Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Toll Brothers, Inc.TOL · Entity 3421 | Director | January 19, 2021 | January 20, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Toll Brothers, Inc.
Report date January 19, 2021 · Filed January 20, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,174 |
Reported balance
After 2021-01-19 transaction · row 1
1 source rowRow 1 · 2021-01-19 · Exercise / conversion · Acquired 5,138 · Balance 20,174 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2020-12-20 | Direct | 0 |
Reported balance
After 2021-01-19 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-01-19 · Exercise / conversion · Disposed 5,138 · Balance 0 F1: Vest 50% on 12/20/2019 and 2020. 100% of the shares are distributable on 1/19/2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Vest 50% on 12/20/2019 and 2020. 100% of the shares are distributable on 1/19/2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 19, 2021 Filed Jan 20, 2021 19:20 UTC | Toll Brothers, Inc. TOL · Entity 3421 | Exercise / conversionRestricted Stock Units · Derivative | 5,138 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-002109 · form4.xml · derivative · entry 2 NOVICK STEPHEN A · CIK 0001231466 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,138 shares Expires 2020-12-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Vest 50% on 12/20/2019 and 2020. 100% of the shares are distributable on 1/19/2021. Read SEC document |
| January 19, 2021 Filed Jan 20, 2021 19:20 UTC | Toll Brothers, Inc. TOL · Entity 3421 | Exercise / conversionCommon Stock | 5,138 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-002109 · form4.xml · nonDerivative · entry 1 NOVICK STEPHEN A · CIK 0001231466 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,174 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 21, 2020 Filed Dec 22, 2020 20:50 UTC | Toll Brothers, Inc. TOL · Entity 3421 | GrantRestricted Stock Units · Derivative | 3,837 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-032191 · form4.xml · derivative · entry 1 NOVICK STEPHEN A · CIK 0001231466 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,837 Underlying: Common Stock · 3,837 shares Expires 2022-12-22 F1 · derivative.exercise_date: These restricted stock units vest 50% on each December 21, 2021 and 2022. Settlement of 100% of these shares will be on 1/20/2023. Read SEC document |
| January 17, 2020 Filed Jan 21, 2020 14:26 UTC | Toll Brothers, Inc. TOL · Entity 3421 | Exercise / conversionRestricted Stock Units · Derivative | 3,482 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-002002 · form4.xml · derivative · entry 2 NOVICK STEPHEN A · CIK 0001231466 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,482 shares Expires 2019-12-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Vest 50% on 12/18/2018 and 2019. 100% of the shares are distributable on 1/17/2020. Read SEC document |
| January 17, 2020 Filed Jan 21, 2020 14:26 UTC | Toll Brothers, Inc. TOL · Entity 3421 | Exercise / conversionCommon Stock | 3,482 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-002002 · form4.xml · nonDerivative · entry 1 NOVICK STEPHEN A · CIK 0001231466 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,036 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 18, 2019 Filed Dec 19, 2019 21:26 UTC | Toll Brothers, Inc. TOL · Entity 3421 | GrantRestricted Stock Units · Derivative | 4,469 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-035514 · form4.xml · derivative · entry 1 NOVICK STEPHEN A · CIK 0001231466 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,469 Underlying: Common Stock · 4,469 shares Expires 2021-12-18 F1 · derivative.exercise_date: These restricted stock units vest 50% on December 18, 2020 and 2021. 100% of the shares are distributable on 1/17/2022. Read SEC document |
| January 22, 2019 Filed Jan 22, 2019 15:36 UTC | Toll Brothers, Inc. TOL · Entity 3421 | Exercise / conversionRestricted Stock Units · Derivative | 2,108 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-002424 · form4.xml · derivative · entry 2 NOVICK STEPHEN A · CIK 0001231466 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,108 shares Expires 2018-12-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Vest 50% on 12/20/2017 and 2018. 100% are deliverable within 30 days of the second anniversary of the grant date. Read SEC document |
