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NYSE · USD

TOL

Toll Brothers, Inc.

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3421
SEC CIK
0000794170
Parsed reports
539

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202603
Mar 202601
Apr 202601
May 202600
Jun 202602
Jul 202600
Aug 202600
Sep 202601
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 19, 2018 Filed Jan 23, 2018 14:23 UTC
Connor Martin P.Chief Financial Officer
SaleCommon Stock 8,000 $51.75 $414,000.00
Disclosure

SEC source: 0001127602-18-002239 · form4.xml · nonDerivative · entry 2

Connor Martin P. · CIK 0001501993 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,357

F1 · kind: All sales on this Form 4 were made pursuant to a 10b5-1 trading plan adopted on 12/19/2017.

Read SEC document
January 19, 2018 Filed Jan 23, 2018 14:23 UTC
Connor Martin P.Chief Financial Officer
Exercise / conversionCommon Stock 8,450 $19.32 $163,254.00
Disclosure

SEC source: 0001127602-18-002239 · form4.xml · nonDerivative · entry 1

Connor Martin P. · CIK 0001501993 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 17, 2018 Filed Jan 18, 2018 16:25 UTC Exercise / conversionRestricted Stock Units · Derivative 2,029 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-002027 · form4.xml · derivative · entry 2

NOVICK STEPHEN A · CIK 0001231466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,029 shares

Expires 2018-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vesting 50% 12/18/2016 and 2017.

F2 · derivative.expiration_date: Distribution of 100% of the shares will be 30 days following the second anniversary of the grant date.

Read SEC document
January 17, 2018 Filed Jan 18, 2018 16:25 UTC Exercise / conversionCommon Stock 2,029 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-002027 · form4.xml · nonDerivative · entry 1

NOVICK STEPHEN A · CIK 0001231466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 17, 2018 Filed Jan 18, 2018 15:51 UTC Exercise / conversionRestricted Stock Units · Derivative 2,131 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-002018 · form4.xml · derivative · entry 4

MARBACH CARL B · CIK 0001210655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,131 shares

Expires 2018-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vesting 50% 12/18/2016 and 2017.

F2 · derivative.expiration_date: Distribution of 100% of the shares will be 30 days following the second anniversary of the grant date.

Read SEC document
January 17, 2018 Filed Jan 18, 2018 15:51 UTC Exercise / conversionCommon Stock 2,131 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-002018 · form4.xml · nonDerivative · entry 1

MARBACH CARL B · CIK 0001210655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,380

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 17, 2018 Filed Jan 18, 2018 15:43 UTC Exercise / conversionRestricted Stock Units · Derivative 1,826 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-002012 · form4.xml · derivative · entry 2

GARVEY CHRISTINE · CIK 0001073514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,826 shares

Expires 2018-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vesting 50% 12/18/2016 and 2017.

F2 · derivative.expiration_date: Distribution of 100% of the shares will be 30 days following the second anniversary of the grant date.

Read SEC document
January 17, 2018 Filed Jan 18, 2018 15:43 UTC Exercise / conversionCommon Stock 1,826 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-002012 · form4.xml · nonDerivative · entry 1

GARVEY CHRISTINE · CIK 0001073514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,883

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 17, 2018 Filed Jan 18, 2018 15:31 UTC Exercise / conversionRestricted Stock Units · Derivative 1,725 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-002007 · form4.xml · derivative · entry 2

BRAEMER RICHARD J · CIK 0001210657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,725 shares

Expires 2018-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vesting 50% 12/18/2016 and 2017.

F2 · derivative.expiration_date: Distribution of 100% of the shares will be 30 days following the second anniversary of the grant date.

Read SEC document
January 17, 2018 Filed Jan 18, 2018 15:31 UTC Exercise / conversionCommon Stock 1,725 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-002007 · form4.xml · nonDerivative · entry 1

BRAEMER RICHARD J · CIK 0001210657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,598

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 17, 2018 Filed Jan 18, 2018 15:17 UTC Exercise / conversionRestricted Stock Units · Derivative 2,029 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-002005 · form4.xml · derivative · entry 2

BOEHNE EDWARD G · CIK 0001210658 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,029 shares

Expires 2018-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vesting 50% 12/18/2016 and 2017.

