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NYSE · USD

TOL

Toll Brothers, Inc.

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Tapewire entity
3421
SEC CIK
0000794170
Parsed reports
539

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202603
Mar 202601
Apr 202601
May 202600
Jun 202602
Jul 202600
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 18, 2017 Filed Dec 20, 2017 19:50 UTC
Yearley Douglas C. Jr.Director · Chief Executive Officer
GrantStock Options (Right to Buy) · Derivative 80,351 $0.00 Strike: $47.84 $0.00
Disclosure

SEC source: 0001127602-17-035255 · form4.xml · derivative · entry 4

Yearley Douglas C. Jr. · CIK 0001476755 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,351

Underlying: Common Stock · 80,351 shares

Expires 2027-12-18

F2 · derivative.exercise_date: Exercisable 25% on December 18, 2018, 2019, 2020 and 2021.

Read SEC document
December 18, 2017 Filed Dec 20, 2017 19:37 UTC GrantStock Options (Right to Buy) · Derivative 24,352 $0.00 Strike: $47.84 $0.00
Disclosure

SEC source: 0001127602-17-035252 · form4.xml · derivative · entry 4

Hartman Richard T. · CIK 0001537568 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,352

Underlying: Common Stock · 24,352 shares

Expires 2027-12-18

F2 · derivative.exercise_date: Exercisable 25% on December 18, 2018, 2019, 2020 and 2021.

Read SEC document
December 18, 2017 Filed Dec 20, 2017 19:28 UTC
Connor Martin P.Chief Financial Officer
GrantStock Options (Right to Buy) · Derivative 20,055 $0.00 Strike: $47.84 $0.00
Disclosure

SEC source: 0001127602-17-035250 · form4.xml · derivative · entry 3

Connor Martin P. · CIK 0001501993 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,055

Underlying: Common Stock · 20,055 shares

Expires 2027-12-18

F2 · derivative.exercise_date: Exercisable 25% on December 18, 2018, 2019, 2020 and 2021.

Read SEC document
December 11, 2017 Filed Dec 19, 2017 17:03 UTC GiftCommon Stock 63 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-035043 · form4.xml · nonDerivative · entry 2

GARVEY CHRISTINE · CIK 0001073514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,057

Read SEC document
December 11, 2017 Filed Dec 20, 2017 20:14 UTC
TOLL ROBERT IDirector · Executive Chairman
GiftCommon Stock 27,140 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-035257 · form4.xml · nonDerivative · entry 1

TOLL ROBERT I · CIK 0000922997 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · GRAT- Expires December, 2017

Disclosed balance after: 0

Read SEC document
December 08, 2017 Filed Nov 2, 2018 18:35 UTC
TOLL ROBERT IDirector · Executive Chairman
GiftCommon Stock 11,760 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-031792 · form4.xml · nonDerivative · entry 1

TOLL ROBERT I · CIK 0000922997 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Robert I. Toll Revocable Trust

Disclosed balance after: 3,028,128

Read SEC document
December 07, 2017 Filed Dec 8, 2017 16:44 UTC SaleCommon Stock 20,000 $46.55 $931,058.00
Disclosure

SEC source: 0001127602-17-034198 · form4.xml · nonDerivative · entry 1

BRAEMER RICHARD J · CIK 0001210657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,873

F1 · price: The Reporting person will provide, upon request by SEC staff, the issuer or a security holder, the full information about the number of shares sold at each separate sales price.

F2 · price: Weighted average sales price. Actual sale prices ranged from $46.35-$46.84.

Read SEC document
December 07, 2017 Filed Dec 19, 2017 17:03 UTC GiftCommon Stock 692 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-035043 · form4.xml · nonDerivative · entry 1

GARVEY CHRISTINE · CIK 0001073514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,120

Read SEC document
November 14, 2017 Filed Nov 15, 2017 21:16 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 20,000 $0.00 Strike: $21.70 $0.00
Disclosure

SEC source: 0001127602-17-032189 · form4.xml · derivative · entry 4

Hartman Richard T. · CIK 0001537568 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2018-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 15,000 exercisable as of 1/1/2012, 5,000 exercisable on 12/20/2012

Read SEC document
November 14, 2017 Filed Nov 15, 2017 21:16 UTC SaleCommon Stock 20,000 $47.00 $940,000.00
Disclosure

SEC source: 0001127602-17-032189 · form4.xml · nonDerivative · entry 2

Hartman Richard T. · CIK 0001537568 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,233

F1 · kind: All sales on this Form 4 were made pursuant to a 10b5-1 trading plan adopted on 9/27/2017.

