Upon effectiveness of the 2023 Reverse Stock Split, every 10 shares of voting common stock was automatically converted into 1 share of common stock.

SEC source: 0001355848-24-000034 · wk-form4_1711157222.xml · nonDerivative · entry 1

Turner-Graham Cynthia · CIK 0001869856 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,731

F1 · balance_after: On February 6, 2023, the issuer effected a 10-for-1 reverse stock split of the issued and outstanding shares of its common stock (the "2023 Reverse Stock Split"). Upon effectiveness of the 2023 Reverse Stock Split, every 10 shares of voting common stock was automatically converted into 1 share of common stock.

SEC source: 0001355848-24-000030 · wk-form4_1711157062.xml · nonDerivative · entry 1

SICIGNANO HENRY III · CIK 0001508753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,891

SEC source: 0001355848-24-000028 · wk-form4_1711156979.xml · nonDerivative · entry 1

SEGALL LYNNE A · CIK 0001592392 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,409

F1 · balance_after: On February 6, 2023, the issuer effected a 10-for-1 reverse stock split of the issued and outstanding shares of its common stock (the "2023 Reverse Stock Split"). Upon effectiveness of the 2023 Reverse Stock Split, every 10 shares of voting common stock was automatically converted into 1 share of common stock.

SEC source: 0001355848-24-000032 · wk-form4_1711157136.xml · nonDerivative · entry 2

THOMOPOULOS ANTHONY D · CIK 0001217908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,122

F1 · balance_after: On February 6, 2023, the issuer effected a 10-for-1 reverse stock split of the issued and outstanding shares of its common stock (the "2023 Reverse Stock Split"). Upon effectiveness of the 2023 Reverse Stock Split, every 10 shares of voting common stock was automatically converted into 1 share of common stock.

SEC source: 0001355848-24-000026 · wk-form4_1711156904.xml · nonDerivative · entry 1

LOESCH MARGARET · CIK 0001253219 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,215

F1 · balance_after: On February 6, 2023, the issuer effected a 10-for-1 reverse stock split of the issued and outstanding shares of its common stock (the "2023 Reverse Stock Split"). Upon effectiveness of the 2023 Reverse Stock Split, every 10 shares of voting common stock was automatically converted into 1 share of common stock.

SEC source: 0001355848-24-000024 · wk-form4_1711156816.xml · nonDerivative · entry 1

Davis Gray · CIK 0001320604 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,812

F1 · balance_after: On February 6, 2023, the issuer effected a 10-for-1 reverse stock split of the issued and outstanding shares of its common stock (the "2023 Reverse Stock Split"). Upon effectiveness of the 2023 Reverse Stock Split, every 10 shares of voting common stock was automatically converted into 1 share of common stock.

SEC source: 0001355848-24-000032 · wk-form4_1711157136.xml · nonDerivative · entry 1

THOMOPOULOS ANTHONY D · CIK 0001217908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,418

SEC source: 0001355848-24-000008 · wk-form4_1704825290.xml · nonDerivative · entry 1

SICIGNANO HENRY III · CIK 0001508753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,187

F1 · balance_after: On February 6, 2023, the issuer effected a 10-for-1 reverse stock split of the issued and outstanding shares of its common stock (the "2023 Reverse Stock Split"). Upon effectiveness of the 2023 Reverse Stock Split, every 10 shares of voting common stock was automatically converted into 1 share of common stock.

SEC source: 0001355848-24-000006 · wk-form4_1704825101.xml · nonDerivative · entry 1

LOESCH MARGARET · CIK 0001253219 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,511

F1 · balance_after: On February 6, 2023, the issuer effected a 10-for-1 reverse stock split of the issued and outstanding shares of its common stock (the "2023 Reverse Stock Split"). Upon effectiveness of the 2023 Reverse Stock Split, every 10 shares of voting common stock was automatically converted into 1 share of common stock.

