Last 12 months
Inside the activity.
5 purchase rows · 25 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 1 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 8 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 3 | 4 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 4 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 07, 2023 Filed Feb 8, 2023 20:57 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-23-000021 · wf-form4_167588985660660.xml · nonDerivative · entry 1 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,749 F1 · shares: On February 7, 2023, reporting person gifted shares to his spouse Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 14:43 UTC |
Anderson Barbara J.Director
|
GrantRestricted Stock Units · Derivative | 5,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000174 · wf-form4_167146097780880.xml · derivative · entry 2 Anderson Barbara J. · CIK 0001850133 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,100 Underlying: Common Stock · 5,100 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F2 · derivative.exercise_date: On December 15, 2022, the reporting person received a grant of 5,100 Restricted Stock Units ("RSUs") which fully vest on December 10, 2023 F2 · derivative.expiration_date: On December 15, 2022, the reporting person received a grant of 5,100 Restricted Stock Units ("RSUs") which fully vest on December 10, 2023 Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 09:45 UTC |
Asher Anthony JDirector
|
GrantRestricted Stock Units · Derivative | 5,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000176 · wf-form4_167146109976194.xml · derivative · entry 3 Asher Anthony J · CIK 0001434851 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,100 Underlying: Common Stock · 5,100 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F2 · derivative.exercise_date: On December 15, 2022, the reporting person received a grant of 5,100 Restricted Stock Units ("RSUs") which fully vest on December 10, 2023 F2 · derivative.expiration_date: On December 15, 2022, the reporting person received a grant of 5,100 Restricted Stock Units ("RSUs") which fully vest on December 10, 2023 Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 09:59 UTC |
Ozan Terrence RDirector
|
GrantRestricted Stock Units · Derivative | 5,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000184 · wf-form4_167146195580969.xml · derivative · entry 2 Ozan Terrence R · CIK 0001357479 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,100 Underlying: Common Stock · 5,100 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F2 · derivative.exercise_date: On December 15, 2022, the reporting person received a grant of 5,100 Restricted Stock Units (RSUs) which fully vest on December 10, 2023 F2 · derivative.expiration_date: On December 15, 2022, the reporting person received a grant of 5,100 Restricted Stock Units (RSUs) which fully vest on December 10, 2023 Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 14:50 UTC |
MULLIGAN WILLIAM CDirector
|
GrantRestricted Stock Units · Derivative | 5,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000182 · wf-form4_167146144558137.xml · derivative · entry 2 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,100 Underlying: Common Stock · 5,100 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F2 · derivative.exercise_date: On December 15, 2022, the reporting person received a grant of 5,100 Restricted Stock Units ("RSUs") which fully vest on December 10, 2023 F2 · derivative.expiration_date: On December 15, 2022, the reporting person received a grant of 5,100 Restricted Stock Units ("RSUs") which fully vest on December 10, 2023 Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 15:48 UTC |
Zbanek Cathy WChief Synergy Officer
|
GrantRestricted Stock Units · Derivative | 14,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000199 · wf-form4_167146486396011.xml · derivative · entry 7 Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Underlying: Common Stock · 14,000 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F6 · derivative.exercise_date: On December 15, 2022, the reporting person received a grant of 14,000 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2023. F6 · derivative.expiration_date: On December 15, 2022, the reporting person received a grant of 14,000 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2023. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 15:45 UTC |
Williams Ashley HDirector
|
GrantRestricted Stock Units · Derivative | 7,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000197 · wf-form4_167146469238975.xml · derivative · entry 4 Williams Ashley H · CIK 0001757689 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,650 Underlying: Common Stock · 7,650 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F2 · derivative.exercise_date: On December 15, 2022, the reporting person received a grant of 7,650 Restricted Stock Units ("RSUs") which fully vest on December 10, 2023 F2 · derivative.expiration_date: On December 15, 2022, the reporting person received a grant of 7,650 Restricted Stock Units ("RSUs") which fully vest on December 10, 2023 Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 15:38 UTC |
Weir Daniel FDirector
|
GrantRestricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000195 · wf-form4_167146427631999.xml · derivative · entry 3 Weir Daniel Fabian · CIK 0001936663 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F2 · derivative.exercise_date: On December 15, 2022, the reporting person received a grant of 50,000 Restricted Stock Units (RSUs). These RSUs will vest one-fifth (20%) per year beginning December 10, 2023. F2 · derivative.expiration_date: On December 15, 2022, the reporting person received a grant of 50,000 Restricted Stock Units (RSUs). These RSUs will vest one-fifth (20%) per year beginning December 10, 2023. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 15:34 UTC |
