TLRY

SEC source: 0001209191-20-001328 · doc4.xml · nonDerivative · entry 1

Auerbach Michael · CIK 0001746080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478,828

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock.

SEC source: 0001209191-19-060777 · doc4.xml · derivative · entry 12

Auerbach Michael · CIK 0001746080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,290

Underlying: Class 2 Common Stock · 107,290 shares

Expires 2028-04-12

F1 · date: On September 9, 2019, the Issuer entered into an Agreement and Plan of Reorganization (the "Merger Agreement") with Privateer Holdings, Inc. ("Target"), Down River Merger Sub, LLC, a wholly owned subsidiary of the Issuer (the "Subsidiary"), and Michael Blue, as the Stockholder Representative. On December 12, 2019 (the "Effective Time"), Target merged with and into the Subsidiary.

F15 · price: Received in the Merger in exchange for a stock option to acquire 100,000 shares of Target's Class 3 Common Stock for $5.1692 per share.

F7 · derivative.exercise_date: The shares subject to this option are fully vested.

SEC source: 0001209191-19-060777 · doc4.xml · derivative · entry 11

Auerbach Michael · CIK 0001746080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,290

Underlying: Class 2 Common Stock · 107,290 shares

Expires 2027-03-19

F1 · date: On September 9, 2019, the Issuer entered into an Agreement and Plan of Reorganization (the "Merger Agreement") with Privateer Holdings, Inc. ("Target"), Down River Merger Sub, LLC, a wholly owned subsidiary of the Issuer (the "Subsidiary"), and Michael Blue, as the Stockholder Representative. On December 12, 2019 (the "Effective Time"), Target merged with and into the Subsidiary.

F14 · price: Received in the Merger in exchange for a stock option to acquire 100,000 shares of Target's Class 1 Common Stock for $2.9217 per share.

F7 · derivative.exercise_date: The shares subject to this option are fully vested.

SEC source: 0001209191-19-060777 · doc4.xml · derivative · entry 10

Auerbach Michael · CIK 0001746080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,458

Underlying: Class 2 Common Stock · 21,458 shares

Expires 2024-11-10

F1 · date: On September 9, 2019, the Issuer entered into an Agreement and Plan of Reorganization (the "Merger Agreement") with Privateer Holdings, Inc. ("Target"), Down River Merger Sub, LLC, a wholly owned subsidiary of the Issuer (the "Subsidiary"), and Michael Blue, as the Stockholder Representative. On December 12, 2019 (the "Effective Time"), Target merged with and into the Subsidiary.

F13 · price: Received in the Merger in exchange for a stock option to acquire 20,000 shares of Target's Class 1 Common Stock for $1.3387 per share.

F7 · derivative.exercise_date: The shares subject to this option are fully vested.

SEC source: 0001209191-19-060777 · doc4.xml · derivative · entry 9

Auerbach Michael · CIK 0001746080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,290

Underlying: Class 2 Common Stock · 107,290 shares

Expires 2024-11-10

F1 · date: On September 9, 2019, the Issuer entered into an Agreement and Plan of Reorganization (the "Merger Agreement") with Privateer Holdings, Inc. ("Target"), Down River Merger Sub, LLC, a wholly owned subsidiary of the Issuer (the "Subsidiary"), and Michael Blue, as the Stockholder Representative. On December 12, 2019 (the "Effective Time"), Target merged with and into the Subsidiary.

F12 · price: Received in the Merger in exchange for a stock option to acquire 100,000 shares of Target's Class 1 Common Stock for $1.3387 per share.

F7 · derivative.exercise_date: The shares subject to this option are fully vested.

SEC source: 0001209191-19-060777 · doc4.xml · derivative · entry 8

Auerbach Michael · CIK 0001746080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,458

Underlying: Class 2 Common Stock · 21,458 shares

Expires 2025-09-17

F1 · date: On September 9, 2019, the Issuer entered into an Agreement and Plan of Reorganization (the "Merger Agreement") with Privateer Holdings, Inc. ("Target"), Down River Merger Sub, LLC, a wholly owned subsidiary of the Issuer (the "Subsidiary"), and Michael Blue, as the Stockholder Representative. On December 12, 2019 (the "Effective Time"), Target merged with and into the Subsidiary.

F11 · price: Received in the Merger in exchange for a stock option to acquire 20,000 shares of Target's Class 1 Common Stock for $2.697 per share.

