Last 12 months
Inside the activity.
2 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 04, 2024 Filed Apr 8, 2024 12:20 UTC |
Johnson Patricia ADirector
|
GrantCommon Stock Drip | 328 | $47.75 | $15,662.00 |
DisclosureSEC source: 0001127602-24-012620 · form4.xml · nonDerivative · entry 1 Johnson Patricia A · CIK 0001362027 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,505.102 F1 · shares: Represents shares of common stock elected to be received by the reporting person in lieu of cash retainer fees pursuant to the Second Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. Read SEC document |
| April 02, 2024 Filed Apr 3, 2024 14:45 UTC |
ALEXANDER JOHN EDirector
|
GrantPhantom Stock · Derivative | 91.775 | $47.77 | $4,384.02 |
DisclosureSEC source: 0001127602-24-012057 · form4.xml · derivative · entry 2 ALEXANDER JOHN E · CIK 0001074514 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,433.549 Underlying: Common Stock · 91.775 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| April 02, 2024 Filed Apr 3, 2024 14:45 UTC |
ALEXANDER JOHN EDirector
|
GrantPhantom Stock · Derivative | 167.828 | $47.77 | $8,017.01 |
DisclosureSEC source: 0001127602-24-012057 · form4.xml · derivative · entry 1 ALEXANDER JOHN E · CIK 0001074514 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,341.774 Underlying: Common Stock · 167.828 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| April 02, 2024 Filed Apr 3, 2024 14:10 UTC |
Lee Angela BDirector
|
GrantPhantom Stock · Derivative | 137.641 | $47.69 | $6,564.37 |
DisclosureSEC source: 0001127602-24-012042 · form4.xml · derivative · entry 2 Lee Angela B · CIK 0001974543 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,115.84 Underlying: Common Stock · 137.641 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| April 02, 2024 Filed Apr 3, 2024 14:10 UTC |
Lee Angela BDirector
|
GrantPhantom Stock · Derivative | 251.731 | $47.69 | $12,005.55 |
DisclosureSEC source: 0001127602-24-012042 · form4.xml · derivative · entry 1 Lee Angela B · CIK 0001974543 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,978.199 Underlying: Common Stock · 251.731 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| April 02, 2024 Filed Apr 3, 2024 14:35 UTC |
Fessenden Daniel J.Director
|
GrantPhantom Stock · Derivative | 217.714 | $47.77 | $10,400.02 |
DisclosureSEC source: 0001127602-24-012056 · form4.xml · derivative · entry 2 Fessenden Daniel J. · CIK 0001463126 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,334.098 Underlying: Common Stock · 217.714 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| April 02, 2024 Filed Apr 3, 2024 14:35 UTC |
Fessenden Daniel J.Director
|
GrantPhantom Stock · Derivative | 133.454 | $47.77 | $6,374.99 |
DisclosureSEC source: 0001127602-24-012056 · form4.xml · derivative · entry 1 Fessenden Daniel J. · CIK 0001463126 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,116.384 Underlying: Common Stock · 133.454 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| April 02, 2024 Filed Apr 3, 2024 14:08 UTC |
Catarisano Nancy E.Director
|
GrantPhantom Stock · Derivative | 176.369 | $47.77 | $8,425.01 |
DisclosureSEC source: 0001127602-24-012039 · form4.xml · derivative · entry 2 Catarisano Nancy E. · CIK 0001530871 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,058.396 Underlying: Common Stock · 176.369 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| April 02, 2024 Filed Apr 3, 2024 14:08 UTC |
Catarisano Nancy E.Director
|
GrantPhantom Stock · Derivative | 275.282 | $47.77 | $13,150.00 |
DisclosureSEC source: 0001127602-24-012039 · form4.xml · derivative · entry 1 Catarisano Nancy E. · CIK 0001530871 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,882.027 Underlying: Common Stock · 275.282 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| April 02, 2024 Filed Apr 4, 2024 12:10 UTC |
Tegan Jennifer RDirector
|
GrantPhantom Stock · Derivative | 176.369 | $47.77 | $8,425.01 |
DisclosureSEC source: 0001127602-24-012415 · form4.xml · derivative · entry 2 Tegan Jennifer R · CIK 0001781908 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,411.238 Underlying: Common Stock · 176.369 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| April 02, 2024 Filed Apr 4, 2024 12:10 UTC |
Tegan Jennifer RDirector
|
GrantPhantom Stock · Derivative | 196.78 | $47.77 | $9,400.02 |
