Heyward Andy

SEC source: 0001628280-26-054493 · wk-form4_1786052031.xml · nonDerivative · entry 1

Heyward Andy · CIK 0001591978 · Director · CEO and Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,721,036

F1 · kind: The reported transaction was a bona fide gift by the Reporting Person of 20,903 shares of Common Stock to Bnei Akiva of Los Angeles. The Reporting Person received no consideration for the shares.

SEC source: 0001628280-25-055150 · wk-form4_1764802330.xml · nonDerivative · entry 1

Heyward Andy · CIK 0001591978 · Director · CEO and Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,741,939

F1 · kind: On December 3, 2025, the Reporting Person delivered instructions to effect a private, non-market, non-cash transfer of 41,176 shares to a third party. The transfer will be completed upon processing by the transfer agent.

SEC source: 0001628280-25-042440 · wk-form4_1758648575.xml · derivative · entry 4

Heyward Andy · CIK 0001591978 · Director · CEO and Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,031,249

Underlying: Common Stock, par value $0.001 per share · 2,000,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TOON common stock.

F4 · derivative.exercise_date: The Reporting Person was granted 2,000,000 restricted stock units pursuant to a new employment agreement signed on August 25, 2025, which will vest in three equal installments on the first, second and third anniversaries of the grant date, subject to the Reporting Person's continued employment.

F4 · derivative.expiration_date: The Reporting Person was granted 2,000,000 restricted stock units pursuant to a new employment agreement signed on August 25, 2025, which will vest in three equal installments on the first, second and third anniversaries of the grant date, subject to the Reporting Person's continued employment.

SEC source: 0001628280-25-054641 · wk-form4a_1764695121.xml · derivative · entry 4

Heyward Andy · CIK 0001591978 · Director · CEO and Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,031,249

Underlying: Common Stock, par value $0.001 per share · 0 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TOON common stock.

F4 · derivative.exercise_date: This Form 4/A is filed to amend the Form 4 filed on September 19, 2025, which initially reported a grant of 2,000,000 restricted stock units to the Reporting Person pursuant to a new employment agreement signed on August 25, 2025. The terms were subsequently revisited, and the grant was never finalized and no securities were issued. Accordingly, this amendment corrects the prior report.

F4 · derivative.expiration_date: This Form 4/A is filed to amend the Form 4 filed on September 19, 2025, which initially reported a grant of 2,000,000 restricted stock units to the Reporting Person pursuant to a new employment agreement signed on August 25, 2025. The terms were subsequently revisited, and the grant was never finalized and no securities were issued. Accordingly, this amendment corrects the prior report.

SEC source: 0001355848-25-000059 · wk-form4_1748642533.xml · derivative · entry 5

Heyward Andy · CIK 0001591978 · Director · CEO and Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,031,249

Underlying: Common Stock, par value $0.001 per share · 187,501 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TOON common stock.

F5 · derivative.exercise_date: On December 7, 2020, the Reporting Person was granted 15,000,000 restricted stock units pursuant to a restricted stock unit agreement, of which (i) 7,500,000 shares vested in four equal installments on the first, second, third and fourth anniversaries of December 7, 2020, and (ii) 7,500,000 shares (characterized as Performance Shares in previous Form 4) vested in four equal installments on the first, second, third and fourth anniversaries of December 7, 2020, based on the achievement of certain performance goals, each subject to the Reporting Person's continued employment. Such agreement was amended and restated in June 2021 to revise the vesting provisions so that (i) an aggregate of 3,750,000 shares vested in four equal installments on the first, second, third and fourth anniversaries of December 7, 2020, and (ii) an aggregate of 11,250,000 shares vested based on achievement of certain performance goals, each subject to the Reporting Person's continued employment.

F6 · derivative.exercise_date: The restricted stock units, which vested on December 7, 2023, were previously reported as covering 937,500 shares, but were adjusted to 93,750 shares to reflect the 2023 Reverse Stock Split.

