Last 12 months
Inside the activity.
2 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 01, 2019 Filed May 3, 2019 12:32 UTC |
GRUBER SCOTT LEVP, Pres. & CEO, VIST Bank
|
Exercise / conversionCommon Stock | 759 | $56.29 | $42,724.11 |
DisclosureSEC source: 0001127602-19-017157 · form4.xml · nonDerivative · entry 1 GRUBER SCOTT L · CIK 0001481104 · EVP, Pres. & CEO, VIST Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,836.182 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 04, 2019 Filed Apr 5, 2019 19:08 UTC |
WEBER ALFRED JDirector
|
GrantPhantom Stock · Derivative | 107.702 | $76.60 | $8,249.97 |
DisclosureSEC source: 0001127602-19-014903 · form4.xml · derivative · entry 1 WEBER ALFRED J · CIK 0001225242 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,268.868 Underlying: Common Stock · 107.702 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| April 04, 2019 Filed Apr 5, 2019 15:01 UTC |
Rochon Thomas R.Director
|
GrantPhantom Stock · Derivative | 377.937 | $76.60 | $28,949.97 |
DisclosureSEC source: 0001127602-19-014829 · form4.xml · derivative · entry 1 Rochon Thomas R. · CIK 0001463129 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,654.024 Underlying: Common Stock · 377.937 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| April 04, 2019 Filed Apr 5, 2019 14:42 UTC |
SPAIN MICHAEL HDirector
|
GrantPhantom Stock · Derivative | 94.321 | $76.60 | $7,224.99 |
DisclosureSEC source: 0001127602-19-014828 · form4.xml · derivative · entry 1 SPAIN MICHAEL H · CIK 0001124188 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,212.435 Underlying: Common Stock · 94.321 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| April 04, 2019 Filed Apr 5, 2019 13:52 UTC |
ALEXANDER JOHN EDirector
|
GrantPhantom Stock · Derivative | 183.094 | $76.60 | $14,025.00 |
DisclosureSEC source: 0001127602-19-014821 · form4.xml · derivative · entry 1 ALEXANDER JOHN E · CIK 0001074514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,387.881 Underlying: Common Stock · 183.094 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| April 04, 2019 Filed Apr 8, 2019 14:54 UTC |
Fessenden Daniel J.Director
|
GrantPhantom Stock · Derivative | 85.509 | $76.60 | $6,549.99 |
DisclosureSEC source: 0001127602-19-014961 · form4.xml · derivative · entry 1 Fessenden Daniel J. · CIK 0001463126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,664.12 Underlying: Common Stock · 85.509 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| April 04, 2019 Filed Apr 8, 2019 13:41 UTC |
BATTAGLIA PAUL J.Director
|
GrantPhantom Stock · Derivative | 269.256 | $76.60 | $20,625.01 |
DisclosureSEC source: 0001127602-19-014960 · form4.xml · derivative · entry 1 BATTAGLIA PAUL J. · CIK 0001491721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,341.953 Underlying: Common Stock · 269.256 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| March 07, 2019 Filed May 28, 2019 17:15 UTC |
HARTZ GREGORY JEVP, Pres.&CEO Tompkins Trust
|
GiftCommon Stock | 13 | $76.96 | $1,000.48 |
DisclosureSEC source: 0001127602-19-019976 · form4.xml · nonDerivative · entry 1 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Indirect · As Custodian FBO Andrew Chase UGMA/NY Disclosed balance after: 14.384 F1 · shares: Bona fide gift to custodial account for grandson Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 20:08 UTC |
HARTZ GREGORY JEVP, Pres.&CEO Tompkins Trust
|
Exercise / conversionStock Appreciation Rights (SAR) · Derivative | 591 | $0.00 Strike: $49.22 | $0.00 |
DisclosureSEC source: 0001127602-19-010545 · form4.xml · derivative · entry 10 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,703 Underlying: Common Stock · 591 shares Expires 2024-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 20:08 UTC |
HARTZ GREGORY JEVP, Pres.&CEO Tompkins Trust