| January 22, 2019 Filed Jan 22, 2019 15:36 UTC | Toll Brothers, Inc. TOL · Entity 3421 | Exercise / conversionCommon Stock | 2,108 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-002424 · form4.xml · nonDerivative · entry 1 NOVICK STEPHEN A · CIK 0001231466 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,554 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 20, 2018 Filed Dec 21, 2018 16:54 UTC | Toll Brothers, Inc. TOL · Entity 3421 | GrantRestricted Stock Units · Derivative | 5,138 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-037060 · form4.xml · derivative · entry 1 NOVICK STEPHEN A · CIK 0001231466 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,138 Underlying: Common Stock · 5,138 shares Expires 2020-12-20 F1 · derivative.exercise_date: Vest 50% on 12/20/2019 and 2020. 100% of the shares are distributable on 1/19/2021. Read SEC document |
| January 17, 2018 Filed Jan 18, 2018 16:25 UTC | Toll Brothers, Inc. TOL · Entity 3421 | Exercise / conversionRestricted Stock Units · Derivative | 2,029 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-002027 · form4.xml · derivative · entry 2 NOVICK STEPHEN A · CIK 0001231466 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,029 shares Expires 2018-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Vesting 50% 12/18/2016 and 2017. F2 · derivative.expiration_date: Distribution of 100% of the shares will be 30 days following the second anniversary of the grant date. Read SEC document |
| January 17, 2018 Filed Jan 18, 2018 16:25 UTC | Toll Brothers, Inc. TOL · Entity 3421 | Exercise / conversionCommon Stock | 2,029 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-002027 · form4.xml · nonDerivative · entry 1 NOVICK STEPHEN A · CIK 0001231466 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,446 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 18, 2017 Filed Dec 19, 2017 17:29 UTC | Toll Brothers, Inc. TOL · Entity 3421 | GrantRestricted Stock Units · Derivative | 3,482 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-035058 · form4.xml · derivative · entry 1 NOVICK STEPHEN A · CIK 0001231466 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,482 Underlying: Common Stock · 3,482 shares Expires 2019-12-18 F1 · derivative.exercise_date: Vest 50% on 12/18/2018 and 2019. 100% of the shares are distributable on 1/17/2020. Read SEC document |
| June 14, 2017 Filed Jun 15, 2017 18:36 UTC | Toll Brothers, Inc. TOL · Entity 3421 | Exercise / conversionStock Options (Right to Buy) · Derivative | 17,000 | $0.00 Strike: $20.50 | $0.00 |
DisclosureSEC source: 0001127602-17-021494 · form4.xml · derivative · entry 11 NOVICK STEPHEN A · CIK 0001231466 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,000 shares Expires 2021-12-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Exercisable 50% on 12/20/2012 and 12/20/2013 Read SEC document |
| June 14, 2017 Filed Jun 15, 2017 18:36 UTC | Toll Brothers, Inc. TOL · Entity 3421 | Exercise / conversionStock Options (Right to Buy) · Derivative | 17,000 | $0.00 Strike: $19.32 | $0.00 |
DisclosureSEC source: 0001127602-17-021494 · form4.xml · derivative · entry 10 NOVICK STEPHEN A · CIK 0001231466 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,000 shares Expires 2020-12-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Exercisable 50% on 12/20/2011 and 12/20/2012 Read SEC document |
| June 14, 2017 Filed Jun 15, 2017 18:36 UTC | Toll Brothers, Inc. TOL · Entity 3421 | Exercise / conversionStock Options (Right to Buy) · Derivative | 17,000 | $0.00 Strike: $18.38 | $0.00 |
DisclosureSEC source: 0001127602-17-021494 · form4.xml · derivative · entry 9 NOVICK STEPHEN A · CIK 0001231466 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,000 shares Expires 2019-12-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Exercisable 50% on 12/20/2010 and 12/20/2011. Read SEC document |
| June 14, 2017 Filed Jun 15, 2017 18:36 UTC | Toll Brothers, Inc. TOL · Entity 3421 | Exercise / conversionStock Options (Right to Buy) · Derivative | 17,000 | $0.00 Strike: $21.70 | $0.00 |
DisclosureSEC source: 0001127602-17-021494 · form4.xml · derivative · entry 8 NOVICK STEPHEN A · CIK 0001231466 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,000 shares Expires 2018-12-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2017 Filed Jun 15, 2017 18:36 UTC | Toll Brothers, Inc. TOL · Entity 3421 | Exercise / conversionStock Options (Right to Buy) · Derivative | 17,000 | $0.00 Strike: $20.76 | $0.00 |
DisclosureSEC source: 0001127602-17-021494 · form4.xml · derivative · entry 7 NOVICK STEPHEN A · CIK 0001231466 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,000 shares Expires 2017-12-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Exercisable 50% on 12/20/2008, 12/20/2009 Read SEC document |