F5 · derivative.expiration_date: On December 7, 2020, the Reporting Person was granted 15,000,000 restricted stock units pursuant to a restricted stock unit agreement, of which (i) 7,500,000 shares vested in four equal installments on the first, second, third and fourth anniversaries of December 7, 2020, and (ii) 7,500,000 shares (characterized as Performance Shares in previous Form 4) vested in four equal installments on the first, second, third and fourth anniversaries of December 7, 2020, based on the achievement of certain performance goals, each subject to the Reporting Person's continued employment. Such agreement was amended and restated in June 2021 to revise the vesting provisions so that (i) an aggregate of 3,750,000 shares vested in four equal installments on the first, second, third and fourth anniversaries of December 7, 2020, and (ii) an aggregate of 11,250,000 shares vested based on achievement of certain performance goals, each subject to the Reporting Person's continued employment.

F6 · derivative.expiration_date: The restricted stock units, which vested on December 7, 2023, were previously reported as covering 937,500 shares, but were adjusted to 93,750 shares to reflect the 2023 Reverse Stock Split.

F2 · balance_after: On February 6, 2023, the issuer effected a 10-for-1 reverse stock split of the issued and outstanding shares of its common stock (the "2023 Reverse Stock Split"). Upon effectiveness of the 2023 Reverse Stock Split, every 10 shares of voting common stock was automatically converted into 1 share of common stock.

SEC source: 0001355848-25-000059 · wk-form4_1748642533.xml · nonDerivative · entry 2

Heyward Andy · CIK 0001591978 · Director · CEO and Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,783,115

SEC source: 0001355848-25-000059 · wk-form4_1748642533.xml · nonDerivative · entry 1

Heyward Andy · CIK 0001591978 · Director · CEO and Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,777,188

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of TOON common stock.

F2 · balance_after: On February 6, 2023, the issuer effected a 10-for-1 reverse stock split of the issued and outstanding shares of its common stock (the "2023 Reverse Stock Split"). Upon effectiveness of the 2023 Reverse Stock Split, every 10 shares of voting common stock was automatically converted into 1 share of common stock.

SEC source: 0001683168-23-008830 · ownership.xml · derivative · entry 4

Heyward Andy · CIK 0001591978 · Director · CEO and Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,218,750

Underlying: Common Stock, par value $0.001 per share · 93,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TOON common stock.

F5 · derivative.exercise_date: On December 7, 2020, the Reporting Person was granted 15,000,000 restricted stock units pursuant to a restricted stock unit agreement, of which (i) 7,500,000 shares vested in four equal installments on the first, second, third and fourth anniversaries of December 7, 2020, and (ii) 7,500,000 shares (characterized as Performance Shares in previous Form 4) vested in four equal installments on the first, second, third and fourth anniversaries of December 7, 2020, based on the achievement of certain performance goals, each subject to the Reporting Person's continued employment. Such agreement was amended and restated in June 2021 to revise the vesting provisions so that (i) an aggregate of 3,750,000 shares vested in four equal installments on the first, second, third and fourth anniversaries of December 7, 2020, and (ii) an aggregate of 11,250,000 shares vested based on achievement of certain performance goals, each subject to the Reporting Person's continued employment.

F6 · derivative.exercise_date: The restricted stock units, which vested on December 7, 2023, were previously reported as covering 937,500 shares, but were adjusted to 93,750 shares to reflect the 2023 Reverse Stock Split.

F5 · derivative.expiration_date: On December 7, 2020, the Reporting Person was granted 15,000,000 restricted stock units pursuant to a restricted stock unit agreement, of which (i) 7,500,000 shares vested in four equal installments on the first, second, third and fourth anniversaries of December 7, 2020, and (ii) 7,500,000 shares (characterized as Performance Shares in previous Form 4) vested in four equal installments on the first, second, third and fourth anniversaries of December 7, 2020, based on the achievement of certain performance goals, each subject to the Reporting Person's continued employment. Such agreement was amended and restated in June 2021 to revise the vesting provisions so that (i) an aggregate of 3,750,000 shares vested in four equal installments on the first, second, third and fourth anniversaries of December 7, 2020, and (ii) an aggregate of 11,250,000 shares vested based on achievement of certain performance goals, each subject to the Reporting Person's continued employment.

