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Nasdaq · USD

TFSL

TFS Financial CORP

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3924
SEC CIK
0001381668
Parsed reports
561

Last 12 months

Inside the activity.

5 purchase rows · 25 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202512
Jan 202600
Feb 202608
Mar 202610
Apr 202600
May 202634
Jun 202602
Jul 202600
Aug 202603
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 10, 2021 Filed Dec 10, 2021 18:53 UTC Exercise / conversionCommon Stock 3,200 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000119 · wf-form4_163916239751895.xml · nonDerivative · entry 1

Fiala Robert A · CIK 0001388144 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units.

Read SEC document
December 10, 2021 Filed Dec 10, 2021 18:51 UTC Exercise / conversionRestricted Stock Units · Derivative 3,200 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000117 · wf-form4_163916230223268.xml · derivative · entry 4

Cohen Martin J · CIK 0001388249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F4 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 3,200 Restricted Stock Units ("RSUs") which fully vest on December 10, 2021.

F4 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 3,200 Restricted Stock Units ("RSUs") which fully vest on December 10, 2021.

Read SEC document
December 10, 2021 Filed Dec 10, 2021 18:51 UTC Exercise / conversionCommon Stock 3,200 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000117 · wf-form4_163916230223268.xml · nonDerivative · entry 1

Cohen Martin J · CIK 0001388249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units.

Read SEC document
December 10, 2021 Filed Dec 13, 2021 20:53 UTC Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000125 · wf-form4_163942878906796.xml · derivative · entry 6

Williams Ashley H · CIK 0001757689 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F4 · derivative.exercise_date: On December 20, 2018, the reporting person received a grant of 50,000 Restricted Stock Units ("RSUs"). These RSUs shall vest one-fifth (20%) per year beginning on December 10, 2019

F4 · derivative.expiration_date: On December 20, 2018, the reporting person received a grant of 50,000 Restricted Stock Units ("RSUs"). These RSUs shall vest one-fifth (20%) per year beginning on December 10, 2019

Read SEC document
December 10, 2021 Filed Dec 13, 2021 20:53 UTC Exercise / conversionRestricted Stock Units · Derivative 3,200 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000125 · wf-form4_163942878906796.xml · derivative · entry 5

Williams Ashley H · CIK 0001757689 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F3 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 3,200 Restricted Stock Units ("RSUs") which fully vest on December 10, 2021.

F3 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 3,200 Restricted Stock Units ("RSUs") which fully vest on December 10, 2021.

Read SEC document
December 10, 2021 Filed Dec 13, 2021 20:53 UTC Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000125 · wf-form4_163942878906796.xml · nonDerivative · entry 2

Williams Ashley H · CIK 0001757689 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units.

Read SEC document
December 10, 2021 Filed Dec 13, 2021 20:53 UTC Exercise / conversionCommon Stock 3,200 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000125 · wf-form4_163942878906796.xml · nonDerivative · entry 1

Williams Ashley H · CIK 0001757689 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 22:25 UTC
Motta Anna Maria PFormer Chief Info. Officer
GrantPerformance Restricted Share Units · Derivative 6,188 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000135 · wf-form4_163952072396893.xml · derivative · entry 6

Motta Anna Maria P · CIK 0001617699 · Former Chief Info. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,188

Underlying: Common Stock · 6,188 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F6 · derivative.exercise_date: On December 10, 2021, the reporting person achieved performance level of 112.5% on a target award of 5,500 Performance Share Units ("PSUs"), resulting in a total earned award of 6,188 shares. This represents the final determination a December 19, 2019 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2021. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2022.

F6 · derivative.expiration_date: On December 10, 2021, the reporting person achieved performance level of 112.5% on a target award of 5,500 Performance Share Units ("PSUs"), resulting in a total earned award of 6,188 shares. This represents the final determination a December 19, 2019 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2021. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2022.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 22:10 UTC
Huml Paul JChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 2,345 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000133 · wf-form4_163951981032330.xml · derivative · entry 14

Huml Paul J · CIK 0001388162 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,934

Underlying: Common Stock · 2,345 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F11 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 7,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021.

F11 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 7,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 22:10 UTC
Huml Paul JChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,994 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000133 · wf-form4_163951981032330.xml · derivative · entry 13

Huml Paul J · CIK 0001388162 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,995

Underlying: Common Stock · 1,994 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F10 · derivative.exercise_date: As reported on a Form 4 dated December 19, 2019, the reporting person received a grant of 6,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2020.

