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Nasdaq · USD

TOMZ

TOMI Environmental Solutions, Inc.

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Tapewire entity
7847
SEC CIK
0000314227
Parsed reports
83

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 22, 2026 Filed Apr 23, 2026 19:27 UTC
Lim Boh SoonDirector
GrantCommon Stock 10,000 $0.55 $5,500.00
Disclosure

SEC source: 0001170022-26-000009 · primary_doc.xml · nonDerivative · entry 1

Lim Boh Soon · CIK 0001730550 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 208,524

Read SEC document
April 22, 2026 Filed Apr 23, 2026 19:11 UTC GrantCommon Stock 10,000 $0.55 $5,500.00
Disclosure

SEC source: 0001170022-26-000008 · primary_doc.xml · nonDerivative · entry 1

Fragasso Francesco · CIK 0002095008 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Read SEC document
April 22, 2026 Filed Apr 23, 2026 19:01 UTC
PAUL HAROLDDirector
GrantCommon Stock 10,000 $0.55 $5,500.00
Disclosure

SEC source: 0001170022-26-000006 · primary_doc.xml · nonDerivative · entry 1

PAUL HAROLD · CIK 0001090897 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,300

Read SEC document
January 09, 2026 Filed Jan 12, 2026 21:59 UTC
Lim Boh SoonDirector
GrantCommon Stock 10,000 $0.79 $7,900.00
Disclosure

SEC source: 0001170022-26-000005 · primary_doc.xml · nonDerivative · entry 1

Lim Boh Soon · CIK 0001730550 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 198,524

Read SEC document
January 09, 2026 Filed Jan 12, 2026 21:42 UTC
PAUL HAROLDDirector
GrantCommon Stock 20,000 $0.79 $15,800.00
Disclosure

SEC source: 0001170022-26-000004 · primary_doc.xml · nonDerivative · entry 1

PAUL HAROLD · CIK 0001090897 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,300

Read SEC document
January 09, 2026 Filed Jan 12, 2026 21:21 UTC GrantCommon Stock 20,000 $0.79 $15,800.00
Disclosure

SEC source: 0001170022-26-000001 · primary_doc.xml · nonDerivative · entry 1

Fragasso Francesco · CIK 0002095008 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Read SEC document
October 06, 2025 Filed Oct 8, 2025 13:39 UTC
Vanston David CecilChief Financial Officer
GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001170022-25-000009 · primary_doc.xml · nonDerivative · entry 1

Vanston David Cecil · CIK 0001703012 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

F1 · shares: Represents a one-time sign-on award grant of time-based restricted stock units ("RSU"). Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs are scheduled to vest equally in thirds on each of June 17, 2025, 2026, and 2027.

F2 · balance_after: Includes (i) unvested 66,667 RSUs granted on October 6, 2025 and (ii) 33,333 shares of common stock owned by the reporting person.

Read SEC document
May 12, 2025 Filed May 13, 2025 19:38 UTC
Lim Boh SoonDirector
GrantCommon Stock 20,000 $0.85 $17,000.00
Disclosure

SEC source: 0001170022-25-000003 · primary_doc.xml · nonDerivative · entry 1

Lim Boh Soon · CIK 0001730550 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188,524

Read SEC document
May 12, 2025 Filed May 13, 2025 19:34 UTC GrantCommon Stock 20,000 $0.85 $17,000.00
Disclosure

SEC source: 0001170022-25-000002 · primary_doc.xml · nonDerivative · entry 1

JOHNSEN WALTER C · CIK 0001014360 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,375

Read SEC document
May 12, 2025 Filed May 13, 2025 19:31 UTC GrantCommon Stock 20,000 $0.85 $17,000.00
Disclosure

SEC source: 0001170022-25-000001 · primary_doc.xml · nonDerivative · entry 1

Anderson Kelly · CIK 0001665891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,375

Read SEC document
May 15, 2024 Filed May 17, 2024 20:34 UTC GrantCommon Stock 20,000 $0.75 $15,000.00
Disclosure

