Last 12 months
Inside the activity.
8 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 6 | 0 |
| Apr 2026 | 2 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 08, 2020 Filed Jun 9, 2020 17:59 UTC |
Lewis EarlDirector
|
GrantCommon Stock | 24,974 | $0.89 | $22,226.86 |
DisclosureSEC source: 0001537435-20-000065 · wf-form4_159172557612040.xml · nonDerivative · entry 8 LEWIS EARL R · CIK 0001230427 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,157 Read SEC document |
| June 08, 2020 Filed Jun 9, 2020 17:59 UTC |
Lewis EarlDirector
|
GrantCommon Stock | 18,557 | $0.88 | $16,330.16 |
DisclosureSEC source: 0001537435-20-000065 · wf-form4_159172557612040.xml · nonDerivative · entry 7 LEWIS EARL R · CIK 0001230427 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,183 Read SEC document |
| June 08, 2020 Filed Jun 9, 2020 17:59 UTC |
Lewis EarlDirector
|
GrantCommon Stock | 13,075 | $0.87 | $11,375.25 |
DisclosureSEC source: 0001537435-20-000065 · wf-form4_159172557612040.xml · nonDerivative · entry 6 LEWIS EARL R · CIK 0001230427 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,626 Read SEC document |
| June 08, 2020 Filed Jun 9, 2020 17:59 UTC |
Lewis EarlDirector
|
GrantCommon Stock | 410 | $0.86 | $352.60 |
DisclosureSEC source: 0001537435-20-000065 · wf-form4_159172557612040.xml · nonDerivative · entry 5 LEWIS EARL R · CIK 0001230427 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,551 Read SEC document |
| June 08, 2020 Filed Jun 9, 2020 17:59 UTC |
Lewis EarlDirector
|
GrantCommon Stock | 8,130 | $0.85 | $6,910.50 |
DisclosureSEC source: 0001537435-20-000065 · wf-form4_159172557612040.xml · nonDerivative · entry 4 LEWIS EARL R · CIK 0001230427 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,141 Read SEC document |
| June 08, 2020 Filed Jun 9, 2020 17:59 UTC |
Lewis EarlDirector
|
GrantCommon Stock | 3,300 | $0.84 | $2,772.00 |
DisclosureSEC source: 0001537435-20-000065 · wf-form4_159172557612040.xml · nonDerivative · entry 3 LEWIS EARL R · CIK 0001230427 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,011 Read SEC document |
| June 08, 2020 Filed Jun 9, 2020 17:59 UTC |
Lewis EarlDirector
|
GrantCommon Stock | 2,000 | $0.83 | $1,660.00 |
DisclosureSEC source: 0001537435-20-000065 · wf-form4_159172557612040.xml · nonDerivative · entry 2 LEWIS EARL R · CIK 0001230427 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,711 Read SEC document |
| June 08, 2020 Filed Jun 9, 2020 17:59 UTC |
Lewis EarlDirector
|
PurchaseCommon Stock | 11,711 | $0.82 | $9,603.02 |
DisclosureSEC source: 0001537435-20-000065 · wf-form4_159172557612040.xml · nonDerivative · entry 1 LEWIS EARL R · CIK 0001230427 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,711 Read SEC document |
| June 04, 2020 Filed Jun 4, 2020 14:57 UTC Amendment |
Lewis EarlDirector
|
PurchaseCommon Stock | 1,000 | $0.70 | $699.80 |
DisclosureSEC source: 0001537435-20-000057 · wf-form4a_159128261509297.xml · nonDerivative · entry 1 LEWIS EARL R · CIK 0001230427 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 17:43 UTC |
Lewis EarlDirector
|
GrantCommon Stock | 17,318 | $0.72 | $12,468.96 |
DisclosureSEC source: 0001537435-20-000055 · wf-form4_159120618205963.xml · nonDerivative · entry 11 LEWIS EARL R · CIK 0001230427 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,070 Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 17:43 UTC |
Lewis EarlDirector
|
GrantCommon Stock | 1,900 | $0.72 | $1,367.62 |
DisclosureSEC source: 0001537435-20-000055 · wf-form4_159120618205963.xml · nonDerivative · entry 10 LEWIS EARL R · CIK 0001230427 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,752 Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 17:43 UTC |
Lewis EarlDirector
|