F10 · derivative.expiration_date: As reported on a Form 4 dated December 19, 2019, the reporting person received a grant of 6,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2020.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 22:10 UTC
Huml Paul JChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 2,462 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000133 · wf-form4_163951981032330.xml · derivative · entry 12

Huml Paul J · CIK 0001388162 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,462 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F9 · derivative.exercise_date: As reported on a Form 4 dated December 20, 2018, the reporting person received a grant of 7,900 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019.

F9 · derivative.expiration_date: As reported on a Form 4 dated December 20, 2018, the reporting person received a grant of 7,900 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 22:10 UTC
Huml Paul JChief Financial Officer
GrantPerformance Restricted Share Units · Derivative 10,800 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000133 · wf-form4_163951981032330.xml · derivative · entry 11

Huml Paul J · CIK 0001388162 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,800

Underlying: Common Stock · 10,800 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F8 · derivative.exercise_date: On December 10, 2021, the reporting person achieved performance level of 112.5% on a target award of 9,600 Performance Share Units ("PSUs"), resulting in a total earned award of 10,800 shares. This represents the final determination a December 19, 2019 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2021. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2022.

F8 · derivative.expiration_date: On December 10, 2021, the reporting person achieved performance level of 112.5% on a target award of 9,600 Performance Share Units ("PSUs"), resulting in a total earned award of 10,800 shares. This represents the final determination a December 19, 2019 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2021. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2022.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 22:10 UTC
Huml Paul JChief Financial Officer
Exercise / conversionPerformance Restricted Share Units · Derivative 12,516 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000133 · wf-form4_163951981032330.xml · derivative · entry 10

Huml Paul J · CIK 0001388162 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,516 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F7 · derivative.exercise_date: On November 24, 2020, the reporting person achieved performance level of 112.5% on a target award of 11,900 Performance Share Units ("PSUs"), resulting in a total earned award of 13,388 shares. This represents the final determination of a December 20, 2018 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2020. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2021. 872 shares were previously withheld for taxes.

F7 · derivative.expiration_date: On November 24, 2020, the reporting person achieved performance level of 112.5% on a target award of 11,900 Performance Share Units ("PSUs"), resulting in a total earned award of 13,388 shares. This represents the final determination of a December 20, 2018 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2020. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2021. 872 shares were previously withheld for taxes.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 22:10 UTC
Huml Paul JChief Financial Officer
Tax withholdingCommon Stock 8,115 $18.10 $146,881.50
Disclosure

SEC source: 0001381668-21-000133 · wf-form4_163951981032330.xml · nonDerivative · entry 5

Huml Paul J · CIK 0001388162 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,746

F3 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.

F4 · ownership.direct: Shares are held with shared voting power with spouse.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 22:10 UTC
Huml Paul JChief Financial Officer
Exercise / conversionCommon Stock 2,345 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000133 · wf-form4_163951981032330.xml · nonDerivative · entry 4

Huml Paul J · CIK 0001388162 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,861

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).

Read SEC document
December 10, 2021 Filed Dec 14, 2021 22:10 UTC
Huml Paul JChief Financial Officer
Exercise / conversionCommon Stock 1,994 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000133 · wf-form4_163951981032330.xml · nonDerivative · entry 3

Huml Paul J · CIK 0001388162 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).

Read SEC document
December 10, 2021 Filed Dec 14, 2021 22:10 UTC
Huml Paul JChief Financial Officer
Exercise / conversionCommon Stock 2,462 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000133 · wf-form4_163951981032330.xml · nonDerivative · entry 2

Huml Paul J · CIK 0001388162 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,522

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).

Read SEC document
December 10, 2021 Filed Dec 14, 2021 22:10 UTC
Huml Paul JChief Financial Officer
Exercise / conversionCommon Stock 12,516 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000133 · wf-form4_163951981032330.xml · nonDerivative · entry 1

Huml Paul J · CIK 0001388162 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain Performance Share Units (PSUs).

Read SEC document
December 10, 2021 Filed Dec 14, 2021 21:08 UTC
Stefanski Marc ADirector · Chairman, President and CEO
Exercise / conversionRestricted Stock Units · Derivative 11,600 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000131 · wf-form4_163951608353635.xml · derivative · entry 20

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F13 · derivative.exercise_date: On December 20, 2018, the reporting person received a grant of 34,800 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019.