WEIL MEREDITH SDirector · Chief Operating Officer
|
GrantRestricted Stock Units · Derivative | 14,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000193 · wf-form4_167146402800743.xml · derivative · entry 7 WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,200 Underlying: Common Stock · 14,200 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F7 · derivative.exercise_date: On December 15, 2022, the reporting person received a grant of 14,200 Restricted Stock Units (RSUs). These RSUs vest in three equal installments beginning December 10, 2023 F7 · derivative.expiration_date: On December 15, 2022, the reporting person received a grant of 14,200 Restricted Stock Units (RSUs). These RSUs vest in three equal installments beginning December 10, 2023 Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 15:12 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
GrantRestricted Stock Units · Derivative | 40,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000191 · wf-form4_167146274945739.xml · derivative · entry 15 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,200 Underlying: Common Stock · 40,200 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F9 · derivative.exercise_date: On December 15, 2022, the reporting person received a grant of 40,200 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2023. F9 · derivative.expiration_date: On December 15, 2022, the reporting person received a grant of 40,200 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2023. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 15:09 UTC |
Rubino Andrew JChief Information Officer
|
GrantRestricted Stock Units · Derivative | 6,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000189 · wf-form4_167146256126096.xml · derivative · entry 4 Rubino Andrew J · CIK 0001820740 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,400 Underlying: Common Stock · 6,400 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F4 · derivative.exercise_date: On December 15, 2022, the reporting person received a grant of 6,400 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2023. F4 · derivative.expiration_date: On December 15, 2022, the reporting person received a grant of 6,400 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2023. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 15:02 UTC |
Ringenbach JohnDirector
|
GrantRestricted Stock Units · Derivative | 5,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000186 · wf-form4_167146212769597.xml · derivative · entry 3 Ringenbach John · CIK 0001388159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,100 Underlying: Common Stock · 5,100 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F2 · derivative.exercise_date: On December 15, 2022, the reporting person received a grant of 5,100 Restricted Stock Units ("RSUs") which fully vest on December 10, 2023 F2 · derivative.expiration_date: On December 15, 2022, the reporting person received a grant of 5,100 Restricted Stock Units ("RSUs") which fully vest on December 10, 2023 Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 14:48 UTC |
Mulhern Timothy WChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 6,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000180 · wf-form4_167146132132706.xml · derivative · entry 6 Mulhern Timothy W · CIK 0001899371 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,400 Underlying: Common Stock · 6,400 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F5 · derivative.exercise_date: On December 15, 2022, the reporting person received a grant of 6,400 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2023. F5 · derivative.expiration_date: On December 15, 2022, the reporting person received a grant of 6,400 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2023. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 14:47 UTC |
Cohen Martin JDirector
|
GrantRestricted Stock Units · Derivative | 5,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000178 · wf-form4_167146120935535.xml · derivative · entry 4 Cohen Martin J · CIK 0001388249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,100 Underlying: Common Stock · 5,100 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F2 · derivative.exercise_date: On December 15, 2022, the reporting person received a grant of 5,100 Restricted Stock Units ("RSUs") which fully vest on December 10, 2023 F2 · derivative.expiration_date: On December 15, 2022, the reporting person received a grant of 5,100 Restricted Stock Units ("RSUs") which fully vest on December 10, 2023 Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 14:40 UTC |
Fiala Robert ADirector
|
GrantRestricted Stock Units · Derivative | 5,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000172 · wf-form4_167146079209855.xml · derivative · entry 2 Fiala Robert A · CIK 0001388144 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,100 Underlying: Common Stock · 5,100 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F2 · derivative.exercise_date: On December 15, 2022, the reporting person received a grant of 5,100 Restricted Stock Units ("RSUs") which fully vest on December 10, 2023 F2 · derivative.expiration_date: On December 15, 2022, the reporting person received a grant of 5,100 Restricted Stock Units ("RSUs") which fully vest on December 10, 2023 Read SEC document |
| December 14, 2022 Filed Dec 15, 2022 09:53 UTC |
Asher Anthony JDirector
|
