Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Gold Flora Corp.GRAM · Entity 81409 | Director | September 30, 2024 | October 01, 2024 |
| Primo Water Holdings LLCPRMW · Entity 151000 | Chief Financial Officer | January 10, 2018 | January 12, 2018 |
| Tilray Brands, Inc.TLRY · Entity 5319 | CFO, Secretary, Treasurer | July 18, 2019 | July 23, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Gold Flora Corp.
Report date September 30, 2024 · Filed October 01, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 168,875 |
Reported balance
After 2024-09-30 transaction · row 1
1 source rowRow 1 · 2024-09-30 · Exercise / conversion · Acquired 8,375 · Balance 168,875 F1: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 25,125 |
Reported balance
After 2024-09-30 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-09-30 · Exercise / conversion · Disposed 8,375 · Balance 25,125 F1: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. F2: On June 30, 2022, the reporting person was granted 100,000 RSU's, 33% of which vested 1 year after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 8 equal quarterly installments. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis.
F2: On June 30, 2022, the reporting person was granted 100,000 RSU's, 33% of which vested 1 year after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 8 equal quarterly installments.
Primo Water Holdings LLC
Report date January 10, 2018 · Filed January 12, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 430,033 |
Ending reported balance
After 2018-01-10 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2017-12-31 · Grant · Acquired 155 · Balance 199,499 F1: These shares were acquired under the Primo Water Corporation Employee Stock Purchase Plan, as amended, in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). Row 2 · 2018-01-10 · Exercise / conversion · Acquired 116,140 · Balance 315,639 F2: Represents shares of common stock received upon vesting of deferred stock units on January 10, 2018. Row 3 · 2018-01-10 · Exercise / conversion · Acquired 265,277 · Balance 580,916 F2: Represents shares of common stock received upon vesting of deferred stock units on January 10, 2018. Row 4 · 2018-01-10 · Tax withholding · Disposed 150,883 · Balance 430,033 F3: Shares withheld to satisfy tax withholding requirements on the vesting of deferred stock units on January 10, 2018. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 348,420 |
Reported balance
After 2018-01-10 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-01-10 · Exercise / conversion · Disposed 116,140 · Balance 348,420 F4: Each deferred stock unit has a value as of a given date equal to the fair market value of one share of Primo Water Corporation common stock. F5: 116,140 deferred stock units were delivered on January 10, 2018. The remaining 348,420 deferred stock units are to be delivered on or around August 2018 in connection with Mr. Castaneda's retirement from the issuer in January 2018. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-01-10 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-01-10 · Exercise / conversion · Disposed 265,277 · Balance 0 F4: Each deferred stock unit has a value as of a given date equal to the fair market value of one share of Primo Water Corporation common stock. F6: 265,277 deferred stock units were delivered on January 10, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were acquired under the Primo Water Corporation Employee Stock Purchase Plan, as amended, in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F2: Represents shares of common stock received upon vesting of deferred stock units on January 10, 2018.
F3: Shares withheld to satisfy tax withholding requirements on the vesting of deferred stock units on January 10, 2018.
F4: Each deferred stock unit has a value as of a given date equal to the fair market value of one share of Primo Water Corporation common stock.
F5: 116,140 deferred stock units were delivered on January 10, 2018. The remaining 348,420 deferred stock units are to be delivered on or around August 2018 in connection with Mr. Castaneda's retirement from the issuer in January 2018.
F6: 265,277 deferred stock units were delivered on January 10, 2018.
Tilray Brands, Inc.
Report date July 18, 2019 · Filed July 23, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class 2 Common StockSEC Table I · non-derivative | Direct | 129,505 |
Ending reported balance
After 2019-07-18 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-07-18 · Exercise / conversion · Acquired 200,000 · Balance 208,205 F1: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. Row 2 · 2019-07-18 · Tax withholding · Disposed 78,700 · Balance 129,505 F2: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the RSU. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-07-18 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-07-18 · Exercise / conversion · Disposed 200,000 · Balance 0 F1: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. F3: Fully vested. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock.
F2: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the RSU.
