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TRUIST FINANCIAL CORP

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SEC CIK
0000092230
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812

Last 12 months

Inside the activity.

1 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202601
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202603
Aug 202600
Sep 202610
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 23, 2017 Filed Jan 25, 2017 22:29 UTC
Bradley W BennettSr. Executive Vice President
Exercise / conversionCommon Stock 10,035 $44.15 $443,045.25
Disclosure

SEC source: 0001225208-17-001647 · doc4.xml · nonDerivative · entry 2

Bradley W Bennett · CIK 0001662736 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,860.137

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 22:29 UTC
Bradley W BennettSr. Executive Vice President
Exercise / conversionCommon Stock 13,181 $34.29 $451,976.49
Disclosure

SEC source: 0001225208-17-001647 · doc4.xml · nonDerivative · entry 1

Bradley W Bennett · CIK 0001662736 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,825.137

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 22:29 UTC
Goodrich Donna CSr. Executive Vice President
Exercise / conversionStock Option (right to buy) · Derivative 4,978 $0.00 Strike: $34.29 $0.00
Disclosure

SEC source: 0001225208-17-001646 · doc4.xml · derivative · entry 16

Goodrich Donna C · CIK 0001385102 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Underlying: Common Stock · 4,978 shares

Expires 2018-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The option is exercisable in five equal annual installments beginning on 2/26/2009.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 22:29 UTC
Goodrich Donna CSr. Executive Vice President
Exercise / conversionStock Option (right to buy) · Derivative 3,946 $0.00 Strike: $27.75 $0.00
Disclosure

SEC source: 0001225208-17-001646 · doc4.xml · derivative · entry 15

Goodrich Donna C · CIK 0001385102 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Underlying: Common Stock · 3,946 shares

Expires 2020-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The option is exercisable in four equal annual installments beginning on 02/23/2011.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 22:29 UTC
Goodrich Donna CSr. Executive Vice President
Exercise / conversionStock Option (right to buy) · Derivative 3,490 $0.00 Strike: $44.15 $0.00
Disclosure

SEC source: 0001225208-17-001646 · doc4.xml · derivative · entry 14

Goodrich Donna C · CIK 0001385102 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Underlying: Common Stock · 3,490 shares

Expires 2017-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option is exercisable in five equal annual installments beginning on 2/20/2008.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 22:29 UTC
Goodrich Donna CSr. Executive Vice President
Exercise / conversionStock Option (right to buy) · Derivative 46,642 $0.00 Strike: $34.29 $0.00
Disclosure

SEC source: 0001225208-17-001646 · doc4.xml · derivative · entry 13

Goodrich Donna C · CIK 0001385102 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 46,642 shares

Expires 2018-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The option is exercisable in five equal annual installments beginning on 2/26/2009.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 22:29 UTC
Goodrich Donna CSr. Executive Vice President
Exercise / conversionStock Option (right to buy) · Derivative 36,875 $0.00 Strike: $27.75 $0.00
Disclosure

SEC source: 0001225208-17-001646 · doc4.xml · derivative · entry 12

Goodrich Donna C · CIK 0001385102 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,875 shares

Expires 2020-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The option is exercisable in four equal annual installments beginning on 02/23/2011.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 22:29 UTC
Goodrich Donna CSr. Executive Vice President
Exercise / conversionStock Option (right to buy) · Derivative 36,635 $0.00 Strike: $44.15 $0.00
Disclosure

SEC source: 0001225208-17-001646 · doc4.xml · derivative · entry 11

Goodrich Donna C · CIK 0001385102 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,635 shares

Expires 2017-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option is exercisable in five equal annual installments beginning on 2/20/2008.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 22:29 UTC
Goodrich Donna CSr. Executive Vice President
SaleCommon Stock 12,414 $45.37 $563,245.53
Disclosure

SEC source: 0001225208-17-001646 · doc4.xml · nonDerivative · entry 8

Goodrich Donna C · CIK 0001385102 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 5,863.649

F4 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $45.3450 to $45.4000. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 22:29 UTC
Goodrich Donna CSr. Executive Vice President
Exercise / conversionCommon Stock 3,490 $44.15 $154,083.50
Disclosure

SEC source: 0001225208-17-001646 · doc4.xml · nonDerivative · entry 7

Goodrich Donna C · CIK 0001385102 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 18,277.649

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 22:29 UTC
Goodrich Donna CSr. Executive Vice President
Exercise / conversionCommon Stock 3,946 $27.75 $109,501.50
Disclosure