|
Exercise / conversionStock Appreciation Rights (SAR) · Derivative | 788 | $0.00 Strike: $37.00 | $0.00 |
DisclosureSEC source: 0001127602-19-010545 · form4.xml · derivative · entry 9 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 788 shares Expires 2021-08-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 20:08 UTC |
HARTZ GREGORY JEVP, Pres.&CEO Tompkins Trust
|
Tax withholdingCommon Stock | 323 | $75.86 | $24,502.78 |
DisclosureSEC source: 0001127602-19-010545 · form4.xml · nonDerivative · entry 6 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,947.925 Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 20:08 UTC |
HARTZ GREGORY JEVP, Pres.&CEO Tompkins Trust
|
Exercise / conversionCommon Stock | 380 | $56.29 | $21,390.20 |
DisclosureSEC source: 0001127602-19-010545 · form4.xml · nonDerivative · entry 5 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,270.925 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 20:08 UTC |
HARTZ GREGORY JEVP, Pres.&CEO Tompkins Trust
|
Tax withholdingCommon Stock | 470 | $75.86 | $35,654.20 |
DisclosureSEC source: 0001127602-19-010545 · form4.xml · nonDerivative · entry 4 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,890.925 Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 20:08 UTC |
HARTZ GREGORY JEVP, Pres.&CEO Tompkins Trust
|
Exercise / conversionCommon Stock | 591 | $49.22 | $29,089.02 |
DisclosureSEC source: 0001127602-19-010545 · form4.xml · nonDerivative · entry 3 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,360.925 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 20:08 UTC |
HARTZ GREGORY JEVP, Pres.&CEO Tompkins Trust
|
Tax withholdingCommon Stock | 552 | $75.86 | $41,874.72 |
DisclosureSEC source: 0001127602-19-010545 · form4.xml · nonDerivative · entry 2 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,769.925 Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 20:08 UTC |
HARTZ GREGORY JEVP, Pres.&CEO Tompkins Trust
|
Exercise / conversionCommon Stock | 788 | $37.00 | $29,156.00 |
DisclosureSEC source: 0001127602-19-010545 · form4.xml · nonDerivative · entry 1 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,321.925 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2019 Filed May 6, 2019 16:33 UTC |
BOYCE DAVID SEVP, Pres. & CEO Tompkins Ins.
|
GiftCommon Stock | 550 | $80.79 | $44,434.50 |
DisclosureSEC source: 0001127602-19-017391 · form4.xml · nonDerivative · entry 1 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,292 F1 · shares: Bona fide gift to charitable gift account. Read SEC document |
| February 20, 2019 Filed Feb 21, 2019 19:16 UTC |
GRUBER SCOTT LEVP, Pres. & CEO, VIST Bank
|
Exercise / conversionStock Appreciation Rights (SAR) · Derivative | 1,772 | $0.00 Strike: $49.22 | $0.00 |
DisclosureSEC source: 0001127602-19-007438 · form4.xml · derivative · entry 8 GRUBER SCOTT L · CIK 0001481104 · EVP, Pres. & CEO, VIST Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,703 Underlying: Common Stock · 1,772 shares Expires 2024-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| February 20, 2019 Filed Feb 21, 2019 19:16 UTC |
GRUBER SCOTT LEVP, Pres. & CEO, VIST Bank
|
Exercise / conversionStock Appreciation Rights (SAR) · Derivative | 2,077 | $0.00 Strike: $40.60 | $0.00 |
DisclosureSEC source: 0001127602-19-007438 · form4.xml · derivative · entry 7 GRUBER SCOTT L · CIK 0001481104 · EVP, Pres. & CEO, VIST Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 978 Underlying: Common Stock · 2,077 shares Expires 2023-05-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| February 20, 2019 Filed Feb 21, 2019 19:16 UTC |
GRUBER SCOTT LEVP, Pres. & CEO, VIST Bank
|
Tax withholdingCommon Stock | 1,267 | $81.13 | $102,791.71 |