F3: Fully vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2024 Filed Oct 1, 2024 12:17 UTC | Gold Flora Corp. GRAM · Entity 81409 | Exercise / conversionRestricted Stock Units · Derivative | 8,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001876945-24-000087 · wk-form4_1727799473.xml · derivative · entry 2 CASTANEDA MARK · CIK 0001247157 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,125 Underlying: Common Shares · 8,375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. F2 · derivative.exercise_date: On June 30, 2022, the reporting person was granted 100,000 RSU's, 33% of which vested 1 year after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 8 equal quarterly installments. F2 · derivative.expiration_date: On June 30, 2022, the reporting person was granted 100,000 RSU's, 33% of which vested 1 year after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 8 equal quarterly installments. Read SEC document |
| September 30, 2024 Filed Oct 1, 2024 12:17 UTC | Gold Flora Corp. GRAM · Entity 81409 | Exercise / conversionCommon Shares | 8,375 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001876945-24-000087 · wk-form4_1727799473.xml · nonDerivative · entry 1 CASTANEDA MARK · CIK 0001247157 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 168,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. Read SEC document |
| June 30, 2024 Filed Jul 1, 2024 13:59 UTC | Gold Flora Corp. GRAM · Entity 81409 | Exercise / conversionRestricted Stock Units · Derivative | 8,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001876945-24-000072 · wk-form4_1719856769.xml · derivative · entry 2 CASTANEDA MARK · CIK 0001247157 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,500 Underlying: Common Shares · 8,375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. F2 · derivative.exercise_date: On June 30, 2022, the reporting person was granted 100,000 RSU's, 33% of which vested 1 year after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 8 equal quarterly installments. F2 · derivative.expiration_date: On June 30, 2022, the reporting person was granted 100,000 RSU's, 33% of which vested 1 year after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 8 equal quarterly installments. Read SEC document |
| June 30, 2024 Filed Jul 1, 2024 13:59 UTC | Gold Flora Corp. GRAM · Entity 81409 | Exercise / conversionCommon Shares | 8,375 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001876945-24-000072 · wk-form4_1719856769.xml · nonDerivative · entry 1 CASTANEDA MARK · CIK 0001247157 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 160,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. Read SEC document |
| March 30, 2024 Filed Apr 2, 2024 15:03 UTC | Gold Flora Corp. GRAM · Entity 81409 | Exercise / conversionRestricted Stock Units · Derivative | 8,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001876945-24-000021 · wk-form4_1712084610.xml · derivative · entry 2 CASTANEDA MARK · CIK 0001247157 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,875 Underlying: Common Shares · 8,375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. F2 · derivative.exercise_date: On June 30, 2022, the reporting person was granted 100,000 RSU's, 33% of which vested 1 year after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 8 equal quarterly installments. F2 · derivative.expiration_date: On June 30, 2022, the reporting person was granted 100,000 RSU's, 33% of which vested 1 year after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 8 equal quarterly installments. Read SEC document |
| March 30, 2024 Filed Apr 2, 2024 15:03 UTC | Gold Flora Corp. GRAM · Entity 81409 | Exercise / conversionCommon Shares | 8,375 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001876945-24-000021 · wk-form4_1712084610.xml · nonDerivative · entry 1 CASTANEDA MARK · CIK 0001247157 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,375 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. Read SEC document |
| March 30, 2024 Filed Jul 1, 2024 13:58 UTC Amendment | Gold Flora Corp. GRAM · Entity 81409 | Exercise / conversionRestricted Stock Units · Derivative | 8,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001876945-24-000070 · wk-form4a_1719856673.xml · derivative · entry 2 CASTANEDA MARK · CIK 0001247157 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,875 Underlying: Common Shares · 8,375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. F3 · derivative.exercise_date: On June 30, 2022, the reporting person was granted 100,000 RSU's, 33% of which vested 1 year after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 8 equal quarterly installments. F3 · derivative.expiration_date: On June 30, 2022, the reporting person was granted 100,000 RSU's, 33% of which vested 1 year after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 8 equal quarterly installments. Read SEC document |