DisclosureSEC source: 0001127602-24-012415 · form4.xml · derivative · entry 1 Tegan Jennifer R · CIK 0001781908 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,234.869 Underlying: Common Stock · 196.78 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| March 11, 2024 Filed Nov 13, 2024 15:03 UTC |
DeMilia David MEVP, Pres of TCB Hudson Valley
|
OtherCommon Stock | 1.986 | $50.36 | $100.01 |
DisclosureSEC source: 0001127602-24-027148 · form4.xml · nonDerivative · entry 3 DeMilia David M · CIK 0001866122 · EVP, Pres of TCB Hudson Valley 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,161.887 F1 · shares: Optional cash purchase through Tompkins Financial Dividend Reinvestment and Stock Puchase and Sale Plan. Read SEC document |
| February 20, 2024 Filed Feb 21, 2024 13:36 UTC |
Rahilly Ita MDirector
|
PurchaseCommon Stock | 1,981.65 | $50.46 | $100,000.00 |
DisclosureSEC source: 0001127602-24-005936 · form4.xml · nonDerivative · entry 1 Rahilly Ita M · CIK 0001811767 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,453.603 F1 · shares: Optional cash purchase through Tompkins Financial Dividend Reinvestment and Stock Puchase and Sale Plan. Read SEC document |
| February 12, 2024 Filed Nov 13, 2024 15:03 UTC |
DeMilia David MEVP, Pres of TCB Hudson Valley
|
OtherCommon Stock | 1.972 | $50.70 | $99.98 |
DisclosureSEC source: 0001127602-24-027148 · form4.xml · nonDerivative · entry 2 DeMilia David M · CIK 0001866122 · EVP, Pres of TCB Hudson Valley 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,138.238 F1 · shares: Optional cash purchase through Tompkins Financial Dividend Reinvestment and Stock Puchase and Sale Plan. Read SEC document |
| January 30, 2024 Filed Jan 31, 2024 22:00 UTC |
BATTAGLIA PAUL J.Director
|
Exercise / conversionPhantom Stock · Derivative | 1,354.052 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-002767 · form4.xml · derivative · entry 5 BATTAGLIA PAUL J. · CIK 0001491721 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,504.388 Underlying: Common Stock · 1,354.052 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · shares: Adjustment to reclassify rabbi trust holding. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| January 30, 2024 Filed Jan 31, 2024 22:00 UTC |
BATTAGLIA PAUL J.Director
|
Exercise / conversionCommon Stock | 1,354.052 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-002767 · form4.xml · nonDerivative · entry 2 BATTAGLIA PAUL J. · CIK 0001491721 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,308.359 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · shares: Adjustment to reclassify rabbi trust holding. Read SEC document |
| January 30, 2024 Filed Jan 31, 2024 21:35 UTC |
WEBER ALFRED JDirector
|
Exercise / conversionPhantom Stock · Derivative | 645.901 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-002750 · form4.xml · derivative · entry 4 WEBER ALFRED J · CIK 0001225242 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,055.819 Underlying: Common Stock · 645.901 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · shares: Adjustment to reclassify rabbi trust holding. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| January 30, 2024 Filed Jan 31, 2024 21:35 UTC |
WEBER ALFRED JDirector
|
Exercise / conversionCommon Stock | 645.901 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-002750 · form4.xml · nonDerivative · entry 2 WEBER ALFRED J · CIK 0001225242 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,666.973 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · shares: Adjustment to reclassify rabbi trust holding. Read SEC document |
| January 30, 2024 Filed Jan 31, 2024 17:51 UTC |
Johnson Patricia ADirector
|
Exercise / conversionPhantom Stock · Derivative | 345.903 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-002702 · form4.xml · derivative · entry 4 Johnson Patricia A · CIK 0001362027 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 681.093 Underlying: Common Stock · 345.903 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · shares: Adjustment to reclassify rabbi trust holding. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| January 30, 2024 Filed Jan 31, 2024 17:51 UTC |
Johnson Patricia ADirector
|
Exercise / conversionCommon Stock Drip | 345.903 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-002702 · form4.xml · nonDerivative · entry 2 Johnson Patricia A · CIK 0001362027 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,140.314 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · shares: Adjustment to reclassify rabbi trust holding. Read SEC document |
| January 30, 2024 Filed Jan 31, 2024 16:47 UTC |
