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NYSE · USD

TOL

Toll Brothers, Inc.

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3421
SEC CIK
0000794170
Parsed reports
539

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202603
Mar 202601
Apr 202601
May 202600
Jun 202602
Jul 202600
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 23, 2020 Filed Sep 24, 2020 20:28 UTC
Parahus RobertEVP,Co-Chief Operating Officer
Exercise / conversionCommon Stock 3,500 $20.50 $71,750.00
Disclosure

SEC source: 0001127602-20-025697 · form4.xml · nonDerivative · entry 1

Parahus Robert · CIK 0001792406 · EVP,Co-Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,317

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 23, 2020 Filed Sep 24, 2020 20:24 UTC
Grubb Michael J.Chief Accounting Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 1,250 $0.00 Strike: $32.22 $0.00
Disclosure

SEC source: 0001127602-20-025695 · form4.xml · derivative · entry 4

Grubb Michael J. · CIK 0001729059 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires 2022-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 23, 2020 Filed Sep 24, 2020 20:24 UTC
Grubb Michael J.Chief Accounting Officer
SaleCommon Stock 1,250 $48.17 $60,209.50
Disclosure

SEC source: 0001127602-20-025695 · form4.xml · nonDerivative · entry 2

Grubb Michael J. · CIK 0001729059 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,537

F1 · price: The Reporting person will provide, upon request by SEC staff, the issuer or a security holder, the full information about the number of shares sold at each separate sales price.

F2 · price: Weighted average sales price. Actual sale prices ranged from $48.16 to $48.17.

Read SEC document
September 23, 2020 Filed Sep 24, 2020 20:24 UTC
Grubb Michael J.Chief Accounting Officer
Exercise / conversionCommon Stock 1,250 $32.22 $40,275.00
Disclosure

SEC source: 0001127602-20-025695 · form4.xml · nonDerivative · entry 1

Grubb Michael J. · CIK 0001729059 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,787

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 22, 2020 Filed Sep 22, 2020 20:29 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 16,250 $0.00 Strike: $19.32 $0.00
Disclosure

SEC source: 0001127602-20-025564 · form4.xml · derivative · entry 3

SHAPIRO PAUL E · CIK 0001191311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,250 shares

Expires 2020-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Exercisable 50% on 12/20/2011 and 12/20/2012

Read SEC document
September 22, 2020 Filed Sep 22, 2020 20:29 UTC SaleCommon Stock 16,250 $46.97 $763,262.50
Disclosure

SEC source: 0001127602-20-025564 · form4.xml · nonDerivative · entry 2

SHAPIRO PAUL E · CIK 0001191311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,266

Read SEC document
September 22, 2020 Filed Sep 22, 2020 20:29 UTC Exercise / conversionCommon Stock 16,250 $19.32 $313,950.00
Disclosure

SEC source: 0001127602-20-025564 · form4.xml · nonDerivative · entry 1

SHAPIRO PAUL E · CIK 0001191311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 21, 2020 Filed Sep 22, 2020 20:24 UTC
Yearley Douglas C. Jr.Director · Chief Executive Officer
SaleCommon Stock 20,000 $46.00 $920,000.00
Disclosure

SEC source: 0001127602-20-025557 · form4.xml · nonDerivative · entry 1

Yearley Douglas C. Jr. · CIK 0001476755 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,457

F1 · kind: The transactions reported on this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in June, 2020.

Read SEC document
September 16, 2020 Filed Sep 17, 2020 13:00 UTC
Connor Martin P.Chief Financial Officer
SaleCommon Stock 20,000 $45.00 $900,000.00
Disclosure

SEC source: 0001127602-20-025272 · form4.xml · nonDerivative · entry 1

Connor Martin P. · CIK 0001501993 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,169

Read SEC document
September 11, 2020 Filed Sep 14, 2020 12:30 UTC SaleCommon Stock 254,986 $44.23 $11,277,036.33
Disclosure

SEC source: 0001127602-20-024995 · form4.xml · nonDerivative · entry 1

TOLL ROBERT I · CIK 0000922997 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · GRAT, Expires March, 2022

Disclosed balance after: 500,000

F1 · price: The Reporting person will provide, upon request by SEC staff, the issuer or a security holder, the full information about the number of shares sold at each separate sales price.

F2 · price: Weighted Average sales price. Actual sale prices ranged from $44.20 to $44.29.

