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NYSE · USD

TOL

Toll Brothers, Inc.

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3421
SEC CIK
0000794170
Parsed reports
539

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202603
Mar 202601
Apr 202601
May 202600
Jun 202602
Jul 202600
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 17, 2020 Filed Jan 21, 2020 14:35 UTC Exercise / conversionCommon Stock 3,482 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-002006 · form4.xml · nonDerivative · entry 1

SHAPIRO PAUL E · CIK 0001191311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,266

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 17, 2020 Filed Jan 21, 2020 14:18 UTC Exercise / conversionRestricted Stock Units · Derivative 3,204 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-001994 · form4.xml · derivative · entry 2

McLean John A · CIK 0001669034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,204 shares

Expires 2019-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vest 50% on 12/18/2018 and 2019. 100% of the shares are distributable on 1/17/2020.

Read SEC document
January 17, 2020 Filed Jan 21, 2020 14:18 UTC Exercise / conversionCommon Stock 3,204 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-001994 · form4.xml · nonDerivative · entry 1

McLean John A · CIK 0001669034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 17, 2020 Filed Jan 21, 2020 14:10 UTC Exercise / conversionRestricted Stock Units · Derivative 3,622 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-001985 · form4.xml · derivative · entry 4

MARBACH CARL B · CIK 0001210655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,622 shares

Expires 2019-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vest 50% on 12/18/2018 and 2019. 100% of the shares are distributable on 1/17/2020.

Read SEC document
January 17, 2020 Filed Jan 21, 2020 14:10 UTC Exercise / conversionCommon Stock 3,622 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-001985 · form4.xml · nonDerivative · entry 1

MARBACH CARL B · CIK 0001210655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,085

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 17, 2020 Filed Jan 21, 2020 13:51 UTC Exercise / conversionRestricted Stock Units · Derivative 3,066 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-001977 · form4.xml · derivative · entry 2

BRAEMER RICHARD J · CIK 0001210657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,066 shares

Expires 2019-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vest 50% on 12/18/2018 and 2019. 100% of the shares are distributable on 1/17/2020.

Read SEC document
January 17, 2020 Filed Jan 21, 2020 13:51 UTC Exercise / conversionCommon Stock 3,066 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-001977 · form4.xml · nonDerivative · entry 1

BRAEMER RICHARD J · CIK 0001210657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,456

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 17, 2020 Filed Jan 21, 2020 14:01 UTC Exercise / conversionRestricted Stock Units · Derivative 3,344 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-001983 · form4.xml · derivative · entry 3

GARVEY CHRISTINE · CIK 0001073514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,344 shares

Expires 2019-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vest 50% on 12/18/2018 and 2019. 100% of the shares are distributable on 1/17/2020.

Read SEC document
January 17, 2020 Filed Jan 21, 2020 14:01 UTC Exercise / conversionCommon Stock 3,344 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-001983 · form4.xml · nonDerivative · entry 1

GARVEY CHRISTINE · CIK 0001073514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,344

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 17, 2020 Filed Jan 21, 2020 13:38 UTC Exercise / conversionRestricted Stock Units · Derivative 3,482 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-001974 · form4.xml · derivative · entry 3

BOEHNE EDWARD G · CIK 0001210658 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,482 shares

Expires 2019-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vest 50% on 12/18/2018 and 2019. 100% of the shares are distributable on 1/17/2020.

Read SEC document
January 17, 2020 Filed Jan 21, 2020 13:38 UTC Exercise / conversionCommon Stock 3,482 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-001974 · form4.xml · nonDerivative · entry 1

BOEHNE EDWARD G · CIK 0001210658 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,786

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 05, 2020 Filed Jan 7, 2020 14:30 UTC
Grubb Michael J.Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 366 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-001269 · form4.xml · derivative · entry 4

Grubb Michael J. · CIK 0001729059 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 366 shares

Expires 2020-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 183 vested as of 1/26/2018. 91 vest on 1/5/2019 and 1/5/2020.