| June 14, 2017 Filed Jun 15, 2017 18:36 UTC | Toll Brothers, Inc. TOL · Entity 3421 | SaleCommon Stock | 85,000 | $39.08 | $3,321,783.00 |
DisclosureSEC source: 0001127602-17-021494 · form4.xml · nonDerivative · entry 6 NOVICK STEPHEN A · CIK 0001231466 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,417 F1 · price: The Reporting person will provide, upon request by SEC staff, the issuer or a security holder, the full information about the number of shares sold at each separate sales price. F2 · price: Weighted average sales price. Actual sale prices ranged from $39.04-$39.105. Read SEC document |
| June 14, 2017 Filed Jun 15, 2017 18:36 UTC | Toll Brothers, Inc. TOL · Entity 3421 | Exercise / conversionCommon Stock | 17,000 | $20.50 | $348,500.00 |
DisclosureSEC source: 0001127602-17-021494 · form4.xml · nonDerivative · entry 5 NOVICK STEPHEN A · CIK 0001231466 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,417 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2017 Filed Jun 15, 2017 18:36 UTC | Toll Brothers, Inc. TOL · Entity 3421 | Exercise / conversionCommon Stock | 17,000 | $19.32 | $328,440.00 |
DisclosureSEC source: 0001127602-17-021494 · form4.xml · nonDerivative · entry 4 NOVICK STEPHEN A · CIK 0001231466 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,417 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2017 Filed Jun 15, 2017 18:36 UTC | Toll Brothers, Inc. TOL · Entity 3421 | Exercise / conversionCommon Stock | 17,000 | $18.38 | $312,460.00 |
DisclosureSEC source: 0001127602-17-021494 · form4.xml · nonDerivative · entry 3 NOVICK STEPHEN A · CIK 0001231466 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,417 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2017 Filed Jun 15, 2017 18:36 UTC | Toll Brothers, Inc. TOL · Entity 3421 | Exercise / conversionCommon Stock | 17,000 | $21.70 | $368,900.00 |
DisclosureSEC source: 0001127602-17-021494 · form4.xml · nonDerivative · entry 2 NOVICK STEPHEN A · CIK 0001231466 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,417 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2017 Filed Jun 15, 2017 18:36 UTC | Toll Brothers, Inc. TOL · Entity 3421 | Exercise / conversionCommon Stock | 17,000 | $20.76 | $352,920.00 |
DisclosureSEC source: 0001127602-17-021494 · form4.xml · nonDerivative · entry 1 NOVICK STEPHEN A · CIK 0001231466 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,417 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 18, 2017 Filed Jan 19, 2017 20:54 UTC | Toll Brothers, Inc. TOL · Entity 3421 | Exercise / conversionRestricted Stock Units · Derivative | 2,052 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-002040 · form4.xml · derivative · entry 2 NOVICK STEPHEN A · CIK 0001231466 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,052 shares Expires 2017-01-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Vesting 50% on 12/19/2015 and 2016. F2 · derivative.expiration_date: Distribution of 100% of the shares will be 30 days following the second anniversary of the grant date. Read SEC document |
| January 18, 2017 Filed Jan 19, 2017 20:54 UTC | Toll Brothers, Inc. TOL · Entity 3421 | Exercise / conversionCommon Stock | 2,052 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-002040 · form4.xml · nonDerivative · entry 1 NOVICK STEPHEN A · CIK 0001231466 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,417 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 20, 2016 Filed Dec 21, 2016 20:58 UTC | Toll Brothers, Inc. TOL · Entity 3421 | GrantRestricted Stock Units · Derivative | 2,108 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-070699 · form4.xml · derivative · entry 2 NOVICK STEPHEN A · CIK 0001231466 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,108 Underlying: Common Stock · 2,108 shares Expires 2018-12-20 F2 · derivative.exercise_date: Vest 50% on 12/20/2017 and 2018. 100% are distributable on 12/20/2018. Read SEC document |
| December 20, 2016 Filed Dec 21, 2016 20:58 UTC | Toll Brothers, Inc. TOL · Entity 3421 | GrantStock Options (Right to Buy) · Derivative | 3,965 | $0.00 Strike: $31.61 | $0.00 |
DisclosureSEC source: 0001127602-16-070699 · form4.xml · derivative · entry 1 NOVICK STEPHEN A · CIK 0001231466 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,965 Underlying: Common Stock · 3,965 shares Expires 2026-12-20 F1 · derivative.exercise_date: Exercisable 50% on 12/20/2017 and 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.