Read SEC document
September 02, 2020 Filed Sep 4, 2020 13:10 UTC SaleCommon Stock 14,472 $44.23 $640,090.77
Disclosure

SEC source: 0001127602-20-024746 · form4.xml · nonDerivative · entry 1

TOLL ROBERT I · CIK 0000922997 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · GRAT, Expires March, 2022

Disclosed balance after: 754,986

F1 · price: The Reporting person will provide, upon request by SEC staff, the issuer or a security holder, the full information about the number of shares sold at each separate sales price.

F2 · price: Weighted average sales price. Actual sale prices ranged from $44.20 to $44.26.

Read SEC document
August 28, 2020 Filed Aug 31, 2020 12:42 UTC SaleCommon Stock 11,800 $44.20 $521,560.00
Disclosure

SEC source: 0001127602-20-024411 · form4.xml · nonDerivative · entry 4

TOLL ROBERT I · CIK 0000922997 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · GRAT, Expires March, 2022

Disclosed balance after: 769,458

Read SEC document
August 27, 2020 Filed Aug 28, 2020 21:01 UTC GiftCommon Stock 68 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-024405 · form4.xml · nonDerivative · entry 1

GARVEY CHRISTINE · CIK 0001073514 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 7,583

Read SEC document
August 27, 2020 Filed Aug 28, 2020 20:51 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 17,000 $0.00 Strike: $19.32 $0.00
Disclosure

SEC source: 0001127602-20-024387 · form4.xml · derivative · entry 5

MARBACH CARL B · CIK 0001210655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,000 shares

Expires 2020-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Exercisable 50% on 12/20/2011 and 12/20/2012

Read SEC document
August 27, 2020 Filed Aug 28, 2020 20:51 UTC SaleCommon Stock 32,000 $44.87 $1,435,776.00
Disclosure

SEC source: 0001127602-20-024387 · form4.xml · nonDerivative · entry 2

MARBACH CARL B · CIK 0001210655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,085

F1 · price: The Reporting person will provide, upon request by SEC staff, the issuer or a security holder, the full information about the number of shares sold at each separate sales price.

F2 · price: Weighted average sales price. Actual sale prices ranged from $44.65 to $45.05.

Read SEC document
August 27, 2020 Filed Aug 28, 2020 20:51 UTC Exercise / conversionCommon Stock 17,000 $19.32 $328,440.00
Disclosure

SEC source: 0001127602-20-024387 · form4.xml · nonDerivative · entry 1

MARBACH CARL B · CIK 0001210655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,085

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 27, 2020 Filed Aug 28, 2020 20:13 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 17,000 $0.00 Strike: $19.32 $0.00
Disclosure

SEC source: 0001127602-20-024375 · form4.xml · derivative · entry 3

BOEHNE EDWARD G · CIK 0001210658 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,000 shares

Expires 2020-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Exercisable 50% on 12/20/2011 and 12/20/2012

Read SEC document
August 27, 2020 Filed Aug 28, 2020 20:13 UTC SaleCommon Stock 17,000 $44.91 $763,476.80
Disclosure

SEC source: 0001127602-20-024375 · form4.xml · nonDerivative · entry 2

BOEHNE EDWARD G · CIK 0001210658 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,786

F1 · price: The Reporting person will provide, upon request by SEC staff, the issuer or a security holder, the full information about the number of shares sold at each separate sales price.

F2 · price: Weighted average sales price. Actual sale prices ranged from $44.58 to $45.24.

Read SEC document
August 27, 2020 Filed Aug 28, 2020 20:13 UTC Exercise / conversionCommon Stock 17,000 $19.32 $328,440.00
Disclosure

SEC source: 0001127602-20-024375 · form4.xml · nonDerivative · entry 1

BOEHNE EDWARD G · CIK 0001210658 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,786

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 27, 2020 Filed Aug 28, 2020 20:07 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 15,000 $0.00 Strike: $19.32 $0.00
Disclosure

SEC source: 0001127602-20-024370 · form4.xml · derivative · entry 3

BRAEMER RICHARD J · CIK 0001210657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2020-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Exercisable 50% on 12/20/2011 and 12/20/2012

Read SEC document
August 27, 2020 Filed Aug 28, 2020 20:07 UTC SaleCommon Stock 15,000 $44.90 $673,470.00
Disclosure

SEC source: 0001127602-20-024370 · form4.xml · nonDerivative · entry 2

BRAEMER RICHARD J · CIK 0001210657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,456

F1 · price: The Reporting person will provide, upon request by SEC staff, the issuer or a security holder, the full information about the number of shares sold at each separate sales price.