F13 · derivative.expiration_date: On December 20, 2018, the reporting person received a grant of 34,800 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 21:08 UTC
Stefanski Marc ADirector · Chairman, President and CEO
Exercise / conversionRestricted Stock Units · Derivative 9,300 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000131 · wf-form4_163951608353635.xml · derivative · entry 19

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,300

Underlying: Common Stock · 9,300 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F12 · derivative.exercise_date: As reported on a Form 4 dated December 19, 2019, the reporting person received a grant of 27,900 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2020

F12 · derivative.expiration_date: As reported on a Form 4 dated December 19, 2019, the reporting person received a grant of 27,900 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2020

Read SEC document
December 10, 2021 Filed Dec 14, 2021 21:08 UTC
Stefanski Marc ADirector · Chairman, President and CEO
Exercise / conversionRestricted Stock Units · Derivative 10,766 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000131 · wf-form4_163951608353635.xml · derivative · entry 18

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,534

Underlying: Common Stock · 10,766 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F11 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 32,300 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021.

F11 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 32,300 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 21:08 UTC
Stefanski Marc ADirector · Chairman, President and CEO
GrantPerformance Restricted Share Units · Derivative 14,063 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000131 · wf-form4_163951608353635.xml · derivative · entry 14

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,063

Underlying: Common Stock · 14,063 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F7 · derivative.exercise_date: On December 10, 2021, the reporting person achieved performance level of 112.5% on a target award of 12,500 Performance Share Units ("PSUs"), resulting in a total earned award of 14,063 shares. This represents the final determination a December 19, 2019 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2021. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2022.

F7 · derivative.expiration_date: On December 10, 2021, the reporting person achieved performance level of 112.5% on a target award of 12,500 Performance Share Units ("PSUs"), resulting in a total earned award of 14,063 shares. This represents the final determination a December 19, 2019 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2021. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2022.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 21:08 UTC
Stefanski Marc ADirector · Chairman, President and CEO
Exercise / conversionPerformance Restricted Share Units · Derivative 17,550 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000131 · wf-form4_163951608353635.xml · derivative · entry 13

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,550 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F6 · derivative.exercise_date: On November 24, 2020, the reporting person achieved performance level of 112.5% on a target award of 15,600 Performance Share Units ("PSUs"), resulting in a total earned award of 17,550 shares. This represents the final determination of a December 20, 2018 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2020. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2021.

F6 · derivative.expiration_date: On November 24, 2020, the reporting person achieved performance level of 112.5% on a target award of 15,600 Performance Share Units ("PSUs"), resulting in a total earned award of 17,550 shares. This represents the final determination of a December 20, 2018 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2020. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2021.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 21:08 UTC
Stefanski Marc ADirector · Chairman, President and CEO
Tax withholdingCommon Stock 18,968 $18.10 $343,320.80
Disclosure

SEC source: 0001381668-21-000131 · wf-form4_163951608353635.xml · nonDerivative · entry 5

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,496

F3 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 21:08 UTC
Stefanski Marc ADirector · Chairman, President and CEO
Exercise / conversionCommon Stock 10,766 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000131 · wf-form4_163951608353635.xml · nonDerivative · entry 4

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).

Read SEC document
December 10, 2021 Filed Dec 14, 2021 21:08 UTC
Stefanski Marc ADirector · Chairman, President and CEO
Exercise / conversionCommon Stock 9,300 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000131 · wf-form4_163951608353635.xml · nonDerivative · entry 3

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,698

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).

Read SEC document
December 10, 2021 Filed Dec 14, 2021 21:08 UTC
Stefanski Marc ADirector · Chairman, President and CEO
Exercise / conversionCommon Stock 11,600 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000131 · wf-form4_163951608353635.xml · nonDerivative · entry 2

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).

Read SEC document
December 10, 2021 Filed Dec 14, 2021 21:08 UTC
Stefanski Marc ADirector · Chairman, President and CEO
Exercise / conversionCommon Stock 17,550 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000131 · wf-form4_163951608353635.xml · nonDerivative · entry 1

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,798

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain Performance Share Units (PSUs).

Read SEC document
December 10, 2021 Filed Dec 14, 2021 20:58 UTC
WEIL MEREDITH SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 3,367 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000129 · wf-form4_163951550281406.xml · derivative · entry 14

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,367 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F13 · derivative.exercise_date: On December 20, 2018, the reporting person received a grant of 10,100 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019.