Read SEC document
November 14, 2017 Filed Nov 15, 2017 21:16 UTC Exercise / conversionCommon Stock 20,000 $21.70 $434,000.00
Disclosure

SEC source: 0001127602-17-032189 · form4.xml · nonDerivative · entry 1

Hartman Richard T. · CIK 0001537568 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2017 Filed Nov 1, 2017 18:38 UTC SaleCommon Stock 4,000 $46.01 $184,040.00
Disclosure

SEC source: 0001127602-17-030721 · form4.xml · nonDerivative · entry 2

Hartman Richard T. · CIK 0001537568 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,233

F1 · kind: All sales on this Form 4 were made pursuant to a 10b5-1 plan adopted on 8/24/2017.

Read SEC document
October 31, 2017 Filed Nov 1, 2017 18:38 UTC SaleCommon Stock 4,537 $46.00 $208,702.00
Disclosure

SEC source: 0001127602-17-030721 · form4.xml · nonDerivative · entry 1

Hartman Richard T. · CIK 0001537568 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,233

F1 · kind: All sales on this Form 4 were made pursuant to a 10b5-1 plan adopted on 8/24/2017.

Read SEC document
October 19, 2017 Filed Oct 23, 2017 13:26 UTC
Connor Martin P.Chief Financial Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 5,000 $0.00 Strike: $18.38 $0.00
Disclosure

SEC source: 0001127602-17-030200 · form4.xml · derivative · entry 3

Connor Martin P. · CIK 0001501993 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2019-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Exercisable 25% on 12/20/2010, 2011, 2012 and 2013.

Read SEC document
October 19, 2017 Filed Oct 23, 2017 13:26 UTC
Connor Martin P.Chief Financial Officer
SaleCommon Stock 5,000 $43.45 $217,250.00
Disclosure

SEC source: 0001127602-17-030200 · form4.xml · nonDerivative · entry 2

Connor Martin P. · CIK 0001501993 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,836

F1 · kind: All sales on this Form 4 were made pursuant to a 10b5-1 trading plan adopted on 12/29/2016.

Read SEC document
October 19, 2017 Filed Oct 23, 2017 13:26 UTC
Connor Martin P.Chief Financial Officer
Exercise / conversionCommon Stock 5,000 $18.38 $91,900.00
Disclosure

SEC source: 0001127602-17-030200 · form4.xml · nonDerivative · entry 1

Connor Martin P. · CIK 0001501993 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 13, 2017 Filed Oct 16, 2017 20:30 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 16,250 $0.00 Strike: $20.76 $0.00
Disclosure

SEC source: 0001127602-17-029856 · form4.xml · derivative · entry 4

SHAPIRO PAUL E · CIK 0001191311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,250 shares

Expires 2017-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Exercisable 50% on 12/20/2008, 12/20/2009

Read SEC document
October 13, 2017 Filed Oct 16, 2017 20:30 UTC SaleCommon Stock 16,250 $42.58 $691,847.00
Disclosure

SEC source: 0001127602-17-029856 · form4.xml · nonDerivative · entry 3

SHAPIRO PAUL E · CIK 0001191311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,693

F1 · price: The Reporting person will provide, upon request by SEC staff, the issuer or a security holder, the full information about the number of shares sold at each separate sales price.

F2 · price: Weighted average sales price. Actual sale prices ranged from $42.56 to $42.601.

Read SEC document
October 13, 2017 Filed Oct 16, 2017 20:30 UTC Exercise / conversionCommon Stock 16,250 $20.76 $337,350.00
Disclosure

SEC source: 0001127602-17-029856 · form4.xml · nonDerivative · entry 2

SHAPIRO PAUL E · CIK 0001191311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 29, 2017 Filed Oct 2, 2017 18:30 UTC
Connor Martin P.Chief Financial Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 2,000 $0.00 Strike: $18.38 $0.00
Disclosure

SEC source: 0001127602-17-028570 · form4.xml · derivative · entry 3

Connor Martin P. · CIK 0001501993 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 2,000 shares

Expires 2019-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Exercisable 25% on 12/20/2010, 2011, 2012 and 2013.