F6 · derivative.expiration_date: The restricted stock units, which vested on December 7, 2023, were previously reported as covering 937,500 shares, but were adjusted to 93,750 shares to reflect the 2023 Reverse Stock Split.

F2 · balance_after: On February 6, 2023, the issuer effected a 10-for-1 reverse stock split of the issued and outstanding shares of its common stock (the "2023 Reverse Stock Split"). Upon effectiveness of the 2023 Reverse Stock Split, every 10 shares of voting common stock was automatically converted into 1 share of common stock.

SEC source: 0001683168-23-008830 · ownership.xml · nonDerivative · entry 1

Heyward Andy · CIK 0001591978 · Director · CEO and Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,627,679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of TOON common stock.

F2 · balance_after: On February 6, 2023, the issuer effected a 10-for-1 reverse stock split of the issued and outstanding shares of its common stock (the "2023 Reverse Stock Split"). Upon effectiveness of the 2023 Reverse Stock Split, every 10 shares of voting common stock was automatically converted into 1 share of common stock.

SEC source: 0001683168-22-008315 · ownership.xml · derivative · entry 4

Heyward Andy · CIK 0001591978 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,125,000

Underlying: Common Stock, par value $0.001 per share · 937,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GNUS common stock.

F4 · derivative.exercise_date: On December 7, 2020, the Reporting Person was granted 15,000,000 restricted stock units pursuant to a restricted stock unit agreement, of which (i) 7,500,000 shares vested in four equal installments on the first, second, third and fourth anniversaries of December 7, 2020, and (ii) 7,500,000 shares (characterized as Performance Shares in previous Form 4) vested in four equal installments on the first, second, third and fourth anniversaries of December 7, 2020, based on the achievement of certain performance goals, each subject to the Reporting Person's continued employment. Such agreement was amended and restated in June 2021 to revise the vesting provisions so that (i) an aggregate of 3,750,000 shares vested in four equal installments on the first, second, third and fourth anniversaries of December 7, 2020, and (ii) an aggregate of 11,250,000 shares vested based on achievement of certain performance goals, each subject to the Reporting Person's continued employment.

F4 · derivative.expiration_date: On December 7, 2020, the Reporting Person was granted 15,000,000 restricted stock units pursuant to a restricted stock unit agreement, of which (i) 7,500,000 shares vested in four equal installments on the first, second, third and fourth anniversaries of December 7, 2020, and (ii) 7,500,000 shares (characterized as Performance Shares in previous Form 4) vested in four equal installments on the first, second, third and fourth anniversaries of December 7, 2020, based on the achievement of certain performance goals, each subject to the Reporting Person's continued employment. Such agreement was amended and restated in June 2021 to revise the vesting provisions so that (i) an aggregate of 3,750,000 shares vested in four equal installments on the first, second, third and fourth anniversaries of December 7, 2020, and (ii) an aggregate of 11,250,000 shares vested based on achievement of certain performance goals, each subject to the Reporting Person's continued employment.

SEC source: 0001683168-22-008315 · ownership.xml · nonDerivative · entry 1

Heyward Andy · CIK 0001591978 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,339,282

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of GNUS common stock.

SEC source: 0001683168-22-000365 · ownership.xml · derivative · entry 4

Heyward Andy · CIK 0001591978 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,062,500

Underlying: Common Stock, par value $0.001 per share · 937,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GNUS common stock.

