Last 12 months
Inside the activity.
4 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 2 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 22, 2021 Filed Nov 22, 2021 17:04 UTC |
Maultsby RandyDirector · President
|
Exercise / conversionCommon Stock | 33,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001393726-21-000123 · wf-form4_163761867871821.xml · nonDerivative · entry 1 Maultsby Randy · CIK 0001855788 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,590 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The acquisition of the common stock resulted from the vesting of an equal number of performance restricted stock units ("PRSUs") granted on August 4, 2021. Each PRSU represents a contingent right to receive one share of Tiptree Inc. ("Tiptree") common stock. Read SEC document |
| November 22, 2021 Filed Nov 22, 2021 22:03 UTC |
Ilany JonathanDirector · Chief Executive Officer
|
Exercise / conversionPerformance Restricted Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-21-000121 · wf-form4_163761856970650.xml · derivative · entry 5 Ilany Jonathan · CIK 0001499150 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400,000 Underlying: Common Stock · 100,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The PRSUs will vest upon Tiptree achieving each of five Tiptree share price target milestones, based on the average of the thirty (30) trading day closing stock price, ranging from $15 to $60 (adjusted for dividends paid) prior to the tenth anniversary of the date of grant, subject to the Reporting Person's continued employment with Tiptree. Any unvested PRSUs shall expire on August 4, 2031. F3 · derivative.exercise_date: The PRSUs will vest upon Tiptree achieving each of five Tiptree share price target milestones, based on the average of the thirty (30) trading day closing stock price, ranging from $15 to $60 (adjusted for dividends paid) prior to the tenth anniversary of the date of grant, subject to the Reporting Person's continued employment with Tiptree. Any unvested PRSUs shall expire on August 4, 2031. F3 · derivative.expiration_date: The PRSUs will vest upon Tiptree achieving each of five Tiptree share price target milestones, based on the average of the thirty (30) trading day closing stock price, ranging from $15 to $60 (adjusted for dividends paid) prior to the tenth anniversary of the date of grant, subject to the Reporting Person's continued employment with Tiptree. Any unvested PRSUs shall expire on August 4, 2031. Read SEC document |
| November 22, 2021 Filed Nov 22, 2021 22:03 UTC |
Ilany JonathanDirector · Chief Executive Officer
|
GiftCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-21-000121 · wf-form4_163761856970650.xml · nonDerivative · entry 2 Ilany Jonathan · CIK 0001499150 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,863 F2 · kind: The reporting person gifted the vested portion of the PRSUs on November 22, 2021 to a family trust of which the reporting person has no control or beneficial interest. Read SEC document |
| November 22, 2021 Filed Nov 22, 2021 22:03 UTC |
Ilany JonathanDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 100,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001393726-21-000121 · wf-form4_163761856970650.xml · nonDerivative · entry 1 Ilany Jonathan · CIK 0001499150 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,863 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The acquisition of the common stock resulted from the vesting of an equal number of performance restricted stock units ("PRSUs") granted on August 4, 2021. Each PRSU represents a contingent right to receive one share of Tiptree Inc. ("Tiptree") common stock. Read SEC document |
| November 22, 2021 Filed Nov 22, 2021 17:01 UTC |
Barnes Michael GeneDirector · Executive Chairman · 10% owner
|
Exercise / conversionPerformance Restricted Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-21-000119 · wf-form4_163761843624713.xml · derivative · entry 2 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400,000 Underlying: Common Stock · 100,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The PRSUs will vest upon Tiptree achieving each of five Tiptree share price target milestones, based on the average of the thirty (30) trading day closing stock price, ranging from $15 to $60 (adjusted for dividends paid) prior to the tenth anniversary of the date of grant, subject to the Reporting Person's continued employment with Tiptree. Any unvested PRSUs shall expire on August 4, 2031. F2 · derivative.exercise_date: The PRSUs will vest upon Tiptree achieving each of five Tiptree share price target milestones, based on the average of the thirty (30) trading day closing stock price, ranging from $15 to $60 (adjusted for dividends paid) prior to the tenth anniversary of the date of grant, subject to the Reporting Person's continued employment with Tiptree. Any unvested PRSUs shall expire on August 4, 2031. F2 · derivative.expiration_date: The PRSUs will vest upon Tiptree achieving each of five Tiptree share price target milestones, based on the average of the thirty (30) trading day closing stock price, ranging from $15 to $60 (adjusted for dividends paid) prior to the tenth anniversary of the date of grant, subject to the Reporting Person's continued employment with Tiptree. Any unvested PRSUs shall expire on August 4, 2031. Read SEC document |