Read SEC document
January 05, 2020 Filed Jan 7, 2020 14:30 UTC
Grubb Michael J.Chief Accounting Officer
Tax withholdingCommon Stock 112 $40.78 $4,567.36
Disclosure

SEC source: 0001127602-20-001269 · form4.xml · nonDerivative · entry 2

Grubb Michael J. · CIK 0001729059 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,537

Read SEC document
January 05, 2020 Filed Jan 7, 2020 14:30 UTC
Grubb Michael J.Chief Accounting Officer
Exercise / conversionCommon Stock 366 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-001269 · form4.xml · nonDerivative · entry 1

Grubb Michael J. · CIK 0001729059 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,649

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 05, 2020 Filed Jan 7, 2020 14:20 UTC
Parahus RobertEVP,Co-Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 2,284 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-001266 · form4.xml · derivative · entry 3

Parahus Robert · CIK 0001792406 · EVP,Co-Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,284 shares

Expires 2020-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 1,713 vested as of 11/1/2019, 571 vest on 1/5/2020.

Read SEC document
January 05, 2020 Filed Jan 7, 2020 14:20 UTC
Parahus RobertEVP,Co-Chief Operating Officer
Tax withholdingCommon Stock 597 $40.78 $24,345.66
Disclosure

SEC source: 0001127602-20-001266 · form4.xml · nonDerivative · entry 2

Parahus Robert · CIK 0001792406 · EVP,Co-Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,817

Read SEC document
January 05, 2020 Filed Jan 7, 2020 14:20 UTC
Parahus RobertEVP,Co-Chief Operating Officer
Exercise / conversionCommon Stock 2,284 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-001266 · form4.xml · nonDerivative · entry 1

Parahus Robert · CIK 0001792406 · EVP,Co-Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,414

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 05, 2020 Filed Jan 7, 2020 14:11 UTC
Boyd James W.EVP,Co-Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 3,045 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-001264 · form4.xml · derivative · entry 4

Boyd James W. · CIK 0001792650 · EVP,Co-Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,045 shares

Expires 2020-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 2,283 vested as of 11/1/2019, 762 vest on 1/5/2020.

Read SEC document
January 05, 2020 Filed Jan 7, 2020 14:11 UTC
Boyd James W.EVP,Co-Chief Operating Officer
Tax withholdingCommon Stock 982 $40.78 $40,045.96
Disclosure

SEC source: 0001127602-20-001264 · form4.xml · nonDerivative · entry 2

Boyd James W. · CIK 0001792650 · EVP,Co-Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,122

Read SEC document
January 05, 2020 Filed Jan 7, 2020 14:11 UTC
Boyd James W.EVP,Co-Chief Operating Officer
Exercise / conversionCommon Stock 3,045 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-001264 · form4.xml · nonDerivative · entry 1

Boyd James W. · CIK 0001792650 · EVP,Co-Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,104

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2020 Filed Jan 7, 2020 14:00 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 3,569 $0.00 Strike: $31.61 $0.00
Disclosure

SEC source: 0001127602-20-001262 · form4.xml · derivative · entry 12

GARVEY CHRISTINE · CIK 0001073514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,569 shares

Expires 2026-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Exercisable 50% on 12/20/2017 and 2018.

Read SEC document
January 03, 2020 Filed Jan 7, 2020 14:00 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 3,431 $0.00 Strike: $32.85 $0.00
Disclosure

SEC source: 0001127602-20-001262 · form4.xml · derivative · entry 11

GARVEY CHRISTINE · CIK 0001073514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,431 shares

Expires 2025-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Vesting 50% on 12/18/2016 and 2017. Exercisable as of vesting date.

Read SEC document
January 03, 2020 Filed Jan 7, 2020 14:00 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 3,453 $0.00 Strike: $32.49 $0.00
Disclosure

SEC source: 0001127602-20-001262 · form4.xml · derivative · entry 10

GARVEY CHRISTINE · CIK 0001073514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,453 shares

Expires 2024-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Vesting 50% on 12/19/2015 and 2016. Exercisable as of vesting date.

Read SEC document
January 03, 2020 Filed Jan 7, 2020 14:00 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 3,166 $0.00 Strike: $35.16 $0.00
Disclosure

SEC source: 0001127602-20-001262 · form4.xml · derivative · entry 9

GARVEY CHRISTINE · CIK 0001073514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,166 shares

Expires 2023-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Vesting 50% on 12/20/2014 and 2015. Exercisable as of vesting date.