Read SEC document
September 29, 2017 Filed Oct 2, 2017 18:30 UTC
Connor Martin P.Chief Financial Officer
SaleCommon Stock 2,000 $41.45 $82,900.00
Disclosure

SEC source: 0001127602-17-028570 · form4.xml · nonDerivative · entry 2

Connor Martin P. · CIK 0001501993 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,836

F1 · kind: All sales on this Form 4 were made pursuant to a 10b5-1 trading plan adopted on 12/29/2016.

Read SEC document
September 29, 2017 Filed Oct 2, 2017 18:30 UTC
Connor Martin P.Chief Financial Officer
Exercise / conversionCommon Stock 2,000 $18.38 $36,760.00
Disclosure

SEC source: 0001127602-17-028570 · form4.xml · nonDerivative · entry 1

Connor Martin P. · CIK 0001501993 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 21, 2017 Filed Nov 9, 2017 15:03 UTC GiftCommon Stock 252 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-031666 · form5.xml · nonDerivative · entry 3

GARVEY CHRISTINE · CIK 0001073514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,812

Read SEC document
September 13, 2017 Filed Sep 14, 2017 20:17 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 17,000 $0.00 Strike: $20.76 $0.00
Disclosure

SEC source: 0001127602-17-027430 · form4.xml · derivative · entry 5

MARBACH CARL B · CIK 0001210655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,000 shares

Expires 2017-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Exercisable 50% on 12/20/2008, 12/20/2009

Read SEC document
September 13, 2017 Filed Sep 14, 2017 20:17 UTC SaleCommon Stock 12,900 $39.97 $515,549.79
Disclosure

SEC source: 0001127602-17-027430 · form4.xml · nonDerivative · entry 2

MARBACH CARL B · CIK 0001210655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,249

F1 · price: The Reporting person will provide, upon request by SEC staff, the issuer or a security holder, the full information about the number of shares sold at each separate sales price.

F2 · price: Weighted average sales price. Actual sale prices ranged from $39.92 to $40.01.

Read SEC document
September 13, 2017 Filed Sep 14, 2017 20:17 UTC Exercise / conversionCommon Stock 17,000 $20.76 $352,920.00
Disclosure

SEC source: 0001127602-17-027430 · form4.xml · nonDerivative · entry 1

MARBACH CARL B · CIK 0001210655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,149

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 29, 2017 Filed Aug 30, 2017 13:30 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 7,500 $0.00 Strike: $20.76 $0.00
Disclosure

SEC source: 0001127602-17-026703 · form4.xml · derivative · entry 3

BRAEMER RICHARD J · CIK 0001210657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2017-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Exercisable 50% on 12/20/2008, 12/20/2009

Read SEC document
August 29, 2017 Filed Aug 30, 2017 13:30 UTC SaleCommon Stock 7,500 $37.88 $284,108.25
Disclosure

SEC source: 0001127602-17-026703 · form4.xml · nonDerivative · entry 2

BRAEMER RICHARD J · CIK 0001210657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,873

F1 · price: The Reporting person will provide, upon request by SEC staff, the issuer or a security holder, the full information about the number of shares sold at each separate sales price.

F2 · price: Weighted average sales price. Actual sale prices ranged from $37.71 to $38.0001.

Read SEC document
August 29, 2017 Filed Aug 30, 2017 13:30 UTC Exercise / conversionCommon Stock 7,500 $20.76 $155,700.00
Disclosure

SEC source: 0001127602-17-026703 · form4.xml · nonDerivative · entry 1

BRAEMER RICHARD J · CIK 0001210657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 07, 2017 Filed Jul 10, 2017 20:19 UTC
Connor Martin P.Chief Financial Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 2,000 $0.00 Strike: $18.38 $0.00
Disclosure

SEC source: 0001127602-17-023430 · form4.xml · derivative · entry 3

Connor Martin P. · CIK 0001501993 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 2,000 shares

Expires 2019-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Exercisable 25% on 12/20/2010, 2011, 2012 and 2013.