SEC source: 0001170022-24-000008 · primary_doc.xml · nonDerivative · entry 1

Anderson Kelly · CIK 0001665891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,375

Read SEC document
May 15, 2024 Filed May 17, 2024 20:30 UTC
Lim Boh SoonDirector
GrantCommon Stock 20,000 $0.75 $15,000.00
Disclosure

SEC source: 0001170022-24-000007 · primary_doc.xml · nonDerivative · entry 1

Lim Boh Soon · CIK 0001730550 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,524

Read SEC document
May 15, 2024 Filed May 17, 2024 20:26 UTC GrantCommon Stock 20,000 $0.75 $15,000.00
Disclosure

SEC source: 0001170022-24-000006 · primary_doc.xml · nonDerivative · entry 1

JOHNSEN WALTER C · CIK 0001014360 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,375

Read SEC document
May 15, 2024 Filed May 17, 2024 20:21 UTC
Shane Dr. Halden StuartDirector · Chief Executive Officer · 10% owner
GrantCommon Stock Purchase Options (right to buy) · Derivative 100,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001170022-24-000005 · primary_doc.xml · derivative · entry 1

Shane Dr. Halden Stuart · CIK 0001665888 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,510,000

Underlying: Common Stock · 100,000 shares

Expires 2034-05-15

Read SEC document
May 15, 2024 Filed May 17, 2024 20:17 UTC
Shane Elissa JessicaDirector · Chief Operating Officer
GrantCommon Stock Purchase Options (right to buy) · Derivative 50,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001170022-24-000004 · primary_doc.xml · derivative · entry 1

Shane Elissa Jessica · CIK 0001726573 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 238,750

Underlying: Common Stock · 50,000 shares

Expires 2034-05-15

Read SEC document
January 03, 2024 Filed Jan 8, 2024 21:49 UTC
Shane Elissa JessicaDirector · Chief Operating Officer
ConversionCommon Stock Purchase Options (right to buy) · Derivative 31,250 $0.00 Strike: $0.88 $0.00
Disclosure

SEC source: 0001170022-24-000002 · primary_doc.xml · derivative · entry 1

Shane Elissa Jessica · CIK 0001726573 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188,750

Underlying: Common Stock · 31,250 shares

Expires 2024-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 22, 2023 Filed Aug 23, 2023 12:35 UTC
Shane Dr. Halden StuartDirector · CEO · 10% owner
PurchaseCommon Stock 2,503 $1.20 $3,003.60
Disclosure

SEC source: 0001170022-23-000008 · primary_doc.xml · nonDerivative · entry 1

Shane Dr. Halden Stuart · CIK 0001665888 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,538,166

Read SEC document
August 18, 2023 Filed Aug 21, 2023 12:25 UTC
Shane Dr. Halden StuartDirector · CEO · 10% owner
PurchaseCommon Stock 3,000 $1.07 $3,210.00
Disclosure

SEC source: 0001170022-23-000007 · primary_doc.xml · nonDerivative · entry 1

Shane Dr. Halden Stuart · CIK 0001665888 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,535,663

Read SEC document
January 26, 2023 Filed Jan 27, 2023 21:25 UTC
Shane Dr. Halden StuartDirector · Chief Executive Officer · 10% owner
GrantCommon Stock Purchase Options (right to buy) · Derivative 100,000 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0001170022-23-000006 · primary_doc.xml · derivative · entry 1

Shane Dr. Halden Stuart · CIK 0001665888 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,410,000

Underlying: Common Stock · 100,000 shares

Expires 2033-01-26

Read SEC document
January 26, 2023 Filed Jan 27, 2023 21:21 UTC
Shane Elissa JessicaDirector · Chief Operating Officer
GrantCommon Stock Purchase Options (right to buy) · Derivative 50,000 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0001170022-23-000005 · primary_doc.xml · derivative · entry 1

Shane Elissa Jessica · CIK 0001726573 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,000