F2 · price: Weighted average sales price. Actual sale prices ranged from $44.64 to $45.24.

Read SEC document
August 27, 2020 Filed Aug 28, 2020 20:07 UTC Exercise / conversionCommon Stock 15,000 $19.32 $289,800.00
Disclosure

SEC source: 0001127602-20-024370 · form4.xml · nonDerivative · entry 1

BRAEMER RICHARD J · CIK 0001210657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,456

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 27, 2020 Filed Aug 31, 2020 12:42 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 100,000 $0.00 Strike: $19.32 $0.00
Disclosure

SEC source: 0001127602-20-024411 · form4.xml · derivative · entry 8

TOLL ROBERT I · CIK 0000922997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2020-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Exercisable 25% on 12/20/2011, 2012, 2013 and 2014.

Read SEC document
August 27, 2020 Filed Aug 31, 2020 12:42 UTC SaleCommon Stock 218,742 $44.20 $9,669,336.99
Disclosure

SEC source: 0001127602-20-024411 · form4.xml · nonDerivative · entry 3

TOLL ROBERT I · CIK 0000922997 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · GRAT, Expires March, 2022

Disclosed balance after: 781,258

F1 · price: The Reporting person will provide, upon request by SEC staff, the issuer or a security holder, the full information about the number of shares sold at each separate sales price.

F2 · price: Weighted average sales price. Actual sale prices ranged from $44.20 to $44.34.

Read SEC document
August 27, 2020 Filed Aug 31, 2020 12:42 UTC Tax withholdingCommon Stock 65,487 $43.11 $2,823,144.57
Disclosure

SEC source: 0001127602-20-024411 · form4.xml · nonDerivative · entry 2

TOLL ROBERT I · CIK 0000922997 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Robert I. Toll Revocable Trust

Disclosed balance after: 806,022

Read SEC document
August 27, 2020 Filed Aug 31, 2020 12:42 UTC Exercise / conversionCommon Stock 100,000 $19.32 $1,932,000.00
Disclosure

SEC source: 0001127602-20-024411 · form4.xml · nonDerivative · entry 1

TOLL ROBERT I · CIK 0000922997 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Robert I. Toll Revocable Trust

Disclosed balance after: 871,509

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 21, 2020 Filed Aug 24, 2020 20:12 UTC
Yearley Douglas C. Jr.Director · Chief Executive Officer
SaleCommon Stock 20,000 $44.00 $880,000.00
Disclosure

SEC source: 0001127602-20-024121 · form4.xml · nonDerivative · entry 1

Yearley Douglas C. Jr. · CIK 0001476755 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,457

F1 · kind: The transactions reported on this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in June, 2020.

Read SEC document
August 17, 2020 Filed Aug 18, 2020 20:18 UTC
Yearley Douglas C. Jr.Director · Chief Executive Officer
SaleCommon Stock 20,000 $42.00 $840,000.00
Disclosure

SEC source: 0001127602-20-023811 · form4.xml · nonDerivative · entry 1

Yearley Douglas C. Jr. · CIK 0001476755 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,457

F1 · kind: The transactions reported on this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in June, 2020.

Read SEC document
August 10, 2020 Filed Aug 11, 2020 20:08 UTC
Yearley Douglas C. Jr.Director · Chief Executive Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 30,000 $0.00 Strike: $20.50 $0.00
Disclosure

SEC source: 0001127602-20-023363 · form4.xml · derivative · entry 5

Yearley Douglas C. Jr. · CIK 0001476755 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in June, 2020.

F2 · derivative.exercise_date: Exercisable 25% on 12/20/2012, 2013, 2014 and 2015.

Read SEC document
August 10, 2020 Filed Aug 11, 2020 20:08 UTC
Yearley Douglas C. Jr.Director · Chief Executive Officer
SaleCommon Stock 50,000 $40.00 $2,000,000.00
Disclosure

SEC source: 0001127602-20-023363 · form4.xml · nonDerivative · entry 2

Yearley Douglas C. Jr. · CIK 0001476755 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,457

F1 · kind: The transactions reported on this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in June, 2020.

