Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
TRUIST FINANCIAL CORP
Report date December 06, 2019 · Filed December 10, 2019
Section 16 reporting ended · disclosed 2019-12-10. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 95,864 |
Reported balance
Holding disclosure · report date 2019-12-06 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 95,864 |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 21,710.09 |
Reported balance
Holding disclosure · report date 2019-12-06 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 21,710.09 F1: Includes 1,278.520 shares acquired between January 1, 2019 and September 30, 2019, under the Issuer's 401(k) plan. The information in this report is based on plan statements dated January 1, 2019 through September 30, 2019. |
| Common StockSEC Table I · non-derivative | IndirectBy IRA | 3,955.492 |
Reported balance
Holding disclosure · report date 2019-12-06 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 3,955.492 F2: Includes 102.938 shares acquired between June 2019 and December 2019, under the Dividend Reinvestment Plan. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.10 · Expires 2026-02-23 | Direct | 37,998 |
Reported balance
Holding disclosure · report date 2019-12-06 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 37,998 F3: On February 23, 2016, the reporting person was granted an option to purchase 37,998 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending March 15, 2017, 2018, and 2019. The performance criteria for 2019 were met, resulting in 12,667 options being earned. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.55 · Expires 2024-02-25 | Direct | 15,396 |
Reported balance
Holding disclosure · report date 2019-12-06 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 15,396 F4: On February 25, 2014, the reporting person was granted an option to purchase 15,396 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending February 25, 2015, 2016, and 2017. The performance criteria for 2017 were met, resulting in 5,133 options being earned. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $38.22 · Expires 2025-02-24 | Direct | 26,500 |
Reported balance
Holding disclosure · report date 2019-12-06 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 26,500 F5: On February 24, 2015, the reporting person was granted an option to purchase 26,500 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending March 15, 2016, 2017, and 2018. The performance criteria for 2018 were met, resulting in 8,833 options being earned. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 1,278.520 shares acquired between January 1, 2019 and September 30, 2019, under the Issuer's 401(k) plan. The information in this report is based on plan statements dated January 1, 2019 through September 30, 2019.
F2: Includes 102.938 shares acquired between June 2019 and December 2019, under the Dividend Reinvestment Plan.
F3: On February 23, 2016, the reporting person was granted an option to purchase 37,998 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending March 15, 2017, 2018, and 2019. The performance criteria for 2019 were met, resulting in 12,667 options being earned.
F4: On February 25, 2014, the reporting person was granted an option to purchase 15,396 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending February 25, 2015, 2016, and 2017. The performance criteria for 2017 were met, resulting in 5,133 options being earned.
F5: On February 24, 2015, the reporting person was granted an option to purchase 26,500 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending March 15, 2016, 2017, and 2018. The performance criteria for 2018 were met, resulting in 8,833 options being earned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2019 Filed Mar 19, 2019 21:30 UTC | TRUIST FINANCIAL CORP BBT · Entity 1440 | Tax withholdingCommon Stock | 5,003 | $50.13 | $250,800.39 |
DisclosureSEC source: 0001225208-19-005546 · doc4.xml · nonDerivative · entry 1 DUCK BARBARA F · CIK 0001260887 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,864 Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 23:40 UTC | TRUIST FINANCIAL CORP BBT · Entity 1440 | GrantStock Option (right to buy) · Derivative | 12,667 | $0.00 Strike: $32.10 | $0.00 |
DisclosureSEC source: 0001225208-19-004020 · doc4.xml · derivative · entry 6 DUCK BARBARA F · CIK 0001260887 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,998 Underlying: Common Stock · 12,667 shares Expires 2026-02-23 F4 · derivative.exercise_date: On February 23, 2016, the reporting person was granted an option to purchase 37,998 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending March 15, 2017, 2018, and 2019. The performance criteria for 2019 were met, resulting in 12,667 options being earned. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 23:40 UTC | TRUIST FINANCIAL CORP BBT · Entity 1440 | GrantCommon Stock | 2,433 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-004020 · doc4.xml · nonDerivative · entry 3 DUCK BARBARA F · CIK 0001260887 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,867 F3 · shares: On February 20, 2018, the reporting person was granted 7,300 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year ending March 15, 2019, 2020, and 2021. The performance criteria for 2019 were met, resulting in 2,433 restricted stock units being earned. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 23:40 UTC | TRUIST FINANCIAL CORP BBT · Entity 1440 | GrantCommon Stock | 2,728 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-004020 · doc4.xml · nonDerivative · entry 2 DUCK BARBARA F · CIK 0001260887 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,434 F2 · shares: On February 21, 2017, the reporting person was granted 8,182 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year ending March 15, 2018, 2019, and 2020. The performance criteria for 2019 were met, resulting in 2,728 restricted stock units being earned. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 23:40 UTC | TRUIST FINANCIAL CORP BBT · Entity 1440 | GrantCommon Stock | 6,109 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-004020 · doc4.xml · nonDerivative · entry 1 DUCK BARBARA F · CIK 0001260887 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,706 F1 · shares: On February 23, 2016, the reporting person was granted 18,324 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year ending March 15, 2017, 2018, and 2019. The performance criteria for 2019 were met, resulting in 6,109 restricted stock units being earned. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 17:04 UTC | TRUIST FINANCIAL CORP BBT · Entity 1440 | Tax withholdingCommon Stock | 340 | $49.74 | $16,911.60 |
DisclosureSEC source: 0001225208-19-003033 · doc4.xml · nonDerivative · entry 1 DUCK BARBARA F · CIK 0001260887 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,597 Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 16:11 UTC | TRUIST FINANCIAL CORP BBT · Entity 1440 | GrantCommon Stock | 970 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-002676 · doc4.xml · nonDerivative · entry 1 DUCK BARBARA F · CIK 0001260887 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,937 F1 · shares: On December 31, 2015, the reporting person was granted 2,909 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year ending February 15, 2017, 2018, and 2019. The performance criteria for 2019 were met, resulting in 970 restricted stock units being earned. Read SEC document |
| April 26, 2018 Filed Apr 27, 2018 17:45 UTC | TRUIST FINANCIAL CORP BBT · Entity 1440 | SaleCommon Stock | 10,360 | $53.49 | $554,125.32 |
DisclosureSEC source: 0001225208-18-008134 · doc4.xml · nonDerivative · entry 4 DUCK BARBARA F · CIK 0001260887 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,967 F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $53.4000 to $53.5700. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| April 25, 2018 Filed Apr 27, 2018 17:45 UTC | TRUIST FINANCIAL CORP BBT · Entity 1440 | Exercise / conversionStock Option (right to buy) · Derivative | 21,587 | $0.00 Strike: $30.08 | $0.00 |
DisclosureSEC source: 0001225208-18-008134 · doc4.xml · derivative · entry 8 DUCK BARBARA F · CIK 0001260887 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,587 shares Expires 2023-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option is exercisable in three equal annual installments beginning on 02/26/2014. Read SEC document |
| April 25, 2018 Filed Apr 27, 2018 17:45 UTC | TRUIST FINANCIAL CORP BBT · Entity 1440 | Exercise / conversionStock Option (right to buy) · Derivative | 36,455 | $0.00 Strike: $30.09 | $0.00 |
DisclosureSEC source: 0001225208-18-008134 · doc4.xml · derivative · entry 7 DUCK BARBARA F · CIK 0001260887 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 36,455 shares Expires 2022-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option is exercisable in four equal annual installments beginning on 02/21/2013. Read SEC document |
| April 25, 2018 Filed Apr 27, 2018 17:45 UTC | TRUIST FINANCIAL CORP BBT · Entity 1440 | SaleCommon Stock | 58,042 | $53.59 | $3,110,534.63 |
DisclosureSEC source: 0001225208-18-008134 · doc4.xml · nonDerivative · entry 3 DUCK BARBARA F · CIK 0001260887 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,327 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $53.5650 to $53.6600. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| April 25, 2018 Filed Apr 27, 2018 17:45 UTC | TRUIST FINANCIAL CORP BBT · Entity 1440 | Exercise / conversionCommon Stock | 21,587 | $30.08 | $649,336.96 |
DisclosureSEC source: 0001225208-18-008134 · doc4.xml · nonDerivative · entry 2 DUCK BARBARA F · CIK 0001260887 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,369 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 25, 2018 Filed Apr 27, 2018 17:45 UTC | TRUIST FINANCIAL CORP BBT · Entity 1440 | Exercise / conversionCommon Stock | 36,455 | $30.09 | $1,096,930.95 |
DisclosureSEC source: 0001225208-18-008134 · doc4.xml · nonDerivative · entry 1 DUCK BARBARA F · CIK 0001260887 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,782 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 18:50 UTC | TRUIST FINANCIAL CORP BBT · Entity 1440 | Tax withholdingCommon Stock | 6,009 | $54.62 | $328,211.58 |
