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TRICO BANCSHARES /

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4626
SEC CIK
0000356171
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655

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 22, 2016 Filed Nov 23, 2016 17:24 UTC
BAILEY DANIEL KEVP/Retail Banking
Tax withholdingCommon Stock 12,259 $31.94 $391,552.46
Disclosure

SEC source: 0001620863-16-000147 · primary_doc.xml · nonDerivative · entry 2

BAILEY DANIEL K · CIK 0001403901 · EVP/Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,744.38

Read SEC document
November 22, 2016 Filed Nov 23, 2016 17:24 UTC
BAILEY DANIEL KEVP/Retail Banking
Exercise / conversionCommon Stock 16,000 $15.34 $245,440.00
Disclosure

SEC source: 0001620863-16-000147 · primary_doc.xml · nonDerivative · entry 1

BAILEY DANIEL K · CIK 0001403901 · EVP/Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,003.38

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2016 Filed Nov 17, 2016 22:15 UTC
REDDISH THOMAS JEVP & Chief Financial Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-16-000146 · primary_doc.xml · nonDerivative · entry 9

REDDISH THOMAS J · CIK 0001198492 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 16,678.37

F1 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
November 17, 2016 Filed Nov 17, 2016 21:30 UTC
BAILEY DANIEL KEVP/Retail Banking
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-16-000145 · primary_doc.xml · nonDerivative · entry 3

BAILEY DANIEL K · CIK 0001403901 · EVP/Retail Banking

10b5-1 filing: Not disclosed

Ownership: Indirect · In ESOP

Disclosed balance after: 6,345.82

F1 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
November 16, 2016 Filed Nov 17, 2016 22:15 UTC
REDDISH THOMAS JEVP & Chief Financial Officer
Exercise / conversionOption Common Stock · Derivative 6,600 $19.46 Strike: $19.46 $128,436.00
Disclosure

SEC source: 0001620863-16-000146 · primary_doc.xml · derivative · entry 13

REDDISH THOMAS J · CIK 0001198492 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,400

Underlying: Common Stock · 6,600 shares

Expires 2023-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2016 Filed Nov 17, 2016 22:15 UTC
REDDISH THOMAS JEVP & Chief Financial Officer
Exercise / conversionOption Common Stock · Derivative 16,000 $15.34 Strike: $15.34 $245,440.00
Disclosure

SEC source: 0001620863-16-000146 · primary_doc.xml · derivative · entry 12

REDDISH THOMAS J · CIK 0001198492 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,000

Underlying: Common Stock · 16,000 shares

Expires 2022-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2016 Filed Nov 17, 2016 22:15 UTC
REDDISH THOMAS JEVP & Chief Financial Officer
Exercise / conversionOption Common Stock · Derivative 24,000 $14.54 Strike: $14.54 $348,960.00
Disclosure

SEC source: 0001620863-16-000146 · primary_doc.xml · derivative · entry 11

REDDISH THOMAS J · CIK 0001198492 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,000

Underlying: Common Stock · 24,000 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2016 Filed Nov 17, 2016 22:15 UTC
REDDISH THOMAS JEVP & Chief Financial Officer
Exercise / conversionOption Common Stock · Derivative 25,000 $17.54 Strike: $17.54 $438,500.00
Disclosure

SEC source: 0001620863-16-000146 · primary_doc.xml · derivative · entry 10

REDDISH THOMAS J · CIK 0001198492 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,000

Underlying: Common Stock · 25,000 shares

Expires 2020-05-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2016 Filed Nov 17, 2016 22:15 UTC
REDDISH THOMAS JEVP & Chief Financial Officer
Tax withholdingCommon Stock 5,420 $30.61 $165,906.20
Disclosure

SEC source: 0001620863-16-000146 · primary_doc.xml · nonDerivative · entry 8

REDDISH THOMAS J · CIK 0001198492 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,369