F13 · derivative.expiration_date: On December 20, 2018, the reporting person received a grant of 10,100 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 20:58 UTC
WEIL MEREDITH SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 2,700 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000129 · wf-form4_163951550281406.xml · derivative · entry 12

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,700

Underlying: Common Stock · 2,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F11 · derivative.exercise_date: As reported on a Form 4 dated December 19, 2019, the reporting person received a grant of 8,100 restricted stock units. These restricted stock units vest in three equal installments beginning December 10, 2020.

F11 · derivative.expiration_date: As reported on a Form 4 dated December 19, 2019, the reporting person received a grant of 8,100 restricted stock units. These restricted stock units vest in three equal installments beginning December 10, 2020.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 20:58 UTC
WEIL MEREDITH SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 3,133 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000129 · wf-form4_163951550281406.xml · derivative · entry 11

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,267

Underlying: Common Stock · 3,133 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F10 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 9,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021.

F10 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 9,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 20:58 UTC
WEIL MEREDITH SDirector · Chief Operating Officer
GrantPerformance Restricted Share Units · Derivative 13,613 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000129 · wf-form4_163951550281406.xml · derivative · entry 10

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 13,613 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F9 · derivative.exercise_date: On December 10, 2021, the reporting person achieved performance level of 112.5% on a target award of 12,100 Performance Share Units ("PSUs"), resulting in a total earned award of 13,613 shares. This represents the final determination a December 19, 2019 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2021. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2022.

F9 · derivative.expiration_date: On December 10, 2021, the reporting person achieved performance level of 112.5% on a target award of 12,100 Performance Share Units ("PSUs"), resulting in a total earned award of 13,613 shares. This represents the final determination a December 19, 2019 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2021. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2022.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 20:58 UTC
WEIL MEREDITH SDirector · Chief Operating Officer
Exercise / conversionPerformance Restricted Share Units · Derivative 16,988 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000129 · wf-form4_163951550281406.xml · derivative · entry 9

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,988 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F8 · derivative.exercise_date: On November 24, 2020, the reporting person achieved performance level of 112.5% on a target award of 15,100 Performance Share Units ("PSUs"), resulting in a total earned award of 16,988 shares. This represents the final determination of a December 20, 2018 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2020. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2021.

F8 · derivative.expiration_date: On November 24, 2020, the reporting person achieved performance level of 112.5% on a target award of 15,100 Performance Share Units ("PSUs"), resulting in a total earned award of 16,988 shares. This represents the final determination of a December 20, 2018 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2020. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2021.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 20:58 UTC
WEIL MEREDITH SDirector · Chief Operating Officer
GiftCommon Stock 4,720 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000129 · wf-form4_163951550281406.xml · nonDerivative · entry 6

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,390

F5 · shares: On December 10, 2021, 4,720 shares were donated by the reporting person to the Cleveland Foundation

F4 · ownership.direct: Shares are held with shared voting power with spouse.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 20:58 UTC
WEIL MEREDITH SDirector · Chief Operating Officer
Tax withholdingCommon Stock 11,878 $18.10 $214,991.80
Disclosure

SEC source: 0001381668-21-000129 · wf-form4_163951550281406.xml · nonDerivative · entry 5

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,110

F3 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.

F4 · ownership.direct: Shares are held with shared voting power with spouse.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 20:58 UTC
WEIL MEREDITH SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 3,133 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000129 · wf-form4_163951550281406.xml · nonDerivative · entry 4

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,988

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).

Read SEC document
December 10, 2021 Filed Dec 14, 2021 20:58 UTC
WEIL MEREDITH SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 2,700 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000129 · wf-form4_163951550281406.xml · nonDerivative · entry 3

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).

Read SEC document
December 10, 2021 Filed Dec 14, 2021 20:58 UTC
WEIL MEREDITH SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 3,367 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000129 · wf-form4_163951550281406.xml · nonDerivative · entry 2

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).

Read SEC document
December 10, 2021 Filed Dec 14, 2021 20:58 UTC
WEIL MEREDITH SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 16,988 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000129 · wf-form4_163951550281406.xml · nonDerivative · entry 1

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,788

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain Performance Share Units (PSUs).

Read SEC document
December 10, 2021 Filed Dec 14, 2021 20:35 UTC
Zbanek Cathy WChief Synergy Officer
Exercise / conversionRestricted Stock Units · Derivative 3,133 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000127 · wf-form4_163951412761866.xml · derivative · entry 12

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,267

Underlying: Common Stock · 3,133 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F10 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 9,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021.