F2 · derivative.expiration_date: Distribution of 100% of the shares will be 30 days following the second anniversary of the grant date.

Read SEC document
January 17, 2018 Filed Jan 18, 2018 15:17 UTC Exercise / conversionCommon Stock 2,029 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-002005 · form4.xml · nonDerivative · entry 1

BOEHNE EDWARD G · CIK 0001210658 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 17, 2018 Filed Jan 18, 2018 15:02 UTC Exercise / conversionRestricted Stock Units · Derivative 2,029 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-002003 · form4.xml · derivative · entry 4

SHAPIRO PAUL E · CIK 0001191311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,029 shares

Expires 2018-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vesting 50% 12/18/2016 and 2017.

F4 · derivative.expiration_date: Distribution of 100% of the shares will be 30 days following the second anniversary of the grant date.

Read SEC document
January 17, 2018 Filed Jan 18, 2018 15:02 UTC Exercise / conversionCommon Stock 2,029 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-002003 · form4.xml · nonDerivative · entry 3

SHAPIRO PAUL E · CIK 0001191311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,522

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 15:02 UTC SaleCommon Stock 25,000 $51.54 $1,288,500.00
Disclosure

SEC source: 0001127602-18-002003 · form4.xml · nonDerivative · entry 2

SHAPIRO PAUL E · CIK 0001191311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,493

F1 · price: The Reporting person will provide, upon request by SEC staff, the issuer or a security holder, the full information about the number of shares sold at each separate sales price.

F2 · price: Weighted average sales price. Actual sale prices ranged from $51.50-$51.61.

Read SEC document
January 09, 2018 Filed Jan 10, 2018 21:22 UTC
Yearley Douglas C. Jr.Director · Chief Executive Officer
SaleCommon Stock 10,000 $52.08 $520,806.00
Disclosure

SEC source: 0001127602-18-001550 · form4.xml · nonDerivative · entry 1

Yearley Douglas C. Jr. · CIK 0001476755 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,785

F1 · price: The Reporting person will provide, upon request by SEC staff, the issuer or a security holder, the full information about the number of shares sold at each separate sales price.

F2 · price: Weighted average sales price. Actual sale prices ranged from $52.0801 to $52.095.

Read SEC document
January 08, 2018 Filed Jan 9, 2018 14:10 UTC
SICREE JOSEPH RChief Accounting Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 4,500 $0.00 Strike: $21.70 $0.00
Disclosure

SEC source: 0001127602-18-001411 · form4.xml · derivative · entry 5

SICREE JOSEPH R · CIK 0001211064 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Underlying: Common Stock · 4,500 shares

Expires 2018-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2018 Filed Jan 9, 2018 14:10 UTC
SICREE JOSEPH RChief Accounting Officer
SaleCommon Stock 4,500 $51.48 $231,680.70
Disclosure

SEC source: 0001127602-18-001411 · form4.xml · nonDerivative · entry 2

SICREE JOSEPH R · CIK 0001211064 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,697

Read SEC document
January 08, 2018 Filed Jan 9, 2018 14:10 UTC
SICREE JOSEPH RChief Accounting Officer
Exercise / conversionCommon Stock 4,500 $21.70 $97,650.00
Disclosure

SEC source: 0001127602-18-001411 · form4.xml · nonDerivative · entry 1

SICREE JOSEPH R · CIK 0001211064 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,197

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 05, 2018 Filed Jan 9, 2018 14:22 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 16,000 $0.00 Strike: $20.50 $0.00
Disclosure

SEC source: 0001127602-18-001413 · form4.xml · derivative · entry 3

GARVEY CHRISTINE · CIK 0001073514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,000 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Exercisable 50% on 12/20/2012 and 12/20/2013

Read SEC document
January 05, 2018 Filed Jan 9, 2018 14:22 UTC SaleCommon Stock 16,000 $50.82 $813,102.40
Disclosure

SEC source: 0001127602-18-001413 · form4.xml · nonDerivative · entry 2

GARVEY CHRISTINE · CIK 0001073514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,057

F1 · price: The Reporting person will provide, upon request by SEC staff, the issuer or a security holder, the full information about the number of shares sold at each separate sales price.

F2 · price: Weighted average sales price. Actual sale prices ranged from $50.79-$50.86.