DisclosureSEC source: 0001225208-18-006387 · doc4.xml · nonDerivative · entry 1 DUCK BARBARA F · CIK 0001260887 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,327 Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 00:00 UTC | TRUIST FINANCIAL CORP BBT · Entity 1440 | GrantStock Option (right to buy) · Derivative | 12,666 | $0.00 Strike: $32.10 | $0.00 |
DisclosureSEC source: 0001225208-18-003879 · doc4.xml · derivative · entry 7 DUCK BARBARA F · CIK 0001260887 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,331 Underlying: Common Stock · 12,666 shares Expires 2026-02-23 F5 · derivative.exercise_date: On February 23, 2016, the reporting person was granted an option to purchase 37,998 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending March 15, 2017, 2018, and 2019. The performance criteria for 2018 were met, resulting in 12,666 options being earned. Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 00:00 UTC | TRUIST FINANCIAL CORP BBT · Entity 1440 | GrantStock Option (right to buy) · Derivative | 8,833 | $0.00 Strike: $38.22 | $0.00 |
DisclosureSEC source: 0001225208-18-003879 · doc4.xml · derivative · entry 6 DUCK BARBARA F · CIK 0001260887 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,500 Underlying: Common Stock · 8,833 shares Expires 2025-02-24 F4 · derivative.exercise_date: On February 24, 2015, the reporting person was granted an option to purchase 26,500 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending March 15, 2016, 2017, and 2018. The performance criteria for 2018 were met, resulting in 8,833 options being earned. Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 00:00 UTC | TRUIST FINANCIAL CORP BBT · Entity 1440 | GrantCommon Stock | 2,727 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-003879 · doc4.xml · nonDerivative · entry 3 DUCK BARBARA F · CIK 0001260887 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,336 F3 · shares: On February 21, 2017, the reporting person was granted 8,182 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year ending March 15, 2018, 2019, and 2020. The performance criteria for 2018 were met, resulting in 2,727 restricted stock units being earned. Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 00:00 UTC | TRUIST FINANCIAL CORP BBT · Entity 1440 | GrantCommon Stock | 4,530 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-003879 · doc4.xml · nonDerivative · entry 2 DUCK BARBARA F · CIK 0001260887 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,609 F2 · shares: On February 24, 2015, the reporting person was granted 13,589 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year ending March 15, 2016, 2017, and 2018. The performance criteria for 2018 were met, resulting in 4,530 restricted stock units being earned. Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 00:00 UTC | TRUIST FINANCIAL CORP BBT · Entity 1440 | GrantCommon Stock | 6,108 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-003879 · doc4.xml · nonDerivative · entry 1 DUCK BARBARA F · CIK 0001260887 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,079 F1 · shares: On February 23, 2016, the reporting person was granted 18,324 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year ending March 15, 2017, 2018, and 2019. The performance criteria for 2018 were met, resulting in 6,108 restricted stock units being earned. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 13:24 UTC | TRUIST FINANCIAL CORP BBT · Entity 1440 | Tax withholdingCommon Stock | 342 | $54.74 | $18,721.08 |
DisclosureSEC source: 0001225208-18-003202 · doc4.xml · nonDerivative · entry 1 DUCK BARBARA F · CIK 0001260887 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,971 Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 22:57 UTC | TRUIST FINANCIAL CORP BBT · Entity 1440 | GrantCommon Stock | 970 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-002567 · doc4.xml · nonDerivative · entry 1 DUCK BARBARA F · CIK 0001260887 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,313 F1 · shares: On December 31, 2015, the reporting person was granted 2,909 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year ending February 15, 2017, 2018, and 2019. The performance criteria for 2018 were met, resulting in 970 restricted stock units being earned. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 20:36 UTC | TRUIST FINANCIAL CORP BBT · Entity 1440 | Tax withholdingCommon Stock | 2,904 | $47.53 | $138,027.12 |
DisclosureSEC source: 0001225208-17-006533 · doc4.xml · nonDerivative · entry 2 DUCK BARBARA F · CIK 0001260887 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,343 Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 20:36 UTC | TRUIST FINANCIAL CORP BBT · Entity 1440 | Tax withholdingCommon Stock | 2,154 | $47.53 | $102,379.62 |
DisclosureSEC source: 0001225208-17-006533 · doc4.xml · nonDerivative · entry 1 DUCK BARBARA F · CIK 0001260887 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,247 Read SEC document |