Underlying: Common Stock · 50,000 shares

Expires 2033-01-26

Read SEC document
January 26, 2023 Filed Jan 27, 2023 21:14 UTC
Jennings NickChief Financial Officer
GrantCommon Stock Purchase Options (right to buy) · Derivative 25,000 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0001170022-23-000004 · primary_doc.xml · derivative · entry 1

Jennings Nick · CIK 0001665889 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,500

Underlying: Common Stock · 25,000 shares

Expires 2033-01-26

Read SEC document
January 26, 2023 Filed Jan 27, 2023 21:09 UTC
Lim Boh SoonDirector
GrantCommon Stock 20,000 $0.85 $17,000.00
Disclosure

SEC source: 0001170022-23-000003 · primary_doc.xml · nonDerivative · entry 1

Lim Boh Soon · CIK 0001730550 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,524

Read SEC document
January 26, 2023 Filed Jan 27, 2023 21:07 UTC GrantCommon Stock 20,000 $0.85 $17,000.00
Disclosure

SEC source: 0001170022-23-000002 · primary_doc.xml · nonDerivative · entry 1

Anderson Kelly · CIK 0001665891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,375

Read SEC document
January 26, 2023 Filed Jan 27, 2023 21:02 UTC GrantCommon Stock 20,000 $0.85 $17,000.00
Disclosure

SEC source: 0001170022-23-000001 · primary_doc.xml · nonDerivative · entry 1

JOHNSEN WALTER C · CIK 0001014360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,375

Read SEC document
July 16, 2022 Filed Jul 21, 2022 00:38 UTC
Shane Dr. Halden StuartDirector · Chief Executive Officer · 10% owner
Exercise / conversionCommon Stock Purchase Warrants · Derivative 31,250 $0.00 Strike: $0.80 $0.00
Disclosure

SEC source: 0001567619-22-014277 · doc1.xml · derivative · entry 2

Shane Dr. Halden Stuart · CIK 0001665888 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,250 shares

Expires 2022-07-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 16, 2022 Filed Jul 21, 2022 00:38 UTC
Shane Dr. Halden StuartDirector · Chief Executive Officer · 10% owner
Exercise / conversionCommon Stock 31,250 $0.80 $25,000.00
Disclosure

SEC source: 0001567619-22-014277 · doc1.xml · nonDerivative · entry 1

Shane Dr. Halden Stuart · CIK 0001665888 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,942,663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Including 1,200,000 shares of Common Stock issuable upon the exercise of warrants to purchase Common Stock.

Read SEC document
January 20, 2022 Filed Jan 21, 2022 20:15 UTC
Lim Boh SoonDirector
GrantCommon Stock 17,250 $1.14 $19,665.00
Disclosure

SEC source: 0001170022-22-000013 · primary_doc.xml · nonDerivative · entry 1

Lim Boh Soon · CIK 0001730550 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,524

Read SEC document
January 20, 2022 Filed Jan 21, 2022 20:12 UTC GrantCommon Stock 17,250 $1.14 $19,665.00
Disclosure

SEC source: 0001170022-22-000012 · primary_doc.xml · nonDerivative · entry 1

Anderson Kelly · CIK 0001665891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,375

Read SEC document
January 20, 2022 Filed Jan 21, 2022 20:07 UTC GrantCommon Stock 17,250 $1.14 $19,665.00
Disclosure

SEC source: 0001170022-22-000011 · primary_doc.xml · nonDerivative · entry 1

JOHNSEN WALTER C · CIK 0001014360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,375

Read SEC document
January 18, 2022 Filed Jan 20, 2022 17:35 UTC
Shane Dr. Halden StuartDirector · Chief Executive Officer · 10% owner
GrantCommon Stock Purchase Options (right to buy) · Derivative 172,500 $0.00 Strike: $1.12 $0.00
Disclosure

SEC source: 0001170022-22-000010 · primary_doc.xml · derivative · entry 1

Shane Dr. Halden Stuart · CIK 0001665888 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,341,250

