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Nasdaq · USD

TLRY

Tilray Brands, Inc.

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Tapewire entity
5319
SEC CIK
0001731348
Parsed reports
332

Last 12 months

Inside the activity.

3 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202630
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2019 Filed Mar 5, 2019 18:11 UTC
Kennedy BrendanDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $7.76 $0.00
Disclosure

SEC source: 0001209191-19-016917 · doc4.xml · derivative · entry 6

Kennedy Brendan · CIK 0001746070 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,950,000

Underlying: Class 2 Common Stock · 50,000 shares

Expires 2028-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The shares subject to this option shall vest at the rate of 25% of the shares on the twelve (12) month anniversary of January 1, 2017 (the "Vesting Commencement Date"), and the remaining option shares will vest quarterly thereafter at the rate of 6.25% of the total number of shares on each quarterly anniversary of the Vesting Commencement Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of shares shall be fully vested on the four-year anniversary of the Vesting Commencement Date.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 18:11 UTC
Kennedy BrendanDirector · President and CEO
SaleClass 2 Common Stock 11,351 $82.14 $932,315.52
Disclosure

SEC source: 0001209191-19-016917 · doc4.xml · nonDerivative · entry 5

Kennedy Brendan · CIK 0001746070 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,651

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.93 to $82.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote 6 to this Form 4.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 18:11 UTC
Kennedy BrendanDirector · President and CEO
SaleClass 2 Common Stock 7,454 $81.67 $608,759.24
Disclosure

SEC source: 0001209191-19-016917 · doc4.xml · nonDerivative · entry 4

Kennedy Brendan · CIK 0001746070 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,002

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.93 to $81.91, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote 6 to this Form 4.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 18:11 UTC
Kennedy BrendanDirector · President and CEO
SaleClass 2 Common Stock 14,437 $80.40 $1,160,734.80
Disclosure

SEC source: 0001209191-19-016917 · doc4.xml · nonDerivative · entry 3

Kennedy Brendan · CIK 0001746070 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,456

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.94 to $80.91, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote 4 to this Form 4.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 18:11 UTC
Kennedy BrendanDirector · President and CEO
SaleClass 2 Common Stock 53,897 $79.49 $4,284,272.53
Disclosure

SEC source: 0001209191-19-016917 · doc4.xml · nonDerivative · entry 2

Kennedy Brendan · CIK 0001746070 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,893

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.94 to $79.93, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote 3 to this Form 4.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 18:11 UTC
Kennedy BrendanDirector · President and CEO
Exercise / conversionClass 2 Common Stock 50,000 $7.76 $388,000.00
Disclosure

SEC source: 0001209191-19-016917 · doc4.xml · nonDerivative · entry 1

Kennedy Brendan · CIK 0001746070 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,790

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 23:10 UTC
CASTANEDA MARKCFO, Secretary, Treasurer
Exercise / conversionStock Option (Right to Buy) · Derivative 40,000 $0.00 Strike: $7.76 $0.00
Disclosure

SEC source: 0001209191-19-014188 · doc4.xml · derivative · entry 5

CASTANEDA MARK · CIK 0001247157 · CFO, Secretary, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 560,000

Underlying: Class 2 Common Stock · 40,000 shares

Expires 2028-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The shares vest at a rate of 50% of the total shares on July 18, 2018 (the "Vesting Date"), with the remaining 50% of the total shares vesting upon the one-year anniversary of the Vesting Date, provided that the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan) until such date.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 23:10 UTC
CASTANEDA MARKCFO, Secretary, Treasurer
SaleClass 2 Common Stock 900 $79.38 $71,442.00
Disclosure

SEC source: 0001209191-19-014188 · doc4.xml · nonDerivative · entry 4

CASTANEDA MARK · CIK 0001247157 · CFO, Secretary, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,205

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.36 to $79.48, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote 5 to this Form 4.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 23:10 UTC
CASTANEDA MARKCFO, Secretary, Treasurer
SaleClass 2 Common Stock 8,197 $78.68 $644,978.49
Disclosure

SEC source: 0001209191-19-014188 · doc4.xml · nonDerivative · entry 3

CASTANEDA MARK · CIK 0001247157 · CFO, Secretary, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,105

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.35 to $79.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote 4 to this Form 4.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 23:10 UTC
CASTANEDA MARKCFO, Secretary, Treasurer
SaleClass 2 Common Stock 30,903 $77.89 $2,407,031.58
Disclosure

SEC source: 0001209191-19-014188 · doc4.xml · nonDerivative · entry 2

CASTANEDA MARK · CIK 0001247157 · CFO, Secretary, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,302