GiftCommon Stock | 2,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000170 · wf-form4_167111600348893.xml · nonDerivative · entry 2 Asher Anthony J · CIK 0001434851 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 64,107 F1 · shares: Transfer shares to spouse Read SEC document |
| December 14, 2022 Filed Dec 15, 2022 09:53 UTC |
Asher Anthony JDirector
|
GiftCommon Stock | 2,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000170 · wf-form4_167111600348893.xml · nonDerivative · entry 1 Asher Anthony J · CIK 0001434851 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Transfer shares to spouse Read SEC document |
| December 14, 2022 Filed Dec 15, 2022 14:51 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
GiftCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000168 · wf-form4_167111589715412.xml · nonDerivative · entry 2 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 14,000 F1 · shares: On December 14, 2022, reporting person gifted shares to his spouse Read SEC document |
| December 14, 2022 Filed Dec 15, 2022 14:51 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
GiftCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000168 · wf-form4_167111589715412.xml · nonDerivative · entry 1 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,749 F1 · shares: On December 14, 2022, reporting person gifted shares to his spouse Read SEC document |
| December 13, 2022 Filed Dec 14, 2022 19:36 UTC |
Anderson Barbara J.Director
|
SaleCommon Stock | 10,000 | $14.09 | $140,900.00 |
DisclosureSEC source: 0001381668-22-000166 · wf-form4_167104656162731.xml · nonDerivative · entry 1 Anderson Barbara J. · CIK 0001850133 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 21:10 UTC |
Anderson Barbara J.Director
|
Exercise / conversionRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000160 · wf-form4_167096583412263.xml · derivative · entry 2 Anderson Barbara J. · CIK 0001850133 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F3 · derivative.exercise_date: On December 16, 2021, the reporting person received a grant of 50,000 Restricted Stock Units (RSUs). These RSUs will vest one-fifth (20%) per year beginning December 10, 2022. F3 · derivative.expiration_date: On December 16, 2021, the reporting person received a grant of 50,000 Restricted Stock Units (RSUs). These RSUs will vest one-fifth (20%) per year beginning December 10, 2022. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 21:10 UTC |
Anderson Barbara J.Director
|
Exercise / conversionCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000160 · wf-form4_167096583412263.xml · nonDerivative · entry 1 Anderson Barbara J. · CIK 0001850133 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs). Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 16:17 UTC |
Asher Anthony JDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000164 · wf-form4_167096622297889.xml · derivative · entry 3 Asher Anthony J · CIK 0001434851 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F3 · derivative.exercise_date: On December 16, 2021, the reporting person received a grant of 2,900 Restricted Stock Units (RSUs), which fully vest on December 10, 2022. F3 · derivative.expiration_date: On December 16, 2021, the reporting person received a grant of 2,900 Restricted Stock Units (RSUs), which fully vest on December 10, 2022. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 16:17 UTC |
Asher Anthony JDirector
|
Exercise / conversionCommon Stock | 2,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000164 · wf-form4_167096622297889.xml · nonDerivative · entry 1 Asher Anthony J · CIK 0001434851 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. (RSUs) Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 15:53 UTC |
Ozan Terrence RDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000144 · wf-form4_167096479009213.xml · derivative · entry 2 Ozan Terrence R · CIK 0001357479 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F3 · derivative.exercise_date: On December 16, 2021, the reporting person received a grant of 2,900 Restricted Stock Units (RSUs), which fully vest on December 10, 2022. F3 · derivative.expiration_date: On December 16, 2021, the reporting person received a grant of 2,900 Restricted Stock Units (RSUs), which fully vest on December 10, 2022. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 15:53 UTC |
Ozan Terrence RDirector
|
Exercise / conversionCommon Stock | 2,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000144 · wf-form4_167096479009213.xml · nonDerivative · entry 1 Ozan Terrence R · CIK 0001357479 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs). Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 21:07 UTC |
MULLIGAN WILLIAM CDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000158 · wf-form4_167096564416238.xml · derivative · entry 2 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F3 · derivative.exercise_date: On December 16, 2021, the reporting person received a grant of 2,900 Restricted Stock Units (RSUs), which fully vest on December 10, 2022. F3 · derivative.expiration_date: On December 16, 2021, the reporting person received a grant of 2,900 Restricted Stock Units (RSUs), which fully vest on December 10, 2022. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 21:07 UTC |
MULLIGAN WILLIAM CDirector
|