| March 30, 2024 Filed Jul 1, 2024 13:58 UTC Amendment | Gold Flora Corp. GRAM · Entity 81409 | Exercise / conversionCommon Shares | 8,375 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001876945-24-000070 · wk-form4a_1719856673.xml · nonDerivative · entry 1 CASTANEDA MARK · CIK 0001247157 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 152,125 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. F2 · balance_after: This Form 4 to correct the beneficial ownership total for Common Stock Read SEC document |
| December 30, 2023 Filed Jan 2, 2024 15:58 UTC | Gold Flora Corp. GRAM · Entity 81409 | Exercise / conversionRestricted Stock Units · Derivative | 8,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-24-000080 · section16.xml · derivative · entry 3 CASTANEDA MARK · CIK 0001247157 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,250 Underlying: Common Shares · 8,375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. F2 · derivative.exercise_date: Represents Common Shares held by Mr. Castaneda's IRA. F2 · derivative.expiration_date: Represents Common Shares held by Mr. Castaneda's IRA. Read SEC document |
| December 30, 2023 Filed Jan 2, 2024 15:58 UTC | Gold Flora Corp. GRAM · Entity 81409 | Exercise / conversionCommon Shares | 8,375 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001654954-24-000080 · section16.xml · nonDerivative · entry 1 CASTANEDA MARK · CIK 0001247157 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. Read SEC document |
| December 06, 2023 Filed Dec 11, 2023 14:03 UTC | Gold Flora Corp. GRAM · Entity 81409 | PurchaseCommon Shares | 35,371 | $0.11 | $3,749.33 |
DisclosureSEC source: 0001654954-23-015343 · section16.xml · nonDerivative · entry 1 CASTANEDA MARK · CIK 0001247157 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,730 F2 · ownership.direct: Represents Common Shares held by Mr. Castaneda'sIRA. Read SEC document |
| November 20, 2023 Filed Nov 22, 2023 11:13 UTC | Gold Flora Corp. GRAM · Entity 81409 | PurchaseCommon Shares | 10,000 | $0.11 | $1,101.00 |
DisclosureSEC source: 0001654954-23-014688 · section16.xml · nonDerivative · entry 2 CASTANEDA MARK · CIK 0001247157 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,629 F2 · ownership.direct: Represents Common Shares held by Mr. Castaneda's IRA. Read SEC document |
| November 20, 2023 Filed Nov 22, 2023 11:13 UTC | Gold Flora Corp. GRAM · Entity 81409 | PurchaseCommon Shares | 38,639 | $0.11 | $4,254.15 |
DisclosureSEC source: 0001654954-23-014688 · section16.xml · nonDerivative · entry 1 CASTANEDA MARK · CIK 0001247157 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,629 F2 · ownership.direct: Represents Common Shares held by Mr. Castaneda's IRA. Read SEC document |
| September 30, 2023 Filed Oct 2, 2023 12:35 UTC | Gold Flora Corp. GRAM · Entity 81409 | Exercise / conversionRestricted Stock Units · Derivative | 8,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-012489 · section16.xml · derivative · entry 2 CASTANEDA MARK · CIK 0001247157 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,625 Underlying: Common Shares · 8,375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. F2 · derivative.exercise_date: On June 30, 2022, the reporting person was granted 100,000 RSU's, 33% of which vested 1 year after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 8 equal quarterly installments beginning on September 30, 2023. F2 · derivative.expiration_date: On June 30, 2022, the reporting person was granted 100,000 RSU's, 33% of which vested 1 year after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 8 equal quarterly installments beginning on September 30, 2023. Read SEC document |
| September 30, 2023 Filed Oct 2, 2023 12:35 UTC | Gold Flora Corp. GRAM · Entity 81409 | Exercise / conversionCommon Shares | 8,375 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001654954-23-012489 · section16.xml · nonDerivative · entry 1 CASTANEDA MARK · CIK 0001247157 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,365 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. Read SEC document |
| July 07, 2023 Filed Jul 10, 2023 09:40 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Disposition to issuerRestricted Stock Units · Derivative | 67,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-008974 · section16.xml · derivative · entry 2 CASTANEDA MARK · CIK 0001247157 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 67,000 shares Expires not disclosed F2 · derivative.exercise_price: Represents the disposition of Restricted Stock Units ("RSUs") held by the reporting person in connection with the Business Combination. RSUs convert into Common Shares on a one-for-one basis. In connection with the Business Combination, these RSUs will be exchanged for on a one-for-one basis for restricted stock units of the Resulting Issuer. F2 · derivative.exercise_date: Represents the disposition of Restricted Stock Units ("RSUs") held by the reporting person in connection with the Business Combination. RSUs convert into Common Shares on a one-for-one basis. In connection with the Business Combination, these RSUs will be exchanged for on a one-for-one basis for restricted stock units of the Resulting Issuer. F2 · derivative.expiration_date: Represents the disposition of Restricted Stock Units ("RSUs") held by the reporting person in connection with the Business Combination. RSUs convert into Common Shares on a one-for-one basis. In connection with the Business Combination, these RSUs will be exchanged for on a one-for-one basis for restricted stock units of the Resulting Issuer. Read SEC document |