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.35 to $78.34, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote 3 to this Form 4.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 23:10 UTC
CASTANEDA MARKCFO, Secretary, Treasurer
Exercise / conversionClass 2 Common Stock 40,000 $7.76 $310,400.00
Disclosure

SEC source: 0001209191-19-014188 · doc4.xml · nonDerivative · entry 1

CASTANEDA MARK · CIK 0001247157 · CFO, Secretary, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
January 28, 2019 Filed Jan 30, 2019 18:12 UTC
Pastorius Edward Wood JRChief Revenue Officer
SaleClass 2 Common Stock 29,422 $72.57 $2,135,154.54
Disclosure

SEC source: 0001209191-19-006046 · doc4.xml · nonDerivative · entry 1

Pastorius Edward Wood JR · CIK 0001746057 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,705

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
January 24, 2019 Filed Jan 25, 2019 19:01 UTC
Kennedy BrendanDirector · President and CEO
SaleClass 2 Common Stock 149,916 $74.21 $11,125,146.43
Disclosure

SEC source: 0001209191-19-005428 · doc4.xml · nonDerivative · entry 2

Kennedy Brendan · CIK 0001746070 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,790

Read SEC document
January 24, 2019 Filed Jan 25, 2019 18:58 UTC
Pastorius Edward Wood JRChief Revenue Officer
SaleClass 2 Common Stock 20,578 $74.21 $1,527,076.92
Disclosure

SEC source: 0001209191-19-005427 · doc4.xml · nonDerivative · entry 2

Pastorius Edward Wood JR · CIK 0001746057 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,127

Read SEC document
January 23, 2019 Filed Jan 25, 2019 19:01 UTC
Kennedy BrendanDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 375,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-005428 · doc4.xml · derivative · entry 3

Kennedy Brendan · CIK 0001746070 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,000

Underlying: Class 2 Common Stock · 375,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class 2 Common Stock.

F2 · derivative.expiration_date: The remaining RSUs will vest quarterly at a rate of 6.25% of the total number of RSUs on each quarterly anniversary of January 1, 2017 (the "Vesting Commencement Date") for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the four-year anniversary of the Vesting Commencement Date.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 19:01 UTC
Kennedy BrendanDirector · President and CEO
Exercise / conversionClass 2 Common Stock 375,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-005428 · doc4.xml · nonDerivative · entry 1

Kennedy Brendan · CIK 0001746070 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389,706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class 2 Common Stock.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 18:58 UTC
Pastorius Edward Wood JRChief Revenue Officer
Exercise / conversionRestricted Stock Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-005427 · doc4.xml · derivative · entry 3

Pastorius Edward Wood JR · CIK 0001746057 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class 2 Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converted into one shares of Class 2 Common Stock.

F2 · derivative.expiration_date: The remaining RSUs will vest quarterly at a rate of 6.25% of the total number of RSUs on each quarterly anniversary of January 1, 2017 (the "Vesting Commencement Date") for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the four-year anniversary of the Vesting Commencement Date.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 18:58 UTC
Pastorius Edward Wood JRChief Revenue Officer
Exercise / conversionClass 2 Common Stock 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-005427 · doc4.xml · nonDerivative · entry 1

Pastorius Edward Wood JR · CIK 0001746057 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") converted into one shares of Class 2 Common Stock.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 17:39 UTC OtherClass 2 Common Stock 50,465 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-004338 · doc4.xml · nonDerivative · entry 2

Auerbach Michael · CIK 0001746080 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By M3 Ein Sof LLC

Disclosed balance after: 50,465

F2 · kind: Mr. Auerbach retained interest in 50,465 of the Distribution Shares through M3 Ein Sof LLC, in which Mr. Auerbach has sole voting and investment power.

F2 · balance_after: Mr. Auerbach retained interest in 50,465 of the Distribution Shares through M3 Ein Sof LLC, in which Mr. Auerbach has sole voting and investment power.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 17:39 UTC OtherClass 2 Common Stock 296,741 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-004338 · doc4.xml · nonDerivative · entry 1

Auerbach Michael · CIK 0001746080 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Murphy Ofutt Tilray, LLC

Disclosed balance after: 0

F1 · kind: Murphy Ofutt Tilray, LLC made a pro rata distribution for no consideration of 296,741 shares of Class 2 Common Stock of the Issuer ("Distribution Shares") to its members on January 15, 2019.