| November 22, 2021 Filed Nov 22, 2021 17:01 UTC |
Barnes Michael GeneDirector · Executive Chairman · 10% owner
|
Exercise / conversionCommon Stock | 100,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001393726-21-000119 · wf-form4_163761843624713.xml · nonDerivative · entry 1 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,722,949 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The acquisition of the common stock resulted from the vesting of an equal number of performance restricted stock units ("PRSUs") granted on August 4, 2021. Each PRSU represents a contingent right to receive one share of Tiptree Inc. ("Tiptree") common stock. Read SEC document |
| October 06, 2021 Filed Oct 7, 2021 14:00 UTC |
Goldwasser LesleyDirector
|
GrantCommon Stock | 3,184 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-21-000107 · wf-form4_163361523390169.xml · nonDerivative · entry 1 Goldwasser Lesley · CIK 0001465575 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,534 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| October 06, 2021 Filed Oct 7, 2021 10:02 UTC |
Smith Bradley E.Director
|
GrantCommon Stock | 3,184 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-21-000109 · wf-form4_163361534398389.xml · nonDerivative · entry 1 Smith Bradley E. · CIK 0001579089 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,380 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| October 06, 2021 Filed Oct 7, 2021 09:58 UTC |
Friedman Paul MDirector
|
GrantCommon Stock | 2,547 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-21-000105 · wf-form4_163361512351779.xml · nonDerivative · entry 1 Friedman Paul M · CIK 0001648181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,365 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| October 06, 2021 Filed Oct 7, 2021 09:57 UTC |
Mielle DominiqueDirector
|
GrantCommon Stock | 2,547 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-21-000103 · wf-form4_163361502878774.xml · nonDerivative · entry 1 Mielle Dominique · CIK 0001759191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,124 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| August 04, 2021 Filed Aug 5, 2021 14:23 UTC |
Maultsby RandyPresident
|
GrantPerformance Restricted Stock Units · Derivative | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-21-000097 · wf-form4_162818777840567.xml · derivative · entry 2 Maultsby Randy · CIK 0001855788 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires not disclosed F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of Tiptree Inc. ("Tiptree") common stock. The PRSUs will vest upon Tiptree achieving each of five Tiptree share price target milestones, based on the average of the thirty (30) trading day closing stock price, ranging from $15 to $60 (adjusted for dividends paid) prior to the tenth anniversary of the date of grant, subject to the Reporting Person's continued employment with Tiptree. Any unvested PRSUs shall expire on August 4, 2031. See the Remarks below for the share price target milestones. F1 · derivative.exercise_date: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of Tiptree Inc. ("Tiptree") common stock. The PRSUs will vest upon Tiptree achieving each of five Tiptree share price target milestones, based on the average of the thirty (30) trading day closing stock price, ranging from $15 to $60 (adjusted for dividends paid) prior to the tenth anniversary of the date of grant, subject to the Reporting Person's continued employment with Tiptree. Any unvested PRSUs shall expire on August 4, 2031. See the Remarks below for the share price target milestones. F1 · derivative.expiration_date: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of Tiptree Inc. ("Tiptree") common stock. The PRSUs will vest upon Tiptree achieving each of five Tiptree share price target milestones, based on the average of the thirty (30) trading day closing stock price, ranging from $15 to $60 (adjusted for dividends paid) prior to the tenth anniversary of the date of grant, subject to the Reporting Person's continued employment with Tiptree. Any unvested PRSUs shall expire on August 4, 2031. See the Remarks below for the share price target milestones. Read SEC document |
| August 04, 2021 Filed Aug 5, 2021 18:20 UTC |
Ilany JonathanDirector · Chief Executive Officer
|