F4 · derivative.exercise_date: On December 7, 2020, the Reporting Person was granted 15,000,000 restricted stock units pursuant to a restricted stock unit agreement, of which (i) 7,500,000 shares vested in four equal installments on the first, second, third and fourth anniversaries of December 7, 2020, and (ii) 7,500,000 shares (characterized as Performance Shares in previous Form 4) vested in four equal installments on the first, second, third and fourth anniversaries of December 7, 2020, based on the achievement of certain performance goals, each subject to the Reporting Person's continued employment. Such agreement was amended and restated in June 2021 to revise the vesting provisions so that (i) an aggregate of 3,750,000 shares vested in four equal installments on the first, second, third and fourth anniversaries of December 7, 2020, and (ii) an aggregate of 11,250,000 shares vested based on achievement of certain performance goals, each subject to the Reporting Person's continued employment.

F4 · derivative.expiration_date: On December 7, 2020, the Reporting Person was granted 15,000,000 restricted stock units pursuant to a restricted stock unit agreement, of which (i) 7,500,000 shares vested in four equal installments on the first, second, third and fourth anniversaries of December 7, 2020, and (ii) 7,500,000 shares (characterized as Performance Shares in previous Form 4) vested in four equal installments on the first, second, third and fourth anniversaries of December 7, 2020, based on the achievement of certain performance goals, each subject to the Reporting Person's continued employment. Such agreement was amended and restated in June 2021 to revise the vesting provisions so that (i) an aggregate of 3,750,000 shares vested in four equal installments on the first, second, third and fourth anniversaries of December 7, 2020, and (ii) an aggregate of 11,250,000 shares vested based on achievement of certain performance goals, each subject to the Reporting Person's continued employment.

SEC source: 0001683168-22-000365 · ownership.xml · nonDerivative · entry 1

Heyward Andy · CIK 0001591978 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,401,782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of GNUS common stock.

SEC source: 0001683168-20-004236 · ownership.xml · derivative · entry 6

Heyward Andy · CIK 0001591978 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500,000

Underlying: Common Stock, par value $0.001 per share · 7,500,000 shares

Expires not disclosed

F6 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of GNUS common stock. The performance shares vest in four equal installments on the first, second, third and fourth anniversaries of December 7, 2020, based on achievement of certain performance goals and subject to the Reporting Person's continued employment.

F6 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of GNUS common stock. The performance shares vest in four equal installments on the first, second, third and fourth anniversaries of December 7, 2020, based on achievement of certain performance goals and subject to the Reporting Person's continued employment.

F6 · derivative.expiration_date: Each performance share represents a contingent right to receive one share of GNUS common stock. The performance shares vest in four equal installments on the first, second, third and fourth anniversaries of December 7, 2020, based on achievement of certain performance goals and subject to the Reporting Person's continued employment.

SEC source: 0001683168-20-004236 · ownership.xml · derivative · entry 5

Heyward Andy · CIK 0001591978 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500,000

Underlying: Common Stock, par value $0.001 per share · 7,500,000 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GNUS common stock.

F5 · derivative.exercise_date: The restricted stock units vest in four equal installments on the first, second, third and fourth anniversaries of December 7, 2020, subject to the Reporting Person's continued employment. Vested shares will be delivered to the Reporting Person in equal installments in each calendar quarter following the vesting date.

F5 · derivative.expiration_date: The restricted stock units vest in four equal installments on the first, second, third and fourth anniversaries of December 7, 2020, subject to the Reporting Person's continued employment. Vested shares will be delivered to the Reporting Person in equal installments in each calendar quarter following the vesting date.

SEC source: 0001683168-20-004236 · ownership.xml · derivative · entry 4

Heyward Andy · CIK 0001591978 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000,000

Underlying: Common Stock, par value $0.001 per share · 5,000,000 shares

Expires 2030-12-06

F3 · derivative.exercise_date: The option was fully vested on the date of grant.

SEC source: 0001683168-20-004022 · ownership.xml · derivative · entry 4

Heyward Andy · CIK 0001591978 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 476,190 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Preferred Stock was convertible, at the option of the Reporting Person, into shares of Common Stock.

F4 · derivative.expiration_date: The Preferred Stock does not contain an expiration date.