F7 · derivative.exercise_date: The shares subject to this option are fully vested.

SEC source: 0001209191-19-060777 · doc4.xml · derivative · entry 7

Auerbach Michael · CIK 0001746080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,290

Underlying: Class 2 Common Stock · 107,290 shares

Expires 2025-09-17

F1 · date: On September 9, 2019, the Issuer entered into an Agreement and Plan of Reorganization (the "Merger Agreement") with Privateer Holdings, Inc. ("Target"), Down River Merger Sub, LLC, a wholly owned subsidiary of the Issuer (the "Subsidiary"), and Michael Blue, as the Stockholder Representative. On December 12, 2019 (the "Effective Time"), Target merged with and into the Subsidiary.

F10 · price: Received in the Merger in exchange for a stock option to acquire 100,000 shares of Target's Class 1 Common Stock for $2.697 per share.

F7 · derivative.exercise_date: The shares subject to this option are fully vested.

SEC source: 0001209191-19-060777 · doc4.xml · derivative · entry 6

Auerbach Michael · CIK 0001746080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,290

Underlying: Class 2 Common Stock · 107,290 shares

Expires 2024-06-17

F1 · date: On September 9, 2019, the Issuer entered into an Agreement and Plan of Reorganization (the "Merger Agreement") with Privateer Holdings, Inc. ("Target"), Down River Merger Sub, LLC, a wholly owned subsidiary of the Issuer (the "Subsidiary"), and Michael Blue, as the Stockholder Representative. On December 12, 2019 (the "Effective Time"), Target merged with and into the Subsidiary.

F9 · price: Received in the Merger in exchange for a stock option to acquire 100,000 shares of Target's Class 1 Common Stock for $0.2052 per share.

F7 · derivative.exercise_date: The shares subject to this option are fully vested.

SEC source: 0001209191-19-060777 · doc4.xml · derivative · entry 5

Auerbach Michael · CIK 0001746080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,458

Underlying: Class 2 Common Stock · 21,458 shares

Expires 2024-06-17

F1 · date: On September 9, 2019, the Issuer entered into an Agreement and Plan of Reorganization (the "Merger Agreement") with Privateer Holdings, Inc. ("Target"), Down River Merger Sub, LLC, a wholly owned subsidiary of the Issuer (the "Subsidiary"), and Michael Blue, as the Stockholder Representative. On December 12, 2019 (the "Effective Time"), Target merged with and into the Subsidiary.

F8 · price: Received in the Merger in exchange for a stock option to acquire 20,000 shares of Target's Class 1 Common Stock for $0.2052 per share.

F7 · derivative.exercise_date: The shares subject to this option are fully vested.

SEC source: 0001209191-19-060777 · doc4.xml · nonDerivative · entry 3

Auerbach Michael · CIK 0001746080 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Murphy Ofutt, LLC

Disclosed balance after: 2,130,577

F1 · date: On September 9, 2019, the Issuer entered into an Agreement and Plan of Reorganization (the "Merger Agreement") with Privateer Holdings, Inc. ("Target"), Down River Merger Sub, LLC, a wholly owned subsidiary of the Issuer (the "Subsidiary"), and Michael Blue, as the Stockholder Representative. On December 12, 2019 (the "Effective Time"), Target merged with and into the Subsidiary.

F4 · price: These shares were received exchange for (i) 1,463,699 shares of Target's Series A Preferred Stock, (ii) 152,970 shares of Target's Series B Preferred Stock and (iii) 195,347 shares of Target's Series C Preferred Stock in connection with the Merger.

F5 · ownership.nature: Mr. Auerbach serves as General Partner of Murphy Ofutt, LLC, a multi-member limited liability company. Mr. Auerbach has sole voting and investment power with respect to the shares held by Murphy Ofutt, LLC.

SEC source: 0001209191-19-060777 · doc4.xml · nonDerivative · entry 2

Auerbach Michael · CIK 0001746080 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Murphy Ofutt Common, LLC

Disclosed balance after: 833,351

F1 · date: On September 9, 2019, the Issuer entered into an Agreement and Plan of Reorganization (the "Merger Agreement") with Privateer Holdings, Inc. ("Target"), Down River Merger Sub, LLC, a wholly owned subsidiary of the Issuer (the "Subsidiary"), and Michael Blue, as the Stockholder Representative. On December 12, 2019 (the "Effective Time"), Target merged with and into the Subsidiary.