| July 07, 2023 Filed Jul 10, 2023 09:40 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Disposition to issuerCommon Shares | 42,990 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001654954-23-008974 · section16.xml · nonDerivative · entry 1 CASTANEDA MARK · CIK 0001247157 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: Represents the disposition of Common Shares in connection with the business combination (the "Business Combination") involving the Issuer, Gold Flora, LLC ("Gold Flora"), Stately Capital Corporation ("Stately"), Gold Flora Corporation ("Newco") and Golden Grizzly Bear LLC ("US Merger Sub") in accordance with the terms and conditions of a business combination agreement entered into among TPCO, Gold Flora, Stately, Newco and US Merger Sub dated February 21, 2023 and an agreement and plan of merger entered into by Newco, US Merger Sub and Gold Flora dated February 21, 2023. As part of the Business Combination, the Issuer, Stately and Newco amalgamated to form a new corporation (the "Resulting Issuer"), the Common Shares of the Issuer were exchanged on a one-for-onebasis for common shares of the Resulting Issuer, and the Resulting Issuer continued from British Columbia into the State of Delaware under the name "Gold Flora Corporation". Read SEC document |
| July 07, 2023 Filed Jul 11, 2023 19:31 UTC | Gold Flora Corp. GRAM · Entity 81409 | GrantRestricted Stock Units · Derivative | 100,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000912282-23-000199 · form4.xml · derivative · entry 2 CASTANEDA MARK · CIK 0001247157 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Shares · 100,000 shares Expires not disclosed F2 · derivative.exercise_price: Upon Vesting, RSUs convert into Common Shares on a one-for-one basis. F1 · price: Issued pursuant to a business combination involving TPCO Holding Corp. ("TPCO"), Gold Flora, LLC ("Gold Flora"), Stately Capital Corporation ("Stately"), Gold Flora Corporation ("Issuer") and Golden Grizzly Bear LLC. TPCO, Stately, and Issuer amalgamated to form a new corporation. Issuer common shares and RSUs were issued in exchange for TPCO common shares on a one-for-one basis. F3 · derivative.exercise_date: The Reporting Person received 100,000 restricted stock units ("RSUs"), 33% of which were vested. The remaining RSUs vest in 8 equal quarterly installments beginning on September 30, 2023. F3 · derivative.expiration_date: The Reporting Person received 100,000 restricted stock units ("RSUs"), 33% of which were vested. The remaining RSUs vest in 8 equal quarterly installments beginning on September 30, 2023. Read SEC document |
| July 07, 2023 Filed Jul 11, 2023 19:31 UTC | Gold Flora Corp. GRAM · Entity 81409 | GrantCommon Shares | 42,990 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000912282-23-000199 · form4.xml · nonDerivative · entry 1 CASTANEDA MARK · CIK 0001247157 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,990 F1 · price: Issued pursuant to a business combination involving TPCO Holding Corp. ("TPCO"), Gold Flora, LLC ("Gold Flora"), Stately Capital Corporation ("Stately"), Gold Flora Corporation ("Issuer") and Golden Grizzly Bear LLC. TPCO, Stately, and Issuer amalgamated to form a new corporation. Issuer common shares and RSUs were issued in exchange for TPCO common shares on a one-for-one basis. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 18:17 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionRestricted Stock Units · Derivative | 33,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-008800 · section16.xml · derivative · entry 2 CASTANEDA MARK · CIK 0001247157 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,000 Underlying: Common Shares · 33,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. F2 · derivative.exercise_date: On June 30, 2022, the reporting person was granted 100,000 RSU's, 33% of which vested 1 year after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 8 equal quarterly installments beginning on September 30, 2023. F2 · derivative.expiration_date: On June 30, 2022, the reporting person was granted 100,000 RSU's, 33% of which vested 1 year after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 8 equal quarterly installments beginning on September 30, 2023. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 18:17 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionCommon Shares | 33,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001654954-23-008800 · section16.xml · nonDerivative · entry 1 CASTANEDA MARK · CIK 0001247157 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,990 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 19:22 UTC | Gold Flora Corp. GRAMF · Entity 81409 | GrantRestricted Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-025117 · doc4.xml · derivative · entry 1 CASTANEDA MARK · CIK 0001247157 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Shares · 100,000 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. F2 · derivative.exercise_date: On June 30, 2022, the reporting person was granted 100,000 RSU's, 33% of which vests 1 year after the grant date. The remaining RSUs vest in 8 equal quarterly installments beginning on September 30, 2023. F2 · derivative.expiration_date: On June 30, 2022, the reporting person was granted 100,000 RSU's, 33% of which vests 1 year after the grant date. The remaining RSUs vest in 8 equal quarterly installments beginning on September 30, 2023. Read SEC document |