Read SEC document
August 10, 2020 Filed Aug 11, 2020 20:08 UTC
Yearley Douglas C. Jr.Director · Chief Executive Officer
Exercise / conversionCommon Stock 30,000 $20.50 $615,000.00
Disclosure

SEC source: 0001127602-20-023363 · form4.xml · nonDerivative · entry 1

Yearley Douglas C. Jr. · CIK 0001476755 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,457

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in June, 2020.

Read SEC document
July 28, 2020 Filed Jul 30, 2020 22:44 UTC
Yearley Douglas C. Jr.Director · Chief Executive Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 30,000 $0.00 Strike: $20.50 $0.00
Disclosure

SEC source: 0001127602-20-022298 · form4.xml · derivative · entry 5

Yearley Douglas C. Jr. · CIK 0001476755 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in June, 2020.

F2 · derivative.exercise_date: Exercisable 25% on 12/20/2012, 2013, 2014 and 2015.

Read SEC document
July 28, 2020 Filed Jul 30, 2020 22:44 UTC
Yearley Douglas C. Jr.Director · Chief Executive Officer
SaleCommon Stock 30,000 $39.00 $1,170,000.00
Disclosure

SEC source: 0001127602-20-022298 · form4.xml · nonDerivative · entry 2

Yearley Douglas C. Jr. · CIK 0001476755 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,457

F1 · kind: The transactions reported on this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in June, 2020.

Read SEC document
July 28, 2020 Filed Jul 30, 2020 22:44 UTC
Yearley Douglas C. Jr.Director · Chief Executive Officer
Exercise / conversionCommon Stock 30,000 $20.50 $615,000.00
Disclosure

SEC source: 0001127602-20-022298 · form4.xml · nonDerivative · entry 1

Yearley Douglas C. Jr. · CIK 0001476755 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,457

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in June, 2020.

Read SEC document
July 23, 2020 Filed Jul 23, 2020 20:36 UTC
Yearley Douglas C. Jr.Director · Chief Executive Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 30,000 $0.00 Strike: $20.50 $0.00
Disclosure

SEC source: 0001127602-20-022044 · form4.xml · derivative · entry 5

Yearley Douglas C. Jr. · CIK 0001476755 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 30,000 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in June, 2020.

F2 · derivative.exercise_date: Exercisable 25% on 12/20/2012, 2013, 2014 and 2015.

Read SEC document
July 23, 2020 Filed Jul 23, 2020 20:36 UTC
Yearley Douglas C. Jr.Director · Chief Executive Officer
SaleCommon Stock 30,000 $38.00 $1,140,000.00
Disclosure

SEC source: 0001127602-20-022044 · form4.xml · nonDerivative · entry 2

Yearley Douglas C. Jr. · CIK 0001476755 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,457

F1 · kind: The transactions reported on this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in June, 2020.

Read SEC document
July 23, 2020 Filed Jul 23, 2020 20:36 UTC
Yearley Douglas C. Jr.Director · Chief Executive Officer
Exercise / conversionCommon Stock 30,000 $20.50 $615,000.00
Disclosure

SEC source: 0001127602-20-022044 · form4.xml · nonDerivative · entry 1

Yearley Douglas C. Jr. · CIK 0001476755 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,457

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in June, 2020.

Read SEC document
July 17, 2020 Filed Jul 17, 2020 20:39 UTC
Yearley Douglas C. Jr.Director · Chief Executive Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 30,000 $0.00 Strike: $20.50 $0.00
Disclosure

SEC source: 0001127602-20-021759 · form4.xml · derivative · entry 5

Yearley Douglas C. Jr. · CIK 0001476755 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 30,000 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in June, 2020.

F4 · derivative.exercise_date: Exercisable 25% on 12/20/2012, 2013, 2014 and 2015.

Read SEC document
July 17, 2020 Filed Jul 17, 2020 20:39 UTC
Yearley Douglas C. Jr.Director · Chief Executive Officer
SaleCommon Stock 30,000 $36.19 $1,085,757.00
Disclosure

SEC source: 0001127602-20-021759 · form4.xml · nonDerivative · entry 2

Yearley Douglas C. Jr. · CIK 0001476755 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,457

F1 · kind: The transactions reported on this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in June, 2020.