Read SEC document
August 31, 2018 Filed Sep 5, 2018 18:56 UTC
Kennedy BrendanDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 343,735 $0.00 Strike: $65.20 $0.00
Disclosure

SEC source: 0001209191-18-049651 · doc4.xml · derivative · entry 1

Kennedy Brendan · CIK 0001746070 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,735

Underlying: Class 2 Common Stock · 343,735 shares

Expires 2028-08-30

F1 · derivative.exercise_date: The option shall vest at the rate of 25% of the shares on the twelve (12) month anniversary of August 6, 2018 (the "Vesting Commencement Date"), and the remaining option shares will vest monthly thereafter at the rate of 1/48 of the total number of shares on each monthly anniversary of the Vesting Commencement Date thereafter for so long as the recipient of the option remains in Continuous Service (as defined in the Issuer's 2018 Equity Incentive Plan), such that the total number of shares shall be fully vested on the four-year anniversary of the Vesting Commencement Date.

Read SEC document
July 23, 2018 Filed Jul 25, 2018 13:09 UTC
Pastorius Edward Wood JRChief Revenue Officer
PurchaseClass 2 Common Stock 14,705 $17.00 $249,985.00
Disclosure

SEC source: 0001209191-18-043861 · doc4.xml · nonDerivative · entry 1

Pastorius Edward Wood JR · CIK 0001746057 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By WP Partners, LLC

Disclosed balance after: 14,705

F1 · ownership.nature: Mr. Pastorius, Jr. is a trustee and a beneficiary of the trust that owns 100% of WP Partners, LLC and has sole voting and investment power with respect to the shares held by WP Partners, LLC.

Read SEC document
July 23, 2018 Filed Jul 25, 2018 13:07 UTC
Kennedy BrendanDirector · President and CEO
PurchaseClass 2 Common Stock 14,706 $17.00 $250,002.00
Disclosure

SEC source: 0001209191-18-043859 · doc4.xml · nonDerivative · entry 1

Kennedy Brendan · CIK 0001746070 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,706

Read SEC document
July 23, 2018 Filed Jul 25, 2018 13:04 UTC ConversionSeries A Preferred Shares · Derivative 296,741 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-043858 · doc4.xml · derivative · entry 2

Auerbach Michael · CIK 0001746080 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Murphy Ofutt Tilray, LLC

Disclosed balance after: 0

Underlying: Class 2 Common Stock · 296,741 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A Preferred Shares automatically converted into Class 2 Common Shares of the Issuer on a 1-to-1 basis upon closing of the initial public offering of the Issuer.

F1 · derivative.exercise_date: The Series A Preferred Shares automatically converted into Class 2 Common Shares of the Issuer on a 1-to-1 basis upon closing of the initial public offering of the Issuer.

F3 · derivative.expiration_date: Not applicable.

F2 · ownership.nature: Mr. Auerbach serves as General Partner of Murphy Ofutt Tilray, LLC and has sole voting and investment power with respect to the shares held by Murphy Ofutt Tilray, LLC.

Read SEC document
July 23, 2018 Filed Jul 25, 2018 13:04 UTC ConversionClass 2 Common Stock 296,741 $17.00 $5,044,597.00
Disclosure

SEC source: 0001209191-18-043858 · doc4.xml · nonDerivative · entry 1

Auerbach Michael · CIK 0001746080 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Murphy Ofutt Tilray, LLC

Disclosed balance after: 296,741

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Series A Preferred Shares automatically converted into Class 2 Common Shares of the Issuer on a 1-to-1 basis upon closing of the initial public offering of the Issuer.

F2 · ownership.nature: Mr. Auerbach serves as General Partner of Murphy Ofutt Tilray, LLC and has sole voting and investment power with respect to the shares held by Murphy Ofutt Tilray, LLC.

Read SEC document
July 23, 2018 Filed Jul 25, 2018 22:04 UTC
CASTANEDA MARKCFO, Secretary, Treasurer
GiftClass 2 Common Stock 6,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-043930 · doc4.xml · nonDerivative · entry 2

CASTANEDA MARK · CIK 0001247157 · CFO, Secretary, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,205

F1 · kind: This transaction involved gifts of securities by the reporting person to family members, who do not share reporting person's household.

Read SEC document
July 23, 2018 Filed Jul 25, 2018 22:04 UTC
CASTANEDA MARKCFO, Secretary, Treasurer
PurchaseClass 2 Common Stock 14,705 $17.00 $249,985.00
Disclosure

SEC source: 0001209191-18-043930 · doc4.xml · nonDerivative · entry 1

CASTANEDA MARK · CIK 0001247157 · CFO, Secretary, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,705

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.