F2 · price: These shares were received exchange for (i) 687,083 shares of Target's Class 1 Common Stock, and (ii) 21,667 shares of Target's Class 2 Common Stock.

F3 · ownership.nature: Mr. Auerbach serves as General Partner of Murphy Ofutt Common, LLC, a multi-member limited liability company. Mr. Auerbach has sole voting and investment power with respect to the shares held by Murphy Ofutt Common, LLC.

SEC source: 0001209191-19-060777 · doc4.xml · nonDerivative · entry 1

Auerbach Michael · CIK 0001746080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476,641

F1 · date: On September 9, 2019, the Issuer entered into an Agreement and Plan of Reorganization (the "Merger Agreement") with Privateer Holdings, Inc. ("Target"), Down River Merger Sub, LLC, a wholly owned subsidiary of the Issuer (the "Subsidiary"), and Michael Blue, as the Stockholder Representative. On December 12, 2019 (the "Effective Time"), Target merged with and into the Subsidiary.

F1 · price: On September 9, 2019, the Issuer entered into an Agreement and Plan of Reorganization (the "Merger Agreement") with Privateer Holdings, Inc. ("Target"), Down River Merger Sub, LLC, a wholly owned subsidiary of the Issuer (the "Subsidiary"), and Michael Blue, as the Stockholder Representative. On December 12, 2019 (the "Effective Time"), Target merged with and into the Subsidiary.

SEC source: 0001209191-19-060779 · doc4.xml · derivative · entry 5

Kennedy Brendan · CIK 0001746070 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Skyline & Mayfair LLC

Disclosed balance after: 158,746

Underlying: Class 2 Common Stock · 158,746 shares

Expires not disclosed

F1 · date: On September 9, 2019, the Issuer entered into an Agreement and Plan of Reorganization (the "Merger Agreement") with Privateer Holdings, Inc. ("Target"), Down River Merger Sub, LLC, a wholly owned subsidiary of the Issuer (the "Subsidiary"), and Michael Blue, as the Stockholder Representative. On December 12, 2019 (the "Effective Time"), Target merged with and into the Subsidiary.

F5 · price: The shares of Issuer's Class 1 Common Stock and Class 2 Common Stock were received in exchange for 200,000 shares of Target's Class 1 Common Stock in connection with the Merger.

F7 · price: Each share of Issuer's Class 1 Common Stock is convertible at any time at the option of the holder into one fully paid and nonassessable share of Issuer's Class 2 Common Stock. In addition, each share of Issuer's Class 1 Common Stock will automatically convert into one share of Issuer's Class 2 Common Stock upon any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's Amended and Restated Certificate of Incorporation, including, without limitation, certain transfers for tax and estate planning purposes.

F7 · derivative.exercise_date: Each share of Issuer's Class 1 Common Stock is convertible at any time at the option of the holder into one fully paid and nonassessable share of Issuer's Class 2 Common Stock. In addition, each share of Issuer's Class 1 Common Stock will automatically convert into one share of Issuer's Class 2 Common Stock upon any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's Amended and Restated Certificate of Incorporation, including, without limitation, certain transfers for tax and estate planning purposes.

F7 · derivative.expiration_date: Each share of Issuer's Class 1 Common Stock is convertible at any time at the option of the holder into one fully paid and nonassessable share of Issuer's Class 2 Common Stock. In addition, each share of Issuer's Class 1 Common Stock will automatically convert into one share of Issuer's Class 2 Common Stock upon any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's Amended and Restated Certificate of Incorporation, including, without limitation, certain transfers for tax and estate planning purposes.

F6 · ownership.nature: The Reporting Person is the sole member of Skyline & Mayfair LLC and has sole voting and investment power with respect to the shares held by Skyline & Mayfair LLC.

SEC source: 0001209191-19-060779 · doc4.xml · derivative · entry 4

Kennedy Brendan · CIK 0001746070 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,369,405

Underlying: Class 2 Common Stock · 9,369,405 shares

Expires not disclosed

F1 · date: On September 9, 2019, the Issuer entered into an Agreement and Plan of Reorganization (the "Merger Agreement") with Privateer Holdings, Inc. ("Target"), Down River Merger Sub, LLC, a wholly owned subsidiary of the Issuer (the "Subsidiary"), and Michael Blue, as the Stockholder Representative. On December 12, 2019 (the "Effective Time"), Target merged with and into the Subsidiary.

