Last 12 months
Inside the activity.
2 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 03, 2017 Filed Nov 7, 2017 17:52 UTC |
HARTZ GREGORY JEVP, Pres.&CEO Tompkins Trust
|
Tax withholdingCommon Stock | 364 | $85.20 | $31,012.80 |
DisclosureSEC source: 0001127602-17-031441 · form4.xml · nonDerivative · entry 2 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,264.156 F1 · shares: Shares withheld for Option cost and taxes Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 17:52 UTC |
HARTZ GREGORY JEVP, Pres.&CEO Tompkins Trust
|
Exercise / conversionCommon Stock | 520 | $40.60 | $21,112.00 |
DisclosureSEC source: 0001127602-17-031441 · form4.xml · nonDerivative · entry 1 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,628.156 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2017 Filed Nov 2, 2017 18:47 UTC |
ROMAINE STEPHEN SDirector · President & CEO
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 16,444 | $0.00 Strike: $37.27 | $0.00 |
DisclosureSEC source: 0001127602-17-030923 · form4.xml · derivative · entry 8 ROMAINE STEPHEN S · CIK 0001201525 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,444 shares Expires 2017-11-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option becomes exercisable in six annual installments commencing two years after the date of grant. Read SEC document |
| November 01, 2017 Filed Nov 2, 2017 18:47 UTC |
ROMAINE STEPHEN SDirector · President & CEO
|
Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative | 57 | $0.00 Strike: $37.27 | $0.00 |
DisclosureSEC source: 0001127602-17-030923 · form4.xml · derivative · entry 7 ROMAINE STEPHEN S · CIK 0001201525 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 57 shares Expires 2017-11-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option becomes exercisable in six annual installments commencing two years after the date of grant. Read SEC document |
| November 01, 2017 Filed Nov 2, 2017 18:47 UTC |
ROMAINE STEPHEN SDirector · President & CEO
|
Tax withholdingCommon Stock | 11,900 | $85.00 | $1,011,500.00 |
DisclosureSEC source: 0001127602-17-030923 · form4.xml · nonDerivative · entry 4 ROMAINE STEPHEN S · CIK 0001201525 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,110.052 Read SEC document |
| November 01, 2017 Filed Nov 2, 2017 18:47 UTC |
ROMAINE STEPHEN SDirector · President & CEO
|
Exercise / conversionCommon Stock | 16,444 | $37.28 | $613,032.32 |
DisclosureSEC source: 0001127602-17-030923 · form4.xml · nonDerivative · entry 3 ROMAINE STEPHEN S · CIK 0001201525 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,010.052 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2017 Filed Nov 2, 2017 18:47 UTC |
ROMAINE STEPHEN SDirector · President & CEO
|
Tax withholdingCommon Stock | 35 | $85.00 | $2,975.00 |
DisclosureSEC source: 0001127602-17-030923 · form4.xml · nonDerivative · entry 2 ROMAINE STEPHEN S · CIK 0001201525 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,566.052 Read SEC document |
| November 01, 2017 Filed Nov 2, 2017 18:47 UTC |
ROMAINE STEPHEN SDirector · President & CEO
|
Exercise / conversionCommon Stock | 57 | $37.28 | $2,124.96 |
DisclosureSEC source: 0001127602-17-030923 · form4.xml · nonDerivative · entry 1 ROMAINE STEPHEN S · CIK 0001201525 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,601.052 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2017 Filed Nov 7, 2017 16:08 UTC |
KLEIN GERALD J JREVP Pres&CEO Mahopac Bank
|
GiftCommon Stock | 115 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-031425 · form4.xml · nonDerivative · entry 1 KLEIN GERALD J JR · CIK 0001384977 · EVP Pres&CEO Mahopac Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,492 Read SEC document |
| October 04, 2017 Filed Oct 5, 2017 20:10 UTC |
Fessenden Daniel J.Director
|
GrantPhantom Stock · Derivative | 91.244 | $87.81 | $8,012.14 |
DisclosureSEC source: 0001127602-17-029438 · form4.xml · derivative · entry 1 Fessenden Daniel J. · CIK 0001463126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,061.667 Underlying: Common Stock · 91.244 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| October 04, 2017 Filed Oct 5, 2017 19:36 UTC |
Rochon Thomas R.Director
|
GrantPhantom Stock · Derivative | 249.611 | $87.81 | $21,918.79 |
DisclosureSEC source: 0001127602-17-029427 · form4.xml · derivative · entry 1 Rochon Thomas R. · CIK 0001463129 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,118.903 Underlying: Common Stock · 249.611 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| October 04, 2017 Filed Oct 5, 2017 18:57 UTC |