GrantPerformance Restricted Stock Units · Derivative | 1,500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-21-000095 · wf-form4_162818759465047.xml · derivative · entry 4 Ilany Jonathan · CIK 0001499150 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500,000 Underlying: Common Stock · 1,500,000 shares Expires not disclosed F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of Tiptree Inc. ("Tiptree") common stock. The PRSUs will vest upon Tiptree achieving each of five Tiptree share price target milestones, based on the average of the thirty (30) trading day closing stock price, ranging from $15 to $60 (adjusted for dividends paid) prior to the tenth anniversary of the date of grant, subject to the Reporting Person's continued employment with Tiptree. Any unvested PRSUs shall expire on August 4, 2031. See the Remarks below for the share price target milestones. F1 · derivative.exercise_date: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of Tiptree Inc. ("Tiptree") common stock. The PRSUs will vest upon Tiptree achieving each of five Tiptree share price target milestones, based on the average of the thirty (30) trading day closing stock price, ranging from $15 to $60 (adjusted for dividends paid) prior to the tenth anniversary of the date of grant, subject to the Reporting Person's continued employment with Tiptree. Any unvested PRSUs shall expire on August 4, 2031. See the Remarks below for the share price target milestones. F1 · derivative.expiration_date: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of Tiptree Inc. ("Tiptree") common stock. The PRSUs will vest upon Tiptree achieving each of five Tiptree share price target milestones, based on the average of the thirty (30) trading day closing stock price, ranging from $15 to $60 (adjusted for dividends paid) prior to the tenth anniversary of the date of grant, subject to the Reporting Person's continued employment with Tiptree. Any unvested PRSUs shall expire on August 4, 2031. See the Remarks below for the share price target milestones. Read SEC document |
| August 04, 2021 Filed Aug 5, 2021 14:17 UTC |
Barnes Michael GeneDirector · Executive Chairman · 10% owner
|
GrantPerformance Restricted Stock Units · Derivative | 1,500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-21-000093 · wf-form4_162818741043273.xml · derivative · entry 2 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500,000 Underlying: Common Stock · 1,500,000 shares Expires not disclosed F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of Tiptree Inc. ("Tiptree") common stock. The PRSUs will vest upon Tiptree achieving each of five Tiptree share price target milestones, based on the average of the thirty (30) trading day closing stock price, ranging from $15 to $60 (adjusted for dividends paid) prior to the tenth anniversary of the date of grant, subject to the Reporting Person's continued employment with Tiptree. Any unvested PRSUs shall expire on August 4, 2031. See the Remarks below for the share price target milestones. F1 · derivative.exercise_date: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of Tiptree Inc. ("Tiptree") common stock. The PRSUs will vest upon Tiptree achieving each of five Tiptree share price target milestones, based on the average of the thirty (30) trading day closing stock price, ranging from $15 to $60 (adjusted for dividends paid) prior to the tenth anniversary of the date of grant, subject to the Reporting Person's continued employment with Tiptree. Any unvested PRSUs shall expire on August 4, 2031. See the Remarks below for the share price target milestones. F1 · derivative.expiration_date: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of Tiptree Inc. ("Tiptree") common stock. The PRSUs will vest upon Tiptree achieving each of five Tiptree share price target milestones, based on the average of the thirty (30) trading day closing stock price, ranging from $15 to $60 (adjusted for dividends paid) prior to the tenth anniversary of the date of grant, subject to the Reporting Person's continued employment with Tiptree. Any unvested PRSUs shall expire on August 4, 2031. See the Remarks below for the share price target milestones. Read SEC document |
| July 06, 2021 Filed Jul 7, 2021 20:41 UTC |
Goldwasser LesleyDirector
|
GrantCommon Stock | 3,218 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-21-000077 · wf-form4_162569047579780.xml · nonDerivative · entry 1 Goldwasser Lesley · CIK 0001465575 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,350 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| July 06, 2021 Filed Jul 7, 2021 16:39 UTC |
Smith Bradley E.Director
|
GrantCommon Stock | 3,218 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-21-000075 · wf-form4_162569034525427.xml · nonDerivative · entry 1 Smith Bradley E. · CIK 0001579089 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,196 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| July 06, 2021 Filed Jul 7, 2021 16:37 UTC |
Mielle DominiqueDirector
|
GrantCommon Stock | 2,575 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-21-000073 · wf-form4_162569022799414.xml · nonDerivative · entry 1 Mielle Dominique · CIK 0001759191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,577 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| July 06, 2021 Filed Jul 7, 2021 16:35 UTC |