GrantCommon Stock | 25 | $0.72 | $17.88 |
DisclosureSEC source: 0001537435-20-000055 · wf-form4_159120618205963.xml · nonDerivative · entry 9 LEWIS EARL R · CIK 0001230427 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,852 Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 17:43 UTC |
Lewis EarlDirector
|
GrantCommon Stock | 22,617 | $0.71 | $16,058.07 |
DisclosureSEC source: 0001537435-20-000055 · wf-form4_159120618205963.xml · nonDerivative · entry 8 LEWIS EARL R · CIK 0001230427 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,827 Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 17:43 UTC |
Lewis EarlDirector
|
GrantCommon Stock | 1,800 | $0.71 | $1,277.82 |
DisclosureSEC source: 0001537435-20-000055 · wf-form4_159120618205963.xml · nonDerivative · entry 7 LEWIS EARL R · CIK 0001230427 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,210 Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 17:43 UTC |
Lewis EarlDirector
|
GrantCommon Stock | 3,299 | $0.71 | $2,329.09 |
DisclosureSEC source: 0001537435-20-000055 · wf-form4_159120618205963.xml · nonDerivative · entry 6 LEWIS EARL R · CIK 0001230427 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,410 Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 17:43 UTC |
Lewis EarlDirector
|
GrantCommon Stock | 315 | $0.71 | $222.08 |
DisclosureSEC source: 0001537435-20-000055 · wf-form4_159120618205963.xml · nonDerivative · entry 5 LEWIS EARL R · CIK 0001230427 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,111 Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 17:43 UTC |
Lewis EarlDirector
|
GrantCommon Stock | 100 | $0.70 | $70.05 |
DisclosureSEC source: 0001537435-20-000055 · wf-form4_159120618205963.xml · nonDerivative · entry 4 LEWIS EARL R · CIK 0001230427 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,796 Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 17:43 UTC |
Lewis EarlDirector
|
GrantCommon Stock | 20,896 | $0.70 | $14,627.20 |
DisclosureSEC source: 0001537435-20-000055 · wf-form4_159120618205963.xml · nonDerivative · entry 3 LEWIS EARL R · CIK 0001230427 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,696 Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 17:43 UTC |
Lewis EarlDirector
|
GrantCommon Stock | 30,800 | $0.70 | $21,556.92 |
DisclosureSEC source: 0001537435-20-000055 · wf-form4_159120618205963.xml · nonDerivative · entry 2 LEWIS EARL R · CIK 0001230427 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,800 Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 17:43 UTC |
Lewis EarlDirector
|
GrantCommon Stock | 1,000 | $0.70 | $699.80 |
DisclosureSEC source: 0001537435-20-000055 · wf-form4_159120618205963.xml · nonDerivative · entry 1 LEWIS EARL R · CIK 0001230427 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| June 01, 2020 Filed Jun 4, 2020 14:57 UTC Amendment |
Lewis EarlDirector
|
GrantCommon Stock | 17,318 | $0.72 | $12,468.96 |
DisclosureSEC source: 0001537435-20-000057 · wf-form4a_159128261509297.xml · nonDerivative · entry 11 LEWIS EARL R · CIK 0001230427 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Read SEC document |
| June 01, 2020 Filed Jun 4, 2020 14:57 UTC Amendment |
Lewis EarlDirector
|
GrantCommon Stock | 1,900 | $0.07 | $136.80 |
DisclosureSEC source: 0001537435-20-000057 · wf-form4a_159128261509297.xml · nonDerivative · entry 10 LEWIS EARL R · CIK 0001230427 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,682 Read SEC document |
| June 01, 2020 Filed Jun 4, 2020 14:57 UTC Amendment |
Lewis EarlDirector
|
GrantCommon Stock | 25 | $0.72 | $17.88 |
DisclosureSEC source: 0001537435-20-000057 · wf-form4a_159128261509297.xml · nonDerivative · entry 9 LEWIS EARL R · CIK 0001230427 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,782 Read SEC document |