ALEXANDER JOHN EDirector
|
GrantPhantom Stock · Derivative | 114.164 | $87.81 | $10,024.95 |
DisclosureSEC source: 0001127602-17-029422 · form4.xml · derivative · entry 1 ALEXANDER JOHN E · CIK 0001074514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,765.257 Underlying: Common Stock · 114.164 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| October 04, 2017 Filed Oct 5, 2017 18:54 UTC |
YUNKER CRAIGDirector
|
GrantPhantom Stock · Derivative | 104.058 | $87.81 | $9,137.33 |
DisclosureSEC source: 0001127602-17-029421 · form4.xml · derivative · entry 1 YUNKER CRAIG · CIK 0001104704 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,901.03 Underlying: Common Stock · 104.058 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| October 04, 2017 Filed Oct 5, 2017 18:31 UTC |
Henry Susan ADirector
|
GrantPhantom Stock · Derivative | 127.617 | $87.81 | $11,206.05 |
DisclosureSEC source: 0001127602-17-029418 · form4.xml · derivative · entry 1 Henry Susan A · CIK 0001410136 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,224.723 Underlying: Common Stock · 127.617 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| October 04, 2017 Filed Oct 5, 2017 18:21 UTC |
SPAIN MICHAEL HDirector
|
GrantPhantom Stock · Derivative | 43.346 | $87.81 | $3,806.29 |
DisclosureSEC source: 0001127602-17-029411 · form4.xml · derivative · entry 1 SPAIN MICHAEL H · CIK 0001124188 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,414.526 Underlying: Common Stock · 43.346 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| October 04, 2017 Filed Oct 5, 2017 18:29 UTC |
WEBER ALFRED JDirector
|
GrantPhantom Stock · Derivative | 66.755 | $87.81 | $5,861.76 |
DisclosureSEC source: 0001127602-17-029417 · form4.xml · derivative · entry 1 WEBER ALFRED J · CIK 0001225242 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,529.405 Underlying: Common Stock · 66.755 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| October 04, 2017 Filed Oct 6, 2017 17:22 UTC |
BATTAGLIA PAUL J.Director
|
GrantPhantom Stock · Derivative | 191.361 | $87.81 | $16,803.41 |
DisclosureSEC source: 0001127602-17-029534 · form4.xml · derivative · entry 1 BATTAGLIA PAUL J. · CIK 0001491721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,459.301 Underlying: Common Stock · 191.361 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| August 19, 2017 Filed Aug 21, 2017 19:34 UTC |
HARTZ GREGORY JEVP, Pres.&CEO Tompkins Trust
|
Tax withholdingCommon Stock | 98 | $74.18 | $7,269.64 |
DisclosureSEC source: 0001127602-17-026083 · form4.xml · nonDerivative · entry 1 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,108.156 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| August 19, 2017 Filed Aug 22, 2017 15:12 UTC |
ROMAINE STEPHEN SDirector · President & CEO
|
Tax withholdingCommon Stock | 286 | $74.18 | $21,215.48 |
DisclosureSEC source: 0001127602-17-026154 · form4.xml · nonDerivative · entry 1 ROMAINE STEPHEN S · CIK 0001201525 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,544.052 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| August 19, 2017 Filed Aug 22, 2017 19:13 UTC |
McKenna John MEVP, Tompkins Bank of Castile
|
Tax withholdingCommon Stock | 25 | $74.18 | $1,854.50 |
DisclosureSEC source: 0001127602-17-026177 · form4.xml · nonDerivative · entry 1 McKenna John M · CIK 0001615770 · EVP, Tompkins Bank of Castile 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,774.915 F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| August 19, 2017 Filed Aug 22, 2017 12:29 UTC |
KLEIN GERALD J JREVP Pres&CEO Mahopac Bank
|
Tax withholdingCommon Stock | 97 | $74.18 | $7,195.46 |
DisclosureSEC source: 0001127602-17-026138 · form4.xml · nonDerivative · entry 1 KLEIN GERALD J JR · CIK 0001384977 · EVP Pres&CEO Mahopac Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,607 F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| August 19, 2017 Filed Aug 22, 2017 12:28 UTC |
FETSKO FRANCIS MEVP, COO, CFO & Treasurer
|
Tax withholdingCommon Stock | 98 | $74.18 | $7,269.64 |
DisclosureSEC source: 0001127602-17-026137 · form4.xml · nonDerivative · entry 1 FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,939 F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| August 19, 2017 Filed Aug 22, 2017 12:27 UTC |
BOYCE DAVID SEVP, Pres. & CEO Tompkins Ins.