Friedman Paul MDirector
|
GrantCommon Stock | 2,575 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-21-000071 · wf-form4_162569013139739.xml · nonDerivative · entry 1 Friedman Paul M · CIK 0001648181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,818 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| June 04, 2021 Filed Jun 4, 2021 20:06 UTC |
Ilany JonathanDirector · Chief Executive Officer
|
PurchaseCommon Stock | 430 | $10.00 | $4,300.00 |
DisclosureSEC source: 0001393726-21-000062 · wf-form4_162283718374132.xml · nonDerivative · entry 2 Ilany Jonathan · CIK 0001499150 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By 401K Disclosed balance after: 34,400 Read SEC document |
| June 04, 2021 Filed Jun 4, 2021 20:06 UTC |
Ilany JonathanDirector · Chief Executive Officer
|
PurchaseCommon Stock | 1,500 | $9.96 | $14,941.50 |
DisclosureSEC source: 0001393726-21-000062 · wf-form4_162283718374132.xml · nonDerivative · entry 1 Ilany Jonathan · CIK 0001499150 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 144,019 Read SEC document |
| April 07, 2021 Filed Apr 9, 2021 15:02 UTC |
Goldwasser LesleyDirector
|
GrantCommon Stock | 3,690 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-21-000028 · wf-form4_161798052036464.xml · nonDerivative · entry 1 Goldwasser Lesley · CIK 0001465575 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,132 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| April 07, 2021 Filed Apr 9, 2021 11:06 UTC |
Smith Bradley E.Director
|
GrantCommon Stock | 3,690 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-21-000034 · wf-form4_161798079896030.xml · nonDerivative · entry 1 Smith Bradley E. · CIK 0001579089 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,978 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| April 07, 2021 Filed Apr 9, 2021 11:05 UTC |
Mielle DominiqueDirector
|
GrantCommon Stock | 2,952 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-21-000032 · wf-form4_161798070944652.xml · nonDerivative · entry 1 Mielle Dominique · CIK 0001759191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,002 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| April 07, 2021 Filed Apr 9, 2021 11:03 UTC |
Friedman Paul MDirector
|
GrantCommon Stock | 2,952 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-21-000030 · wf-form4_161798062349971.xml · nonDerivative · entry 1 Friedman Paul M · CIK 0001648181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,243 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| March 17, 2021 Filed Mar 18, 2021 16:09 UTC |
Inayatullah Arif10% owner
|
PurchaseCommon Stock | 36,685 | $8.87 | $325,506.01 |
DisclosureSEC source: 0001393726-21-000026 · wf-form4_161609817101751.xml · nonDerivative · entry 2 Inayatullah Arif · CIK 0001499674 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,097,094 F2 · price: This purchase was executed in multiple purchases at prices ranging from $8.73 to $9.10, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 17, 2021 Filed Mar 18, 2021 16:09 UTC |
Inayatullah Arif10% owner
|
PurchaseCommon Stock | 48,315 | $7.68 | $370,914.26 |
DisclosureSEC source: 0001393726-21-000026 · wf-form4_161609817101751.xml · nonDerivative · entry 1 Inayatullah Arif · CIK 0001499674 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,060,409 F1 · price: This purchase was executed in multiple purchases at prices ranging from $7.64 to $7.71, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 16, 2021 Filed Mar 17, 2021 11:46 UTC |
Inayatullah Arif10% owner
|
PurchaseCommon Stock | 900 | $7.87 | $7,083.00 |
DisclosureSEC source: 0001393726-21-000024 · wf-form4_161599597176749.xml · nonDerivative · entry 2 Inayatullah Arif · CIK 0001499674 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,012,094 Read SEC document |
| March 16, 2021 Filed Mar 17, 2021 11:46 UTC |
Inayatullah Arif10% owner
|
PurchaseCommon Stock | 39,100 | $7.32 | $286,133.80 |
DisclosureSEC source: 0001393726-21-000024 · wf-form4_161599597176749.xml · nonDerivative · entry 1 Inayatullah Arif · CIK 0001499674 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,011,194 F1 · price: This purchase was executed in multiple purchases at prices ranging from $6.75 to $7.68, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 16, 2021 Filed Mar 17, 2021 15:45 UTC |
Ilany JonathanDirector · Chief Executive Officer
|
PurchaseCommon Stock | 4,000 | $6.96 | $27,836.00 |
DisclosureSEC source: 0001393726-21-000023 · wf-form4_161599591112641.xml · nonDerivative · entry 2 Ilany Jonathan · CIK 0001499150 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By 401K Disclosed balance after: 33,970 F1 · price: This purchase was executed in multiple purchases at prices ranging from $6.76 to $6.96, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 16, 2021 Filed Mar 17, 2021 15:45 UTC |