F10 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 9,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 20:35 UTC
Zbanek Cathy WChief Synergy Officer
Exercise / conversionRestricted Stock Units · Derivative 2,700 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000127 · wf-form4_163951412761866.xml · derivative · entry 11

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,700

Underlying: Common Stock · 2,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F9 · derivative.exercise_date: As reported on a Form 4 dated December 19, 2019, the reporting person received a grant of 8,100 restricted stock units. These restricted stock units vest in three equal installments beginning December 10, 2020.

F9 · derivative.expiration_date: As reported on a Form 4 dated December 19, 2019, the reporting person received a grant of 8,100 restricted stock units. These restricted stock units vest in three equal installments beginning December 10, 2020.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 20:35 UTC
Zbanek Cathy WChief Synergy Officer
Exercise / conversionRestricted Stock Units · Derivative 3,367 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000127 · wf-form4_163951412761866.xml · derivative · entry 10

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,367 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F8 · derivative.exercise_date: On December 20, 2018, the reporting person received a grant of 10,100 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019.

F8 · derivative.expiration_date: On December 20, 2018, the reporting person received a grant of 10,100 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 20:35 UTC
Zbanek Cathy WChief Synergy Officer
GrantPerformance Restricted Share Units · Derivative 13,613 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000127 · wf-form4_163951412761866.xml · derivative · entry 9

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,613

Underlying: Common Stock · 13,613 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F7 · derivative.exercise_date: On December 10, 2021, the reporting person achieved performance level of 112.5% on a target award of 12,100 Performance Share Units ("PSUs"), resulting in a total earned award of 13,613 shares. This represents the final determination a December 19, 2019 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2021. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2022.

F7 · derivative.expiration_date: On December 10, 2021, the reporting person achieved performance level of 112.5% on a target award of 12,100 Performance Share Units ("PSUs"), resulting in a total earned award of 13,613 shares. This represents the final determination a December 19, 2019 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2021. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2022.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 20:35 UTC
Zbanek Cathy WChief Synergy Officer
Exercise / conversionPerformance Restricted Share Units · Derivative 16,988 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000127 · wf-form4_163951412761866.xml · derivative · entry 8

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,988 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F6 · derivative.exercise_date: On November 24, 2020, the reporting person achieved performance level of 112.5% on a target award of 15,100 Performance Share Units ("PSUs"), resulting in a total earned award of 16,988 shares. This represents the final determination a December 20, 2018 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2020. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2021.

F6 · derivative.expiration_date: On November 24, 2020, the reporting person achieved performance level of 112.5% on a target award of 15,100 Performance Share Units ("PSUs"), resulting in a total earned award of 16,988 shares. This represents the final determination a December 20, 2018 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2020. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2021.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 20:35 UTC
Zbanek Cathy WChief Synergy Officer
Tax withholdingCommon Stock 12,270 $18.10 $222,087.00
Disclosure

SEC source: 0001381668-21-000127 · wf-form4_163951412761866.xml · nonDerivative · entry 5

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,610

F3 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 20:35 UTC
Zbanek Cathy WChief Synergy Officer
Exercise / conversionCommon Stock 3,133 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000127 · wf-form4_163951412761866.xml · nonDerivative · entry 4

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).

Read SEC document
December 10, 2021 Filed Dec 14, 2021 20:35 UTC
Zbanek Cathy WChief Synergy Officer
Exercise / conversionCommon Stock 2,700 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000127 · wf-form4_163951412761866.xml · nonDerivative · entry 3

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,747

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).

Read SEC document
December 10, 2021 Filed Dec 14, 2021 20:35 UTC
Zbanek Cathy WChief Synergy Officer
Exercise / conversionCommon Stock 3,367 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000127 · wf-form4_163951412761866.xml · nonDerivative · entry 2

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).

Read SEC document
December 10, 2021 Filed Dec 14, 2021 20:35 UTC
Zbanek Cathy WChief Synergy Officer
Exercise / conversionCommon Stock 16,988 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000127 · wf-form4_163951412761866.xml · nonDerivative · entry 1

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,680

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain Performance Share Units (PSUs).

Read SEC document
November 17, 2021 Filed Dec 14, 2021 22:25 UTC
Motta Anna Maria PFormer Chief Info. Officer
GrantCommon Stock 25,877 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000135 · wf-form4_163952072396893.xml · nonDerivative · entry 4

Motta Anna Maria P · CIK 0001617699 · Former Chief Info. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 25,877

F1 · shares: In connection with the retirement of the reporting person effective September 30, 2021, 401k and ASOP shares were transfered to a personal IRA

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.