SPAIN MICHAEL HDirector
|
Exercise / conversionPhantom Stock · Derivative | 1,444.22 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-002690 · form4.xml · derivative · entry 4 SPAIN MICHAEL H · CIK 0001124188 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,221.098 Underlying: Common Stock · 1,444.22 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · shares: Adjustment to reclassify rabbi trust holding. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| January 30, 2024 Filed Jan 31, 2024 16:47 UTC |
SPAIN MICHAEL HDirector
|
Exercise / conversionCommon Stock | 1,444.22 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-002690 · form4.xml · nonDerivative · entry 1 SPAIN MICHAEL H · CIK 0001124188 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 136,344.056 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · shares: Adjustment to reclassify rabbi trust holding. Read SEC document |
| January 30, 2024 Filed Jan 31, 2024 15:54 UTC |
Rochon Thomas R.Director
|
Exercise / conversionPhantom Stock · Derivative | 2,323.168 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-002689 · form4.xml · derivative · entry 6 Rochon Thomas R. · CIK 0001463129 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,545.05 Underlying: Common Stock · 2,323.168 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · shares: Adjustment to reclassify rabbi trust holding. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| January 30, 2024 Filed Jan 31, 2024 15:54 UTC |
Rochon Thomas R.Director
|
Exercise / conversionCommon Stock | 2,323.168 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-002689 · form4.xml · nonDerivative · entry 2 Rochon Thomas R. · CIK 0001463129 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,745.013 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · shares: Adjustment to reclassify rabbi trust holding. Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 22:00 UTC |
BATTAGLIA PAUL J.Director
|
Exercise / conversionPhantom Stock · Derivative | 480.744 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-002767 · form4.xml · derivative · entry 4 BATTAGLIA PAUL J. · CIK 0001491721 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,858.44 Underlying: Common Stock · 480.744 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · shares: Adjustment to reclassify rabbi trust holding. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 22:00 UTC |
BATTAGLIA PAUL J.Director
|
Exercise / conversionCommon Stock | 480.744 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-002767 · form4.xml · nonDerivative · entry 1 BATTAGLIA PAUL J. · CIK 0001491721 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,954.307 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · shares: Adjustment to reclassify rabbi trust holding. Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 21:35 UTC |
WEBER ALFRED JDirector
|
Exercise / conversionPhantom Stock · Derivative | 165.264 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-002750 · form4.xml · derivative · entry 3 WEBER ALFRED J · CIK 0001225242 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,701.72 Underlying: Common Stock · 165.264 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · shares: Adjustment to reclassify rabbi trust holding. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 21:35 UTC |
WEBER ALFRED JDirector
|
Exercise / conversionCommon Stock | 165.264 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-002750 · form4.xml · nonDerivative · entry 1 WEBER ALFRED J · CIK 0001225242 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,021.072 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · shares: Adjustment to reclassify rabbi trust holding. Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 17:51 UTC |
Johnson Patricia ADirector
|
Exercise / conversionPhantom Stock · Derivative | 335.191 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-002702 · form4.xml · derivative · entry 3 Johnson Patricia A · CIK 0001362027 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,026.996 Underlying: Common Stock · 335.191 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · shares: Adjustment to reclassify rabbi trust holding. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 17:51 UTC |
Johnson Patricia ADirector
|