SEC source: 0001355848-24-000004 · wk-form4_1704822696.xml · nonDerivative · entry 1

Davis Gray · CIK 0001320604 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,108

F1 · balance_after: On February 6, 2023, the issuer effected a 10-for-1 reverse stock split of the issued and outstanding shares of its common stock (the "2023 Reverse Stock Split"). Upon effectiveness of the 2023 Reverse Stock Split, every 10 shares of voting common stock was automatically converted into 1 share of common stock.

SEC source: 0001355848-24-000002 · wk-form4_1704822444.xml · nonDerivative · entry 1

SEGALL LYNNE A · CIK 0001592392 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,705

F1 · balance_after: On February 6, 2023, the issuer effected a 10-for-1 reverse stock split of the issued and outstanding shares of its common stock (the "2023 Reverse Stock Split"). Upon effectiveness of the 2023 Reverse Stock Split, every 10 shares of voting common stock was automatically converted into 1 share of common stock.

SEC source: 0001683168-23-008924 · ownership.xml · nonDerivative · entry 1

Turner-Graham Cynthia · CIK 0001869856 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,027

F1 · balance_after: On February 6, 2023, the issuer effected a 10-for-1 reverse stock split of the issued and outstanding shares of its common stock (the "February 2023 Reverse Stock Split"). Upon effectiveness of the February 2023 Reverse Stock Split, every 10 shares of common stock was automatically converted into one share of common stock. On November 4, 2016, the issuer effected a 3-for-1 reverse stock split of the issued and outstanding shares of its common stock (the "November 2021 Reverse Stock Split"). Upon effectiveness of the November 2021 Reverse Stock Split, every 3 shares of common stock was automatically converted into one share of common stock

SEC source: 0001683168-23-008930 · ownership.xml · nonDerivative · entry 1

SICIGNANO HENRY III · CIK 0001508753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,867

F1 · balance_after: On February 6, 2023, the issuer effected a 10-for-1 reverse stock split of the issued and outstanding shares of its common stock (the "February 2023 Reverse Stock Split"). Upon effectiveness of the February 2023 Reverse Stock Split, every 10 shares of common stock was automatically converted into one share of common stock. On November 4, 2016, the issuer effected a 3-for-1 reverse stock split of the issued and outstanding shares of its common stock (the "November 2021 Reverse Stock Split"). Upon effectiveness of the November 2021 Reverse Stock Split, every 3 shares of common stock was automatically converted into one share of common stock.

SEC source: 0001683168-23-008932 · ownership.xml · nonDerivative · entry 1

THOMOPOULOS ANTHONY D · CIK 0001217908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,724

F1 · balance_after: On February 6, 2023, the issuer effected a 10-for-1 reverse stock split of the issued and outstanding shares of its common stock (the "February 2023 Reverse Stock Split"). Upon effectiveness of the February 2023 Reverse Stock Split, every 10 shares of common stock was automatically converted into one share of common stock. On November 4, 2016, the issuer effected a 3-for-1 reverse stock split of the issued and outstanding shares of its common stock (the "November 2021 Reverse Stock Split"). Upon effectiveness of the November 2021 Reverse Stock Split, every 3 shares of common stock was automatically converted into one share of common stock.

SEC source: 0001683168-23-008928 · ownership.xml · nonDerivative · entry 1

SEGALL LYNNE A · CIK 0001592392 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,712

F1 · balance_after: On February 6, 2023, the issuer effected a 10-for-1 reverse stock split of the issued and outstanding shares of its common stock (the "February 2023 Reverse Stock Split"). Upon effectiveness of the February 2023 Reverse Stock Split, every 10 shares of common stock was automatically converted into one share of common stock. On November 4, 2016, the issuer effected a 3-for-1 reverse stock split of the issued and outstanding shares of its common stock (the "November 2021 Reverse Stock Split"). Upon effectiveness of the November 2021 Reverse Stock Split, every 3 shares of common stock was automatically converted into one share of common stock.