Read SEC document
July 07, 2017 Filed Jul 10, 2017 20:19 UTC
Connor Martin P.Chief Financial Officer
SaleCommon Stock 2,000 $40.45 $80,900.00
Disclosure

SEC source: 0001127602-17-023430 · form4.xml · nonDerivative · entry 2

Connor Martin P. · CIK 0001501993 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,836

F1 · kind: All sales on this Form 4 were made pursuant to a 10b5-1 trading plan adopted on 12/29/2016.

Read SEC document
July 07, 2017 Filed Jul 10, 2017 20:19 UTC
Connor Martin P.Chief Financial Officer
Exercise / conversionCommon Stock 2,000 $18.38 $36,760.00
Disclosure

SEC source: 0001127602-17-023430 · form4.xml · nonDerivative · entry 1

Connor Martin P. · CIK 0001501993 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 07, 2017 Filed Jul 10, 2017 20:02 UTC
Yearley Douglas C. Jr.Director · Chief Executive Officer
SaleCommon Stock 4,155 $39.92 $165,866.35
Disclosure

SEC source: 0001127602-17-023422 · form4.xml · nonDerivative · entry 1

Yearley Douglas C. Jr. · CIK 0001476755 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,372

F1 · kind: All sales on this Form 4 were made pursuant to a 10b5-1 trading plan which was executed on 3/22/2017.

F2 · price: The Reporting person will provide, upon request by SEC staff, the issuer or a security holder, the full information about the number of shares sold at each separate sales price.

F3 · price: Weighted average sales price. Actual prices ranged from $39.75 to $40.00.

Read SEC document
July 06, 2017 Filed Nov 9, 2017 15:03 UTC GiftCommon Stock 129 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-031666 · form5.xml · nonDerivative · entry 1

GARVEY CHRISTINE · CIK 0001073514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,812

Read SEC document
June 30, 2017 Filed Jul 5, 2017 15:33 UTC
Yearley Douglas C. Jr.Director · Chief Executive Officer
SaleCommon Stock 5,500 $39.78 $218,804.85
Disclosure

SEC source: 0001127602-17-022681 · form4.xml · nonDerivative · entry 1

Yearley Douglas C. Jr. · CIK 0001476755 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,527

F1 · kind: All sales on this Form 4 were made pursuant to a 10b5-1 trading plan which was executed on 3/22/2017.

F2 · price: The Reporting person will provide, upon request by SEC staff, the issuer or a security holder, the full information about the number of shares sold at each separate sales price.

F3 · price: Weighted average sales price. Actual sale prices ranged from $39.75 to $39.81.

Read SEC document
June 28, 2017 Filed Jun 29, 2017 20:50 UTC
Yearley Douglas C. Jr.Director · Chief Executive Officer
SaleCommon Stock 345 $39.75 $13,714.72
Disclosure

SEC source: 0001127602-17-022371 · form4.xml · nonDerivative · entry 1

Yearley Douglas C. Jr. · CIK 0001476755 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,027

F1 · kind: All sales on this Form 4 were made pursuant to a 10b5-1 trading plan which was executed on 3/22/2017.

F2 · price: The Reporting person will provide, upon request by SEC staff, the issuer or a security holder, the full information about the number of shares sold at each separate sales price.

F3 · price: Weighted average sales price. Actual sale prices ranged from $39.75 to $39.76.

Read SEC document
June 20, 2017 Filed Jun 21, 2017 20:39 UTC
Connor Martin P.Chief Financial Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 2,000 $0.00 Strike: $18.38 $0.00
Disclosure

SEC source: 0001127602-17-021999 · form4.xml · derivative · entry 3

Connor Martin P. · CIK 0001501993 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 2,000 shares

Expires 2019-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Exercisable 25% on 12/20/2010, 2011, 2012 and 2013.

Read SEC document
June 20, 2017 Filed Jun 21, 2017 20:39 UTC
Connor Martin P.Chief Financial Officer
SaleCommon Stock 2,000 $39.45 $78,900.00
Disclosure

SEC source: 0001127602-17-021999 · form4.xml · nonDerivative · entry 2

Connor Martin P. · CIK 0001501993 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,836

F1 · kind: All sales on this Form 4 were made pursuant to a 10b5-1 trading plan adopted on 12/29/2016.