|
Tax withholdingCommon Stock | 119 | $74.18 | $8,827.42 |
DisclosureSEC source: 0001127602-17-026136 · form4.xml · nonDerivative · entry 1 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,822 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| August 14, 2017 Filed Aug 18, 2017 12:09 UTC |
FULMER JAMES WDirector
|
GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-025993 · form4.xml · nonDerivative · entry 2 FULMER JAMES W · CIK 0001102634 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 38,155.95 F1 · shares: Bona fide gift to spouse resulting in a change of beneficial ownership from direct to indirect of the gifted securities. Read SEC document |
| August 14, 2017 Filed Aug 18, 2017 12:09 UTC |
FULMER JAMES WDirector
|
GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-025993 · form4.xml · nonDerivative · entry 1 FULMER JAMES W · CIK 0001102634 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,393.03 F1 · shares: Bona fide gift to spouse resulting in a change of beneficial ownership from direct to indirect of the gifted securities. Read SEC document |
| July 07, 2017 Filed Jul 10, 2017 18:42 UTC |
WEBER ALFRED JDirector
|
GrantPhantom Stock · Derivative | 85.64 | $78.84 | $6,751.86 |
DisclosureSEC source: 0001127602-17-023412 · form4.xml · derivative · entry 1 WEBER ALFRED J · CIK 0001225242 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,448.278 Underlying: Common Stock · 85.64 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| July 07, 2017 Filed Jul 10, 2017 18:20 UTC |
Rochon Thomas R.Director
|
GrantPhantom Stock · Derivative | 278.016 | $78.84 | $21,918.78 |
DisclosureSEC source: 0001127602-17-023411 · form4.xml · derivative · entry 1 Rochon Thomas R. · CIK 0001463129 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,811.697 Underlying: Common Stock · 278.016 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| July 07, 2017 Filed Jul 10, 2017 18:02 UTC |
ALEXANDER JOHN EDirector
|
GrantPhantom Stock · Derivative | 129.185 | $78.84 | $10,184.95 |
DisclosureSEC source: 0001127602-17-023408 · form4.xml · derivative · entry 1 ALEXANDER JOHN E · CIK 0001074514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,565.592 Underlying: Common Stock · 129.185 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| July 07, 2017 Filed Jul 11, 2017 12:34 UTC |
Henry Susan ADirector
|
GrantPhantom Stock · Derivative | 136.812 | $78.84 | $10,786.26 |
DisclosureSEC source: 0001127602-17-023468 · form4.xml · derivative · entry 1 Henry Susan A · CIK 0001410136 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,061.525 Underlying: Common Stock · 136.812 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| July 07, 2017 Filed Jul 11, 2017 13:48 UTC |
SPAIN MICHAEL HDirector
|
GrantPhantom Stock · Derivative | 72.885 | $78.84 | $5,746.25 |
DisclosureSEC source: 0001127602-17-023472 · form4.xml · derivative · entry 1 SPAIN MICHAEL H · CIK 0001124188 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,333.999 Underlying: Common Stock · 72.885 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| July 07, 2017 Filed Jul 11, 2017 12:32 UTC |
Fessenden Daniel J.Director
|
GrantPhantom Stock · Derivative | 101.628 | $78.84 | $8,012.35 |
DisclosureSEC source: 0001127602-17-023467 · form4.xml · derivative · entry 1 Fessenden Daniel J. · CIK 0001463126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,953.088 Underlying: Common Stock · 101.628 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| July 07, 2017 Filed Jul 11, 2017 12:31 UTC |
BATTAGLIA PAUL J.Director
|
GrantPhantom Stock · Derivative | 201.848 | $78.84 | $15,913.70 |
DisclosureSEC source: 0001127602-17-023466 · form4.xml · derivative · entry 1 BATTAGLIA PAUL J. · CIK 0001491721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,225.526 Underlying: Common Stock · 201.848 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| July 07, 2017 Filed Jul 11, 2017 12:30 UTC |