SEC source: 0001683168-23-008926 · ownership.xml · nonDerivative · entry 1

LOESCH MARGARET · CIK 0001253219 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,712

F1 · balance_after: On February 6, 2023, the issuer effected a 10-for-1 reverse stock split of the issued and outstanding shares of its common stock (the "February 2023 Reverse Stock Split"). Upon effectiveness of the February 2023 Reverse Stock Split, every 10 shares of common stock was automatically converted into one share of common stock. On November 4, 2016, the issuer effected a 3-for-1 reverse stock split of the issued and outstanding shares of its common stock (the "November 2021 Reverse Stock Split"). Upon effectiveness of the November 2021 Reverse Stock Split, every 3 shares of common stock was automatically converted into one share of common stock.

SEC source: 0001683168-23-008922 · ownership.xml · nonDerivative · entry 1

Davis Gray · CIK 0001320604 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,712

F1 · balance_after: On February 6, 2023, the issuer effected a 10-for-1 reverse stock split of the issued and outstanding shares of its common stock (the "February 2023 Reverse Stock Split"). Upon effectiveness of the February 2023 Reverse Stock Split, every 10 shares of common stock was automatically converted into one share of common stock. On November 4, 2016, the issuer effected a 3-for-1 reverse stock split of the issued and outstanding shares of its common stock (the "November 2021 Reverse Stock Split"). Upon effectiveness of the November 2021 Reverse Stock Split, every 3 shares of common stock was automatically converted into one share of common stock.

SEC source: 0001683168-23-008830 · ownership.xml · derivative · entry 4

Heyward Andy · CIK 0001591978 · Director · CEO and Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,218,750

Underlying: Common Stock, par value $0.001 per share · 93,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TOON common stock.

F5 · derivative.exercise_date: On December 7, 2020, the Reporting Person was granted 15,000,000 restricted stock units pursuant to a restricted stock unit agreement, of which (i) 7,500,000 shares vested in four equal installments on the first, second, third and fourth anniversaries of December 7, 2020, and (ii) 7,500,000 shares (characterized as Performance Shares in previous Form 4) vested in four equal installments on the first, second, third and fourth anniversaries of December 7, 2020, based on the achievement of certain performance goals, each subject to the Reporting Person's continued employment. Such agreement was amended and restated in June 2021 to revise the vesting provisions so that (i) an aggregate of 3,750,000 shares vested in four equal installments on the first, second, third and fourth anniversaries of December 7, 2020, and (ii) an aggregate of 11,250,000 shares vested based on achievement of certain performance goals, each subject to the Reporting Person's continued employment.

F6 · derivative.exercise_date: The restricted stock units, which vested on December 7, 2023, were previously reported as covering 937,500 shares, but were adjusted to 93,750 shares to reflect the 2023 Reverse Stock Split.

F5 · derivative.expiration_date: On December 7, 2020, the Reporting Person was granted 15,000,000 restricted stock units pursuant to a restricted stock unit agreement, of which (i) 7,500,000 shares vested in four equal installments on the first, second, third and fourth anniversaries of December 7, 2020, and (ii) 7,500,000 shares (characterized as Performance Shares in previous Form 4) vested in four equal installments on the first, second, third and fourth anniversaries of December 7, 2020, based on the achievement of certain performance goals, each subject to the Reporting Person's continued employment. Such agreement was amended and restated in June 2021 to revise the vesting provisions so that (i) an aggregate of 3,750,000 shares vested in four equal installments on the first, second, third and fourth anniversaries of December 7, 2020, and (ii) an aggregate of 11,250,000 shares vested based on achievement of certain performance goals, each subject to the Reporting Person's continued employment.

F6 · derivative.expiration_date: The restricted stock units, which vested on December 7, 2023, were previously reported as covering 937,500 shares, but were adjusted to 93,750 shares to reflect the 2023 Reverse Stock Split.

F2 · balance_after: On February 6, 2023, the issuer effected a 10-for-1 reverse stock split of the issued and outstanding shares of its common stock (the "2023 Reverse Stock Split"). Upon effectiveness of the 2023 Reverse Stock Split, every 10 shares of voting common stock was automatically converted into 1 share of common stock.

SEC source: 0001683168-23-008830 · ownership.xml · nonDerivative · entry 1

Heyward Andy · CIK 0001591978 · Director · CEO and Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,627,679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of TOON common stock.