Underlying: Common Stock · 172,500 shares

Expires 2032-01-18

Read SEC document
January 18, 2022 Filed Jan 20, 2022 17:30 UTC
Shane Elissa JessicaChief Operating Officer
GrantCommon Stock Purchase Options (right to buy) · Derivative 57,500 $0.00 Strike: $1.12 $0.00
Disclosure

SEC source: 0001170022-22-000009 · primary_doc.xml · derivative · entry 1

Shane Elissa Jessica · CIK 0001726573 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,000

Underlying: Common Stock · 57,500 shares

Expires 2032-01-18

Read SEC document
January 18, 2022 Filed Jan 20, 2022 17:25 UTC
Jennings NickChief Financial Officer
GrantCommon Stock Purchase Options (right to buy) · Derivative 40,000 $0.00 Strike: $1.12 $0.00
Disclosure

SEC source: 0001170022-22-000008 · primary_doc.xml · derivative · entry 1

Jennings Nick · CIK 0001665889 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,500

Underlying: Common Stock · 40,000 shares

Expires 2032-01-18

Read SEC document
September 03, 2021 Filed Sep 7, 2021 12:49 UTC
Shane Dr. Halden StuartDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 21,200 $2.02 $42,824.00
Disclosure

SEC source: 0001170022-21-000010 · primary_doc.xml · nonDerivative · entry 2

Shane Dr. Halden Stuart · CIK 0001665888 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,942,663

Read SEC document
September 02, 2021 Filed Sep 7, 2021 12:49 UTC
Shane Dr. Halden StuartDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 22,082 $2.00 $44,164.00
Disclosure

SEC source: 0001170022-21-000010 · primary_doc.xml · nonDerivative · entry 1

Shane Dr. Halden Stuart · CIK 0001665888 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,921,463

Read SEC document
February 11, 2021 Filed Feb 16, 2021 15:47 UTC
Shane Dr. Halden StuartDirector · Chief Executive Officer · 10% owner
Disposition to issuerCommon Stock Purchase Warrants (right to buy) · Derivative 125,000 $2.52 Strike: $2.40 $315,000.00
Disclosure

SEC source: 0001170022-21-000006 · primary_doc.xml · derivative · entry 1

Shane Dr. Halden Stuart · CIK 0001665888 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,293,750

Underlying: Common Stock · 125,000 shares

Expires 2021-02-11

Read SEC document
January 07, 2021 Filed Jan 8, 2021 22:21 UTC
PAUL HAROLDDirector · Secretary
GrantCommon Stock 12,500 $4.56 $57,000.00
Disclosure

SEC source: 0001170022-21-000005 · primary_doc.xml · nonDerivative · entry 1

PAUL HAROLD · CIK 0001090897 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,000

Read SEC document
January 07, 2021 Filed Jan 8, 2021 22:19 UTC GrantCommon Stock 12,500 $4.56 $57,000.00
Disclosure

SEC source: 0001170022-21-000004 · primary_doc.xml · nonDerivative · entry 1

Anderson Kelly · CIK 0001665891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,125

Read SEC document
January 07, 2021 Filed Jan 8, 2021 22:12 UTC
Lim Boh SoonDirector
GrantCommon Stock 12,500 $4.56 $57,000.00
Disclosure

SEC source: 0001170022-21-000002 · primary_doc.xml · nonDerivative · entry 1

Lim Boh Soon · CIK 0001730550 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,274

Read SEC document
January 07, 2021 Filed Jan 8, 2021 22:15 UTC GrantCommon Stock 12,500 $4.56 $57,000.00
Disclosure

SEC source: 0001170022-21-000003 · primary_doc.xml · nonDerivative · entry 1

JOHNSEN WALTER C · CIK 0001014360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,125

Read SEC document
January 05, 2021 Filed Jan 6, 2021 21:15 UTC
Shane Elissa JessicaChief Operating Officer
GrantCommon Stock Purchase Options · Derivative 31,250 $0.00 Strike: $4.44 $0.00
Disclosure

SEC source: 0001170022-21-000001 · primary_doc.xml · derivative · entry 1

Shane Elissa Jessica · CIK 0001726573 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,750