| June 01, 2020 Filed Jun 4, 2020 14:57 UTC Amendment |
Lewis EarlDirector
|
GrantCommon Stock | 22,617 | $0.71 | $16,058.07 |
DisclosureSEC source: 0001537435-20-000057 · wf-form4a_159128261509297.xml · nonDerivative · entry 8 LEWIS EARL R · CIK 0001230427 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,757 Read SEC document |
| June 01, 2020 Filed Jun 4, 2020 14:57 UTC Amendment |
Lewis EarlDirector
|
GrantCommon Stock | 1,800 | $0.71 | $1,277.82 |
DisclosureSEC source: 0001537435-20-000057 · wf-form4a_159128261509297.xml · nonDerivative · entry 7 LEWIS EARL R · CIK 0001230427 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,140 Read SEC document |
| June 01, 2020 Filed Jun 4, 2020 14:57 UTC Amendment |
Lewis EarlDirector
|
GrantCommon Stock | 3,229 | $0.71 | $2,279.67 |
DisclosureSEC source: 0001537435-20-000057 · wf-form4a_159128261509297.xml · nonDerivative · entry 6 LEWIS EARL R · CIK 0001230427 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,340 Read SEC document |
| June 01, 2020 Filed Jun 4, 2020 14:57 UTC Amendment |
Lewis EarlDirector
|
GrantCommon Stock | 315 | $0.71 | $222.08 |
DisclosureSEC source: 0001537435-20-000057 · wf-form4a_159128261509297.xml · nonDerivative · entry 5 LEWIS EARL R · CIK 0001230427 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,111 Read SEC document |
| June 01, 2020 Filed Jun 4, 2020 14:57 UTC Amendment |
Lewis EarlDirector
|
GrantCommon Stock | 100 | $0.70 | $70.05 |
DisclosureSEC source: 0001537435-20-000057 · wf-form4a_159128261509297.xml · nonDerivative · entry 4 LEWIS EARL R · CIK 0001230427 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,796 Read SEC document |
| June 01, 2020 Filed Jun 4, 2020 14:57 UTC Amendment |
Lewis EarlDirector
|
GrantCommon Stock | 20,896 | $0.70 | $14,627.20 |
DisclosureSEC source: 0001537435-20-000057 · wf-form4a_159128261509297.xml · nonDerivative · entry 3 LEWIS EARL R · CIK 0001230427 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,696 Read SEC document |
| June 01, 2020 Filed Jun 4, 2020 14:57 UTC Amendment |
Lewis EarlDirector
|
GrantCommon Stock | 30,800 | $0.70 | $21,556.92 |
DisclosureSEC source: 0001537435-20-000057 · wf-form4a_159128261509297.xml · nonDerivative · entry 2 LEWIS EARL R · CIK 0001230427 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,800 Read SEC document |
| April 23, 2020 Filed Apr 24, 2020 13:08 UTC |
Hatsopoulos JohnDirector
|
PurchaseCommon Stock | 5,000 | $1.02 | $5,090.00 |
DisclosureSEC source: 0001537435-20-000036 · wf-form4_158774808226796.xml · nonDerivative · entry 5 HATSOPOULOS JOHN · CIK 0001274775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,334,873 F1 · balance_after: Excludes shares held in John N. Hatsopoulos Family Trust 2007 of which Yiannis Monovoukas is Trustee, and John Hatsopoulos 1989 Family Trust of which Ann Marie Pacheco is Trustee, as to which Mr. Hatsopoulos disclaims beneficial ownership. Read SEC document |
| April 23, 2020 Filed Apr 24, 2020 13:08 UTC |
Hatsopoulos JohnDirector
|
PurchaseCommon Stock | 5,000 | $1.01 | $5,055.50 |
DisclosureSEC source: 0001537435-20-000036 · wf-form4_158774808226796.xml · nonDerivative · entry 4 HATSOPOULOS JOHN · CIK 0001274775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,329,873 F1 · balance_after: Excludes shares held in John N. Hatsopoulos Family Trust 2007 of which Yiannis Monovoukas is Trustee, and John Hatsopoulos 1989 Family Trust of which Ann Marie Pacheco is Trustee, as to which Mr. Hatsopoulos disclaims beneficial ownership. Read SEC document |
| April 23, 2020 Filed Apr 24, 2020 13:08 UTC |
Hatsopoulos JohnDirector
|
PurchaseCommon Stock | 5,000 | $0.99 | $4,973.50 |