SEC source: 0001225208-17-001646 · doc4.xml · nonDerivative · entry 6

Goodrich Donna C · CIK 0001385102 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 14,787.649

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 22:29 UTC
Goodrich Donna CSr. Executive Vice President
Exercise / conversionCommon Stock 4,978 $34.29 $170,695.62
Disclosure

SEC source: 0001225208-17-001646 · doc4.xml · nonDerivative · entry 5

Goodrich Donna C · CIK 0001385102 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 10,841.649

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · balance_after: Includes 0.014 shares acquired between June 2016 and December 2016, under the Issuer's Dividend Reinvestment Plan.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 22:29 UTC
Goodrich Donna CSr. Executive Vice President
SaleCommon Stock 120,152 $45.27 $5,438,740.36
Disclosure

SEC source: 0001225208-17-001646 · doc4.xml · nonDerivative · entry 4

Goodrich Donna C · CIK 0001385102 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,259.782

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $45.1500 to $45.3800. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 22:29 UTC
Goodrich Donna CSr. Executive Vice President
Exercise / conversionCommon Stock 36,635 $44.15 $1,617,435.25
Disclosure

SEC source: 0001225208-17-001646 · doc4.xml · nonDerivative · entry 3

Goodrich Donna C · CIK 0001385102 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,411.782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 22:29 UTC
Goodrich Donna CSr. Executive Vice President
Exercise / conversionCommon Stock 36,875 $27.75 $1,023,281.25
Disclosure

SEC source: 0001225208-17-001646 · doc4.xml · nonDerivative · entry 2

Goodrich Donna C · CIK 0001385102 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,776.782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 22:29 UTC
Goodrich Donna CSr. Executive Vice President
Exercise / conversionCommon Stock 46,642 $34.29 $1,599,354.18
Disclosure

SEC source: 0001225208-17-001646 · doc4.xml · nonDerivative · entry 1

Goodrich Donna C · CIK 0001385102 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,901.782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 36.796 shares acquired between June 2016 and December 2016, under the Issuer's Dividend Reinvestment Plan.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 22:29 UTC
DUCK BARBARA FSr. Executive Vice President
Exercise / conversionStock Option (right to buy) · Derivative 54,138 $0.00 Strike: $34.29 $0.00
Disclosure

SEC source: 0001225208-17-001645 · doc4.xml · derivative · entry 11

DUCK BARBARA F · CIK 0001260887 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 54,138 shares

Expires 2018-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option is exercisable in five equal annual installments beginning on 2/26/2009.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 22:29 UTC
DUCK BARBARA FSr. Executive Vice President
Exercise / conversionStock Option (right to buy) · Derivative 36,875 $0.00 Strike: $27.75 $0.00
Disclosure

SEC source: 0001225208-17-001645 · doc4.xml · derivative · entry 10

DUCK BARBARA F · CIK 0001260887 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,875 shares

Expires 2020-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option is exercisable in four equal annual installments beginning on 02/23/2011.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 22:29 UTC
DUCK BARBARA FSr. Executive Vice President
Exercise / conversionStock Option (right to buy) · Derivative 28,505 $0.00 Strike: $27.73 $0.00
Disclosure

SEC source: 0001225208-17-001645 · doc4.xml · derivative · entry 9

DUCK BARBARA F · CIK 0001260887 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,505 shares

Expires 2021-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option is exercisable in four equal annual installments beginning on 2/22/2012.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 22:29 UTC
DUCK BARBARA FSr. Executive Vice President
Exercise / conversionStock Option (right to buy) · Derivative 41,077 $0.00 Strike: $44.15 $0.00
Disclosure

SEC source: 0001225208-17-001645 · doc4.xml · derivative · entry 8

DUCK BARBARA F · CIK 0001260887 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 41,077 shares

Expires 2017-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is exercisable in five equal annual installments beginning on 2/20/2008.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 22:29 UTC
DUCK BARBARA FSr. Executive Vice President
SaleCommon Stock 160,595 $45.28 $7,271,404.35
Disclosure

SEC source: 0001225208-17-001645 · doc4.xml · nonDerivative · entry 5

DUCK BARBARA F · CIK 0001260887 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,014

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $45.2600 to $45.3200. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 22:29 UTC
DUCK BARBARA FSr. Executive Vice President
Exercise / conversionCommon Stock 28,505 $27.73 $790,443.65
Disclosure