Exercise / conversionCommon Stock | 2,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000158 · wf-form4_167096564416238.xml · nonDerivative · entry 1 MULLIGAN WILLIAM C · CIK 0001216549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs). Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 21:12 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 9,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000162 · wf-form4_167096594866218.xml · derivative · entry 17 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,600 Underlying: Common Stock · 9,800 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F10 · derivative.exercise_date: On December 16, 2021, the reporting person received a grant of 29,400 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2022. F10 · derivative.expiration_date: On December 16, 2021, the reporting person received a grant of 29,400 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2022. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 21:12 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 10,767 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000162 · wf-form4_167096594866218.xml · derivative · entry 16 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,767 Underlying: Common Stock · 10,767 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F9 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 32,300 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021. F9 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 32,300 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 21:12 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 9,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000162 · wf-form4_167096594866218.xml · derivative · entry 15 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,300 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F8 · derivative.exercise_date: As reported on a Form 4 dated December 19, 2019, the reporting person received a grant of 27,900 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2020 F8 · derivative.expiration_date: As reported on a Form 4 dated December 19, 2019, the reporting person received a grant of 27,900 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2020 Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 21:12 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
Exercise / conversionPerformance Restricted Share Units · Derivative | 14,063 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000162 · wf-form4_167096594866218.xml · derivative · entry 14 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,063 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F7 · derivative.exercise_date: On December 10, 2021, the reporting person achieved performance level of 112.5% on a target award of 12,500 Performance Share Units ("PSUs"), resulting in a total earned award of 14,063 shares. This represents the final determination a December 19, 2019 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2021. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2022. F7 · derivative.expiration_date: On December 10, 2021, the reporting person achieved performance level of 112.5% on a target award of 12,500 Performance Share Units ("PSUs"), resulting in a total earned award of 14,063 shares. This represents the final determination a December 19, 2019 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2021. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2022. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 21:12 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
Tax withholdingCommon Stock | 16,927 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000162 · wf-form4_167096594866218.xml · nonDerivative · entry 5 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,249 F3 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 21:12 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
Exercise / conversionCommon Stock | 9,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000162 · wf-form4_167096594866218.xml · nonDerivative · entry 4 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,176 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs). Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 21:12 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
Exercise / conversionCommon Stock | 10,767 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000162 · wf-form4_167096594866218.xml · nonDerivative · entry 3 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,376 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs). Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 21:12 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
Exercise / conversionCommon Stock | 9,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000162 · wf-form4_167096594866218.xml · nonDerivative · entry 2 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,609 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs). Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 21:12 UTC |
Stefanski Marc ADirector · Chairman, President and CEO
|
Exercise / conversionCommon Stock | 14,063 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000162 · wf-form4_167096594866218.xml · nonDerivative · entry 1 Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,309 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain Performance Share Units (PSUs). Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 21:06 UTC |
Fiala Robert ADirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000156 · wf-form4_167096554614381.xml · derivative · entry 2 Fiala Robert A · CIK 0001388144 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F3 · derivative.exercise_date: On December 16, 2021, the reporting person received a grant of 2,900 Restricted Stock Units (RSUs), which fully vest on December 10, 2022. F3 · derivative.expiration_date: On December 16, 2021, the reporting person received a grant of 2,900 Restricted Stock Units (RSUs), which fully vest on December 10, 2022. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 21:06 UTC |
Fiala Robert ADirector
|