YUNKER CRAIGDirector
|
GrantPhantom Stock · Derivative | 115.899 | $78.84 | $9,137.48 |
DisclosureSEC source: 0001127602-17-023465 · form4.xml · derivative · entry 1 YUNKER CRAIG · CIK 0001104704 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,745.634 Underlying: Common Stock · 115.899 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| May 03, 2017 Filed May 5, 2017 17:43 UTC |
HARTZ GREGORY JEVP, Pres.&CEO Tompkins Trust
|
Tax withholdingCommon Stock | 168 | $84.22 | $14,148.96 |
DisclosureSEC source: 0001127602-17-017030 · form4.xml · nonDerivative · entry 1 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,009.146 F1 · shares: Shares withheld for taxes. Read SEC document |
| May 03, 2017 Filed May 5, 2017 16:43 UTC |
McKenna John MEVP, Tompkins Bank of Castile
|
Tax withholdingCommon Stock | 59 | $84.22 | $4,968.98 |
DisclosureSEC source: 0001127602-17-017013 · form4.xml · nonDerivative · entry 1 McKenna John M · CIK 0001615770 · EVP, Tompkins Bank of Castile 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,799.915 F1 · shares: Shares withheld for taxes. Read SEC document |
| May 03, 2017 Filed May 5, 2017 16:41 UTC |
VALENTI SUSAN M.EVP, Corporate Marketing
|
Tax withholdingCommon Stock | 165 | $84.22 | $13,896.30 |
DisclosureSEC source: 0001127602-17-017012 · form4.xml · nonDerivative · entry 1 VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,344.071 F1 · shares: Shares withheld for taxes. Read SEC document |
| May 03, 2017 Filed May 5, 2017 14:17 UTC |
BOYCE DAVID SEVP, Pres. & CEO Tompkins Ins.
|
Tax withholdingCommon Stock | 206 | $84.22 | $17,349.32 |
DisclosureSEC source: 0001127602-17-016982 · form4.xml · nonDerivative · entry 1 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,941 F1 · shares: Shares withheld for taxes. Read SEC document |
| May 03, 2017 Filed May 5, 2017 13:39 UTC |
KLEIN GERALD J JREVP Pres&CEO Mahopac Bank
|
Tax withholdingCommon Stock | 167 | $84.22 | $14,064.74 |
DisclosureSEC source: 0001127602-17-016975 · form4.xml · nonDerivative · entry 1 KLEIN GERALD J JR · CIK 0001384977 · EVP Pres&CEO Mahopac Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,705 F1 · shares: Shares withheld for taxes. Read SEC document |
| May 03, 2017 Filed May 5, 2017 13:48 UTC |
FETSKO FRANCIS MEVP, COO, CFO & Treasurer
|
Tax withholdingCommon Stock | 169 | $84.22 | $14,233.18 |
DisclosureSEC source: 0001127602-17-016979 · form4.xml · nonDerivative · entry 1 FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,037 F1 · shares: Shares withheld for taxes. Read SEC document |
| May 03, 2017 Filed May 5, 2017 13:07 UTC |
GRUBER SCOTT LEVP, Pres. & CEO, VIST Bank
|
Tax withholdingCommon Stock | 148 | $84.22 | $12,464.56 |
DisclosureSEC source: 0001127602-17-016964 · form4.xml · nonDerivative · entry 1 GRUBER SCOTT L · CIK 0001481104 · EVP, Pres. & CEO, VIST Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,651.172 F1 · shares: Shares withheld for taxes. Read SEC document |
| May 03, 2017 Filed May 5, 2017 13:06 UTC |
ROMAINE STEPHEN SDirector · President & CEO
|
Tax withholdingCommon Stock | 509 | $84.22 | $42,867.98 |
DisclosureSEC source: 0001127602-17-016962 · form4.xml · nonDerivative · entry 1 ROMAINE STEPHEN S · CIK 0001201525 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,469.707 F1 · shares: Shares withheld for taxes. Read SEC document |
| April 28, 2017 Filed May 1, 2017 18:00 UTC |
VALENTI SUSAN M.EVP, Corporate Marketing
|
Tax withholdingCommon Stock | 61 | $82.67 | $5,042.87 |
DisclosureSEC source: 0001127602-17-015941 · form4.xml · nonDerivative · entry 1 VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,509.071 F1 · shares: Shares withheld for taxes. F2 · balance_after: Includes shares acquired through reinvestment of quarterly dividends. Read SEC document |
