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Shane Dr. Halden Stuart

Disclosed activity across 1 company

Tapewire entity
90955
SEC CIK
0001665888

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
TOMI Environmental Solutions, Inc.TOMZ · Entity 7847Director · Chief Executive Officer · 10% ownerMay 15, 2024May 17, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TOMI Environmental Solutions, Inc.

Report date May 15, 2024 · Filed May 17, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock Purchase Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.75 · Expires 2034-05-15Direct1,510,000 Reported balance After 2024-05-15 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2024-05-15 · Grant · Acquired 100,000 · Balance 1,510,000

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 15, 2024 Filed May 17, 2024 20:21 UTC TOMI Environmental Solutions, Inc. TOMZ · Entity 7847 GrantCommon Stock Purchase Options (right to buy) · Derivative 100,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001170022-24-000005 · primary_doc.xml · derivative · entry 1

Shane Dr. Halden Stuart · CIK 0001665888 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,510,000

Underlying: Common Stock · 100,000 shares

Expires 2034-05-15

Read SEC document
August 22, 2023 Filed Aug 23, 2023 12:35 UTC TOMI Environmental Solutions, Inc. tomz · Entity 7847 PurchaseCommon Stock 2,503 $1.20 $3,003.60
Disclosure

SEC source: 0001170022-23-000008 · primary_doc.xml · nonDerivative · entry 1

Shane Dr. Halden Stuart · CIK 0001665888 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,538,166

Read SEC document
August 18, 2023 Filed Aug 21, 2023 12:25 UTC TOMI Environmental Solutions, Inc. tomz · Entity 7847 PurchaseCommon Stock 3,000 $1.07 $3,210.00
Disclosure

SEC source: 0001170022-23-000007 · primary_doc.xml · nonDerivative · entry 1

Shane Dr. Halden Stuart · CIK 0001665888 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,535,663

Read SEC document
January 26, 2023 Filed Jan 27, 2023 21:25 UTC TOMI Environmental Solutions, Inc. TOMZ · Entity 7847 GrantCommon Stock Purchase Options (right to buy) · Derivative 100,000 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0001170022-23-000006 · primary_doc.xml · derivative · entry 1

Shane Dr. Halden Stuart · CIK 0001665888 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,410,000

Underlying: Common Stock · 100,000 shares

Expires 2033-01-26

Read SEC document
July 16, 2022 Filed Jul 21, 2022 00:38 UTC TOMI Environmental Solutions, Inc. TOMZ · Entity 7847 Exercise / conversionCommon Stock Purchase Warrants · Derivative 31,250 $0.00 Strike: $0.80 $0.00
Disclosure

SEC source: 0001567619-22-014277 · doc1.xml · derivative · entry 2

Shane Dr. Halden Stuart · CIK 0001665888 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,250 shares

Expires 2022-07-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 16, 2022 Filed Jul 21, 2022 00:38 UTC TOMI Environmental Solutions, Inc. TOMZ · Entity 7847 Exercise / conversionCommon Stock 31,250 $0.80 $25,000.00
Disclosure

SEC source: 0001567619-22-014277 · doc1.xml · nonDerivative · entry 1

Shane Dr. Halden Stuart · CIK 0001665888 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,942,663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Including 1,200,000 shares of Common Stock issuable upon the exercise of warrants to purchase Common Stock.

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January 18, 2022 Filed Jan 20, 2022 17:35 UTC TOMI Environmental Solutions, Inc. TOMZ · Entity 7847 GrantCommon Stock Purchase Options (right to buy) · Derivative 172,500 $0.00 Strike: $1.12 $0.00
Disclosure

SEC source: 0001170022-22-000010 · primary_doc.xml · derivative · entry 1

Shane Dr. Halden Stuart · CIK 0001665888 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,341,250

Underlying: Common Stock · 172,500 shares

Expires 2032-01-18

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September 03, 2021 Filed Sep 7, 2021 12:49 UTC TOMI Environmental Solutions, Inc. TOMZ · Entity 7847 PurchaseCommon Stock 21,200 $2.02 $42,824.00
Disclosure

SEC source: 0001170022-21-000010 · primary_doc.xml · nonDerivative · entry 2

Shane Dr. Halden Stuart · CIK 0001665888 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,942,663

Read SEC document
September 02, 2021 Filed Sep 7, 2021 12:49 UTC TOMI Environmental Solutions, Inc. TOMZ · Entity 7847 PurchaseCommon Stock 22,082 $2.00 $44,164.00
Disclosure

SEC source: 0001170022-21-000010 · primary_doc.xml · nonDerivative · entry 1

Shane Dr. Halden Stuart · CIK 0001665888 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,921,463

Read SEC document
February 11, 2021 Filed Feb 16, 2021 15:47 UTC TOMI Environmental Solutions, Inc. TOMZ · Entity 7847 Disposition to issuerCommon Stock Purchase Warrants (right to buy) · Derivative 125,000 $2.52 Strike: $2.40 $315,000.00
Disclosure