Ilany JonathanDirector · Chief Executive Officer
|
PurchaseCommon Stock | 1,000 | $7.83 | $7,831.00 |
DisclosureSEC source: 0001393726-21-000023 · wf-form4_161599591112641.xml · nonDerivative · entry 1 Ilany Jonathan · CIK 0001499150 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 142,519 Read SEC document |
| March 16, 2021 Filed Mar 17, 2021 11:44 UTC |
Friedman Paul MDirector
|
PurchaseCommon Stock | 20,000 | $7.79 | $155,720.00 |
DisclosureSEC source: 0001393726-21-000022 · wf-form4_161599584637458.xml · nonDerivative · entry 1 Friedman Paul M · CIK 0001648181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,291 F1 · price: This purchase was executed in multiple purchases at prices ranging from $7.77 to $7.80, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 07, 2021 Filed Jan 8, 2021 16:30 UTC |
Goldwasser LesleyDirector
|
GrantCommon Stock | 5,857 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-21-000006 · wf-form4_161012339903361.xml · nonDerivative · entry 1 Goldwasser Lesley · CIK 0001465575 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,442 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| January 07, 2021 Filed Jan 8, 2021 11:34 UTC |
Smith Bradley E.Director
|
GrantCommon Stock | 4,881 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-21-000010 · wf-form4_161012364812975.xml · nonDerivative · entry 1 Smith Bradley E. · CIK 0001579089 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,288 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| January 07, 2021 Filed Jan 8, 2021 11:33 UTC |
Mielle DominiqueDirector
|
GrantCommon Stock | 4,881 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-21-000008 · wf-form4_161012356926736.xml · nonDerivative · entry 1 Mielle Dominique · CIK 0001759191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,050 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| January 07, 2021 Filed Jan 8, 2021 11:28 UTC |
Friedman Paul MDirector
|
GrantCommon Stock | 4,881 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-21-000004 · wf-form4_161012331151607.xml · nonDerivative · entry 1 Friedman Paul M · CIK 0001648181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,291 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| November 12, 2020 Filed Nov 13, 2020 13:11 UTC |
Mielle DominiqueDirector
|
PurchaseCommon Stock | 20,000 | $5.22 | $104,400.00 |
DisclosureSEC source: 0001393726-20-000277 · wf-form4_160529105599993.xml · nonDerivative · entry 1 Mielle Dominique · CIK 0001759191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,169 Read SEC document |
| October 29, 2020 Filed Oct 30, 2020 09:51 UTC |
Barnes Michael GeneDirector · Executive Chairman · 10% owner
|
PurchaseCommon Stock | 1,300 | $5.02 | $6,529.90 |
DisclosureSEC source: 0001393726-20-000269 · wf-form4_160406585445420.xml · nonDerivative · entry 1 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,622,949 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. F2 · price: This purchase was executed in multiple purchases at prices ranging from $4.98 to $5.05, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 28, 2020 Filed Oct 29, 2020 10:12 UTC |
Barnes Michael GeneDirector · Executive Chairman · 10% owner
|
PurchaseCommon Stock | 2,466 | $5.13 | $12,650.58 |
DisclosureSEC source: 0001393726-20-000267 · wf-form4_160398073241536.xml · nonDerivative · entry 2 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,621,649 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. F3 · price: This purchase was executed in multiple purchases at prices ranging from $5.06 to $5.16, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 27, 2020 Filed Oct 29, 2020 10:12 UTC |
Barnes Michael GeneDirector · Executive Chairman · 10% owner
|
PurchaseCommon Stock | 2,466 | $5.22 | $12,870.05 |
DisclosureSEC source: 0001393726-20-000267 · wf-form4_160398073241536.xml · nonDerivative · entry 1 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,619,183 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.20 to $5.24, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 26, 2020 Filed Oct 27, 2020 10:04 UTC |
Barnes Michael GeneDirector · Executive Chairman · 10% owner
|
PurchaseCommon Stock | 2,466 | $5.22 | $12,879.92 |
DisclosureSEC source: 0001393726-20-000265 · wf-form4_160380745212546.xml · nonDerivative · entry 2 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,616,717 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. F3 · price: This purchase was executed in multiple purchases at prices ranging from $5.20 to $5.24, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 23, 2020 Filed Oct 27, 2020 10:04 UTC |
Barnes Michael GeneDirector · Executive Chairman · 10% owner
|
PurchaseCommon Stock | 2,477 | $5.27 | $13,056.27 |
DisclosureSEC source: 0001393726-20-000265 · wf-form4_160380745212546.xml · nonDerivative · entry 1 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,614,251 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.20 to $5.30, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 22, 2020 Filed Oct 23, 2020 10:02 UTC |