F2 · price: The shares of Issuer's Class 1 Common Stock and Class 2 Common Stock were received exchange for 11,804,221 shares of Target's Class 1 Common Stock in connection with the Merger.

F7 · price: Each share of Issuer's Class 1 Common Stock is convertible at any time at the option of the holder into one fully paid and nonassessable share of Issuer's Class 2 Common Stock. In addition, each share of Issuer's Class 1 Common Stock will automatically convert into one share of Issuer's Class 2 Common Stock upon any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's Amended and Restated Certificate of Incorporation, including, without limitation, certain transfers for tax and estate planning purposes.

F7 · derivative.exercise_date: Each share of Issuer's Class 1 Common Stock is convertible at any time at the option of the holder into one fully paid and nonassessable share of Issuer's Class 2 Common Stock. In addition, each share of Issuer's Class 1 Common Stock will automatically convert into one share of Issuer's Class 2 Common Stock upon any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's Amended and Restated Certificate of Incorporation, including, without limitation, certain transfers for tax and estate planning purposes.

F7 · derivative.expiration_date: Each share of Issuer's Class 1 Common Stock is convertible at any time at the option of the holder into one fully paid and nonassessable share of Issuer's Class 2 Common Stock. In addition, each share of Issuer's Class 1 Common Stock will automatically convert into one share of Issuer's Class 2 Common Stock upon any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's Amended and Restated Certificate of Incorporation, including, without limitation, certain transfers for tax and estate planning purposes.

SEC source: 0001209191-19-060779 · doc4.xml · nonDerivative · entry 3

Kennedy Brendan · CIK 0001746070 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Skyline & Mayfair LLC

Disclosed balance after: 76,414

F1 · date: On September 9, 2019, the Issuer entered into an Agreement and Plan of Reorganization (the "Merger Agreement") with Privateer Holdings, Inc. ("Target"), Down River Merger Sub, LLC, a wholly owned subsidiary of the Issuer (the "Subsidiary"), and Michael Blue, as the Stockholder Representative. On December 12, 2019 (the "Effective Time"), Target merged with and into the Subsidiary.

F5 · price: The shares of Issuer's Class 1 Common Stock and Class 2 Common Stock were received in exchange for 200,000 shares of Target's Class 1 Common Stock in connection with the Merger.

F6 · ownership.nature: The Reporting Person is the sole member of Skyline & Mayfair LLC and has sole voting and investment power with respect to the shares held by Skyline & Mayfair LLC.

SEC source: 0001209191-19-060779 · doc4.xml · nonDerivative · entry 2

Kennedy Brendan · CIK 0001746070 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By: The Kennedy Family 2016 Irrevocable Trust UTD December 1, 2016

Disclosed balance after: 1,049,825

F1 · date: On September 9, 2019, the Issuer entered into an Agreement and Plan of Reorganization (the "Merger Agreement") with Privateer Holdings, Inc. ("Target"), Down River Merger Sub, LLC, a wholly owned subsidiary of the Issuer (the "Subsidiary"), and Michael Blue, as the Stockholder Representative. On December 12, 2019 (the "Effective Time"), Target merged with and into the Subsidiary.

F3 · price: These shares were received in exchange for 892,857 shares of Target's Class 1 Common Stock in connection with the Merger.

F4 · ownership.nature: The shares are held directly by The Kennedy Family 2016 Irrevocable Trust UTD December 1, 2016, which is a trust established for the benefit of the Reporting Person's minor children. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

SEC source: 0001209191-19-060779 · doc4.xml · nonDerivative · entry 1

Kennedy Brendan · CIK 0001746070 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,663,357

F1 · date: On September 9, 2019, the Issuer entered into an Agreement and Plan of Reorganization (the "Merger Agreement") with Privateer Holdings, Inc. ("Target"), Down River Merger Sub, LLC, a wholly owned subsidiary of the Issuer (the "Subsidiary"), and Michael Blue, as the Stockholder Representative. On December 12, 2019 (the "Effective Time"), Target merged with and into the Subsidiary.

F2 · price: The shares of Issuer's Class 1 Common Stock and Class 2 Common Stock were received exchange for 11,804,221 shares of Target's Class 1 Common Stock in connection with the Merger.