F2 · price: The Reporting person will provide, upon request by SEC staff, the issuer or a security holder, the full information about the number of shares sold at each separate sales price.

F3 · price: Weighted average sales price. Actual sale prices ranged from $36.00-36.68.

Read SEC document
July 17, 2020 Filed Jul 17, 2020 20:39 UTC
Yearley Douglas C. Jr.Director · Chief Executive Officer
Exercise / conversionCommon Stock 30,000 $20.50 $615,000.00
Disclosure

SEC source: 0001127602-20-021759 · form4.xml · nonDerivative · entry 1

Yearley Douglas C. Jr. · CIK 0001476755 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,457

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in June, 2020.

Read SEC document
June 09, 2020 Filed Jun 10, 2020 17:35 UTC
Yearley Douglas C. Jr.Director · Chief Executive Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 120,000 $0.00 Strike: $19.32 $0.00
Disclosure

SEC source: 0001127602-20-019315 · form4.xml · derivative · entry 5

Yearley Douglas C. Jr. · CIK 0001476755 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 120,000 shares

Expires 2020-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Exercisable 25% on 12/20/2011, 2012, 2013 and 2014.

Read SEC document
June 09, 2020 Filed Jun 10, 2020 17:35 UTC
Yearley Douglas C. Jr.Director · Chief Executive Officer
SaleCommon Stock 120,000 $35.04 $4,204,584.00
Disclosure

SEC source: 0001127602-20-019315 · form4.xml · nonDerivative · entry 2

Yearley Douglas C. Jr. · CIK 0001476755 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,457

F1 · price: The Reporting person will provide, upon request by SEC staff, the issuer or a security holder, the full information about the number of shares sold at each separate sales price.

F2 · price: Weighted average sales price. Actual sale prices range from $34.785 to $35.215.

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June 09, 2020 Filed Jun 10, 2020 17:35 UTC
Yearley Douglas C. Jr.Director · Chief Executive Officer
Exercise / conversionCommon Stock 120,000 $19.32 $2,318,400.00
Disclosure

SEC source: 0001127602-20-019315 · form4.xml · nonDerivative · entry 1

Yearley Douglas C. Jr. · CIK 0001476755 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,457

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 03, 2020 Filed Jun 8, 2020 19:01 UTC GiftCommon Stock 306 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-019107 · form4.xml · nonDerivative · entry 1

GARVEY CHRISTINE · CIK 0001073514 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 7,651

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March 20, 2020 Filed Mar 23, 2020 14:44 UTC PurchaseCommon Stock 1,700 $15.45 $26,265.00
Disclosure

SEC source: 0001127602-20-011731 · form4.xml · nonDerivative · entry 3

East Stephen F. · CIK 0001805167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

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March 20, 2020 Filed Mar 23, 2020 14:44 UTC PurchaseCommon Stock 1,400 $16.54 $23,156.00
Disclosure

SEC source: 0001127602-20-011731 · form4.xml · nonDerivative · entry 2

East Stephen F. · CIK 0001805167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,300

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March 19, 2020 Filed Mar 23, 2020 14:44 UTC PurchaseCommon Stock 2,900 $17.07 $49,503.00
Disclosure

SEC source: 0001127602-20-011731 · form4.xml · nonDerivative · entry 1

East Stephen F. · CIK 0001805167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,900

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January 17, 2020 Filed Jan 21, 2020 14:26 UTC Exercise / conversionRestricted Stock Units · Derivative 3,482 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-002002 · form4.xml · derivative · entry 2

NOVICK STEPHEN A · CIK 0001231466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,482 shares

Expires 2019-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vest 50% on 12/18/2018 and 2019. 100% of the shares are distributable on 1/17/2020.

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January 17, 2020 Filed Jan 21, 2020 14:26 UTC Exercise / conversionCommon Stock 3,482 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-002002 · form4.xml · nonDerivative · entry 1

NOVICK STEPHEN A · CIK 0001231466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 17, 2020 Filed Jan 21, 2020 14:35 UTC Exercise / conversionRestricted Stock Units · Derivative 3,482 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-002006 · form4.xml · derivative · entry 2

SHAPIRO PAUL E · CIK 0001191311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,482 shares

Expires 2019-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vest 50% on 12/18/2018 and 2019. 100% of the shares are distributable on 1/17/2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.