SEC source: 0001683168-20-004022 · ownership.xml · nonDerivative · entry 1

Heyward Andy · CIK 0001591978 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,464,282

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001683168-20-002072 · ownership.xml · derivative · entry 10

Heyward Andy · CIK 0001591978 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,952,381 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The Senior Secured Convertible Note was convertible, at the option of the Reporting Person, into shares of Common Stock at any time and from time to time.

F7 · derivative.expiration_date: Unless earlier converted or redeemed, the Senior Secured Convertible Note was set to mature on September 30, 2021.

F8 · derivative.underlying_shares: Upon receipt of approval of the stockholders of the Issuer, the conversion price of the Senior Secured Convertible Note was reduced to $0.21. Accordingly, the Reporting Person received 5,952,381 shares of Common Stock upon conversion of the Senior Secured Convertible Note.

SEC source: 0001683168-20-002072 · ownership.xml · nonDerivative · entry 5

Heyward Andy · CIK 0001591978 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,988,092

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001683168-20-002072 · ownership.xml · derivative · entry 9

Heyward Andy · CIK 0001591978 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 166,667 shares

Expires 2020-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents post-reverse stock split share amounts.

SEC source: 0001683168-20-002072 · ownership.xml · derivative · entry 8

Heyward Andy · CIK 0001591978 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,952,381 shares

Expires 2025-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001683168-20-002072 · ownership.xml · nonDerivative · entry 4

Heyward Andy · CIK 0001591978 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,035,711

F2 · kind: On June 19, 2020, the Reporting Person exercised a warrant to purchase 166,667 shares of Common Stock of the Issuer for $1.10 per share. The Reporting Person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 12,545 of the warrant shares to pay the exercise price and issuing to the Reporting Person the remaining 154,122 shares.

SEC source: 0001683168-20-002072 · ownership.xml · nonDerivative · entry 3

Heyward Andy · CIK 0001591978 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,048,256

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001683168-20-002072 · ownership.xml · nonDerivative · entry 2

Heyward Andy · CIK 0001591978 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,881,589

F1 · kind: On June 19, 2020, the Reporting Person exercised a warrant to purchase 5,952,381 shares of common stock, par value $0.001 per share (the "Common Stock") of Genius Brands International, Inc. (the "Issuer") for $0.21 per share. The Reporting Person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 448,029 of the warrant shares to pay the exercise price and issuing to the Reporting Person the remaining 5,504,352 shares.

SEC source: 0001683168-20-002072 · ownership.xml · nonDerivative · entry 1

Heyward Andy · CIK 0001591978 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,329,618

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001683168-20-002180 · ownership.xml · nonDerivative · entry 2

Heyward Andy · CIK 0001591978 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,035,711

F1 · kind: This Form 4/A is being filed solely to amend the Form 4 filed by the Reporting Person on June 25, 2020, to correct the transaction code which was inadvertently reported as transaction code "S" instead of transaction code "F" since the withholding of shares to pay the applicable exercise price of the warrants was exempt from Section 16(b) by virtue of Rule 16b-3(e).

F3 · kind: On June 19, 2020, the Reporting Person exercised a warrant to purchase 166,667 shares of Common Stock of the Issuer for $1.10 per share. The Reporting Person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 12,545 of the warrant shares to pay the exercise price and issuing to the Reporting Person the remaining 154,122 shares.

SEC source: 0001683168-20-002180 · ownership.xml · nonDerivative · entry 1

Heyward Andy · CIK 0001591978 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,881,589

F1 · kind: This Form 4/A is being filed solely to amend the Form 4 filed by the Reporting Person on June 25, 2020, to correct the transaction code which was inadvertently reported as transaction code "S" instead of transaction code "F" since the withholding of shares to pay the applicable exercise price of the warrants was exempt from Section 16(b) by virtue of Rule 16b-3(e).

F2 · kind: On June 19, 2020, the Reporting Person exercised a warrant to purchase 5,952,381 shares of common stock, par value $0.001 per share (the "Common Stock") of Genius Brands International, Inc. (the "Issuer") for $0.21 per share. The Reporting Person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 448,029 of the warrant shares to pay the exercise price and issuing to the Reporting Person the remaining 5,504,352 shares.