DisclosureSEC source: 0001537435-20-000036 · wf-form4_158774808226796.xml · nonDerivative · entry 3 HATSOPOULOS JOHN · CIK 0001274775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,324,873 F1 · balance_after: Excludes shares held in John N. Hatsopoulos Family Trust 2007 of which Yiannis Monovoukas is Trustee, and John Hatsopoulos 1989 Family Trust of which Ann Marie Pacheco is Trustee, as to which Mr. Hatsopoulos disclaims beneficial ownership. Read SEC document |
| April 23, 2020 Filed Apr 24, 2020 13:08 UTC |
Hatsopoulos JohnDirector
|
PurchaseCommon Stock | 5,000 | $0.99 | $4,974.50 |
DisclosureSEC source: 0001537435-20-000036 · wf-form4_158774808226796.xml · nonDerivative · entry 2 HATSOPOULOS JOHN · CIK 0001274775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,319,873 F1 · balance_after: Excludes shares held in John N. Hatsopoulos Family Trust 2007 of which Yiannis Monovoukas is Trustee, and John Hatsopoulos 1989 Family Trust of which Ann Marie Pacheco is Trustee, as to which Mr. Hatsopoulos disclaims beneficial ownership. Read SEC document |
| April 23, 2020 Filed Apr 24, 2020 13:08 UTC |
Hatsopoulos JohnDirector
|
PurchaseCommon Stock | 5,000 | $1.00 | $4,999.00 |
DisclosureSEC source: 0001537435-20-000036 · wf-form4_158774808226796.xml · nonDerivative · entry 1 HATSOPOULOS JOHN · CIK 0001274775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,314,873 F1 · balance_after: Excludes shares held in John N. Hatsopoulos Family Trust 2007 of which Yiannis Monovoukas is Trustee, and John Hatsopoulos 1989 Family Trust of which Ann Marie Pacheco is Trustee, as to which Mr. Hatsopoulos disclaims beneficial ownership. Read SEC document |
| April 21, 2020 Filed Apr 21, 2020 23:23 UTC | PurchaseCommon Stock | 2,000 | $1.02 | $2,040.00 |
DisclosureSEC source: 0001537435-20-000034 · wf-form4_158751138142075.xml · nonDerivative · entry 1 Benjamin Locke M. · CIK 0001625781 · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · SEP-IRA Disclosed balance after: 5,418 Read SEC document |
|
| May 31, 2018 Filed Jun 1, 2018 19:29 UTC | GrantStock Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $3.68 | $0.00 |
DisclosureSEC source: 0001537435-18-000055 · wf-form4_152788129181857.xml · derivative · entry 1 Benjamin Locke M. · CIK 0001625781 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,600 Underlying: Stock Option (Right to Buy) · 200,000 shares Expires 2028-05-31 F1 · derivative.exercise_date: 25% of these options vest on each of the 4 subsequent anniversaries of the grant date. Read SEC document |
|
| May 31, 2018 Filed Jun 1, 2018 19:26 UTC |
BROWN BONNIE JEANChief Accounting Officer
|
GrantStock Option (Right to Buy) · Derivative | 40,000 | $3.68 Strike: $3.68 | $147,200.00 |
DisclosureSEC source: 0001537435-18-000053 · wf-form4_152788116561945.xml · derivative · entry 2 BROWN BONNIE JEAN · CIK 0001585816 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,200 Underlying: Stock Option (Right to Buy) · 40,000 shares Expires 2028-05-31 F1 · derivative.exercise_date: 25% of the stock options vest on each of the 4 subsequent anniversaries of the grant date. Read SEC document |
| January 15, 2018 Filed Jun 1, 2018 19:26 UTC |
BROWN BONNIE JEANChief Accounting Officer
|
GrantStock Option (Right to Buy) · Derivative | 20,000 | $2.39 Strike: $2.39 | $47,800.00 |
DisclosureSEC source: 0001537435-18-000053 · wf-form4_152788116561945.xml · derivative · entry 1 BROWN BONNIE JEAN · CIK 0001585816 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,200 Underlying: Stock Option (Right to Buy) · 20,000 shares Expires 2028-01-15 F1 · derivative.exercise_date: 25% of the stock options vest on each of the 4 subsequent anniversaries of the grant date. Read SEC document |
| November 14, 2017 Filed Nov 14, 2017 16:40 UTC |
Benjamin Locke M.Co-CEO
|