Read SEC document
January 05, 2018 Filed Jan 9, 2018 14:22 UTC Exercise / conversionCommon Stock 16,000 $20.50 $328,000.00
Disclosure

SEC source: 0001127602-18-001413 · form4.xml · nonDerivative · entry 1

GARVEY CHRISTINE · CIK 0001073514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,057

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 05, 2018 Filed Jan 9, 2018 14:47 UTC SaleCommon Stock 20,000 $50.66 $1,013,200.00
Disclosure

SEC source: 0001127602-18-001415 · form4.xml · nonDerivative · entry 1

MARBACH CARL B · CIK 0001210655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,249

Read SEC document
January 03, 2018 Filed Jan 5, 2018 15:15 UTC
Yearley Douglas C. Jr.Director · Chief Executive Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 10,000 $0.00 Strike: $21.70 $0.00
Disclosure

SEC source: 0001127602-18-001230 · form4.xml · derivative · entry 5

Yearley Douglas C. Jr. · CIK 0001476755 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 10,000 shares

Expires 2018-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Exercisable 25% on each December 20, 2009, 2010, 2011 and 2012.

Read SEC document
January 03, 2018 Filed Jan 5, 2018 15:15 UTC
Yearley Douglas C. Jr.Director · Chief Executive Officer
SaleCommon Stock 20,000 $49.83 $996,584.00
Disclosure

SEC source: 0001127602-18-001230 · form4.xml · nonDerivative · entry 3

Yearley Douglas C. Jr. · CIK 0001476755 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,785

F1 · price: The Reporting person will provide, upon request by SEC staff, the issuer or a security holder, the full information about the number of shares sold at each separate sales price.

F2 · price: Weighted average sales price. Actual sale prices ranged from $49.75 to $49.94.

Read SEC document
January 03, 2018 Filed Jan 5, 2018 15:15 UTC
Yearley Douglas C. Jr.Director · Chief Executive Officer
Exercise / conversionCommon Stock 10,000 $21.70 $217,000.00
Disclosure

SEC source: 0001127602-18-001230 · form4.xml · nonDerivative · entry 2

Yearley Douglas C. Jr. · CIK 0001476755 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,785

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 26, 2017 Filed Jan 5, 2018 15:15 UTC
Yearley Douglas C. Jr.Director · Chief Executive Officer
GiftCommon Stock 875 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-001230 · form4.xml · nonDerivative · entry 1

Yearley Douglas C. Jr. · CIK 0001476755 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,785

Read SEC document
December 22, 2017 Filed Jan 18, 2018 15:02 UTC GiftCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-002003 · form4.xml · nonDerivative · entry 1

SHAPIRO PAUL E · CIK 0001191311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,493

Read SEC document
December 20, 2017 Filed Dec 20, 2017 20:14 UTC
TOLL ROBERT IDirector · Executive Chairman
Exercise / conversionPerformance Based Restricted Stock Units · Derivative 133,736 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-035257 · form4.xml · derivative · entry 9

TOLL ROBERT I · CIK 0000922997 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 133,736 shares

Expires 2017-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance requirement was met on December 16, 2014. Service requirement was met on December 20, 2017.

F3 · derivative.exercise_date: The performance restricted stock units vest 25% on each December 20, 2014,2015,2016 and 2017.

Read SEC document
December 20, 2017 Filed Dec 20, 2017 20:14 UTC
TOLL ROBERT IDirector · Executive Chairman
Tax withholdingCommon Stock 58,497 $47.44 $2,775,097.68
Disclosure

SEC source: 0001127602-17-035257 · form4.xml · nonDerivative · entry 3

TOLL ROBERT I · CIK 0000922997 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,495,556

Read SEC document
December 20, 2017 Filed Dec 20, 2017 20:14 UTC
TOLL ROBERT IDirector · Executive Chairman
Exercise / conversionCommon Stock 133,736 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-035257 · form4.xml · nonDerivative · entry 2

TOLL ROBERT I · CIK 0000922997 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,554,053

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance requirement was met on December 16, 2014. Service requirement was met on December 20, 2017.