Exercise / conversionCommon Stock Drip | 335.191 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-002702 · form4.xml · nonDerivative · entry 1 Johnson Patricia A · CIK 0001362027 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,794.411 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · shares: Adjustment to reclassify rabbi trust holding. Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 15:54 UTC |
Rochon Thomas R.Director
|
Exercise / conversionPhantom Stock · Derivative | 385.842 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-002689 · form4.xml · derivative · entry 5 Rochon Thomas R. · CIK 0001463129 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,868.218 Underlying: Common Stock · 385.842 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · shares: Adjustment to reclassify rabbi trust holding. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 15:54 UTC |
Rochon Thomas R.Director
|
Exercise / conversionCommon Stock | 385.842 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-002689 · form4.xml · nonDerivative · entry 1 Rochon Thomas R. · CIK 0001463129 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,421.845 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · shares: Adjustment to reclassify rabbi trust holding. Read SEC document |
| January 11, 2024 Filed Nov 13, 2024 15:03 UTC |
DeMilia David MEVP, Pres of TCB Hudson Valley
|
OtherCommon Stock | 1.879 | $53.21 | $99.98 |
DisclosureSEC source: 0001127602-24-027148 · form4.xml · nonDerivative · entry 1 DeMilia David M · CIK 0001866122 · EVP, Pres of TCB Hudson Valley 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,136.266 F1 · shares: Optional cash purchase through Tompkins Financial Dividend Reinvestment and Stock Puchase and Sale Plan. Read SEC document |
| January 04, 2024 Filed Jan 5, 2024 20:32 UTC |
WEBER ALFRED JDirector
|
GrantCommon Stock | 235 | $55.90 | $13,136.50 |
DisclosureSEC source: 0001127602-24-000953 · form4.xml · nonDerivative · entry 1 WEBER ALFRED J · CIK 0001225242 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,855.808 F1 · shares: Represents shares of common stock elected to be received by the reporting person in lieu of cash retainer fees pursuant to the Second Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries Read SEC document |
| January 04, 2024 Filed Jan 5, 2024 20:28 UTC |
Johnson Patricia ADirector
|
GrantCommon Stock Drip | 270 | $55.90 | $15,093.00 |
DisclosureSEC source: 0001127602-24-000952 · form4.xml · nonDerivative · entry 1 Johnson Patricia A · CIK 0001362027 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,459.22 F1 · shares: Represents shares of common stock elected to be received by the reporting person in lieu of cash retainer fees pursuant to the Second Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. Read SEC document |
| January 04, 2024 Filed Jan 5, 2024 18:04 UTC |
Rochon Thomas R.Director
|
GrantCommon Stock | 395 | $55.90 | $22,080.50 |
DisclosureSEC source: 0001127602-24-000920 · form4.xml · nonDerivative · entry 1 Rochon Thomas R. · CIK 0001463129 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,036.003 F1 · shares: Represents shares of common stock elected to be received by the reporting person in lieu of cash retainer fees pursuant to the Second Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. Read SEC document |
| January 02, 2024 Filed Jan 3, 2024 20:29 UTC |
Catarisano Nancy E.Director
|
GrantPhantom Stock · Derivative | 221.98 | $59.24 | $13,150.01 |
DisclosureSEC source: 0001127602-24-000373 · form4.xml · derivative · entry 2 Catarisano Nancy E. · CIK 0001530871 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,576.561 Underlying: Common Stock · 221.98 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| January 02, 2024 Filed Jan 3, 2024 20:29 UTC |
Catarisano Nancy E.Director
|
GrantPhantom Stock · Derivative | 142.219 | $59.24 | $8,425.00 |
DisclosureSEC source: 0001127602-24-000373 · form4.xml · derivative · entry 1 Catarisano Nancy E. · CIK 0001530871 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,354.581 Underlying: Common Stock · 142.219 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| January 02, 2024 Filed Jan 3, 2024 18:24 UTC |
ALEXANDER JOHN EDirector
|
GrantPhantom Stock · Derivative | 110.99 | $59.24 | $6,575.00 |
DisclosureSEC source: 0001127602-24-000308 · form4.xml · derivative · entry 2 ALEXANDER JOHN E · CIK 0001074514 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,894.032 Underlying: Common Stock · 110.99 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| January 02, 2024 Filed Jan 3, 2024 18:24 UTC |
ALEXANDER JOHN EDirector
|