| July 18, 2019 Filed Jul 23, 2019 00:30 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionRestricted Stock Units · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-042939 · doc4.xml · derivative · entry 3 CASTANEDA MARK · CIK 0001247157 · CFO, Secretary, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class 2 Common Stock · 200,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. F3 · derivative.expiration_date: Fully vested. Read SEC document |
| July 18, 2019 Filed Jul 23, 2019 00:30 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Tax withholdingClass 2 Common Stock | 78,700 | $43.41 | $3,416,367.00 |
DisclosureSEC source: 0001209191-19-042939 · doc4.xml · nonDerivative · entry 2 CASTANEDA MARK · CIK 0001247157 · CFO, Secretary, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,505 F2 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the RSU. Read SEC document |
| July 18, 2019 Filed Jul 23, 2019 00:30 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionClass 2 Common Stock | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-042939 · doc4.xml · nonDerivative · entry 1 CASTANEDA MARK · CIK 0001247157 · CFO, Secretary, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,205 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock. Read SEC document |
| May 31, 2019 Filed Jun 5, 2019 01:13 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | GrantRestricted Stock Units · Derivative | 24,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-034603 · doc4.xml · derivative · entry 1 CASTANEDA MARK · CIK 0001247157 · CFO, Secretary, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Class 2 Common Stock · 24,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class 2 Common Stock. F2 · derivative.exercise_date: The RSUs shall be fully vested on the three-year anniversary of April 1, 2019 (the "Vesting Date"), so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), through such Vesting Date. F2 · derivative.expiration_date: The RSUs shall be fully vested on the three-year anniversary of April 1, 2019 (the "Vesting Date"), so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), through such Vesting Date. Read SEC document |
| April 15, 2019 Filed Apr 18, 2019 01:28 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $7.76 | $0.00 |
DisclosureSEC source: 0001209191-19-025198 · doc4.xml · derivative · entry 3 CASTANEDA MARK · CIK 0001247157 · CFO, Secretary, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 520,000 Underlying: Class 2 Common Stock · 10,000 shares Expires 2028-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The shares vest at a rate of 50% of the total shares on July 18, 2019 (the "Vesting Date"), with the remaining 50% of the total shares vesting upon the one-year anniversary of the Vesting Date, provided that the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan) until such date. Read SEC document |
| April 15, 2019 Filed Apr 18, 2019 01:28 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | SaleClass 2 Common Stock | 10,000 | $51.72 | $517,200.00 |
DisclosureSEC source: 0001209191-19-025198 · doc4.xml · nonDerivative · entry 2 CASTANEDA MARK · CIK 0001247157 · CFO, Secretary, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,205 F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.62 to $51.94, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote 3 to this Form 4. Read SEC document |
| April 15, 2019 Filed Apr 18, 2019 01:28 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionClass 2 Common Stock | 10,000 | $7.76 | $77,600.00 |
DisclosureSEC source: 0001209191-19-025198 · doc4.xml · nonDerivative · entry 1 CASTANEDA MARK · CIK 0001247157 · CFO, Secretary, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,205 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| March 14, 2019 Filed Mar 19, 2019 01:21 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionStock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $7.76 | $0.00 |
DisclosureSEC source: 0001209191-19-020145 · doc4.xml · derivative · entry 3 CASTANEDA MARK · CIK 0001247157 · CFO, Secretary, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 530,000 Underlying: Class 2 Common Stock · 30,000 shares Expires 2028-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The shares vest at a rate of 50% of the total shares on July 18, 2019 (the "Vesting Date"), with the remaining 50% of the total shares vesting upon the one-year anniversary of the Vesting Date, provided that the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan) until such date. Read SEC document |