Read SEC document
June 20, 2017 Filed Jun 21, 2017 20:39 UTC
Connor Martin P.Chief Financial Officer
Exercise / conversionCommon Stock 2,000 $18.38 $36,760.00
Disclosure

SEC source: 0001127602-17-021999 · form4.xml · nonDerivative · entry 1

Connor Martin P. · CIK 0001501993 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2017 Filed Jun 15, 2017 18:36 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 17,000 $0.00 Strike: $20.50 $0.00
Disclosure

SEC source: 0001127602-17-021494 · form4.xml · derivative · entry 11

NOVICK STEPHEN A · CIK 0001231466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,000 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Exercisable 50% on 12/20/2012 and 12/20/2013

Read SEC document
June 14, 2017 Filed Jun 15, 2017 18:36 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 17,000 $0.00 Strike: $19.32 $0.00
Disclosure

SEC source: 0001127602-17-021494 · form4.xml · derivative · entry 10

NOVICK STEPHEN A · CIK 0001231466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,000 shares

Expires 2020-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Exercisable 50% on 12/20/2011 and 12/20/2012

Read SEC document
June 14, 2017 Filed Jun 15, 2017 18:36 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 17,000 $0.00 Strike: $18.38 $0.00
Disclosure

SEC source: 0001127602-17-021494 · form4.xml · derivative · entry 9

NOVICK STEPHEN A · CIK 0001231466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,000 shares

Expires 2019-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Exercisable 50% on 12/20/2010 and 12/20/2011.

Read SEC document
June 14, 2017 Filed Jun 15, 2017 18:36 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 17,000 $0.00 Strike: $21.70 $0.00
Disclosure

SEC source: 0001127602-17-021494 · form4.xml · derivative · entry 8

NOVICK STEPHEN A · CIK 0001231466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,000 shares

Expires 2018-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2017 Filed Jun 15, 2017 18:36 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 17,000 $0.00 Strike: $20.76 $0.00
Disclosure

SEC source: 0001127602-17-021494 · form4.xml · derivative · entry 7

NOVICK STEPHEN A · CIK 0001231466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,000 shares

Expires 2017-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Exercisable 50% on 12/20/2008, 12/20/2009

Read SEC document
June 14, 2017 Filed Jun 15, 2017 18:36 UTC SaleCommon Stock 85,000 $39.08 $3,321,783.00
Disclosure

SEC source: 0001127602-17-021494 · form4.xml · nonDerivative · entry 6

NOVICK STEPHEN A · CIK 0001231466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,417

F1 · price: The Reporting person will provide, upon request by SEC staff, the issuer or a security holder, the full information about the number of shares sold at each separate sales price.

F2 · price: Weighted average sales price. Actual sale prices ranged from $39.04-$39.105.

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June 14, 2017 Filed Jun 15, 2017 18:36 UTC Exercise / conversionCommon Stock 17,000 $20.50 $348,500.00
Disclosure

SEC source: 0001127602-17-021494 · form4.xml · nonDerivative · entry 5

NOVICK STEPHEN A · CIK 0001231466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 14, 2017 Filed Jun 15, 2017 18:36 UTC Exercise / conversionCommon Stock 17,000 $19.32 $328,440.00
Disclosure

SEC source: 0001127602-17-021494 · form4.xml · nonDerivative · entry 4

NOVICK STEPHEN A · CIK 0001231466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 14, 2017 Filed Jun 15, 2017 18:36 UTC Exercise / conversionCommon Stock 17,000 $18.38 $312,460.00
Disclosure

SEC source: 0001127602-17-021494 · form4.xml · nonDerivative · entry 3

NOVICK STEPHEN A · CIK 0001231466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 14, 2017 Filed Jun 15, 2017 18:36 UTC Exercise / conversionCommon Stock 17,000 $21.70 $368,900.00
Disclosure

SEC source: 0001127602-17-021494 · form4.xml · nonDerivative · entry 2

NOVICK STEPHEN A · CIK 0001231466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 14, 2017 Filed Jun 15, 2017 18:36 UTC Exercise / conversionCommon Stock 17,000 $20.76 $352,920.00
Disclosure

SEC source: 0001127602-17-021494 · form4.xml · nonDerivative · entry 1

NOVICK STEPHEN A · CIK 0001231466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.