SEC source: 0001209191-19-060782 · doc4.xml · derivative · entry 5

Pastorius Edward Wood JR · CIK 0001746057 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,093

Underlying: Class 2 Common Stock · 15,000 shares

Expires 2028-04-13

F1 · date: On September 9, 2019, the Issuer entered into an Agreement and Plan of Reorganization (the "Merger Agreement") with Privateer Holdings, Inc. ("Target"), Down River Merger Sub, LLC, a wholly owned subsidiary of the Issuer (the "Subsidiary"), and Michael Blue, as the Stockholder Representative. On December 12, 2019 (the "Effective Time"), Target merged with and into the Subsidiary.

F10 · price: Received in the Merger in exchange for a stock option to acquire 15,000 shares of Target's Class 3 Common Stock for $5.66 per share.

F9 · derivative.exercise_date: 1/24th of the shares subject to the option become vested and exercisable on December 14, 2019 and 1/24th of the shares subject to the option shall vest monthly thereafter for so long as the Reporting Person provides continuous service to the Issuer.

SEC source: 0001209191-19-060782 · doc4.xml · derivative · entry 4

Pastorius Edward Wood JR · CIK 0001746057 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,411

Underlying: Class 2 Common Stock · 13,411 shares

Expires 2027-03-30

F1 · date: On September 9, 2019, the Issuer entered into an Agreement and Plan of Reorganization (the "Merger Agreement") with Privateer Holdings, Inc. ("Target"), Down River Merger Sub, LLC, a wholly owned subsidiary of the Issuer (the "Subsidiary"), and Michael Blue, as the Stockholder Representative. On December 12, 2019 (the "Effective Time"), Target merged with and into the Subsidiary.

F8 · price: Received in the Merger in exchange for a stock option to acquire 12,500 shares of Target's Class 1 Common Stock for $3.36 per share.

F7 · derivative.exercise_date: 1/12th of the shares subject to the option become vested and exercisable on December 14, 2019 and 1/12th of the shares subject to the option shall vest monthly thereafter for so long as the Reporting Person provides continuous service to the Issuer.

SEC source: 0001209191-19-060782 · doc4.xml · nonDerivative · entry 3

Pastorius Edward Wood JR · CIK 0001746057 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By: WP Investment Remainder Trust

Disclosed balance after: 41,015

F1 · date: On September 9, 2019, the Issuer entered into an Agreement and Plan of Reorganization (the "Merger Agreement") with Privateer Holdings, Inc. ("Target"), Down River Merger Sub, LLC, a wholly owned subsidiary of the Issuer (the "Subsidiary"), and Michael Blue, as the Stockholder Representative. On December 12, 2019 (the "Effective Time"), Target merged with and into the Subsidiary.

F5 · price: These shares were received in exchange for 34,883 shares of Target's Series C Preferred Stock in connection with the Merger.

F6 · ownership.nature: The shares are held directly by WP Investment Remainder Trust. The Reporting Person is the trustee and beneficiary of WP Investment Remainder Trust and has voting and investment power with respect to the shares held by WP Investment Remainder Trust.

SEC source: 0001209191-19-060782 · doc4.xml · nonDerivative · entry 2

Pastorius Edward Wood JR · CIK 0001746057 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Canna Enterprises, LLC

Disclosed balance after: 49,985

F1 · date: On September 9, 2019, the Issuer entered into an Agreement and Plan of Reorganization (the "Merger Agreement") with Privateer Holdings, Inc. ("Target"), Down River Merger Sub, LLC, a wholly owned subsidiary of the Issuer (the "Subsidiary"), and Michael Blue, as the Stockholder Representative. On December 12, 2019 (the "Effective Time"), Target merged with and into the Subsidiary.

F3 · price: These shares were received in exchange for 42,512 shares of Target's Series C Preferred Stock in connection with the Merger.

F4 · ownership.nature: The shares are held directly by Canna Enterprises, LLC. The Reporting Person is a manager of Canna Enterprises, LLC and has voting and investment power with respect to the shares held by Canna Enterprises, LLC.

SEC source: 0001209191-19-060782 · doc4.xml · nonDerivative · entry 1

Pastorius Edward Wood JR · CIK 0001746057 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,424

F1 · date: On September 9, 2019, the Issuer entered into an Agreement and Plan of Reorganization (the "Merger Agreement") with Privateer Holdings, Inc. ("Target"), Down River Merger Sub, LLC, a wholly owned subsidiary of the Issuer (the "Subsidiary"), and Michael Blue, as the Stockholder Representative. On December 12, 2019 (the "Effective Time"), Target merged with and into the Subsidiary.