DisclosureSEC source: 0001127602-19-007438 · form4.xml · nonDerivative · entry 4 GRUBER SCOTT L · CIK 0001481104 · EVP, Pres. & CEO, VIST Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,077.182 Read SEC document |
| February 20, 2019 Filed Feb 21, 2019 19:16 UTC |
GRUBER SCOTT LEVP, Pres. & CEO, VIST Bank
|
Exercise / conversionCommon Stock | 1,772 | $49.22 | $87,217.84 |
DisclosureSEC source: 0001127602-19-007438 · form4.xml · nonDerivative · entry 3 GRUBER SCOTT L · CIK 0001481104 · EVP, Pres. & CEO, VIST Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,344.182 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2019 Filed Feb 21, 2019 19:16 UTC |
GRUBER SCOTT LEVP, Pres. & CEO, VIST Bank
|
Tax withholdingCommon Stock | 1,321 | $81.13 | $107,172.73 |
DisclosureSEC source: 0001127602-19-007438 · form4.xml · nonDerivative · entry 2 GRUBER SCOTT L · CIK 0001481104 · EVP, Pres. & CEO, VIST Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,572.182 Read SEC document |
| February 20, 2019 Filed Feb 21, 2019 19:16 UTC |
GRUBER SCOTT LEVP, Pres. & CEO, VIST Bank
|
Exercise / conversionCommon Stock | 2,077 | $40.60 | $84,326.20 |
DisclosureSEC source: 0001127602-19-007438 · form4.xml · nonDerivative · entry 1 GRUBER SCOTT L · CIK 0001481104 · EVP, Pres. & CEO, VIST Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,893.182 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 12:48 UTC |
BOYCE DAVID SEVP, Pres. & CEO Tompkins Ins.
|
Exercise / conversionStock Appreciation Rights (SAR) · Derivative | 759 | $0.00 Strike: $56.29 | $0.00 |
DisclosureSEC source: 0001127602-19-007012 · form4.xml · derivative · entry 11 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,476 Underlying: Common Stock · 759 shares Expires 2025-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 12:48 UTC |
BOYCE DAVID SEVP, Pres. & CEO Tompkins Ins.
|
Exercise / conversionStock Appreciation Rights (SAR) · Derivative | 591 | $0.00 Strike: $49.22 | $0.00 |
DisclosureSEC source: 0001127602-19-007012 · form4.xml · derivative · entry 10 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,703 Underlying: Common Stock · 591 shares Expires 2024-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 12:48 UTC |
BOYCE DAVID SEVP, Pres. & CEO Tompkins Ins.
|
Exercise / conversionStock Appreciation Rights (SAR) · Derivative | 788 | $0.00 Strike: $37.00 | $0.00 |
DisclosureSEC source: 0001127602-19-007012 · form4.xml · derivative · entry 9 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 788 shares Expires 2021-08-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 12:48 UTC |
BOYCE DAVID SEVP, Pres. & CEO Tompkins Ins.
|
Tax withholdingCommon Stock | 638 | $78.74 | $50,236.12 |
DisclosureSEC source: 0001127602-19-007012 · form4.xml · nonDerivative · entry 6 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,842 Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 12:48 UTC |
BOYCE DAVID SEVP, Pres. & CEO Tompkins Ins.
|
Exercise / conversionCommon Stock | 759 | $56.29 | $42,724.11 |
DisclosureSEC source: 0001127602-19-007012 · form4.xml · nonDerivative · entry 5 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,480 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 12:48 UTC |
BOYCE DAVID SEVP, Pres. & CEO Tompkins Ins.
|
Tax withholdingCommon Stock | 467 | $78.74 | $36,771.58 |
DisclosureSEC source: 0001127602-19-007012 · form4.xml · nonDerivative · entry 4 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,721 Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 12:48 UTC |
BOYCE DAVID SEVP, Pres. & CEO Tompkins Ins.
|
Exercise / conversionCommon Stock | 591 | $49.22 | $29,089.02 |
DisclosureSEC source: 0001127602-19-007012 · form4.xml · nonDerivative · entry 3 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,188 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 12:48 UTC |
BOYCE DAVID SEVP, Pres. & CEO Tompkins Ins.
