Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
TRUIST FINANCIAL CORP
Report date December 15, 2016 · Filed December 19, 2016
Section 16 reporting ended · disclosed 2016-12-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 171,838.133 |
Reported balance
After 2016-12-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2016-12-15 · Grant · Acquired 30,529 · Balance 171,838.133 F1: On February 23, 2016, the reporting person was granted 30,529 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year March 15, 2017, 2018, and 2019. Due to the retirement of the reporting person on December 15, 2016, the performance criteria were deemed met and the shares became fully vested. Vested shares will be delivered to the reporting person on March 15, 2017 and June 16, 2017. F2: Includes 0.002 shares acquired in September 2016 and December 2016, under the Issuer's Dividend Reinvestment Plan. |
| Common StockSEC Table I · non-derivative | Direct | 188,719.133 |
Reported balance
After 2016-12-15 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2016-12-15 · Grant · Acquired 16,881 · Balance 188,719.133 F3: On February 24, 2015, the reporting person was granted 25,320 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year March 15, 2016, 2017, and 2018. Due to the retirement of the reporting person on December 15, 2016, the performance criteria were deemed met and the shares became fully vested. Vested shares will be issued to the reporting person on March 15, 2017 and June 16, 2017. |
| Common StockSEC Table I · non-derivative | Direct | 196,983.133 |
Reported balance
After 2016-12-15 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2016-12-15 · Grant · Acquired 8,264 · Balance 196,983.133 F4: On February 25, 2014, the reporting person was granted 24,793 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year February 25, 2015, 2016, and 2017. Due to the retirement of the reporting person on December 15, 2016, the performance criteria were deemed met and the shares became fully vested. Vested shares will be issued to the reporting person on February 25, 2017. |
| Common StockSEC Table I · non-derivative | Direct | 202,933.133 |
Reported balance
After 2016-12-15 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2016-12-15 · Grant · Acquired 5,950 · Balance 202,933.133 F5: On December 31, 2015, the reporting person was granted 5,950 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year March 15, 2017, 2018, and 2019. Due to the retirement of the reporting person on December 15, 2016, the performance criteria were deemed met and the shares became fully vested. Vested shares will be issued to the reporting person on February 15, 2017 and June 16, 2017. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.55 · Expires 2024-02-25 | Direct | 29,763 |
Reported balance
After 2016-12-15 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2016-12-15 · Grant · Acquired 9,922 · Balance 29,763 F7: On February 25, 2014, the reporting person was granted an option to purchase 29,763 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending February 25, 2015, 2016, and 2017. Due to the retirement of the reporting person on December 15, 2016, the performance criteria were deemed met and the option became fully exercisable. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $38.22 · Expires 2025-02-24 | Direct | 49,375 |
Reported balance
After 2016-12-15 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2016-12-15 · Grant · Acquired 32,917 · Balance 49,375 F8: On February 24, 2015, the reporting person was granted an option to purchase 49,375 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year March 15, 2016, 2017, and 2018. Due to the retirement of the reporting person on December 15, 2016, the performance criteria were deemed met and the option became fully exercisable. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.10 · Expires 2026-02-23 | Direct | 63,307 |
Reported balance
After 2016-12-15 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2016-12-15 · Grant · Acquired 63,307 · Balance 63,307 F9: On February 23, 2016, the reporting person was granted an option to purchase 63,307 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year March 15, 2017, 2018, and 2019. Due to the retirement of the reporting person on December 15, 2016, the performance criteria were deemed met and the option became fully exercisable. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $27.73 · Expires 2021-02-22 | Direct | 57,010 |
Reported balance
Holding disclosure · report date 2016-12-15 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 57,010 F10: The option is exercisable in four equal annual installments beginning 2/22/2012. Due to the retirement of the reporting person on December 15, 2016, the option became fully exercisable. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $27.75 · Expires 2020-02-23 | Direct | 71,062 |
Reported balance
Holding disclosure · report date 2016-12-15 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 71,062 F11: The option is exercisable in four equal annual installments beginning on 02/23/2011. Due to the retirement of the reporting person on December 15, 2016, the option became fully exercisable. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $30.08 · Expires 2023-02-26 | Direct | 42,233 |
Reported balance