| April 07, 2017 Filed Apr 10, 2017 17:02 UTC |
ALEXANDER JOHN EDirector
|
GrantPhantom Stock · Derivative | 146.34 | $78.55 | $11,495.01 |
DisclosureSEC source: 0001127602-17-014557 · form4.xml · derivative · entry 1 ALEXANDER JOHN E · CIK 0001074514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,356.752 Underlying: Common Stock · 146.34 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · balance_after: Includes shares acquired through reinvestment of quarterly dividends. Read SEC document |
| April 07, 2017 Filed Apr 10, 2017 16:59 UTC |
Fessenden Daniel J.Director
|
GrantPhantom Stock · Derivative | 96.665 | $78.55 | $7,593.04 |
DisclosureSEC source: 0001127602-17-014556 · form4.xml · derivative · entry 1 Fessenden Daniel J. · CIK 0001463126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,835.728 Underlying: Common Stock · 96.665 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · balance_after: Includes shares acquired through reinvestment of quarterly dividends. Read SEC document |
| April 07, 2017 Filed Apr 10, 2017 16:57 UTC |
Henry Susan ADirector
|
GrantPhantom Stock · Derivative | 142.664 | $78.55 | $11,206.26 |
DisclosureSEC source: 0001127602-17-014555 · form4.xml · derivative · entry 1 Henry Susan A · CIK 0001410136 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,892.024 Underlying: Common Stock · 142.664 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · balance_after: Includes shares acquired through reinvestment of quarterly dividends. Read SEC document |
| April 07, 2017 Filed Apr 10, 2017 16:54 UTC |
Rochon Thomas R.Director
|
GrantPhantom Stock · Derivative | 279.042 | $78.55 | $21,918.75 |
DisclosureSEC source: 0001127602-17-014554 · form4.xml · derivative · entry 1 Rochon Thomas R. · CIK 0001463129 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,481.08 Underlying: Common Stock · 279.042 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · balance_after: Includes shares acquired through reinvestment of quarterly dividends. Read SEC document |
| April 07, 2017 Filed Apr 10, 2017 16:53 UTC |
WEBER ALFRED JDirector
|
GrantPhantom Stock · Derivative | 97.287 | $78.55 | $7,641.89 |
DisclosureSEC source: 0001127602-17-014553 · form4.xml · derivative · entry 1 WEBER ALFRED J · CIK 0001225242 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,349.603 Underlying: Common Stock · 97.287 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| April 07, 2017 Filed Apr 11, 2017 15:07 UTC |
HAYNES CARL EDirector
|
GrantPhantom Stock · Derivative | 21.64 | $78.55 | $1,699.82 |
DisclosureSEC source: 0001127602-17-014608 · form4.xml · derivative · entry 1 HAYNES CARL E · CIK 0001074513 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,095.812 Underlying: Common Stock · 21.64 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · balance_after: Includes shares acquired through reinvestment of quarterly dividends. Read SEC document |
| April 07, 2017 Filed Apr 11, 2017 14:17 UTC |
SPAIN MICHAEL HDirector
|
GrantPhantom Stock · Derivative | 67.171 | $78.55 | $5,276.28 |
DisclosureSEC source: 0001127602-17-014606 · form4.xml · derivative · entry 1 SPAIN MICHAEL H · CIK 0001124188 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,226.569 Underlying: Common Stock · 67.171 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| April 07, 2017 Filed Apr 11, 2017 12:32 UTC |
BATTAGLIA PAUL J.Director
|
GrantPhantom Stock · Derivative | 213.925 | $78.55 | $16,803.81 |
DisclosureSEC source: 0001127602-17-014602 · form4.xml · derivative · entry 1 BATTAGLIA PAUL J. · CIK 0001491721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,984.926 Underlying: Common Stock · 213.925 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · balance_after: Includes shares acquired through reinvestment of quarterly dividends. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.