| March 14, 2019 Filed Mar 19, 2019 01:21 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | SaleClass 2 Common Stock | 30,000 | $70.43 | $2,112,816.00 |
DisclosureSEC source: 0001209191-19-020145 · doc4.xml · nonDerivative · entry 2 CASTANEDA MARK · CIK 0001247157 · CFO, Secretary, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,205 F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.11 to $70.92, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote 3 to this Form 4. Read SEC document |
| March 14, 2019 Filed Mar 19, 2019 01:21 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionClass 2 Common Stock | 30,000 | $7.76 | $232,800.00 |
DisclosureSEC source: 0001209191-19-020145 · doc4.xml · nonDerivative · entry 1 CASTANEDA MARK · CIK 0001247157 · CFO, Secretary, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,205 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 23:10 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionStock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $7.76 | $0.00 |
DisclosureSEC source: 0001209191-19-014188 · doc4.xml · derivative · entry 5 CASTANEDA MARK · CIK 0001247157 · CFO, Secretary, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 560,000 Underlying: Class 2 Common Stock · 40,000 shares Expires 2028-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The shares vest at a rate of 50% of the total shares on July 18, 2018 (the "Vesting Date"), with the remaining 50% of the total shares vesting upon the one-year anniversary of the Vesting Date, provided that the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan) until such date. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 23:10 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | SaleClass 2 Common Stock | 900 | $79.38 | $71,442.00 |
DisclosureSEC source: 0001209191-19-014188 · doc4.xml · nonDerivative · entry 4 CASTANEDA MARK · CIK 0001247157 · CFO, Secretary, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,205 F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.36 to $79.48, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote 5 to this Form 4. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 23:10 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | SaleClass 2 Common Stock | 8,197 | $78.68 | $644,978.49 |
DisclosureSEC source: 0001209191-19-014188 · doc4.xml · nonDerivative · entry 3 CASTANEDA MARK · CIK 0001247157 · CFO, Secretary, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,105 F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.35 to $79.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote 4 to this Form 4. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 23:10 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | SaleClass 2 Common Stock | 30,903 | $77.89 | $2,407,031.58 |
DisclosureSEC source: 0001209191-19-014188 · doc4.xml · nonDerivative · entry 2 CASTANEDA MARK · CIK 0001247157 · CFO, Secretary, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,302 F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.35 to $78.34, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote 3 to this Form 4. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 23:10 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionClass 2 Common Stock | 40,000 | $7.76 | $310,400.00 |
DisclosureSEC source: 0001209191-19-014188 · doc4.xml · nonDerivative · entry 1 CASTANEDA MARK · CIK 0001247157 · CFO, Secretary, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,205 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| July 23, 2018 Filed Jul 25, 2018 22:04 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | GiftClass 2 Common Stock | 6,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-043930 · doc4.xml · nonDerivative · entry 2 CASTANEDA MARK · CIK 0001247157 · CFO, Secretary, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,205 F1 · kind: This transaction involved gifts of securities by the reporting person to family members, who do not share reporting person's household. Read SEC document |
| July 23, 2018 Filed Jul 25, 2018 22:04 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | PurchaseClass 2 Common Stock | 14,705 | $17.00 | $249,985.00 |
DisclosureSEC source: 0001209191-18-043930 · doc4.xml · nonDerivative · entry 1 CASTANEDA MARK · CIK 0001247157 · CFO, Secretary, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,705 Read SEC document |
| January 10, 2018 Filed Jan 12, 2018 16:37 UTC | Primo Water Holdings LLC PRMW · Entity 151000 | Exercise / conversionDeferred Stock Units · Derivative | 265,277 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-003441 · doc4.xml · derivative · entry 6 CASTANEDA MARK · CIK 0001247157 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 265,277 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each deferred stock unit has a value as of a given date equal to the fair market value of one share of Primo Water Corporation common stock. F6 · derivative.exercise_date: 265,277 deferred stock units were delivered on January 10, 2018. F6 · derivative.expiration_date: 265,277 deferred stock units were delivered on January 10, 2018. Read SEC document |