F2 · balance_after: On February 6, 2023, the issuer effected a 10-for-1 reverse stock split of the issued and outstanding shares of its common stock (the "2023 Reverse Stock Split"). Upon effectiveness of the 2023 Reverse Stock Split, every 10 shares of voting common stock was automatically converted into 1 share of common stock.

SEC source: 0001683168-23-008829 · ownership.xml · derivative · entry 2

Jaffa Michael · CIK 0001738277 · COO, GC & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 per share · 16,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TOON common stock.

F3 · derivative.exercise_date: On December 7, 2020, the Reporting Person was granted 500,000 restricted stock units, vesting as follows: 166,666 shares on December 7, 2021, 166,666 shares on December 7, 2022, and 166,668 shares on December 7, 2023, subject to the Reporting Person's continued employment. Vested shares were delivered to the Reporting Person in equal installments in each calendar quarter following the vesting date. The restricted stock units, which vested on December 7, 2023, were previously reported as covering 166,668 shares, but were adjusted to 16,667 shares to reflect the 2023 Reverse Stock Split.

F3 · derivative.expiration_date: On December 7, 2020, the Reporting Person was granted 500,000 restricted stock units, vesting as follows: 166,666 shares on December 7, 2021, 166,666 shares on December 7, 2022, and 166,668 shares on December 7, 2023, subject to the Reporting Person's continued employment. Vested shares were delivered to the Reporting Person in equal installments in each calendar quarter following the vesting date. The restricted stock units, which vested on December 7, 2023, were previously reported as covering 166,668 shares, but were adjusted to 16,667 shares to reflect the 2023 Reverse Stock Split.

SEC source: 0001683168-23-008829 · ownership.xml · nonDerivative · entry 1

Jaffa Michael · CIK 0001738277 · COO, GC & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of TOON common stock.

F2 · balance_after: On February 6, 2023, the issuer effected a 10-for-1 reverse stock split of the issued and outstanding shares of its common stock (the "2023 Reverse Stock Split"). Upon effectiveness of the 2023 Reverse Stock Split, every 10 shares of common stock was automatically converted into 1 share of common stock.

SEC source: 0001683168-23-006774 · ownership.xml · nonDerivative · entry 2

SICIGNANO HENRY III · CIK 0001508753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,370

SEC source: 0001683168-23-006775 · ownership.xml · nonDerivative · entry 3

THOMOPOULOS ANTHONY D · CIK 0001217908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,227

SEC source: 0001683168-23-006773 · ownership.xml · nonDerivative · entry 3

SEGALL LYNNE A · CIK 0001592392 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,215

SEC source: 0001683168-23-006772 · ownership.xml · nonDerivative · entry 3

LOESCH MARGARET · CIK 0001253219 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,215

SEC source: 0001683168-23-006769 · ownership.xml · nonDerivative · entry 3

Davis Gray · CIK 0001320604 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,215

SEC source: 0001683168-23-006771 · ownership.xml · nonDerivative · entry 1

Hirsh Michael · CIK 0001938094 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,865

F1 · balance_after: On February 6, 2023, the issuer effected a 10-for-1 reverse stock split of the issued and outstanding shares of its common stock (the "February 2023 Reverse Stock Split). Upon effectiveness of the February 2023 Reverse Stock Split, every 10 shares of common stock was automatically converted into one share of common stock. On November 4, 2016, the issuer effected a 3-for-1 reverse stock split of the issued and outstanding shares of its common stock (the "November 2021 Reverse Stock Split"). Upon effectiveness of the November 2021 Reverse Stock Split, every 3 shares of common stock was automatically converted into one share of common stock.