PurchaseCommon Stock | 2,000 | $2.64 | $5,280.00 |
DisclosureSEC source: 0001537435-17-000122 · wf-form4_151067761601205.xml · nonDerivative · entry 1 Benjamin Locke M. · CIK 0001625781 · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,418 Read SEC document |
| November 14, 2017 Filed Feb 12, 2018 20:26 UTC |
Panora RobertCOO and President
|
GiftCommon Stock | 12,000 | $2.52 | $30,240.00 |
DisclosureSEC source: 0001537435-18-000010 · wf-form5_151846717604103.xml · nonDerivative · entry 1 PANORA ROBERT A · CIK 0001585814 · COO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,850 Read SEC document |
| May 23, 2017 Filed May 25, 2017 17:58 UTC |
Hatsopoulos JohnDirector · Co-Chief Executive Officer · 10% owner
|
OtherCommon Stock | 47,338 | $0.00 | $0.00 |
DisclosureSEC source: 0001537435-17-000077 · wf-form4_149574950661354.xml · nonDerivative · entry 1 HATSOPOULOS JOHN · CIK 0001274775 · Director · Co-Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,299,733 F1 · kind: Following the completion of the Merger and pursuant to the Merger Agreement between the Company and American DG Energy Inc. dated November 1, 2016 and as amended March 23, 2017, American DG Energy's securities were converted to securities of the Company. Read SEC document |
| May 23, 2017 Filed May 25, 2017 18:14 UTC |
MAXWELL CHARLESTDirector
|
OtherStock Option (Right to Buy) · Derivative | 18,400 | $0.00 Strike: $30.33 | $0.00 |
DisclosureSEC source: 0001537435-17-000081 · wf-form4_149575046354242.xml · derivative · entry 2 MAXWELL CHARLEST · CIK 0001193409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,400 Underlying: Common Stock · 18,400 shares Expires 2017-05-24 F1 · kind: Following the completion of the Merger and pursuant to the Merger Agreement between the Company and American DG Energy Inc. dated November 1, 2016 and as amended March 23, 2017, American DG Energy's securities were converted to securities of the Company. F2 · derivative.exercise_date: These options vested pursuant to the completion of the Merger between the Company and American DG Energy Inc. Read SEC document |
| May 23, 2017 Filed May 25, 2017 18:14 UTC |
MAXWELL CHARLESTDirector
|
OtherCommon Stock | 117,321 | $0.00 | $0.00 |
DisclosureSEC source: 0001537435-17-000081 · wf-form4_149575046354242.xml · nonDerivative · entry 1 MAXWELL CHARLEST · CIK 0001193409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,590 F1 · kind: Following the completion of the Merger and pursuant to the Merger Agreement between the Company and American DG Energy Inc. dated November 1, 2016 and as amended March 23, 2017, American DG Energy's securities were converted to securities of the Company. Read SEC document |
| May 23, 2017 Filed May 25, 2017 22:11 UTC |
Benjamin Locke M.Co-CEO
|
OtherStock Option (Right to Buy) · Derivative | 9,200 | $0.00 Strike: $5.65 | $0.00 |
DisclosureSEC source: 0001537435-17-000079 · wf-form4_149575028917078.xml · derivative · entry 5 Benjamin Locke M. · CIK 0001625781 · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,200 Underlying: Common Stock · 9,200 shares Expires 2025-06-10 F1 · kind: Following the completion of the Merger and pursuant to the Merger Agreement between the Company and American DG Energy Inc. dated November 1, 2016 and as amended March 23, 2017, American DG Energy's securities were converted to securities of the Company. F2 · derivative.exercise_date: These options vested pursuant to the completion of the Merger between the Company and American DG Energy Inc. Read SEC document |
| May 23, 2017 Filed May 25, 2017 22:11 UTC |
Benjamin Locke M.Co-CEO
|
OtherStock Option (Right to Buy) · Derivative | 18,400 | $0.00 Strike: $5.65 | $0.00 |
