Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN DG ENERGY INCADGE · Entity 175763 | Director | May 23, 2017 | May 25, 2017 |
| TECOGEN INC.TGEN · Entity 6846 | Director | May 23, 2017 | May 25, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN DG ENERGY INC
Report date May 23, 2017 · Filed May 25, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-05-23 transaction · row 1
1 source rowRow 1 · 2017-05-23 · Other · Disposed 1,275,232 · Balance 0 F1: Following the completion of the Merger and pursuant to the Merger Agreement between the Company and Tecogen Inc. dated November 1, 2016 and as amended March 23, 2017, the Company's securities were converted to securities of Tecogen Inc. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.79 · Expires 2017-05-24 | Direct | 0 |
Reported balance
After 2017-05-23 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-05-23 · Other · Disposed 200,000 · Balance 0 F1: Following the completion of the Merger and pursuant to the Merger Agreement between the Company and Tecogen Inc. dated November 1, 2016 and as amended March 23, 2017, the Company's securities were converted to securities of Tecogen Inc. |
Filing footnotes · ownership attribution and instrument terms
F1: Following the completion of the Merger and pursuant to the Merger Agreement between the Company and Tecogen Inc. dated November 1, 2016 and as amended March 23, 2017, the Company's securities were converted to securities of Tecogen Inc.
TECOGEN INC.
Report date May 23, 2017 · Filed May 25, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 224,590 |
Reported balance
After 2017-05-23 transaction · row 1
1 source rowRow 1 · 2017-05-23 · Other · Acquired 117,321 · Balance 224,590 F1: Following the completion of the Merger and pursuant to the Merger Agreement between the Company and American DG Energy Inc. dated November 1, 2016 and as amended March 23, 2017, American DG Energy's securities were converted to securities of the Company. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $30.33 · Expires 2017-05-24 | Direct | 18,400 |
Reported balance
After 2017-05-23 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-05-23 · Other · Acquired 18,400 · Balance 18,400 F1: Following the completion of the Merger and pursuant to the Merger Agreement between the Company and American DG Energy Inc. dated November 1, 2016 and as amended March 23, 2017, American DG Energy's securities were converted to securities of the Company. F2: These options vested pursuant to the completion of the Merger between the Company and American DG Energy Inc. |
Filing footnotes · ownership attribution and instrument terms
F1: Following the completion of the Merger and pursuant to the Merger Agreement between the Company and American DG Energy Inc. dated November 1, 2016 and as amended March 23, 2017, American DG Energy's securities were converted to securities of the Company.
F2: These options vested pursuant to the completion of the Merger between the Company and American DG Energy Inc.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 23, 2017 Filed May 25, 2017 18:14 UTC | TECOGEN INC. TGEN · Entity 6846 | OtherStock Option (Right to Buy) · Derivative | 18,400 | $0.00 Strike: $30.33 | $0.00 |
DisclosureSEC source: 0001537435-17-000081 · wf-form4_149575046354242.xml · derivative · entry 2 MAXWELL CHARLEST · CIK 0001193409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,400 Underlying: Common Stock · 18,400 shares Expires 2017-05-24 F1 · kind: Following the completion of the Merger and pursuant to the Merger Agreement between the Company and American DG Energy Inc. dated November 1, 2016 and as amended March 23, 2017, American DG Energy's securities were converted to securities of the Company. F2 · derivative.exercise_date: These options vested pursuant to the completion of the Merger between the Company and American DG Energy Inc. Read SEC document |
| May 23, 2017 Filed May 25, 2017 18:14 UTC | TECOGEN INC. TGEN · Entity 6846 | OtherCommon Stock | 117,321 | $0.00 | $0.00 |
DisclosureSEC source: 0001537435-17-000081 · wf-form4_149575046354242.xml · nonDerivative · entry 1 MAXWELL CHARLEST · CIK 0001193409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,590 F1 · kind: Following the completion of the Merger and pursuant to the Merger Agreement between the Company and American DG Energy Inc. dated November 1, 2016 and as amended March 23, 2017, American DG Energy's securities were converted to securities of the Company. Read SEC document |
| May 23, 2017 Filed May 25, 2017 17:42 UTC | AMERICAN DG ENERGY INC ADGE · Entity 175763 | OtherStock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $2.79 | $0.00 |