Read SEC document
January 03, 2020 Filed Jan 7, 2020 14:00 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 3,335 $0.00 Strike: $32.22 $0.00
Disclosure

SEC source: 0001127602-20-001262 · form4.xml · derivative · entry 8

GARVEY CHRISTINE · CIK 0001073514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,335 shares

Expires 2022-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vesting 50% on 12/17/2013 and 50% on 12/17/2014. Exercisable as of vesting date.

Read SEC document
January 03, 2020 Filed Jan 7, 2020 14:00 UTC SaleCommon Stock 16,954 $40.76 $691,109.47
Disclosure

SEC source: 0001127602-20-001262 · form4.xml · nonDerivative · entry 6

GARVEY CHRISTINE · CIK 0001073514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The Reporting person will provide, upon request by SEC staff, the issuer or a security holder, the full information about the number of shares sold at each separate sales price.

F2 · price: Weighted average exercise price. Actual exercise prices ranged from $40.745 to $40.785.

Read SEC document
January 03, 2020 Filed Jan 7, 2020 14:00 UTC Exercise / conversionCommon Stock 3,569 $31.61 $112,816.09
Disclosure

SEC source: 0001127602-20-001262 · form4.xml · nonDerivative · entry 5

GARVEY CHRISTINE · CIK 0001073514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2020 Filed Jan 7, 2020 14:00 UTC Exercise / conversionCommon Stock 3,431 $32.85 $112,708.35
Disclosure

SEC source: 0001127602-20-001262 · form4.xml · nonDerivative · entry 4

GARVEY CHRISTINE · CIK 0001073514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,385

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2020 Filed Jan 7, 2020 14:00 UTC Exercise / conversionCommon Stock 3,453 $32.49 $112,187.97
Disclosure

SEC source: 0001127602-20-001262 · form4.xml · nonDerivative · entry 3

GARVEY CHRISTINE · CIK 0001073514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2020 Filed Jan 7, 2020 14:00 UTC Exercise / conversionCommon Stock 3,166 $35.16 $111,316.56
Disclosure

SEC source: 0001127602-20-001262 · form4.xml · nonDerivative · entry 2

GARVEY CHRISTINE · CIK 0001073514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2020 Filed Jan 7, 2020 14:00 UTC Exercise / conversionCommon Stock 3,335 $32.22 $107,453.70
Disclosure

SEC source: 0001127602-20-001262 · form4.xml · nonDerivative · entry 1

GARVEY CHRISTINE · CIK 0001073514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,335

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 18, 2019 Filed Dec 19, 2019 21:45 UTC GrantRestricted Stock Units · Derivative 4,555 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-035519 · form4.xml · derivative · entry 2

SHAPIRO PAUL E · CIK 0001191311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,555

Underlying: Common Stock · 4,555 shares

Expires 2021-12-18

F1 · derivative.exercise_date: These restricted stock units vest 50% on December 18, 2020 and 2021. 100% of the shares are distributable on 1/17/2022.

Read SEC document
December 18, 2019 Filed Dec 19, 2019 21:26 UTC GrantRestricted Stock Units · Derivative 4,469 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-035514 · form4.xml · derivative · entry 1

NOVICK STEPHEN A · CIK 0001231466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,469

Underlying: Common Stock · 4,469 shares

Expires 2021-12-18

F1 · derivative.exercise_date: These restricted stock units vest 50% on December 18, 2020 and 2021. 100% of the shares are distributable on 1/17/2022.

Read SEC document
December 18, 2019 Filed Dec 19, 2019 21:35 UTC GrantRestricted Stock Units · Derivative 4,019 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-035517 · form4.xml · derivative · entry 1

Pritchett Wendell E. · CIK 0001733659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,019

Underlying: Common Stock · 4,019 shares

Expires 2021-12-18

F1 · derivative.exercise_date: These restricted stock units vest 50% on December 18, 2020 and 2021. 100% of the shares are distributable on 1/17/2022.