SEC source: 0001170022-21-000006 · primary_doc.xml · derivative · entry 1

Shane Dr. Halden Stuart · CIK 0001665888 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,293,750

Underlying: Common Stock · 125,000 shares

Expires 2021-02-11

Read SEC document
October 01, 2020 Filed Oct 2, 2020 20:41 UTC TOMI Environmental Solutions, Inc. TOMZ · Entity 7847 GrantCommon Stock Purchase Warrants · Derivative 375,000 $0.00 Strike: $6.17 $0.00
Disclosure

SEC source: 0001170022-20-000015 · primary_doc.xml · derivative · entry 1

Shane Dr. Halden Stuart · CIK 0001665888 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,418,750

Underlying: Common Stock · 375,000 shares

Expires 2030-10-01

Read SEC document
April 25, 2020 Filed Apr 27, 2020 18:41 UTC TOMI Environmental Solutions, Inc. TOMZ · Entity 7847 GrantCommon Stock Purchase Warrants · Derivative 100,000 $0.00 Strike: $0.50 $0.00
Disclosure

SEC source: 0001170022-20-000008 · primary_doc.xml · derivative · entry 1

Shane Dr. Halden Stuart · CIK 0001665888 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,350,000

Underlying: Common Stock · 100,000 shares

Expires 2030-04-25

Read SEC document
January 31, 2020 Filed Feb 4, 2020 17:25 UTC TOMI Environmental Solutions, Inc. TOMZ · Entity 7847 GrantCommon Stock Purchase Warrants · Derivative 1,250,000 $0.00 Strike: $0.15 $0.00
Disclosure

SEC source: 0001170022-20-000007 · primary_doc.xml · derivative · entry 1

Shane Dr. Halden Stuart · CIK 0001665888 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,250,000

Underlying: Common Stock · 1,250,000 shares

Expires 2025-01-31

Read SEC document
January 26, 2019 Filed Jan 28, 2019 22:04 UTC TOMI Environmental Solutions, Inc. TOMZ · Entity 7847 GrantCommon Stock Purchase Warrants · Derivative 1,000,000 $0.00 Strike: $0.10 $0.00
Disclosure

SEC source: 0001170022-19-000008 · primary_doc.xml · derivative · entry 1

Shane Dr. Halden Stuart · CIK 0001665888 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,250,000

Underlying: Common Stock · 1,000,000 shares

Expires 2024-01-26

Read SEC document
November 19, 2018 Filed Nov 21, 2018 15:04 UTC TOMI Environmental Solutions, Inc. TOMZ · Entity 7847 GrantCommon Stock Purchase Warrants · Derivative 250,000 $0.00 Strike: $0.08 $0.00
Disclosure

SEC source: 0001170022-18-000016 · primary_doc.xml · derivative · entry 1

Shane Dr. Halden Stuart · CIK 0001665888 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,250,000

Underlying: Common Stock · 250,000 shares

Expires 2023-11-19

Read SEC document
December 22, 2017 Filed Dec 26, 2017 16:28 UTC TOMI Environmental Solutions, Inc. TOMZ.OTCQX · Entity 7847 GrantCommon Stock Purchase Warrants · Derivative 3,500,000 $0.00 Strike: $0.12 $0.00
Disclosure

SEC source: 0001170022-17-000016 · primary_doc.xml · derivative · entry 1

Shane Dr. Halden Stuart · CIK 0001665888 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,750,000

Underlying: Common Stock · 3,500,000 shares

Expires 2022-12-22

Read SEC document
July 17, 2017 Filed Aug 10, 2017 12:02 UTC TOMI Environmental Solutions, Inc. TOMZ.OTCQX · Entity 7847 GrantCommon Stock Purchase Warrants · Derivative 250,000 $0.00 Strike: $0.10 $0.00
Disclosure

SEC source: 0001170022-17-000014 · primary_doc.xml · derivative · entry 1

Shane Dr. Halden Stuart · CIK 0001665888 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,750,000

Underlying: Common Stock · 250,000 shares

Expires 2022-07-17

Read SEC document
December 30, 2016 Filed Jan 3, 2017 18:39 UTC TOMI Environmental Solutions, Inc. TOMZ.OTCQX · Entity 7847 GrantCommon Stock Purchase Warrants · Derivative 250,000 $0.00 Strike: $0.27 $0.00
Disclosure

SEC source: 0001170022-17-000001 · primary_doc.xml · derivative · entry 1

Shane Dr. Halden Stuart · CIK 0001665888 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500,000

Underlying: Common Stock · 250,000 shares

Expires 2021-12-30

Read SEC document
October 03, 2016 Filed Oct 5, 2016 01:03 UTC TOMI Environmental Solutions, Inc. TOMZ.OTCQX · Entity 7847 GrantCommon Stock Purchase Warrants · Derivative 250,000 $0.00 Strike: $0.32 $0.00
Disclosure

SEC source: 0001170022-16-000019 · primary_doc.xml · derivative · entry 1

Shane Dr. Halden Stuart · CIK 0001665888 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,250,000

Underlying: Common Stock · 250,000 shares

Expires 2021-09-30

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.