| January 10, 2018 Filed Jan 12, 2018 16:37 UTC | Primo Water Holdings LLC PRMW · Entity 151000 | Exercise / conversionDeferred Stock Units · Derivative | 116,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-003441 · doc4.xml · derivative · entry 5 CASTANEDA MARK · CIK 0001247157 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,420 Underlying: Common Stock · 116,140 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each deferred stock unit has a value as of a given date equal to the fair market value of one share of Primo Water Corporation common stock. F5 · derivative.exercise_date: 116,140 deferred stock units were delivered on January 10, 2018. The remaining 348,420 deferred stock units are to be delivered on or around August 2018 in connection with Mr. Castaneda's retirement from the issuer in January 2018. F5 · derivative.expiration_date: 116,140 deferred stock units were delivered on January 10, 2018. The remaining 348,420 deferred stock units are to be delivered on or around August 2018 in connection with Mr. Castaneda's retirement from the issuer in January 2018. Read SEC document |
| January 10, 2018 Filed Jan 12, 2018 16:37 UTC | Primo Water Holdings LLC PRMW · Entity 151000 | Tax withholdingCommon Stock | 150,883 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-003441 · doc4.xml · nonDerivative · entry 4 CASTANEDA MARK · CIK 0001247157 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 430,033 F3 · shares: Shares withheld to satisfy tax withholding requirements on the vesting of deferred stock units on January 10, 2018. Read SEC document |
| January 10, 2018 Filed Jan 12, 2018 16:37 UTC | Primo Water Holdings LLC PRMW · Entity 151000 | Exercise / conversionCommon Stock | 265,277 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-003441 · doc4.xml · nonDerivative · entry 3 CASTANEDA MARK · CIK 0001247157 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 580,916 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents shares of common stock received upon vesting of deferred stock units on January 10, 2018. Read SEC document |
| January 10, 2018 Filed Jan 12, 2018 16:37 UTC | Primo Water Holdings LLC PRMW · Entity 151000 | Exercise / conversionCommon Stock | 116,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-003441 · doc4.xml · nonDerivative · entry 2 CASTANEDA MARK · CIK 0001247157 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,639 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents shares of common stock received upon vesting of deferred stock units on January 10, 2018. Read SEC document |
| December 31, 2017 Filed Jan 12, 2018 16:37 UTC | Primo Water Holdings LLC PRMW · Entity 151000 | GrantCommon Stock | 155 | $10.44 | $1,618.20 |
DisclosureSEC source: 0001209191-18-003441 · doc4.xml · nonDerivative · entry 1 CASTANEDA MARK · CIK 0001247157 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,499 F1 · shares: These shares were acquired under the Primo Water Corporation Employee Stock Purchase Plan, as amended, in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| December 04, 2017 Filed Dec 8, 2017 20:33 UTC | Primo Water Holdings LLC PRMW · Entity 151000 | SaleCommon Stock | 6,200 | $13.45 | $83,390.00 |
DisclosureSEC source: 0001209191-17-064887 · doc4.xml · nonDerivative · entry 3 CASTANEDA MARK · CIK 0001247157 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,344 F2 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · balance_after: Mr. Castaneda also holds 729,837 Deferred Stock Units. Read SEC document |
| December 01, 2017 Filed Dec 8, 2017 20:33 UTC | Primo Water Holdings LLC PRMW · Entity 151000 | SaleCommon Stock | 30,569 | $13.00 | $397,397.00 |
DisclosureSEC source: 0001209191-17-064887 · doc4.xml · nonDerivative · entry 2 CASTANEDA MARK · CIK 0001247157 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,544 F2 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| June 30, 2017 Filed Dec 8, 2017 20:33 UTC | Primo Water Holdings LLC PRMW · Entity 151000 | GrantCommon Stock | 150 | $10.44 | $1,566.00 |
DisclosureSEC source: 0001209191-17-064887 · doc4.xml · nonDerivative · entry 1 CASTANEDA MARK · CIK 0001247157 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,113 F1 · shares: These shares were acquired under the Primo Water Corporation Employee Stock Purchase Plan, as amended, in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| May 18, 2017 Filed May 18, 2017 14:26 UTC | Primo Water Holdings LLC PRMW · Entity 151000 | PurchaseCommon Stock | 500 | $10.88 | $5,437.70 |
DisclosureSEC source: 0001209191-17-033538 · doc4.xml · nonDerivative · entry 1 CASTANEDA MARK · CIK 0001247157 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,963 Read SEC document |
| May 17, 2017 Filed May 17, 2017 14:10 UTC | Primo Water Holdings LLC PRMW · Entity 151000 | PurchaseCommon Stock | 500 | $10.96 | $5,480.00 |
DisclosureSEC source: 0001209191-17-032997 · doc4.xml · nonDerivative · entry 1 CASTANEDA MARK · CIK 0001247157 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,463 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.