Read SEC document
December 18, 2019 Filed Dec 19, 2019 21:17 UTC GrantRestricted Stock Units · Derivative 4,355 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-035512 · form4.xml · derivative · entry 1

McLean John A · CIK 0001669034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,355

Underlying: Common Stock · 4,355 shares

Expires 2021-12-18

F1 · derivative.exercise_date: These restricted stock units vest 50% on December 18, 2020 and 2021. 100% of the shares are distributable on 1/17/2022.

Read SEC document
December 18, 2019 Filed Dec 19, 2019 21:00 UTC GrantRestricted Stock Units · Derivative 2,814 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-035507 · form4.xml · derivative · entry 1

Grimes Karen H. · CIK 0001770273 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,814

Underlying: Common Stock · 2,814 shares

Expires 2021-12-18

F1 · derivative.exercise_date: These restricted stock units vest 50% on December 18, 2020 and 2021. 100% of the shares are distributable on 1/17/2022.

Read SEC document
December 18, 2019 Filed Dec 19, 2019 21:08 UTC GrantRestricted Stock Units · Derivative 4,725 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-035510 · form4.xml · derivative · entry 1

MARBACH CARL B · CIK 0001210655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,725

Underlying: Common Stock · 4,725 shares

Expires 2021-12-18

F1 · derivative.exercise_date: These restricted stock units vest 50% on December 18, 2020 and 2021. 100% of the shares are distributable on 1/17/2022.

Read SEC document
December 18, 2019 Filed Dec 19, 2019 20:52 UTC GrantRestricted Stock Units · Derivative 4,388 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-035504 · form4.xml · derivative · entry 1

GARVEY CHRISTINE · CIK 0001073514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,388

Underlying: Common Stock · 4,388 shares

Expires 2021-12-18

F1 · derivative.exercise_date: These restricted stock units vest 50% on December 18, 2020 and 2021. 100% of the shares are distributable on 1/17/2022.

Read SEC document
December 18, 2019 Filed Dec 19, 2019 20:22 UTC
Grubb Michael J.Chief Accounting Officer
GrantRestricted Stock Units · Derivative 1,899 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-035498 · form4.xml · derivative · entry 1

Grubb Michael J. · CIK 0001729059 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,899

Underlying: Common Stock · 1,899 shares

Expires 2023-12-01

F1 · derivative.exercise_date: These restricted stock units vest 25% on each December 1, 2020, 2021, 2022 and 2023. Settlement of 100% of these shares is scheduled to occur on December 1, 2023.

Read SEC document
December 18, 2019 Filed Dec 19, 2019 20:30 UTC GrantRestricted Stock Units · Derivative 4,555 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-035500 · form4.xml · derivative · entry 1

BOEHNE EDWARD G · CIK 0001210658 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,555

Underlying: Common Stock · 4,555 shares

Expires 2021-12-18

F1 · derivative.exercise_date: These restricted stock units vest 50% on December 18, 2020 and 2021. 100% of the shares are distributable on 1/17/2022.

Read SEC document
December 18, 2019 Filed Dec 19, 2019 20:43 UTC GrantRestricted Stock Units · Derivative 3,966 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-035502 · form4.xml · derivative · entry 1

BRAEMER RICHARD J · CIK 0001210657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,966

Underlying: Common Stock · 3,966 shares

Expires 2021-12-18

F1 · derivative.exercise_date: These restricted stock units vest 50% on December 18, 2020 and 2021. 100% of the shares are distributable on 1/17/2022.

Read SEC document
December 18, 2019 Filed Dec 19, 2019 20:01 UTC
Boyd James W.EVP,Co-Chief Operating Officer
GrantRestricted Stock Units · Derivative 4,555 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-035493 · form4.xml · derivative · entry 1

Boyd James W. · CIK 0001792650 · EVP,Co-Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,555

Underlying: Common Stock · 4,555 shares

Expires 2023-12-01

F1 · derivative.exercise_date: These restricted stock units vest 25% on each December 1, 2020, 2021, 2022 and 2023. Settlement of 100% of these shares is scheduled to occur on December 1, 2023.