Exercise / conversionCommon Stock | 2,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000156 · wf-form4_167096554614381.xml · nonDerivative · entry 1 Fiala Robert A · CIK 0001388144 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs). Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 21:04 UTC |
Ringenbach JohnDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000154 · wf-form4_167096544656736.xml · derivative · entry 3 Ringenbach John · CIK 0001388159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F3 · derivative.exercise_date: On December 16, 2021, the reporting person received a grant of 2,900 Restricted Stock Units (RSUs), which fully vest on December 10, 2022. F3 · derivative.expiration_date: On December 16, 2021, the reporting person received a grant of 2,900 Restricted Stock Units (RSUs), which fully vest on December 10, 2022. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 21:04 UTC |
Ringenbach JohnDirector
|
Exercise / conversionCommon Stock | 2,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000154 · wf-form4_167096544656736.xml · nonDerivative · entry 1 Ringenbach John · CIK 0001388159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs). Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 20:58 UTC |
Cohen Martin JDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000152 · wf-form4_167096508403679.xml · derivative · entry 4 Cohen Martin J · CIK 0001388249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F3 · derivative.exercise_date: On December 16, 2021, the reporting person received a grant of 2,900 Restricted Stock Units (RSUs), which fully vest on December 10, 2022. F3 · derivative.expiration_date: On December 16, 2021, the reporting person received a grant of 2,900 Restricted Stock Units (RSUs), which fully vest on December 10, 2022. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 20:58 UTC |
Cohen Martin JDirector
|
Exercise / conversionCommon Stock | 2,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000152 · wf-form4_167096508403679.xml · nonDerivative · entry 1 Cohen Martin J · CIK 0001388249 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units. (RSUs) Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 20:56 UTC |
Rubino Andrew JChief Information Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,266 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000150 · wf-form4_167096496512166.xml · derivative · entry 4 Rubino Andrew J · CIK 0001820740 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,534 Underlying: Common Stock · 1,266 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F5 · derivative.exercise_date: On December 16, 2021, the reporting person received a grant of 3,800 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2022. F5 · derivative.expiration_date: On December 16, 2021, the reporting person received a grant of 3,800 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2022. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 20:56 UTC |
Rubino Andrew JChief Information Officer
|
Tax withholdingCommon Stock | 385 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000150 · wf-form4_167096496512166.xml · nonDerivative · entry 2 Rubino Andrew J · CIK 0001820740 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,874 F2 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 20:56 UTC |
Rubino Andrew JChief Information Officer
|
Exercise / conversionCommon Stock | 1,266 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000150 · wf-form4_167096496512166.xml · nonDerivative · entry 1 Rubino Andrew J · CIK 0001820740 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,259 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs). Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 20:55 UTC |
Williams Ashley HDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000149 · wf-form4_167096493727691.xml · derivative · entry 6 Williams Ashley H · CIK 0001757689 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F4 · derivative.exercise_date: On December 16, 2021, the reporting person received a grant of 2,900 Restricted Stock Units (RSUs), which fully vest on December 10, 2022. F4 · derivative.expiration_date: On December 16, 2021, the reporting person received a grant of 2,900 Restricted Stock Units (RSUs), which fully vest on December 10, 2022. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 20:55 UTC |
Williams Ashley HDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000149 · wf-form4_167096493727691.xml · derivative · entry 5 Williams Ashley H · CIK 0001757689 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. F3 · derivative.exercise_date: On December 20, 2018, the reporting person received a grant of 50,000 Restricted Stock Units ("RSUs"). These RSUs shall vest one-fifth (20%) per year beginning on December 10, 2019 F3 · derivative.expiration_date: On December 20, 2018, the reporting person received a grant of 50,000 Restricted Stock Units ("RSUs"). These RSUs shall vest one-fifth (20%) per year beginning on December 10, 2019 Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 20:55 UTC |
Williams Ashley HDirector
|
Exercise / conversionCommon Stock | 2,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000149 · wf-form4_167096493727691.xml · nonDerivative · entry 2 Williams Ashley H · CIK 0001757689 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,960 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs). Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 20:55 UTC |
Williams Ashley HDirector
|
Exercise / conversionCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001381668-22-000149 · wf-form4_167096493727691.xml · nonDerivative · entry 1 Williams Ashley H · CIK 0001757689 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,060 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.