Underlying: Common Stock · 31,250 shares

Expires 2026-01-05

Read SEC document
October 01, 2020 Filed Oct 2, 2020 20:41 UTC
Shane Dr. Halden StuartDirector · Chief Executive Officer · 10% owner
GrantCommon Stock Purchase Warrants · Derivative 375,000 $0.00 Strike: $6.17 $0.00
Disclosure

SEC source: 0001170022-20-000015 · primary_doc.xml · derivative · entry 1

Shane Dr. Halden Stuart · CIK 0001665888 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,418,750

Underlying: Common Stock · 375,000 shares

Expires 2030-10-01

Read SEC document
October 01, 2020 Filed Oct 2, 2020 20:38 UTC
Shane Elissa JessicaChief Operating Officer
GrantCommon Stock Purchase Warrants · Derivative 93,750 $0.00 Strike: $6.17 $0.00
Disclosure

SEC source: 0001170022-20-000014 · primary_doc.xml · derivative · entry 1

Shane Elissa Jessica · CIK 0001726573 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common Stock · 93,750 shares

Expires 2030-10-01

Read SEC document
October 01, 2020 Filed Oct 2, 2020 20:33 UTC
Jennings NickChief Financial Officer
Exercise / conversionCommon Stock Purchase Warrants · Derivative 12,500 $0.00 Strike: $2.40 $0.00
Disclosure

SEC source: 0001170022-20-000013 · primary_doc.xml · derivative · entry 2

Jennings Nick · CIK 0001665889 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 12,500 shares

Expires 2020-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 20:33 UTC
Jennings NickChief Financial Officer
GrantCommon Stock 12,500 $6.17 $77,125.00
Disclosure

SEC source: 0001170022-20-000013 · primary_doc.xml · nonDerivative · entry 1

Jennings Nick · CIK 0001665889 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Read SEC document
May 14, 2020 Filed May 15, 2020 22:12 UTC
PAUL HAROLDDirector · Secretary
Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $0.05 $0.00
Disclosure

SEC source: 0001170022-20-000012 · primary_doc.xml · derivative · entry 4

PAUL HAROLD · CIK 0001090897 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 20,000 shares

Expires 2021-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2020 Filed May 15, 2020 22:12 UTC
PAUL HAROLDDirector · Secretary
GiftCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001170022-20-000012 · primary_doc.xml · nonDerivative · entry 3

PAUL HAROLD · CIK 0001090897 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,516,000

Read SEC document
May 14, 2020 Filed May 15, 2020 22:12 UTC
PAUL HAROLDDirector · Secretary
Exercise / conversionCommon Stock 20,000 $0.05 $1,000.00
Disclosure

SEC source: 0001170022-20-000012 · primary_doc.xml · nonDerivative · entry 2

PAUL HAROLD · CIK 0001090897 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,536,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2020 Filed May 15, 2020 22:12 UTC
PAUL HAROLDDirector · Secretary
OtherCommon Stock 1,226 $0.78 $956.28
Disclosure

SEC source: 0001170022-20-000012 · primary_doc.xml · nonDerivative · entry 1

PAUL HAROLD · CIK 0001090897 · Director · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,516,000

Read SEC document
April 25, 2020 Filed Apr 27, 2020 18:52 UTC GrantCommon Stock Purchase Warrants · Derivative 50,000 $0.00 Strike: $0.50 $0.00
Disclosure

SEC source: 0001170022-20-000010 · primary_doc.xml · derivative · entry 1

Shane Elissa Jessica · CIK 0001726573 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650,000

Underlying: Common Stock · 50,000 shares

Expires 2030-04-25

Read SEC document
April 25, 2020 Filed Apr 27, 2020 18:48 UTC GrantCommon Stock Purchase Warrants · Derivative 50,000 $0.00 Strike: $0.50 $0.00
Disclosure

SEC source: 0001170022-20-000009 · primary_doc.xml · derivative · entry 1

Jennings Nick · CIK 0001665889 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 50,000 shares

Expires 2030-04-25

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.