SEC source: 0001683168-23-006774 · ownership.xml · nonDerivative · entry 1

SICIGNANO HENRY III · CIK 0001508753 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,185

SEC source: 0001683168-23-006776 · ownership.xml · nonDerivative · entry 2

Turner-Graham Cynthia · CIK 0001869856 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,530

SEC source: 0001683168-23-006775 · ownership.xml · nonDerivative · entry 2

THOMOPOULOS ANTHONY D · CIK 0001217908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,042

SEC source: 0001683168-23-006773 · ownership.xml · nonDerivative · entry 2

SEGALL LYNNE A · CIK 0001592392 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,030

SEC source: 0001683168-23-006772 · ownership.xml · nonDerivative · entry 2

LOESCH MARGARET · CIK 0001253219 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,030

SEC source: 0001683168-23-006769 · ownership.xml · nonDerivative · entry 2

Davis Gray · CIK 0001320604 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,030

SEC source: 0001683168-23-006776 · ownership.xml · nonDerivative · entry 1

Turner-Graham Cynthia · CIK 0001869856 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,345

F1 · balance_after: On February 6, 2023, the issuer effected a 10-for-1 reverse stock split of the issued and outstanding shares of its common stock (the "February 2023 Reverse Stock Split). Upon effectiveness of the February 2023 Reverse Stock Split, every 10 shares of common stock was automatically converted into one share of common stock. On November 4, 2016, the issuer effected a 3-for-1 reverse stock split of the issued and outstanding shares of its common stock (the "November 2021 Reverse Stock Split"). Upon effectiveness of the November 2021 Reverse Stock Split, every 3 shares of common stock was automatically converted into one share of common stock.

SEC source: 0001683168-23-006770 · ownership.xml · nonDerivative · entry 1

Hallren Patrick Clark · CIK 0001609561 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Clark P Halren and Kenneth R Wilson Revocable Trust

Disclosed balance after: 1,845

F1 · ownership.nature: The shares are held by Clark P Halren and Kenneth R Wilson Revocable Trust, of which Patrick Clark Hallren is the trustee.

SEC source: 0001683168-23-006775 · ownership.xml · nonDerivative · entry 1

THOMOPOULOS ANTHONY D · CIK 0001217908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,857

F1 · balance_after: On February 6, 2023, the issuer effected a 10-for-1 reverse stock split of the issued and outstanding shares of its common stock (the "February 2023 Reverse Stock Split). Upon effectiveness of the February 2023 Reverse Stock Split, every 10 shares of common stock was automatically converted into one share of common stock. On November 4, 2016, the issuer effected a 3-for-1 reverse stock split of the issued and outstanding shares of its common stock (the "November 2021 Reverse Stock Split"). Upon effectiveness of the November 2021 Reverse Stock Split, every 3 shares of common stock was automatically converted into one share of common stock.

SEC source: 0001683168-23-006773 · ownership.xml · nonDerivative · entry 1

SEGALL LYNNE A · CIK 0001592392 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,845

SEC source: 0001683168-23-006772 · ownership.xml · nonDerivative · entry 1

LOESCH MARGARET · CIK 0001253219 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,845

SEC source: 0001683168-23-006769 · ownership.xml · nonDerivative · entry 1

Davis Gray · CIK 0001320604 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,845

SEC source: 0001683168-22-008316 · ownership.xml · derivative · entry 2

Jaffa Michael · CIK 0001738277 · COO, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,668

Underlying: Common Stock, par value $0.001 per share · 166,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GNUS common stock.

F2 · derivative.exercise_date: On December 7, 2020, the Reporting Person was granted 500,000 restricted stock units, vesting as follows: 166,666 shares on December 7, 2021, 166,666 shares on December 7, 2022, and 166,668 shares on December 7, 2023, subject to the Reporting Person's continued employment. Vested shares will be delivered to the Reporting Person in equal installments in each calendar quarter following the vesting date.

F2 · derivative.expiration_date: On December 7, 2020, the Reporting Person was granted 500,000 restricted stock units, vesting as follows: 166,666 shares on December 7, 2021, 166,666 shares on December 7, 2022, and 166,668 shares on December 7, 2023, subject to the Reporting Person's continued employment. Vested shares will be delivered to the Reporting Person in equal installments in each calendar quarter following the vesting date.

SEC source: 0001683168-22-008316 · ownership.xml · nonDerivative · entry 1

Jaffa Michael · CIK 0001738277 · COO, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of GNUS common stock.