SEC source: 0001225208-17-001645 · doc4.xml · nonDerivative · entry 4

DUCK BARBARA F · CIK 0001260887 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 22:29 UTC
DUCK BARBARA FSr. Executive Vice President
Exercise / conversionCommon Stock 36,875 $27.75 $1,023,281.25
Disclosure

SEC source: 0001225208-17-001645 · doc4.xml · nonDerivative · entry 3

DUCK BARBARA F · CIK 0001260887 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,104

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 22:29 UTC
DUCK BARBARA FSr. Executive Vice President
Exercise / conversionCommon Stock 41,077 $44.15 $1,813,549.55
Disclosure

SEC source: 0001225208-17-001645 · doc4.xml · nonDerivative · entry 2

DUCK BARBARA F · CIK 0001260887 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 22:29 UTC
DUCK BARBARA FSr. Executive Vice President
Exercise / conversionCommon Stock 54,138 $34.29 $1,856,392.02
Disclosure

SEC source: 0001225208-17-001645 · doc4.xml · nonDerivative · entry 1

DUCK BARBARA F · CIK 0001260887 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,152

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 22:29 UTC
Starnes Clarke R IIISr. Executive Vice President
Exercise / conversionStock Option (right to buy) · Derivative 56,158 $0.00 Strike: $30.09 $0.00
Disclosure

SEC source: 0001225208-17-001644 · doc4.xml · derivative · entry 7

Starnes Clarke R III · CIK 0001385101 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 56,158 shares

Expires 2022-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option is exercisable in four equal annual installments beginning on 02/21/2013.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 22:29 UTC
Starnes Clarke R IIISr. Executive Vice President
Exercise / conversionStock Option (right to buy) · Derivative 36,635 $0.00 Strike: $44.15 $0.00
Disclosure

SEC source: 0001225208-17-001644 · doc4.xml · derivative · entry 6

Starnes Clarke R III · CIK 0001385101 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,635 shares

Expires 2017-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is exercisable in five equal annual installments beginning on 2/20/2008.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 22:29 UTC
Starnes Clarke R IIISr. Executive Vice President
SaleCommon Stock 92,793 $45.41 $4,213,637.34
Disclosure

SEC source: 0001225208-17-001644 · doc4.xml · nonDerivative · entry 3

Starnes Clarke R III · CIK 0001385101 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,420

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $45.3100 to $45.5375. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 22:29 UTC
Starnes Clarke R IIISr. Executive Vice President
Exercise / conversionCommon Stock 36,635 $44.15 $1,617,435.25
Disclosure

SEC source: 0001225208-17-001644 · doc4.xml · nonDerivative · entry 2

Starnes Clarke R III · CIK 0001385101 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,213

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 22:29 UTC
Starnes Clarke R IIISr. Executive Vice President
Exercise / conversionCommon Stock 56,158 $30.09 $1,689,794.22
Disclosure

SEC source: 0001225208-17-001644 · doc4.xml · nonDerivative · entry 1

Starnes Clarke R III · CIK 0001385101 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,578

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 22:29 UTC
Yates William RufusSr. Executive Vice President
Exercise / conversionStock Option (right to buy) · Derivative 16,019 $0.00 Strike: $34.29 $0.00
Disclosure

SEC source: 0001225208-17-001643 · doc4.xml · derivative · entry 12

Yates William Rufus · CIK 0001557353 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,019 shares

Expires 2018-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option is exercisable in five equal annual installments beginning on 2/26/2009.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 22:29 UTC
Yates William RufusSr. Executive Vice President
Exercise / conversionStock Option (right to buy) · Derivative 11,159 $0.00 Strike: $27.73 $0.00
Disclosure

SEC source: 0001225208-17-001643 · doc4.xml · derivative · entry 11

Yates William Rufus · CIK 0001557353 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,159 shares

Expires 2021-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option is exercisable in four equal annual installments beginning on 2/22/2012.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 22:29 UTC
Yates William RufusSr. Executive Vice President
Exercise / conversionStock Option (right to buy) · Derivative 11,901 $0.00 Strike: $44.15 $0.00
Disclosure

SEC source: 0001225208-17-001643 · doc4.xml · derivative · entry 10

Yates William Rufus · CIK 0001557353 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,901 shares

Expires 2017-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is exercisable in five equal annual installments beginning on 2/20/2008.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 22:29 UTC
Yates William RufusSr. Executive Vice President
SaleCommon Stock 39,079 $45.35 $1,772,388.97
Disclosure