|
Tax withholdingCommon Stock | 554 | $78.74 | $43,621.96 |
DisclosureSEC source: 0001127602-19-007012 · form4.xml · nonDerivative · entry 2 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,597 Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 12:48 UTC |
BOYCE DAVID SEVP, Pres. & CEO Tompkins Ins.
|
Exercise / conversionCommon Stock | 788 | $37.00 | $29,156.00 |
DisclosureSEC source: 0001127602-19-007012 · form4.xml · nonDerivative · entry 1 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,151 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 11, 2019 Filed Jan 15, 2019 21:24 UTC |
Henry Susan ADirector
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Exercise / conversionPhantom Stock · Derivative | 386.236 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-002012 · form4.xml · derivative · entry 4 Henry Susan A · CIK 0001410136 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,627.225 Underlying: Common Stock · 386.236 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · shares: Reflects the conversion of shares from a derivative security to a non-derivative security as a result of a distribution pursuant to the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation. F2 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| January 11, 2019 Filed Jan 15, 2019 21:24 UTC |
Henry Susan ADirector
|
Exercise / conversionPhantom Stock · Derivative | 539.2 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-002012 · form4.xml · derivative · entry 3 Henry Susan A · CIK 0001410136 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,013.461 Underlying: Common Stock · 539.2 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · shares: Reflects the conversion of shares from a derivative security to a non-derivative security as a result of a distribution pursuant to the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation. F2 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| January 11, 2019 Filed Jan 15, 2019 21:24 UTC |
Henry Susan ADirector
|
Exercise / conversionCommon Stock | 386.236 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-002012 · form4.xml · nonDerivative · entry 2 Henry Susan A · CIK 0001410136 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,132.656 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects the conversion of shares from a derivative security to a non-derivative security as a result of a distribution pursuant to the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation. Read SEC document |
| January 11, 2019 Filed Jan 15, 2019 21:24 UTC |
Henry Susan ADirector
|
Exercise / conversionCommon Stock | 539.2 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-002012 · form4.xml · nonDerivative · entry 1 Henry Susan A · CIK 0001410136 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,746.42 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects the conversion of shares from a derivative security to a non-derivative security as a result of a distribution pursuant to the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation. Read SEC document |
| January 11, 2019 Filed Jan 15, 2019 16:19 UTC |
YUNKER CRAIGDirector
|
Exercise / conversionPhantom Stock · Derivative | 485.947 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-001946 · form4.xml · derivative · entry 4 YUNKER CRAIG · CIK 0001104704 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,499.232 Underlying: Common Stock · 485.947 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · shares: Reflects the conversion of shares from a derivative security to a non-derivative security as a result of a distribution pursuant to the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation. F2 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| January 11, 2019 Filed Jan 15, 2019 16:19 UTC |
YUNKER CRAIGDirector
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Exercise / conversionPhantom Stock · Derivative | 1,347.132 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-001946 · form4.xml · derivative · entry 3 YUNKER CRAIG · CIK 0001104704 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,985.179 Underlying: Common Stock · 1,347.132 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · shares: Reflects the conversion of shares from a derivative security to a non-derivative security as a result of a distribution pursuant to the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation. F2 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F2 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| January 11, 2019 Filed Jan 15, 2019 16:19 UTC |
YUNKER CRAIGDirector
|
Exercise / conversionCommon Stock | 485.947 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-001946 · form4.xml · nonDerivative · entry 2 YUNKER CRAIG · CIK 0001104704 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,730.057 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects the conversion of shares from a derivative security to a non-derivative security as a result of a distribution pursuant to the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation. Read SEC document |