Read SEC document
December 20, 2017 Filed Dec 20, 2017 19:50 UTC
Yearley Douglas C. Jr.Director · Chief Executive Officer
Exercise / conversionPerformance Based Restricted Stock Units · Derivative 100,051 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-035255 · form4.xml · derivative · entry 5

Yearley Douglas C. Jr. · CIK 0001476755 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,051 shares

Expires 2017-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance requirement was met on December 16, 2014. Service requirement was met on December 20,2017.

F3 · derivative.exercise_date: The performance restricted stock units vest 25% on each December 20, 2014,2015,2016 and 2017.

Read SEC document
December 20, 2017 Filed Dec 20, 2017 19:50 UTC
Yearley Douglas C. Jr.Director · Chief Executive Officer
Tax withholdingCommon Stock 43,763 $47.44 $2,076,116.72
Disclosure

SEC source: 0001127602-17-035255 · form4.xml · nonDerivative · entry 2

Yearley Douglas C. Jr. · CIK 0001476755 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,660

Read SEC document
December 20, 2017 Filed Dec 20, 2017 19:50 UTC
Yearley Douglas C. Jr.Director · Chief Executive Officer
Exercise / conversionCommon Stock 100,051 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-035255 · form4.xml · nonDerivative · entry 1

Yearley Douglas C. Jr. · CIK 0001476755 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance requirement was met on December 16, 2014. Service requirement was met on December 20,2017.

Read SEC document
December 20, 2017 Filed Dec 20, 2017 19:37 UTC Exercise / conversionPerformance Based Restricted Stock Units · Derivative 30,015 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-035252 · form4.xml · derivative · entry 5

Hartman Richard T. · CIK 0001537568 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,015 shares

Expires 2017-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance requirement was met on December 16, 2014. Service requirement was met on December 20, 2017.

F3 · derivative.exercise_date: The performance restricted stock units vest 25% on each December 20, 2014,2015,2016 and 2017.

Read SEC document
December 20, 2017 Filed Dec 20, 2017 19:37 UTC Tax withholdingCommon Stock 13,129 $47.44 $622,839.76
Disclosure

SEC source: 0001127602-17-035252 · form4.xml · nonDerivative · entry 2

Hartman Richard T. · CIK 0001537568 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,119

Read SEC document
December 20, 2017 Filed Dec 20, 2017 19:37 UTC Exercise / conversionCommon Stock 30,015 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-035252 · form4.xml · nonDerivative · entry 1

Hartman Richard T. · CIK 0001537568 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,248

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance requirement was met on December 16, 2014. Service requirement was met on December 20, 2017.

Read SEC document
December 20, 2017 Filed Dec 20, 2017 19:28 UTC
Connor Martin P.Chief Financial Officer
Exercise / conversionPerformance Based Restricted Stock Units · Derivative 25,012 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-035250 · form4.xml · derivative · entry 4

Connor Martin P. · CIK 0001501993 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,012 shares

Expires 2017-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance requirement was met on December 16, 2014. Service requirement was met on December 20, 2017.

F3 · derivative.exercise_date: The performance restricted stock units vest 25% on each December 20, 2014,2015,2016 and 2017.

Read SEC document
December 20, 2017 Filed Dec 20, 2017 19:28 UTC
Connor Martin P.Chief Financial Officer
Tax withholdingCommon Stock 10,941 $47.44 $519,041.04
Disclosure

SEC source: 0001127602-17-035250 · form4.xml · nonDerivative · entry 2

Connor Martin P. · CIK 0001501993 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,907

Read SEC document
December 20, 2017 Filed Dec 20, 2017 19:28 UTC
Connor Martin P.Chief Financial Officer
Exercise / conversionCommon Stock 25,012 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-035250 · form4.xml · nonDerivative · entry 1

Connor Martin P. · CIK 0001501993 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,848

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance requirement was met on December 16, 2014. Service requirement was met on December 20, 2017.

Read SEC document
December 18, 2017 Filed Dec 19, 2017 17:38 UTC GrantRestricted Stock Units · Derivative 3,482 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-035061 · form4.xml · derivative · entry 1

SHAPIRO PAUL E · CIK 0001191311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,482

Underlying: Common Stock · 3,482 shares

Expires 2019-12-18

F1 · derivative.exercise_date: Vest 50% on 12/18/2018 and 2019. 100% of the shares are distributable on 1/17/2020.