Read SEC document
December 18, 2019 Filed Dec 19, 2019 20:10 UTC
Parahus RobertEVP,Co-Chief Operating Officer
GrantRestricted Stock Units · Derivative 4,555 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-035495 · form4.xml · derivative · entry 1

Parahus Robert · CIK 0001792406 · EVP,Co-Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,555

Underlying: Common Stock · 4,555 shares

Expires 2023-12-01

F1 · derivative.exercise_date: These restricted stock units vest 25% on each December 1, 2020, 2021, 2022 and 2023. Settlement of 100% of these shares is scheduled to occur on December 1, 2023.

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December 18, 2019 Filed Dec 19, 2019 19:29 UTC
Yearley Douglas C. Jr.Director · Chief Executive Officer
Exercise / conversionPerformance Based Restricted Stock Units · Derivative 79,938 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-035489 · form4.xml · derivative · entry 7

Yearley Douglas C. Jr. · CIK 0001476755 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 79,938 shares

Expires 2019-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The performance requirement was met on December 14, 2016. The service requirement was met on December 18, 2019.

F5 · derivative.exercise_date: These performance restricted stock units vest 25% on each December 18, 2016, 2017, 2018 and 2019.

Read SEC document
December 18, 2019 Filed Dec 19, 2019 19:29 UTC
Yearley Douglas C. Jr.Director · Chief Executive Officer
GrantRestricted Stock Units · Derivative 49,354 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-035489 · form4.xml · derivative · entry 6

Yearley Douglas C. Jr. · CIK 0001476755 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,354

Underlying: Common Stock · 49,354 shares

Expires 2023-12-01

F4 · derivative.exercise_date: These restricted stock units vest 25% on each December 1, 2020, 2021, 2022 and 2023. Settlement of 100% of these shares is scheduled to occur on December 1, 2023.

Read SEC document
December 18, 2019 Filed Dec 19, 2019 19:29 UTC
Yearley Douglas C. Jr.Director · Chief Executive Officer
Tax withholdingCommon Stock 32,879 $39.58 $1,301,350.82
Disclosure

SEC source: 0001127602-19-035489 · form4.xml · nonDerivative · entry 2

Yearley Douglas C. Jr. · CIK 0001476755 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,457

Read SEC document
December 18, 2019 Filed Dec 19, 2019 19:29 UTC
Yearley Douglas C. Jr.Director · Chief Executive Officer
Exercise / conversionCommon Stock 79,938 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-035489 · form4.xml · nonDerivative · entry 1

Yearley Douglas C. Jr. · CIK 0001476755 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The performance requirement was met on December 14, 2016. The service requirement was met on December 18, 2019.

Read SEC document
December 18, 2019 Filed Dec 19, 2019 19:14 UTC
Connor Martin P.Chief Financial Officer
GrantRestricted Stock Units · Derivative 12,642 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-035487 · form4.xml · derivative · entry 5

Connor Martin P. · CIK 0001501993 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,642

Underlying: Common Stock · 12,642 shares

Expires 2023-12-01

F5 · derivative.exercise_date: These restricted stock units vest 25% on each December 1, 2020, 2021, 2022 and 2023. Settlement of 100% of these shares is scheduled to occur on December 1, 2023.

Read SEC document
December 18, 2019 Filed Dec 19, 2019 19:14 UTC
Connor Martin P.Chief Financial Officer
Exercise / conversionPerformance Based Restricted Stock Units · Derivative 19,816 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-035487 · form4.xml · derivative · entry 4

Connor Martin P. · CIK 0001501993 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,816 shares

Expires 2019-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The performance requirement was met on December 14, 2016. The service requirement was met on December 18,2019.

F4 · derivative.exercise_date: These performance restricted stock units vest 25% on each December 18, 2016, 2017, 2018 and 2019.

Read SEC document
December 18, 2019 Filed Dec 19, 2019 19:14 UTC
Connor Martin P.Chief Financial Officer
Tax withholdingCommon Stock 8,151 $39.58 $322,616.58
Disclosure

SEC source: 0001127602-19-035487 · form4.xml · nonDerivative · entry 2

Connor Martin P. · CIK 0001501993 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,169

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.