GrantPhantom Stock · Derivative | 230.842 | $59.24 | $13,674.99 |
DisclosureSEC source: 0001127602-24-000308 · form4.xml · derivative · entry 1 ALEXANDER JOHN E · CIK 0001074514 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,783.042 Underlying: Common Stock · 230.842 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 17:40 UTC |
Fessenden Daniel J.Director
|
GrantPhantom Stock · Derivative | 107.614 | $59.24 | $6,375.01 |
DisclosureSEC source: 0001127602-24-000710 · form4.xml · derivative · entry 2 Fessenden Daniel J. · CIK 0001463126 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,890.495 Underlying: Common Stock · 107.614 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 17:40 UTC |
Fessenden Daniel J.Director
|
GrantPhantom Stock · Derivative | 175.558 | $59.24 | $10,399.99 |
DisclosureSEC source: 0001127602-24-000710 · form4.xml · derivative · entry 1 Fessenden Daniel J. · CIK 0001463126 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,782.881 Underlying: Common Stock · 175.558 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 14:21 UTC |
Tegan Jennifer RDirector
|
GrantPhantom Stock · Derivative | 158.678 | $59.24 | $9,399.45 |
DisclosureSEC source: 0001127602-24-000664 · form4.xml · derivative · entry 2 Tegan Jennifer R · CIK 0001781908 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,968.173 Underlying: Common Stock · 158.678 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 14:21 UTC |
Tegan Jennifer RDirector
|
GrantPhantom Stock · Derivative | 142.219 | $59.24 | $8,425.00 |
DisclosureSEC source: 0001127602-24-000664 · form4.xml · derivative · entry 1 Tegan Jennifer R · CIK 0001781908 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,809.495 Underlying: Common Stock · 142.219 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 14:14 UTC |
Lee Angela BDirector
|
GrantPhantom Stock · Derivative | 202.989 | $59.24 | $12,024.99 |
DisclosureSEC source: 0001127602-24-000663 · form4.xml · derivative · entry 2 Lee Angela B · CIK 0001974543 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,706.477 Underlying: Common Stock · 202.989 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 14:14 UTC |
Lee Angela BDirector
|
GrantPhantom Stock · Derivative | 110.99 | $59.24 | $6,575.00 |
DisclosureSEC source: 0001127602-24-000663 · form4.xml · derivative · entry 1 Lee Angela B · CIK 0001974543 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,503.488 Underlying: Common Stock · 110.99 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · shares: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| December 11, 2023 Filed Jan 30, 2024 19:13 UTC |
DeMilia David MEVP, Pres of TCB Hudson Valley
|
OtherCommon Stock | 1.709 | $58.53 | $100.03 |
DisclosureSEC source: 0001127602-24-002568 · form5.xml · nonDerivative · entry 1 DeMilia David M · CIK 0001866122 · EVP, Pres of TCB Hudson Valley 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,134.387 F1 · shares: Optional cash purchase through Tompkins Financial Dividend Reinvestment and Stock Puchase and Sale Plan. Read SEC document |
| November 13, 2023 Filed Nov 15, 2023 17:45 UTC |
Howard Brian AEVP, Pres. Tompkins Fin. Adv.
|
Disposition to issuerCommon Stock | 730 | $81.48 | $59,480.40 |
DisclosureSEC source: 0001127602-23-027421 · form4.xml · nonDerivative · entry 7 Howard Brian A · CIK 0001681102 · EVP, Pres. Tompkins Fin. Adv. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,439.667 F1 · shares: Forfeiture of restricted stock following retirement from the company. Read SEC document |
| November 13, 2023 Filed Nov 15, 2023 17:45 UTC |
Howard Brian AEVP, Pres. Tompkins Fin. Adv.
|
Disposition to issuerCommon Stock | 1,020 | $83.97 | $85,649.40 |
DisclosureSEC source: 0001127602-23-027421 · form4.xml · nonDerivative · entry 6 Howard Brian A · CIK 0001681102 · EVP, Pres. Tompkins Fin. Adv. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,169.667 F1 · shares: Forfeiture of restricted stock following retirement from the company. Read SEC document |
| November 13, 2023 Filed Nov 15, 2023 17:45 UTC |
Howard Brian AEVP, Pres. Tompkins Fin. Adv.
|
Disposition to issuerCommon Stock | 877 | $63.44 | $55,636.88 |
DisclosureSEC source: 0001127602-23-027421 · form4.xml · nonDerivative · entry 5 Howard Brian A · CIK 0001681102 · EVP, Pres. Tompkins Fin. Adv. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,189.667 F1 · shares: Forfeiture of restricted stock following retirement from the company. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.