Barnes Michael GeneDirector · Executive Chairman · 10% owner
|
PurchaseCommon Stock | 2,477 | $5.29 | $13,113.24 |
DisclosureSEC source: 0001393726-20-000263 · wf-form4_160346175955012.xml · nonDerivative · entry 2 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,611,774 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. F3 · price: This purchase was executed in multiple purchases at prices ranging from $5.28 to $5.32, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 21, 2020 Filed Oct 23, 2020 10:02 UTC |
Barnes Michael GeneDirector · Executive Chairman · 10% owner
|
PurchaseCommon Stock | 2,477 | $5.34 | $13,232.13 |
DisclosureSEC source: 0001393726-20-000263 · wf-form4_160346175955012.xml · nonDerivative · entry 1 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,609,297 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.30 to $5.37, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 20, 2020 Filed Oct 21, 2020 10:14 UTC |
Barnes Michael GeneDirector · Executive Chairman · 10% owner
|
PurchaseCommon Stock | 2,477 | $5.30 | $13,118.19 |
DisclosureSEC source: 0001393726-20-000259 · wf-form4_160328966239623.xml · nonDerivative · entry 2 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,606,820 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. F3 · price: This purchase was executed in multiple purchases at prices ranging from $5.25 to $5.32, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 19, 2020 Filed Oct 21, 2020 10:14 UTC |
Barnes Michael GeneDirector · Executive Chairman · 10% owner
|
PurchaseCommon Stock | 2,477 | $5.26 | $13,036.45 |
DisclosureSEC source: 0001393726-20-000259 · wf-form4_160328966239623.xml · nonDerivative · entry 1 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,604,343 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.24 to $5.30, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 16, 2020 Filed Oct 19, 2020 11:24 UTC |
Barnes Michael GeneDirector · Executive Chairman · 10% owner
|
PurchaseCommon Stock | 3,052 | $5.25 | $16,010.79 |
DisclosureSEC source: 0001393726-20-000256 · wf-form4_160312107175246.xml · nonDerivative · entry 2 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,601,866 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. F3 · price: This purchase was executed in multiple purchases at prices ranging from $5.15 to $5.30 inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 15, 2020 Filed Oct 19, 2020 11:24 UTC |
Barnes Michael GeneDirector · Executive Chairman · 10% owner
|
PurchaseCommon Stock | 3,052 | $5.16 | $15,736.11 |
DisclosureSEC source: 0001393726-20-000256 · wf-form4_160312107175246.xml · nonDerivative · entry 1 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,598,814 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.11 to $5.20, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 14, 2020 Filed Oct 15, 2020 10:27 UTC |
Barnes Michael GeneDirector · Executive Chairman · 10% owner
|
PurchaseCommon Stock | 3,052 | $5.17 | $15,781.89 |
DisclosureSEC source: 0001393726-20-000254 · wf-form4_160277201937025.xml · nonDerivative · entry 2 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,595,762 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. F3 · price: This purchase was executed in multiple purchases at prices ranging from $5.14 to $5.20 inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 13, 2020 Filed Oct 15, 2020 10:27 UTC |
Barnes Michael GeneDirector · Executive Chairman · 10% owner
|
PurchaseCommon Stock | 3,052 | $5.19 | $15,849.04 |
DisclosureSEC source: 0001393726-20-000254 · wf-form4_160277201937025.xml · nonDerivative · entry 1 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,592,710 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. F2 · price: This purchase was executed in multiple purchases at prices ranging from $5.17 to $5.21, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 12, 2020 Filed Oct 13, 2020 10:41 UTC |
Barnes Michael GeneDirector · Executive Chairman · 10% owner
|
PurchaseCommon Stock | 3,052 | $5.22 | $15,919.23 |
DisclosureSEC source: 0001393726-20-000244 · wf-form4_160260009356217.xml · nonDerivative · entry 3 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,589,658 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. F4 · price: This purchase was executed in multiple purchases at prices ranging from $5.16 to $5.25, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 10:41 UTC |
Barnes Michael GeneDirector · Executive Chairman · 10% owner
|
PurchaseCommon Stock | 2,852 | $5.22 | $14,876.03 |
DisclosureSEC source: 0001393726-20-000244 · wf-form4_160260009356217.xml · nonDerivative · entry 2 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,586,606 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. F3 · price: This purchase was executed in multiple purchases at prices ranging from $5.15 to $5.28 inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.