SEC source: 0001683168-20-000853 · ownership.xml · derivative · entry 2

Heyward Andy · CIK 0001591978 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,952,381

Underlying: Common Stock · 5,952,381 shares

Expires 2025-03-13

F5 · derivative.exercise_price: Subject to receipt of approval of the stockholders of the Issuer, the exercise price of the warrant will be reduced to $0.21.

F6 · price: The warrant was issued as partial consideration (along with the Note) for the Reporting Person's investment in the Issuer.

SEC source: 0001683168-20-000853 · ownership.xml · derivative · entry 1

Heyward Andy · CIK 0001591978 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250,000

Underlying: Common Stock · 909,090 shares

Expires not disclosed

F1 · security: Pursuant to a securities purchase agreement, dated March 11, 2020 (the "Securities Purchase Agreement"), the Reporting Person purchased $1,250,000 aggregate principal amount of Senior Secured Convertible Note (the "Note") from Genius Brands International, Inc. (the "Issuer") in an exempt transaction at a 20% original issue discount. The Note will be initially convertible into shares of common stock, par value $0.001 per share ("Common Stock"), of the Issuer at a conversion price of $1.375 per share.

F2 · derivative.exercise_price: Subject to receipt of approval of the stockholders of the Issuer, the conversion price of the Note will be reduced to $0.21.

F3 · derivative.exercise_date: The Senior Secured Convertible Note is convertible, at the option of the Reporting Person, into shares of Common Stock at any time and from time to time.

F4 · derivative.expiration_date: Unless earlier converted or redeemed, the Senior Secured Convertible Note matures on September 30, 2021.

SEC source: 0001683168-19-003161 · ownership.xml · nonDerivative · entry 1

Heyward Andy · CIK 0001591978 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,377,237

F1 · shares: The Reporting Person acquired these shares of the Issuer's common stock directly from the Issuer as part of a private placement, which was pre-approved by the Issuer's board of directors.

SEC source: 0001683168-19-002973 · ownership.xml · derivative · entry 1

Heyward Andy · CIK 0001591978 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 330,033 shares

Expires not disclosed

F1 · shares: The Secured Convertible Note was issued to 32 Entertainment LLC in an exempt transaction pursuant to a securities purchase agreement, dated August 17, 2018. On September 16, 2019, the Reporting Person acquired a $500,000 principal amount portion of the Secured Convertible Note for a purchase price of $500,000.

F2 · derivative.expiration_date: Maturity Date was August 20, 2019 but such Secured Convertible Note remains outstanding and the Company shall be obligated to repay one-sixth (1/6th) of the then outstanding principal amount each month for the six (6) months following the Maturity Date, with the first such payment due on the Maturity Date, followed by payments each month thereafter.

SEC source: 0001683168-19-000012 · ownership.xml · derivative · entry 4

Heyward Andy · CIK 0001591978 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

Underlying: Common Stock, par value $0.001 per share · 20,000 shares

Expires not disclosed

F1 · kind: The Reporting Person previously held shares jointly with this former spouse, Amy Moynihan Heyward. The Reporting Person acquired the sole ownership of the shares formerly jointly owned with his former spouse pursuant to a divorce settlement agreement. The divorce settlement agreement ascribed a purchase price of $2 million to a total of 620,401 shares of the Company's common stock and 50 shares of the Company's 0% Series A Convertible Preferred Stock formerly jointly owned by the Reporting Person and his former spouse. Pursuant to the divorce settlement agreement, the Reporting Person also obtained sole ownership of the other 50 percent of the shares formerly jointly owned.

F2 · shares: Represents 50 percent of the shares the Reporting Person formerly jointly owned with his former spouse.

F7 · derivative.expiration_date: The Preferred Stock does not contain an expiration date.

F8 · balance_after: The Reporting Person previously held the shares jointly with his former spouse. The Reporting Person acquired the sole ownership of the shares formerly jointly pursuant to a divorce settlement agreement.