Holding disclosure · report date 2016-12-15 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 42,233 F12: The option is exercisable in three equal annual installments beginning on 02/26/2014. Due to the retirement of the reporting person on December 15, 2016, the option became fully exercisable. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $30.09 · Expires 2022-02-21 | Direct | 73,776 |
Reported balance
Holding disclosure · report date 2016-12-15 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 73,776 F13: The option is exercisable in four equal annual installments beginning on 02/21/2013. Due to the retirement of the reporting person on December 15, 2016, the option became fully exercisable. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $44.15 · Expires 2017-02-20 | Direct | 52,362 |
Reported balance
Holding disclosure · report date 2016-12-15 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 52,362 F14: The option is exercisable in five equal annual installments beginning on 2/20/2008. Due to the retirement of the reporting person on December 15, 2016, the option became fully exercisable. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 50,636.953 |
Reported balance
Holding disclosure · report date 2016-12-15 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 50,636.953 F6: Includes 383.740 shares acquired between July 1, 2016 and September 30, 2016, under the Issuer's 401(k) plan. The information in this report is based on a plan statement dated July 1, 2016 through September 30, 2016. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 287 |
Reported balance
Holding disclosure · report date 2016-12-15 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 287 |
Filing footnotes · ownership attribution and instrument terms
F1: On February 23, 2016, the reporting person was granted 30,529 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year March 15, 2017, 2018, and 2019. Due to the retirement of the reporting person on December 15, 2016, the performance criteria were deemed met and the shares became fully vested. Vested shares will be delivered to the reporting person on March 15, 2017 and June 16, 2017.
F2: Includes 0.002 shares acquired in September 2016 and December 2016, under the Issuer's Dividend Reinvestment Plan.
F3: On February 24, 2015, the reporting person was granted 25,320 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year March 15, 2016, 2017, and 2018. Due to the retirement of the reporting person on December 15, 2016, the performance criteria were deemed met and the shares became fully vested. Vested shares will be issued to the reporting person on March 15, 2017 and June 16, 2017.
F4: On February 25, 2014, the reporting person was granted 24,793 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year February 25, 2015, 2016, and 2017. Due to the retirement of the reporting person on December 15, 2016, the performance criteria were deemed met and the shares became fully vested. Vested shares will be issued to the reporting person on February 25, 2017.
F5: On December 31, 2015, the reporting person was granted 5,950 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year March 15, 2017, 2018, and 2019. Due to the retirement of the reporting person on December 15, 2016, the performance criteria were deemed met and the shares became fully vested. Vested shares will be issued to the reporting person on February 15, 2017 and June 16, 2017.
F6: Includes 383.740 shares acquired between July 1, 2016 and September 30, 2016, under the Issuer's 401(k) plan. The information in this report is based on a plan statement dated July 1, 2016 through September 30, 2016.
F7: On February 25, 2014, the reporting person was granted an option to purchase 29,763 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending February 25, 2015, 2016, and 2017. Due to the retirement of the reporting person on December 15, 2016, the performance criteria were deemed met and the option became fully exercisable.
F8: On February 24, 2015, the reporting person was granted an option to purchase 49,375 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year March 15, 2016, 2017, and 2018. Due to the retirement of the reporting person on December 15, 2016, the performance criteria were deemed met and the option became fully exercisable.
F9: On February 23, 2016, the reporting person was granted an option to purchase 63,307 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year March 15, 2017, 2018, and 2019. Due to the retirement of the reporting person on December 15, 2016, the performance criteria were deemed met and the option became fully exercisable.
F10: The option is exercisable in four equal annual installments beginning 2/22/2012. Due to the retirement of the reporting person on December 15, 2016, the option became fully exercisable.
F11: The option is exercisable in four equal annual installments beginning on 02/23/2011. Due to the retirement of the reporting person on December 15, 2016, the option became fully exercisable.
F12: The option is exercisable in three equal annual installments beginning on 02/26/2014. Due to the retirement of the reporting person on December 15, 2016, the option became fully exercisable.
F13: The option is exercisable in four equal annual installments beginning on 02/21/2013. Due to the retirement of the reporting person on December 15, 2016, the option became fully exercisable.