SEC source: 0001225208-17-001643 · doc4.xml · nonDerivative · entry 4

Yates William Rufus · CIK 0001557353 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,396.862

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $45.3000 to $45.4000. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 22:29 UTC
Yates William RufusSr. Executive Vice President
Exercise / conversionCommon Stock 11,159 $27.73 $309,439.07
Disclosure

SEC source: 0001225208-17-001643 · doc4.xml · nonDerivative · entry 3

Yates William Rufus · CIK 0001557353 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,475.862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 22:29 UTC
Yates William RufusSr. Executive Vice President
Exercise / conversionCommon Stock 11,901 $44.15 $525,429.15
Disclosure

SEC source: 0001225208-17-001643 · doc4.xml · nonDerivative · entry 2

Yates William Rufus · CIK 0001557353 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,316.862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 22:29 UTC
Yates William RufusSr. Executive Vice President
Exercise / conversionCommon Stock 16,019 $34.29 $549,291.51
Disclosure

SEC source: 0001225208-17-001643 · doc4.xml · nonDerivative · entry 1

Yates William Rufus · CIK 0001557353 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,415.862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 0.019 shares acquired between June 2016 and December 2016, under the Issuer's Dividend Reinvestment Plan.

Read SEC document
December 23, 2016 Filed Dec 27, 2016 22:11 UTC SaleCommon Stock 439,241 $47.30 $20,773,990.94
Disclosure

SEC source: 0001225208-16-043703 · doc4.xml · nonDerivative · entry 3

Williams Stephen T · CIK 0001421156 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F1 · shares: The reporting person was appointed trustee on October 25, 2016. The reporting person and members of his immediate family are among the beneficiaries of the trust. The reporting person disclaims beneficial ownership of the BB&T common stock held by the trust except to the extent of his pecuniary interest therein.

F4 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $47.1900 to $47.4200. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
December 23, 2016 Filed Dec 27, 2016 21:20 UTC GiftCommon Stock 1,182 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043701 · doc4.xml · nonDerivative · entry 1

KENDRICK ERIC C · CIK 0001022535 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,538

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December 22, 2016 Filed Dec 27, 2016 22:11 UTC SaleSeries E Nonconvertible Perpetual Preferred Stock 60,000 $23.63 $1,417,860.00
Disclosure

SEC source: 0001225208-16-043703 · doc4.xml · nonDerivative · entry 2

Williams Stephen T · CIK 0001421156 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F1 · shares: The reporting person was appointed trustee on October 25, 2016. The reporting person and members of his immediate family are among the beneficiaries of the trust. The reporting person disclaims beneficial ownership of the BB&T common stock held by the trust except to the extent of his pecuniary interest therein.

F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $23.6200 to $23.6420. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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December 22, 2016 Filed Dec 27, 2016 22:11 UTC SaleCommon Stock 689,012 $47.28 $32,575,867.25
Disclosure

SEC source: 0001225208-16-043703 · doc4.xml · nonDerivative · entry 1

Williams Stephen T · CIK 0001421156 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 439,241

F1 · shares: The reporting person was appointed trustee on October 25, 2016. The reporting person and members of his immediate family are among the beneficiaries of the trust. The reporting person disclaims beneficial ownership of the BB&T common stock held by the trust except to the extent of his pecuniary interest therein.

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $47.1200 to $47.4500. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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December 22, 2016 Filed Dec 27, 2016 20:31 UTC SaleCommon Stock 10,904 $47.28 $515,577.10
Disclosure

SEC source: 0001225208-16-043697 · doc4.xml · nonDerivative · entry 1

QUBEIN NIDO R · CIK 0001195214 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,499.127

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $47.1300 to $47.4500. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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December 15, 2016 Filed Dec 19, 2016 18:56 UTC
Brown RickySr. Executive Vice President
GrantStock Option (right to buy) · Derivative 63,307 $0.00 Strike: $32.10 $0.00
Disclosure

SEC source: 0001225208-16-043463 · doc4.xml · derivative · entry 9

Brown Ricky · CIK 0001289406 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,307

Underlying: Common Stock · 63,307 shares

Expires 2026-02-23

F9 · derivative.exercise_date: On February 23, 2016, the reporting person was granted an option to purchase 63,307 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year March 15, 2017, 2018, and 2019. Due to the retirement of the reporting person on December 15, 2016, the performance criteria were deemed met and the option became fully exercisable.