DisclosureSEC source: 0001378706-17-000038 · wf-form4_149574854041497.xml · derivative · entry 2 MAXWELL CHARLEST · CIK 0001193409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2017-05-24 F1 · kind: Following the completion of the Merger and pursuant to the Merger Agreement between the Company and Tecogen Inc. dated November 1, 2016 and as amended March 23, 2017, the Company's securities were converted to securities of Tecogen Inc. F1 · derivative.exercise_date: Following the completion of the Merger and pursuant to the Merger Agreement between the Company and Tecogen Inc. dated November 1, 2016 and as amended March 23, 2017, the Company's securities were converted to securities of Tecogen Inc. Read SEC document |
| May 23, 2017 Filed May 25, 2017 17:42 UTC | AMERICAN DG ENERGY INC ADGE · Entity 175763 | OtherCommon Stock | 1,275,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001378706-17-000038 · wf-form4_149574854041497.xml · nonDerivative · entry 1 MAXWELL CHARLEST · CIK 0001193409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Following the completion of the Merger and pursuant to the Merger Agreement between the Company and Tecogen Inc. dated November 1, 2016 and as amended March 23, 2017, the Company's securities were converted to securities of Tecogen Inc. Read SEC document |
| January 06, 2017 Filed Jan 11, 2017 16:32 UTC | TECOGEN INC. TGEN · Entity 6846 | PurchaseCommon Stock | 25,000 | $4.00 | $100,000.00 |
DisclosureSEC source: 0001537435-17-000004 · wf-form4_148417031601324.xml · nonDerivative · entry 1 MAXWELL CHARLEST · CIK 0001193409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,769 Read SEC document |
| January 06, 2017 Filed Jan 27, 2017 16:53 UTC Amendment | TECOGEN INC. TGEN · Entity 6846 | PurchaseCommon Stock | 2,500 | $4.00 | $10,000.00 |
DisclosureSEC source: 0001537435-17-000006 · wf-form4a_148555400886403.xml · nonDerivative · entry 1 MAXWELL CHARLEST · CIK 0001193409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,269 Read SEC document |
| January 04, 2017 Filed Jan 4, 2017 16:42 UTC | TECOGEN INC. TGEN · Entity 6846 | PurchaseCommon Stock | 1,000 | $3.84 | $3,840.00 |
DisclosureSEC source: 0001537435-17-000002 · wf-form4_148356615778317.xml · nonDerivative · entry 9 MAXWELL CHARLEST · CIK 0001193409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,769 Read SEC document |
| January 04, 2017 Filed Jan 4, 2017 16:42 UTC | TECOGEN INC. TGEN · Entity 6846 | PurchaseCommon Stock | 11,000 | $3.85 | $42,350.00 |
DisclosureSEC source: 0001537435-17-000002 · wf-form4_148356615778317.xml · nonDerivative · entry 8 MAXWELL CHARLEST · CIK 0001193409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,769 Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 16:42 UTC | TECOGEN INC. TGEN · Entity 6846 | PurchaseCommon Stock | 700 | $4.00 | $2,800.00 |
DisclosureSEC source: 0001537435-17-000002 · wf-form4_148356615778317.xml · nonDerivative · entry 7 MAXWELL CHARLEST · CIK 0001193409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,769 Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 16:42 UTC | TECOGEN INC. TGEN · Entity 6846 | PurchaseCommon Stock | 200 | $3.95 | $790.00 |
DisclosureSEC source: 0001537435-17-000002 · wf-form4_148356615778317.xml · nonDerivative · entry 6 MAXWELL CHARLEST · CIK 0001193409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,069 Read SEC document |
| December 29, 2016 Filed Jan 4, 2017 16:42 UTC | TECOGEN INC. TGEN · Entity 6846 | PurchaseCommon Stock | 1,200 | $3.84 | $4,608.00 |
DisclosureSEC source: 0001537435-17-000002 · wf-form4_148356615778317.xml · nonDerivative · entry 5 MAXWELL CHARLEST · CIK 0001193409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,869 Read SEC document |
| December 29, 2016 Filed Jan 4, 2017 16:42 UTC | TECOGEN INC. TGEN · Entity 6846 | PurchaseCommon Stock | 9,800 | $3.85 | $37,730.00 |
DisclosureSEC source: 0001537435-17-000002 · wf-form4_148356615778317.xml · nonDerivative · entry 4 MAXWELL CHARLEST · CIK 0001193409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,669 Read SEC document |
| December 29, 2016 Filed Jan 4, 2017 16:42 UTC | TECOGEN INC. TGEN · Entity 6846 | PurchaseCommon Stock | 4,200 | $3.95 | $16,590.00 |
DisclosureSEC source: 0001537435-17-000002 · wf-form4_148356615778317.xml · nonDerivative · entry 3 MAXWELL CHARLEST · CIK 0001193409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,869 Read SEC document |
| December 28, 2016 Filed Jan 4, 2017 16:42 UTC | TECOGEN INC. TGEN · Entity 6846 | PurchaseCommon Stock | 69 | $3.92 | $270.48 |
DisclosureSEC source: 0001537435-17-000002 · wf-form4_148356615778317.xml · nonDerivative · entry 2 MAXWELL CHARLEST · CIK 0001193409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,669 Read SEC document |
| December 23, 2016 Filed Jan 4, 2017 16:42 UTC | TECOGEN INC. TGEN · Entity 6846 | PurchaseCommon Stock | 1,600 | $3.86 | $6,176.00 |
DisclosureSEC source: 0001537435-17-000002 · wf-form4_148356615778317.xml · nonDerivative · entry 1 MAXWELL CHARLEST · CIK 0001193409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,600 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.