F14: The option is exercisable in five equal annual installments beginning on 2/20/2008. Due to the retirement of the reporting person on December 15, 2016, the option became fully exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 15, 2016 Filed Dec 19, 2016 18:56 UTC | TRUIST FINANCIAL CORP BBT · Entity 1440 | GrantStock Option (right to buy) · Derivative | 63,307 | $0.00 Strike: $32.10 | $0.00 |
DisclosureSEC source: 0001225208-16-043463 · doc4.xml · derivative · entry 9 Brown Ricky · CIK 0001289406 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,307 Underlying: Common Stock · 63,307 shares Expires 2026-02-23 F9 · derivative.exercise_date: On February 23, 2016, the reporting person was granted an option to purchase 63,307 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year March 15, 2017, 2018, and 2019. Due to the retirement of the reporting person on December 15, 2016, the performance criteria were deemed met and the option became fully exercisable. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 18:56 UTC | TRUIST FINANCIAL CORP BBT · Entity 1440 | GrantStock Option (right to buy) · Derivative | 32,917 | $0.00 Strike: $38.22 | $0.00 |
DisclosureSEC source: 0001225208-16-043463 · doc4.xml · derivative · entry 8 Brown Ricky · CIK 0001289406 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,375 Underlying: Common Stock · 32,917 shares Expires 2025-02-24 F8 · derivative.exercise_date: On February 24, 2015, the reporting person was granted an option to purchase 49,375 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year March 15, 2016, 2017, and 2018. Due to the retirement of the reporting person on December 15, 2016, the performance criteria were deemed met and the option became fully exercisable. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 18:56 UTC | TRUIST FINANCIAL CORP BBT · Entity 1440 | GrantStock Option (right to buy) · Derivative | 9,922 | $0.00 Strike: $37.55 | $0.00 |
DisclosureSEC source: 0001225208-16-043463 · doc4.xml · derivative · entry 7 Brown Ricky · CIK 0001289406 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,763 Underlying: Common Stock · 9,922 shares Expires 2024-02-25 F7 · derivative.exercise_date: On February 25, 2014, the reporting person was granted an option to purchase 29,763 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending February 25, 2015, 2016, and 2017. Due to the retirement of the reporting person on December 15, 2016, the performance criteria were deemed met and the option became fully exercisable. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 18:56 UTC | TRUIST FINANCIAL CORP BBT · Entity 1440 | GrantCommon Stock | 5,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043463 · doc4.xml · nonDerivative · entry 4 Brown Ricky · CIK 0001289406 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,933.133 F5 · shares: On December 31, 2015, the reporting person was granted 5,950 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year March 15, 2017, 2018, and 2019. Due to the retirement of the reporting person on December 15, 2016, the performance criteria were deemed met and the shares became fully vested. Vested shares will be issued to the reporting person on February 15, 2017 and June 16, 2017. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 18:56 UTC | TRUIST FINANCIAL CORP BBT · Entity 1440 | GrantCommon Stock | 8,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043463 · doc4.xml · nonDerivative · entry 3 Brown Ricky · CIK 0001289406 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,983.133 F4 · shares: On February 25, 2014, the reporting person was granted 24,793 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year February 25, 2015, 2016, and 2017. Due to the retirement of the reporting person on December 15, 2016, the performance criteria were deemed met and the shares became fully vested. Vested shares will be issued to the reporting person on February 25, 2017. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 18:56 UTC | TRUIST FINANCIAL CORP BBT · Entity 1440 | GrantCommon Stock | 16,881 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043463 · doc4.xml · nonDerivative · entry 2 Brown Ricky · CIK 0001289406 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,719.133 F3 · shares: On February 24, 2015, the reporting person was granted 25,320 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year March 15, 2016, 2017, and 2018. Due to the retirement of the reporting person on December 15, 2016, the performance criteria were deemed met and the shares became fully vested. Vested shares will be issued to the reporting person on March 15, 2017 and June 16, 2017. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 18:56 UTC | TRUIST FINANCIAL CORP BBT · Entity 1440 | GrantCommon Stock | 30,529 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043463 · doc4.xml · nonDerivative · entry 1 Brown Ricky · CIK 0001289406 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,838.133 F1 · shares: On February 23, 2016, the reporting person was granted 30,529 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year March 15, 2017, 2018, and 2019. Due to the retirement of the reporting person on December 15, 2016, the performance criteria were deemed met and the shares became fully vested. Vested shares will be delivered to the reporting person on March 15, 2017 and June 16, 2017. F2 · balance_after: Includes 0.002 shares acquired in September 2016 and December 2016, under the Issuer's Dividend Reinvestment Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.