F2 · price: These shares were received in exchange for (i) 37,500 shares of Target's Class 1 Common Stock and (ii) 15,000 shares of Target's Class 3 Common Stock in connection with the Merger.

SEC source: 0001209191-19-060469 · doc4.xml · nonDerivative · entry 1

Kennedy Brendan · CIK 0001746070 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,303

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.08 to $18.86, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2 to this Form 4.

SEC source: 0001209191-19-059186 · doc4.xml · derivative · entry 5

Auerbach Michael · CIK 0001746080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,250

Underlying: Class 2 Common STock · 18,750 shares

Expires 2028-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The shares vest at the rate of 25% of the shares on the twelve (12) month anniversary of April 1, 2018 (the "Vest Date"), and the remaining shares will vest quarterly thereafter at the rate of 6.25% of the total number of shares on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of shares shall be fully vested on the four-year anniversary of the Vesting Date.

SEC source: 0001209191-19-059186 · doc4.xml · nonDerivative · entry 4

Auerbach Michael · CIK 0001746080 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By M3 Ein Sof LLC

Disclosed balance after: 42,028

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.75 to $19.84, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote 4 to this Form 4.

SEC source: 0001209191-19-059186 · doc4.xml · nonDerivative · entry 3

Auerbach Michael · CIK 0001746080 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By M3 Ein Sof LLC

Disclosed balance after: 42,928

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.75 to $19.74, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote 3 to this Form 4.

SEC source: 0001209191-19-059186 · doc4.xml · nonDerivative · entry 2

Auerbach Michael · CIK 0001746080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.75 to $19.74, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote 3 to this Form 4.

SEC source: 0001209191-19-059186 · doc4.xml · nonDerivative · entry 1

Auerbach Michael · CIK 0001746080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

SEC source: 0001209191-19-058858 · doc4.xml · derivative · entry 2

Dopp Rebekah · CIK 0001746050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,875

Underlying: Class 2 Common Stock · 2,188 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock.

F2 · derivative.expiration_date: The RSUs shall vest at the rate of 25% of the RSUs on the twelve (12) month anniversary of June 1, 2018 (the "Vesting Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 6.25% of the total number of RSUs on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the four-year anniversary of the Vesting Commencement Date.

SEC source: 0001209191-19-058858 · doc4.xml · nonDerivative · entry 1

Dopp Rebekah · CIK 0001746050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock.

SEC source: 0001209191-19-058868 · doc4.xml · derivative · entry 2

Greenwood Maryscott · CIK 0001746224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,875

Underlying: Class 2 Common Stock · 2,188 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock.

F2 · derivative.expiration_date: The RSUs shall vest at the rate of 25% of the RSUs on the twelve (12) month anniversary of June 1, 2018 (the "Vesting Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 6.25% of the total number of RSUs on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the four-year anniversary of the Vesting Commencement Date.

SEC source: 0001209191-19-058868 · doc4.xml · nonDerivative · entry 1

Greenwood Maryscott · CIK 0001746224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,458

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock.

SEC source: 0001209191-19-058875 · doc4.xml · derivative · entry 2

St.Clare Christine · CIK 0001570393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,875

Underlying: Class 2 Common Stock · 2,188 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock.

F2 · derivative.expiration_date: The RSUs shall vest at the rate of 25% of the RSUs on the twelve (12) month anniversary of June 1, 2018 (the "Vesting Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 6.25% of the total number of RSUs on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the four-year anniversary of the Vesting Commencement Date.

SEC source: 0001209191-19-058875 · doc4.xml · nonDerivative · entry 1

St.Clare Christine · CIK 0001570393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock.

SEC source: 0001209191-19-052470 · doc4.xml · derivative · entry 3

Pastorius Edward Wood JR · CIK 0001746057 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,250

Underlying: Class 2 Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock.

F3 · derivative.expiration_date: The remaining RSUs will vest quarterly at a rate of 6.25% of the total number of RSUs on each quarterly anniversary of January 1, 2017 (the "Vesting Commencement Date") for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the four-year anniversary of the Vesting Commencement Date.

SEC source: 0001209191-19-052470 · doc4.xml · nonDerivative · entry 2

Pastorius Edward Wood JR · CIK 0001746057 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,695

F2 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the RSU.