| February 25, 2017 Filed Feb 28, 2017 21:12 UTC | TRUIST FINANCIAL CORP BBT · Entity 1440 | Tax withholdingCommon Stock | 2,034 | $48.11 | $97,855.74 |
DisclosureSEC source: 0001225208-17-004880 · doc4.xml · nonDerivative · entry 1 DUCK BARBARA F · CIK 0001260887 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,401 Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:28 UTC | TRUIST FINANCIAL CORP BBT · Entity 1440 | GrantStock Option (right to buy) · Derivative | 12,665 | $0.00 Strike: $32.10 | $0.00 |
DisclosureSEC source: 0001225208-17-004345 · doc4.xml · derivative · entry 8 DUCK BARBARA F · CIK 0001260887 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,665 Underlying: Common Stock · 12,665 shares Expires 2016-02-23 F6 · derivative.exercise_date: On February 23, 2016, the reporting person was granted an option to purchase 37,998 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year March 15, 2017, 2018, and 2019. The performance criteria for 2017 were met, resulting in 12,665 options being earned. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:28 UTC | TRUIST FINANCIAL CORP BBT · Entity 1440 | GrantStock Option (right to buy) · Derivative | 8,834 | $0.00 Strike: $38.22 | $0.00 |
DisclosureSEC source: 0001225208-17-004345 · doc4.xml · derivative · entry 7 DUCK BARBARA F · CIK 0001260887 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,667 Underlying: Common Stock · 8,834 shares Expires 2025-02-24 F5 · derivative.exercise_date: On February 24, 2015, the reporting person was granted an option to purchase 26,500 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year March 15, 2016, 2017, and 2018. The performance criteria for 2017 were met, resulting in 8,834 options being earned. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:28 UTC | TRUIST FINANCIAL CORP BBT · Entity 1440 | GrantStock Option (right to buy) · Derivative | 5,133 | $0.00 Strike: $37.55 | $0.00 |
DisclosureSEC source: 0001225208-17-004345 · doc4.xml · derivative · entry 6 DUCK BARBARA F · CIK 0001260887 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,396 Underlying: Common Stock · 5,133 shares Expires 2024-02-25 F4 · derivative.exercise_date: On February 25, 2014, the reporting person was granted an option to purchase 15,396 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending February 25, 2015, 2016, and 2017. The performance criteria for 2017 were met, resulting in vesting of the option as to 5,133 shares. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:28 UTC | TRUIST FINANCIAL CORP BBT · Entity 1440 | GrantCommon Stock | 4,276 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-004345 · doc4.xml · nonDerivative · entry 3 DUCK BARBARA F · CIK 0001260887 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,435 F3 · shares: On February 25, 2014, the reporting person was granted 12,825 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year February 25, 2015, 2016, and 2017. The performance criteria for 2017 were met, resulting in 4,276 restricted stock units being earned. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:28 UTC | TRUIST FINANCIAL CORP BBT · Entity 1440 | GrantCommon Stock | 4,530 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-004345 · doc4.xml · nonDerivative · entry 2 DUCK BARBARA F · CIK 0001260887 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,159 F2 · shares: On February 24, 2015, the reporting person was granted 13,589 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year March 15, 2016, 2017, and 2018. The performance criteria for 2017 were met, resulting in 4,530 restricted stock units being earned. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:28 UTC | TRUIST FINANCIAL CORP BBT · Entity 1440 | GrantCommon Stock | 6,107 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-004345 · doc4.xml · nonDerivative · entry 1 DUCK BARBARA F · CIK 0001260887 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,629 F1 · shares: On February 23, 2016, the reporting person was granted 18,324 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year March 15, 2017, 2018, and 2019. The performance criteria for 2017 were met, resulting in 6,107 restricted stock units being earned. Read SEC document |
| February 21, 2017 Filed Mar 15, 2017 18:24 UTC Amendment | TRUIST FINANCIAL CORP BBT · Entity 1440 | GrantStock Option (right to buy) · Derivative | 12,665 | $0.00 Strike: $32.10 | $0.00 |
DisclosureSEC source: 0001225208-17-006271 · doc4a.xml · derivative · entry 1 DUCK BARBARA F · CIK 0001260887 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,665 Underlying: Common Stock · 12,665 shares Expires 2026-02-23 F1 · derivative.exercise_date: On February 23, 2016, the reporting person was granted an option to purchase 37,998 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year March 15, 2017, 2018, and 2019. The performance criteria for 2017 were met, resulting in 12,665 options being earned. F2 · derivative.expiration_date: The option was originally reported in a Form 4 filed on 02/23/2017, which mistakenly reported the expiration date as 02/23/2016. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:00 UTC | TRUIST FINANCIAL CORP BBT · Entity 1440 | Tax withholdingCommon Stock | 461 | $47.87 | $22,068.07 |