Read SEC document
December 18, 2017 Filed Dec 19, 2017 17:29 UTC GrantRestricted Stock Units · Derivative 3,482 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-035058 · form4.xml · derivative · entry 1

NOVICK STEPHEN A · CIK 0001231466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,482

Underlying: Common Stock · 3,482 shares

Expires 2019-12-18

F1 · derivative.exercise_date: Vest 50% on 12/18/2018 and 2019. 100% of the shares are distributable on 1/17/2020.

Read SEC document
December 18, 2017 Filed Dec 19, 2017 17:22 UTC GrantRestricted Stock Units · Derivative 3,204 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-035053 · form4.xml · derivative · entry 1

McLean John A · CIK 0001669034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,204

Underlying: Common Stock · 3,204 shares

Expires 2019-12-18

F1 · derivative.exercise_date: Vest 50% on 12/18/2018 and 2019. 100% of the shares are distributable on 1/17/2020.

Read SEC document
December 18, 2017 Filed Dec 19, 2017 17:10 UTC GrantRestricted Stock Units · Derivative 3,622 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-035048 · form4.xml · derivative · entry 1

MARBACH CARL B · CIK 0001210655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,622

Underlying: Common Stock · 3,622 shares

Expires 2019-12-18

F1 · derivative.exercise_date: Vest 50% on 12/18/2018 and 2019. 100% of the shares are distributable on 1/17/2020.

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December 18, 2017 Filed Dec 19, 2017 17:03 UTC GrantRestricted Stock Units · Derivative 3,344 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-035043 · form4.xml · derivative · entry 3

GARVEY CHRISTINE · CIK 0001073514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,344

Underlying: Common Stock · 3,344 shares

Expires 2019-12-18

F1 · derivative.exercise_date: Vest 50% on 12/18/2018 and 2019. 100% of the shares are distributable on 1/17/2020.

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December 18, 2017 Filed Dec 19, 2017 16:56 UTC GrantRestricted Stock Units · Derivative 3,066 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-035039 · form4.xml · derivative · entry 1

BRAEMER RICHARD J · CIK 0001210657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,066

Underlying: Common Stock · 3,066 shares

Expires 2019-12-18

F1 · derivative.exercise_date: Vest 50% on 12/18/2018 and 2019. 100% of the shares are distributable on 1/17/2020.

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December 18, 2017 Filed Dec 19, 2017 16:21 UTC
SICREE JOSEPH RChief Accounting Officer
GrantRestricted Stock Units · Derivative 2,091 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-035029 · form4.xml · derivative · entry 4

SICREE JOSEPH R · CIK 0001211064 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,091

Underlying: Common Stock · 2,091 shares

Expires 2021-12-01

F1 · derivative.exercise_date: Vesting 25% on 12/1/2018, 2019, 2020 and 2021. 100% of the shares are distributable on 12/1/2021.

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December 18, 2017 Filed Dec 19, 2017 16:21 UTC
SICREE JOSEPH RChief Accounting Officer
GiftCommon Stock 3,070 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-035029 · form4.xml · nonDerivative · entry 1

SICREE JOSEPH R · CIK 0001211064 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,697

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December 18, 2017 Filed Dec 19, 2017 16:50 UTC GrantRestricted Stock Units · Derivative 3,482 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-035035 · form4.xml · derivative · entry 1

BOEHNE EDWARD G · CIK 0001210658 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,482

Underlying: Common Stock · 3,482 shares

Expires 2019-12-18

F1 · derivative.exercise_date: Vest 50% on 12/18/2018 and 2019. 100% of the shares are distributable on 1/17/2020.

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December 18, 2017 Filed Dec 20, 2017 20:14 UTC
TOLL ROBERT IDirector · Executive Chairman
GrantStock Options (Right to Buy) · Derivative 43,866 $0.00 Strike: $47.84 $0.00
Disclosure

SEC source: 0001127602-17-035257 · form4.xml · derivative · entry 8

TOLL ROBERT I · CIK 0000922997 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,866

Underlying: Common Stock · 43,866 shares

Expires 2027-12-18

F2 · derivative.exercise_date: Exercisable 25% on December 18, 2018, 2019, 2020 and 2021.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.