| January 11, 2019 Filed Jan 15, 2019 16:19 UTC |
YUNKER CRAIGDirector
|
Exercise / conversionCommon Stock | 1,347.132 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-001946 · form4.xml · nonDerivative · entry 1 YUNKER CRAIG · CIK 0001104704 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,244.11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects the conversion of shares from a derivative security to a non-derivative security as a result of a distribution pursuant to the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation. Read SEC document |
| January 07, 2019 Filed Jan 9, 2019 13:40 UTC |
SPAIN MICHAEL HDirector
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GrantPhantom Stock · Derivative | 91.398 | $79.05 | $7,225.01 |
DisclosureSEC source: 0001127602-19-001660 · form4.xml · derivative · entry 1 SPAIN MICHAEL H · CIK 0001124188 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,073.079 Underlying: Common Stock · 91.398 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| January 07, 2019 Filed Jan 9, 2019 13:45 UTC |
Rochon Thomas R.Director
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GrantPhantom Stock · Derivative | 366.223 | $79.05 | $28,949.93 |
DisclosureSEC source: 0001127602-19-001665 · form4.xml · derivative · entry 1 Rochon Thomas R. · CIK 0001463129 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,198.419 Underlying: Common Stock · 366.223 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| January 07, 2019 Filed Jan 9, 2019 13:44 UTC |
WEBER ALFRED JDirector
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GrantPhantom Stock · Derivative | 104.364 | $79.05 | $8,249.97 |
DisclosureSEC source: 0001127602-19-001664 · form4.xml · derivative · entry 1 WEBER ALFRED J · CIK 0001225242 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,141.166 Underlying: Common Stock · 104.364 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| January 07, 2019 Filed Jan 9, 2019 13:43 UTC |
Fessenden Daniel J.Director
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GrantPhantom Stock · Derivative | 82.859 | $79.05 | $6,550.00 |
DisclosureSEC source: 0001127602-19-001663 · form4.xml · derivative · entry 1 Fessenden Daniel J. · CIK 0001463126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,555.97 Underlying: Common Stock · 82.859 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| January 07, 2019 Filed Jan 9, 2019 13:42 UTC |
BATTAGLIA PAUL J.Director
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GrantPhantom Stock · Derivative | 260.91 | $79.05 | $20,624.94 |
DisclosureSEC source: 0001127602-19-001662 · form4.xml · derivative · entry 1 BATTAGLIA PAUL J. · CIK 0001491721 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,015.296 Underlying: Common Stock · 260.91 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| January 07, 2019 Filed Jan 9, 2019 13:41 UTC |
ALEXANDER JOHN EDirector
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GrantPhantom Stock · Derivative | 177.419 | $79.05 | $14,024.97 |
DisclosureSEC source: 0001127602-19-001661 · form4.xml · derivative · entry 1 ALEXANDER JOHN E · CIK 0001074514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,102.263 Underlying: Common Stock · 177.419 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Read SEC document |
| December 20, 2018 Filed Feb 6, 2019 18:17 UTC |
FETSKO FRANCIS MEVP, COO, CFO & Treasurer
|
GiftCommon Stock | 220 | $71.00 | $15,620.00 |
DisclosureSEC source: 0001127602-19-004272 · form5.xml · nonDerivative · entry 1 FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,084 F1 · shares: Bona fide gift to Charitable Gift Fund. Read SEC document |
| November 21, 2018 Filed Nov 26, 2018 18:28 UTC |
McKenna John MEVP, Tompkins Bank of Castile
|
Tax withholdingCommon Stock | 127 | $79.12 | $10,048.24 |
DisclosureSEC source: 0001127602-18-034284 · form4.xml · nonDerivative · entry 1 McKenna John M · CIK 0001615770 · EVP, Tompkins Bank of Castile 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,930.915 F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 21, 2018 Filed Nov 26, 2018 16:26 UTC |
KLEIN GERALD J JREVP Pres&CEO Mahopac Bank
|
Tax withholdingCommon Stock | 157 | $79.12 | $12,421.84 |
DisclosureSEC source: 0001127602-18-034269 · form4.xml · nonDerivative · entry 1 KLEIN GERALD J JR · CIK 0001384977 · EVP Pres&CEO Mahopac Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,955 Read SEC document |
| November 21, 2018 Filed Nov 26, 2018 15:57 UTC |
VALENTI SUSAN M.EVP, Corporate Marketing
|
Tax withholdingCommon Stock | 127 | $79.12 | $10,048.24 |
DisclosureSEC source: 0001127602-18-034251 · form4.xml · nonDerivative · entry 1 VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,837.219 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. F2 · balance_after: Includes shares acquired through reinvestment of quarterly dividends. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.