DisclosureSEC source: 0001225208-17-003739 · doc4.xml · nonDerivative · entry 1 DUCK BARBARA F · CIK 0001260887 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,522 Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 21:15 UTC | TRUIST FINANCIAL CORP BBT · Entity 1440 | GrantCommon Stock | 969 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002992 · doc4.xml · nonDerivative · entry 1 DUCK BARBARA F · CIK 0001260887 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,983 F1 · shares: On December 31, 2015, the reporting person was granted 2,909 restricted stock units, which shall vest and become earned ratably over three years based on certain performance criteria for each vesting year February 15, 2017, 2018, and 2019. The performance criteria for 2017 were met, resulting in 969 restricted stock units being earned. Read SEC document |
| January 23, 2017 Filed Jan 25, 2017 22:29 UTC | TRUIST FINANCIAL CORP BBT · Entity 1440 | Exercise / conversionStock Option (right to buy) · Derivative | 54,138 | $0.00 Strike: $34.29 | $0.00 |
DisclosureSEC source: 0001225208-17-001645 · doc4.xml · derivative · entry 11 DUCK BARBARA F · CIK 0001260887 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 54,138 shares Expires 2018-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The option is exercisable in five equal annual installments beginning on 2/26/2009. Read SEC document |
| January 23, 2017 Filed Jan 25, 2017 22:29 UTC | TRUIST FINANCIAL CORP BBT · Entity 1440 | Exercise / conversionStock Option (right to buy) · Derivative | 36,875 | $0.00 Strike: $27.75 | $0.00 |
DisclosureSEC source: 0001225208-17-001645 · doc4.xml · derivative · entry 10 DUCK BARBARA F · CIK 0001260887 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 36,875 shares Expires 2020-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option is exercisable in four equal annual installments beginning on 02/23/2011. Read SEC document |
| January 23, 2017 Filed Jan 25, 2017 22:29 UTC | TRUIST FINANCIAL CORP BBT · Entity 1440 | Exercise / conversionStock Option (right to buy) · Derivative | 28,505 | $0.00 Strike: $27.73 | $0.00 |
DisclosureSEC source: 0001225208-17-001645 · doc4.xml · derivative · entry 9 DUCK BARBARA F · CIK 0001260887 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,505 shares Expires 2021-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option is exercisable in four equal annual installments beginning on 2/22/2012. Read SEC document |
| January 23, 2017 Filed Jan 25, 2017 22:29 UTC | TRUIST FINANCIAL CORP BBT · Entity 1440 | Exercise / conversionStock Option (right to buy) · Derivative | 41,077 | $0.00 Strike: $44.15 | $0.00 |
DisclosureSEC source: 0001225208-17-001645 · doc4.xml · derivative · entry 8 DUCK BARBARA F · CIK 0001260887 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 41,077 shares Expires 2017-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option is exercisable in five equal annual installments beginning on 2/20/2008. Read SEC document |
| January 23, 2017 Filed Jan 25, 2017 22:29 UTC | TRUIST FINANCIAL CORP BBT · Entity 1440 | SaleCommon Stock | 160,595 | $45.28 | $7,271,404.35 |
DisclosureSEC source: 0001225208-17-001645 · doc4.xml · nonDerivative · entry 5 DUCK BARBARA F · CIK 0001260887 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,014 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $45.2600 to $45.3200. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| January 23, 2017 Filed Jan 25, 2017 22:29 UTC | TRUIST FINANCIAL CORP BBT · Entity 1440 | Exercise / conversionCommon Stock | 28,505 | $27.73 | $790,443.65 |
DisclosureSEC source: 0001225208-17-001645 · doc4.xml · nonDerivative · entry 4 DUCK BARBARA F · CIK 0001260887 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,609 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2017 Filed Jan 25, 2017 22:29 UTC | TRUIST FINANCIAL CORP BBT · Entity 1440 | Exercise / conversionCommon Stock | 36,875 | $27.75 | $1,023,281.25 |
DisclosureSEC source: 0001225208-17-001645 · doc4.xml · nonDerivative · entry 3 DUCK BARBARA F · CIK 0001260887 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,104 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2017 Filed Jan 25, 2017 22:29 UTC | TRUIST FINANCIAL CORP BBT · Entity 1440 | Exercise / conversionCommon Stock | 41,077 | $44.15 | $1,813,549.55 |
DisclosureSEC source: 0001225208-17-001645 · doc4.xml · nonDerivative · entry 2 DUCK BARBARA F · CIK 0001260887 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2017 Filed Jan 25, 2017 22:29 UTC | TRUIST FINANCIAL CORP BBT · Entity 1440 | Exercise / conversionCommon Stock | 54,138 | $34.29 | $1,856,392.02 |
DisclosureSEC source: 0001225208-17-001645 · doc4.xml · nonDerivative · entry 1 DUCK BARBARA F · CIK 0001260887 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,152 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.