Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN DG ENERGY INCADGE · Entity 175763 | CFO, Treasurer, and Secretary | May 23, 2017 | May 25, 2017 |
| TECOGEN INC.TGEN · Entity 6846 | Chief Accounting Officer | January 15, 2018 | June 01, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN DG ENERGY INC
Report date May 23, 2017 · Filed May 25, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.29 · Expires 2025-09-02 | Direct | 0 |
Reported balance
After 2017-05-23 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-05-23 · Other · Disposed 100,000 · Balance 0 F1: Following the completion of the Merger and pursuant to the Merger Agreement between the Company and Tecogen Inc. dated November 1, 2016 and as amended March 23, 2017, the Company's securities were converted to securities of the Tecogen Inc. |
Filing footnotes · ownership attribution and instrument terms
F1: Following the completion of the Merger and pursuant to the Merger Agreement between the Company and Tecogen Inc. dated November 1, 2016 and as amended March 23, 2017, the Company's securities were converted to securities of the Tecogen Inc.
TECOGEN INC.
Report date January 15, 2018 · Filed June 01, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.39 · Expires 2028-01-15 | Direct | 29,200 |
Reported balance
After 2018-01-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-01-15 · Grant · Acquired 20,000 · Balance 29,200 F1: 25% of the stock options vest on each of the 4 subsequent anniversaries of the grant date. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.68 · Expires 2028-05-31 | Direct | 69,200 |
Reported balance
After 2018-05-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-05-31 · Grant · Acquired 40,000 · Balance 69,200 F1: 25% of the stock options vest on each of the 4 subsequent anniversaries of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: 25% of the stock options vest on each of the 4 subsequent anniversaries of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 31, 2018 Filed Jun 1, 2018 19:26 UTC | TECOGEN INC. TGEN · Entity 6846 | GrantStock Option (Right to Buy) · Derivative | 40,000 | $3.68 Strike: $3.68 | $147,200.00 |
DisclosureSEC source: 0001537435-18-000053 · wf-form4_152788116561945.xml · derivative · entry 2 BROWN BONNIE JEAN · CIK 0001585816 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,200 Underlying: Stock Option (Right to Buy) · 40,000 shares Expires 2028-05-31 F1 · derivative.exercise_date: 25% of the stock options vest on each of the 4 subsequent anniversaries of the grant date. Read SEC document |
| January 15, 2018 Filed Jun 1, 2018 19:26 UTC | TECOGEN INC. TGEN · Entity 6846 | GrantStock Option (Right to Buy) · Derivative | 20,000 | $2.39 Strike: $2.39 | $47,800.00 |
DisclosureSEC source: 0001537435-18-000053 · wf-form4_152788116561945.xml · derivative · entry 1 BROWN BONNIE JEAN · CIK 0001585816 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,200 Underlying: Stock Option (Right to Buy) · 20,000 shares Expires 2028-01-15 F1 · derivative.exercise_date: 25% of the stock options vest on each of the 4 subsequent anniversaries of the grant date. Read SEC document |
| May 23, 2017 Filed May 25, 2017 21:51 UTC | AMERICAN DG ENERGY INC ADGE · Entity 175763 | OtherStock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $0.29 | $0.00 |
DisclosureSEC source: 0001378706-17-000049 · wf-form4_149576345595369.xml · derivative · entry 1 BROWN BONNIE JEAN · CIK 0001585816 · CFO, Treasurer, and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2025-09-02 F1 · kind: Following the completion of the Merger and pursuant to the Merger Agreement between the Company and Tecogen Inc. dated November 1, 2016 and as amended March 23, 2017, the Company's securities were converted to securities of the Tecogen Inc. F1 · derivative.exercise_date: Following the completion of the Merger and pursuant to the Merger Agreement between the Company and Tecogen Inc. dated November 1, 2016 and as amended March 23, 2017, the Company's securities were converted to securities of the Tecogen Inc. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.