SEC source: 0001209191-19-052470 · doc4.xml · nonDerivative · entry 1

Pastorius Edward Wood JR · CIK 0001746057 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock.

SEC source: 0001209191-19-052469 · doc4.xml · derivative · entry 3

Kennedy Brendan · CIK 0001746070 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,375

Underlying: Class 2 Common Stock · 46,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock.

F3 · derivative.expiration_date: The remaining RSUs will vest quarterly at a rate of 6.25% of the total number of RSUs on each quarterly anniversary of January 1, 2017 (the "Vesting Commencement Date") for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the four-year anniversary of the Vesting Commencement Date.

SEC source: 0001209191-19-052469 · doc4.xml · nonDerivative · entry 2

Kennedy Brendan · CIK 0001746070 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,303

F2 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the RSU.

SEC source: 0001209191-19-052469 · doc4.xml · nonDerivative · entry 1

Kennedy Brendan · CIK 0001746070 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock.

SEC source: 0001209191-19-052473 · doc4.xml · derivative · entry 3

Auerbach Michael · CIK 0001746080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,875

Underlying: Class 2 Common Stock · 2,188 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock.

F2 · derivative.expiration_date: The RSUs shall vest at the rate of 25% of the RSUs on the twelve (12) month anniversary of April 1, 2018 (the "Vesting Commencement Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 6.25% of the total number of RSUs on each quarterly anniversary of the Vesting Commencement Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the four-year anniversary of the Vesting Commencement Date.

SEC source: 0001209191-19-052473 · doc4.xml · nonDerivative · entry 1

Auerbach Michael · CIK 0001746080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock.

SEC source: 0001209191-19-048013 · doc4.xml · derivative · entry 2

Dopp Rebekah · CIK 0001746050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,063

Underlying: Class 2 Common Stock · 2,187 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock.

F2 · derivative.expiration_date: The RSUs shall vest at the rate of 25% of the RSUs on the twelve (12) month anniversary of June 1, 2018 (the "Vesting Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 6.25% of the total number of the RSUs on each quarterly anniversary of the Vesting Date for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the four-year anniversary of the Vesting Commencement Date.

SEC source: 0001209191-19-048013 · doc4.xml · nonDerivative · entry 1

Dopp Rebekah · CIK 0001746050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock.

SEC source: 0001209191-19-048010 · doc4.xml · derivative · entry 2

Greenwood Maryscott · CIK 0001746224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,063

Underlying: Class 2 Common Stock · 2,187 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock.

F2 · derivative.expiration_date: The RSUs shall vest at the rate of 25% of the RSUs on the twelve (12) month anniversary of June 1, 2018 (the "Vesting Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 6.25% of the total number of RSUs on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the four-year anniversary of the Vesting Commencement Date.

SEC source: 0001209191-19-048010 · doc4.xml · nonDerivative · entry 1

Greenwood Maryscott · CIK 0001746224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,270

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock.

SEC source: 0001209191-19-048008 · doc4.xml · derivative · entry 2

St.Clare Christine · CIK 0001570393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,063

Underlying: Clas 2 Common Stock · 2,187 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock.

F2 · derivative.expiration_date: The RSUs shall vest at the rate of 25% of the RSUs on the twelve (12) month anniversary of June 1, 2018 (the "Vesting Date"), and the remaining RSUs will vest quarterly thereafter at the rate of 6.25% of the total number of RSUs on each quarterly anniversary of the Vesting Date thereafter for so long as the Reporting Person remains in Continuous Service (as defined in the Company's 2018 Equity Incentive Plan), such that the total number of RSUs shall be fully vested on the four-year anniversary of the Vesting Commencement Date.

SEC source: 0001209191-19-048008 · doc4.xml · nonDerivative · entry 1

St.Clare Christine · CIK 0001570393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,937

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock.

SEC source: 0001209191-19-042939 · doc4.xml · derivative · entry 3

CASTANEDA MARK · CIK 0001247157 · CFO, Secretary, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class 2 Common Stock · 200,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converted into one share of Class 2 Common Stock.

F3 · derivative.expiration_date: Fully vested.

SEC source: 0001209191-19-042939 · doc4.xml · nonDerivative · entry 2

CASTANEDA MARK · CIK 0001247157 · CFO, Secretary, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,505

F2 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the RSU.