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December 15, 2016 Filed Dec 19, 2016 18:56 UTC
Brown RickySr. Executive Vice President
GrantStock Option (right to buy) · Derivative 32,917 $0.00 Strike: $38.22 $0.00
Disclosure

SEC source: 0001225208-16-043463 · doc4.xml · derivative · entry 8

Brown Ricky · CIK 0001289406 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,375

Underlying: Common Stock · 32,917 shares

Expires 2025-02-24

F8 · derivative.exercise_date: On February 24, 2015, the reporting person was granted an option to purchase 49,375 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year March 15, 2016, 2017, and 2018. Due to the retirement of the reporting person on December 15, 2016, the performance criteria were deemed met and the option became fully exercisable.

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December 15, 2016 Filed Dec 19, 2016 18:56 UTC
Brown RickySr. Executive Vice President
GrantStock Option (right to buy) · Derivative 9,922 $0.00 Strike: $37.55 $0.00
Disclosure

SEC source: 0001225208-16-043463 · doc4.xml · derivative · entry 7

Brown Ricky · CIK 0001289406 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,763

Underlying: Common Stock · 9,922 shares

Expires 2024-02-25

F7 · derivative.exercise_date: On February 25, 2014, the reporting person was granted an option to purchase 29,763 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending February 25, 2015, 2016, and 2017. Due to the retirement of the reporting person on December 15, 2016, the performance criteria were deemed met and the option became fully exercisable.

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December 15, 2016 Filed Dec 19, 2016 18:56 UTC
Brown RickySr. Executive Vice President
GrantCommon Stock 5,950 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043463 · doc4.xml · nonDerivative · entry 4

Brown Ricky · CIK 0001289406 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,933.133

F5 · shares: On December 31, 2015, the reporting person was granted 5,950 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year March 15, 2017, 2018, and 2019. Due to the retirement of the reporting person on December 15, 2016, the performance criteria were deemed met and the shares became fully vested. Vested shares will be issued to the reporting person on February 15, 2017 and June 16, 2017.

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December 15, 2016 Filed Dec 19, 2016 18:56 UTC
Brown RickySr. Executive Vice President
GrantCommon Stock 8,264 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043463 · doc4.xml · nonDerivative · entry 3

Brown Ricky · CIK 0001289406 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,983.133

F4 · shares: On February 25, 2014, the reporting person was granted 24,793 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year February 25, 2015, 2016, and 2017. Due to the retirement of the reporting person on December 15, 2016, the performance criteria were deemed met and the shares became fully vested. Vested shares will be issued to the reporting person on February 25, 2017.

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December 15, 2016 Filed Dec 19, 2016 18:56 UTC
Brown RickySr. Executive Vice President
GrantCommon Stock 16,881 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043463 · doc4.xml · nonDerivative · entry 2

Brown Ricky · CIK 0001289406 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,719.133

F3 · shares: On February 24, 2015, the reporting person was granted 25,320 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year March 15, 2016, 2017, and 2018. Due to the retirement of the reporting person on December 15, 2016, the performance criteria were deemed met and the shares became fully vested. Vested shares will be issued to the reporting person on March 15, 2017 and June 16, 2017.

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December 15, 2016 Filed Dec 19, 2016 18:56 UTC
Brown RickySr. Executive Vice President
GrantCommon Stock 30,529 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-043463 · doc4.xml · nonDerivative · entry 1

Brown Ricky · CIK 0001289406 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,838.133

F1 · shares: On February 23, 2016, the reporting person was granted 30,529 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year March 15, 2017, 2018, and 2019. Due to the retirement of the reporting person on December 15, 2016, the performance criteria were deemed met and the shares became fully vested. Vested shares will be delivered to the reporting person on March 15, 2017 and June 16, 2017.

F2 · balance_after: Includes 0.002 shares acquired in September 2016 and December 2016, under the Issuer's Dividend Reinvestment Plan.

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December 12, 2016 Filed Jan 20, 2017 23:09 UTC
Johnson Robert Jerome JRS.E.V.P/Secretary/Gen. Counsel
OtherCommon Stock 1,490.039 $46.87 $69,838.13
Disclosure

SEC source: 0001225208-17-001423 · doc5.xml · nonDerivative · entry 1

Johnson Robert Jerome JR · CIK 0001499835 · S.E.V.P/Secretary/Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 0

F1 · kind: Form 4

F2 · shares: Includes 39.168 shares acquired between January 1, 2016 and December 31, 2016, under the Issuer's 401(k) plan. The information in this report is based on plan statements dated January 1, 2016 through December 31, 2016.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.