SEC source: 0001683168-19-000012 · ownership.xml · nonDerivative · entry 2

Heyward Andy · CIK 0001591978 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 990,728

F1 · kind: The Reporting Person previously held shares jointly with this former spouse, Amy Moynihan Heyward. The Reporting Person acquired the sole ownership of the shares formerly jointly owned with his former spouse pursuant to a divorce settlement agreement. The divorce settlement agreement ascribed a purchase price of $2 million to a total of 620,401 shares of the Company's common stock and 50 shares of the Company's 0% Series A Convertible Preferred Stock formerly jointly owned by the Reporting Person and his former spouse. Pursuant to the divorce settlement agreement, the Reporting Person also obtained sole ownership of the other 50 percent of the shares formerly jointly owned.

F2 · shares: Represents 50 percent of the shares the Reporting Person formerly jointly owned with his former spouse.

F4 · balance_after: The Reporting Person previously held the shares jointly with his former spouse, Amy Moynihan Heyward. The Reporting Person acquired the sole ownership of the shares formerly jointly owned pursuant to a divorce settlement agreement.

F5 · ownership.nature: The Reporting Person indirectly owns 990,728 shares of common stock over which the Reporting Person holds voting and dispositive power.

SEC source: 0001683168-19-000012 · ownership.xml · nonDerivative · entry 1

Heyward Andy · CIK 0001591978 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,237

F1 · kind: The Reporting Person previously held shares jointly with this former spouse, Amy Moynihan Heyward. The Reporting Person acquired the sole ownership of the shares formerly jointly owned with his former spouse pursuant to a divorce settlement agreement. The divorce settlement agreement ascribed a purchase price of $2 million to a total of 620,401 shares of the Company's common stock and 50 shares of the Company's 0% Series A Convertible Preferred Stock formerly jointly owned by the Reporting Person and his former spouse. Pursuant to the divorce settlement agreement, the Reporting Person also obtained sole ownership of the other 50 percent of the shares formerly jointly owned.

F2 · shares: Represents 50 percent of the shares the Reporting Person formerly jointly owned with his former spouse.

F3 · balance_after: The Reporting Person previously held 149,805 shares jointly with his former spouse. The Reporting Person acquired the sole ownership of the shares formerly jointly owned pursuant to a divorce settlement agreement.

SEC source: 0001683168-17-002715 · heyward_f4.xml · nonDerivative · entry 1

Heyward Andy · CIK 0001591978 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,237

SEC source: 0001683168-17-002707 · heyward_f4.xml · nonDerivative · entry 1

Heyward Andy · CIK 0001591978 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,237

SEC source: 0001683168-17-002695 · aheyward_frm4-101817.xml · nonDerivative · entry 1

Heyward Andy · CIK 0001591978 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,340

SEC source: 0001683168-17-002685 · aheyward_frm4-101717.xml · nonDerivative · entry 1

Heyward Andy · CIK 0001591978 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,040

SEC source: 0001683168-17-002677 · aheyward_frm4-101617.xml · nonDerivative · entry 1

Heyward Andy · CIK 0001591978 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,840

SEC source: 0001683168-17-002660 · aheyward_frm4-101317.xml · nonDerivative · entry 1

Heyward Andy · CIK 0001591978 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,640

SEC source: 0001683168-17-002648 · aheyward_frm4-101217.xml · nonDerivative · entry 1

Heyward Andy · CIK 0001591978 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,640

SEC source: 0001683168-17-002634 · aheyward_frm4-101117.xml · nonDerivative · entry 1

Heyward Andy · CIK 0001591978 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,940

SEC source: 0001683168-17-002619 · heyward_f4.xml · nonDerivative · entry 1

Heyward Andy · CIK 0001591978 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,240

SEC source: 0001683168-17-002613 · heyward_f4.xml · nonDerivative · entry 1

HEYWARD ANDREW A · CIK 0001591978 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,340