DisclosureSEC source: 0001537435-17-000079 · wf-form4_149575028917078.xml · derivative · entry 4 Benjamin Locke M. · CIK 0001625781 · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,400 Underlying: Common Stock · 18,400 shares Expires 2024-12-11 F1 · kind: Following the completion of the Merger and pursuant to the Merger Agreement between the Company and American DG Energy Inc. dated November 1, 2016 and as amended March 23, 2017, American DG Energy's securities were converted to securities of the Company. F2 · derivative.exercise_date: These options vested pursuant to the completion of the Merger between the Company and American DG Energy Inc. Read SEC document |
| May 23, 2017 Filed May 25, 2017 22:11 UTC |
Benjamin Locke M.Co-CEO
|
OtherStock Option (Right to Buy) · Derivative | 9,200 | $0.00 Strike: $10.33 | $0.00 |
DisclosureSEC source: 0001537435-17-000079 · wf-form4_149575028917078.xml · derivative · entry 3 Benjamin Locke M. · CIK 0001625781 · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,200 Underlying: Common Stock · 9,200 shares Expires 2024-10-29 F1 · kind: Following the completion of the Merger and pursuant to the Merger Agreement between the Company and American DG Energy Inc. dated November 1, 2016 and as amended March 23, 2017, American DG Energy's securities were converted to securities of the Company. F2 · derivative.exercise_date: These options vested pursuant to the completion of the Merger between the Company and American DG Energy Inc. Read SEC document |
| May 23, 2017 Filed May 25, 2017 22:11 UTC |
Benjamin Locke M.Co-CEO
|
OtherStock Option (Right to Buy) · Derivative | 13,800 | $0.00 Strike: $18.15 | $0.00 |
DisclosureSEC source: 0001537435-17-000079 · wf-form4_149575028917078.xml · derivative · entry 2 Benjamin Locke M. · CIK 0001625781 · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,800 Underlying: Common Stock · 13,800 shares Expires 2018-06-03 F1 · kind: Following the completion of the Merger and pursuant to the Merger Agreement between the Company and American DG Energy Inc. dated November 1, 2016 and as amended March 23, 2017, American DG Energy's securities were converted to securities of the Company. F2 · derivative.exercise_date: These options vested pursuant to the completion of the Merger between the Company and American DG Energy Inc. Read SEC document |
| May 23, 2017 Filed May 25, 2017 22:11 UTC |
Benjamin Locke M.Co-CEO
|
OtherCommon Stock | 1,418 | $0.00 | $0.00 |
DisclosureSEC source: 0001537435-17-000079 · wf-form4_149575028917078.xml · nonDerivative · entry 1 Benjamin Locke M. · CIK 0001625781 · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,418 F1 · kind: Following the completion of the Merger and pursuant to the Merger Agreement between the Company and American DG Energy Inc. dated November 1, 2016 and as amended March 23, 2017, American DG Energy's securities were converted to securities of the Company. Read SEC document |
| May 23, 2017 Filed Apr 11, 2018 15:14 UTC Amendment |
Hatsopoulos JohnDirector · 10% owner
|
OtherCommon Stock | 39,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001537435-18-000033 · wf-form4a_152347402649365.xml · nonDerivative · entry 1 HATSOPOULOS JOHN · CIK 0001274775 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,339,145 F1 · kind: Following the completion of the Merger and pursuant to the Merger Agreement between the Company and American DG Energy Inc. dated November 1, 2016 and as amended March 23, 2017, American DG Energy's securities were converted to securities of the Company. F2 · shares: These shares were converted from American DG Energy securities to the Company's securities and deposited into Pat Ltd., a joint account maintained by Mr. Hatsopoulos and his wife. Read SEC document |
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