Read SEC document
November 16, 2016 Filed Nov 17, 2016 22:15 UTC
REDDISH THOMAS JEVP & Chief Financial Officer
Exercise / conversionCommon Stock 6,600 $19.46 $128,436.00
Disclosure

SEC source: 0001620863-16-000146 · primary_doc.xml · nonDerivative · entry 7

REDDISH THOMAS J · CIK 0001198492 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2016 Filed Nov 17, 2016 22:15 UTC
REDDISH THOMAS JEVP & Chief Financial Officer
Tax withholdingCommon Stock 12,399 $30.61 $379,533.39
Disclosure

SEC source: 0001620863-16-000146 · primary_doc.xml · nonDerivative · entry 6

REDDISH THOMAS J · CIK 0001198492 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,189

Read SEC document
November 16, 2016 Filed Nov 17, 2016 22:15 UTC
REDDISH THOMAS JEVP & Chief Financial Officer
Exercise / conversionCommon Stock 16,000 $15.34 $245,440.00
Disclosure

SEC source: 0001620863-16-000146 · primary_doc.xml · nonDerivative · entry 5

REDDISH THOMAS J · CIK 0001198492 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,588

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2016 Filed Nov 17, 2016 22:15 UTC
REDDISH THOMAS JEVP & Chief Financial Officer
Tax withholdingCommon Stock 18,393 $30.61 $563,009.73
Disclosure

SEC source: 0001620863-16-000146 · primary_doc.xml · nonDerivative · entry 4

REDDISH THOMAS J · CIK 0001198492 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,588

Read SEC document
November 16, 2016 Filed Nov 17, 2016 22:15 UTC
REDDISH THOMAS JEVP & Chief Financial Officer
Exercise / conversionCommon Stock 24,000 $14.54 $348,960.00
Disclosure

SEC source: 0001620863-16-000146 · primary_doc.xml · nonDerivative · entry 3

REDDISH THOMAS J · CIK 0001198492 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2016 Filed Nov 17, 2016 22:15 UTC
REDDISH THOMAS JEVP & Chief Financial Officer
Tax withholdingCommon Stock 20,229 $30.61 $619,209.69
Disclosure

SEC source: 0001620863-16-000146 · primary_doc.xml · nonDerivative · entry 2

REDDISH THOMAS J · CIK 0001198492 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,981

Read SEC document
November 16, 2016 Filed Nov 17, 2016 22:15 UTC
REDDISH THOMAS JEVP & Chief Financial Officer
Exercise / conversionCommon Stock 25,000 $17.54 $438,500.00
Disclosure

SEC source: 0001620863-16-000146 · primary_doc.xml · nonDerivative · entry 1

REDDISH THOMAS J · CIK 0001198492 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,210

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2016 Filed Nov 17, 2016 21:30 UTC
BAILEY DANIEL KEVP/Retail Banking
Exercise / conversionOption Common Stock · Derivative 24,000 $14.54 Strike: $14.54 $348,960.00
Disclosure

SEC source: 0001620863-16-000145 · primary_doc.xml · derivative · entry 4

BAILEY DANIEL K · CIK 0001403901 · EVP/Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,000

Underlying: Common Stock · 24,000 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2016 Filed Nov 17, 2016 21:30 UTC
BAILEY DANIEL KEVP/Retail Banking
Tax withholdingCommon Stock 18,393 $30.61 $563,009.73
Disclosure

SEC source: 0001620863-16-000145 · primary_doc.xml · nonDerivative · entry 2

BAILEY DANIEL K · CIK 0001403901 · EVP/Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,003.38

Read SEC document
November 16, 2016 Filed Nov 17, 2016 21:30 UTC
BAILEY DANIEL KEVP/Retail Banking
Exercise / conversionCommon Stock 24,000 $14.54 $348,960.00
Disclosure

SEC source: 0001620863-16-000145 · primary_doc.xml · nonDerivative · entry 1

BAILEY DANIEL K · CIK 0001403901 · EVP/Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,396.38

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2016 Filed Nov 14, 2016 18:19 UTC
Ward Carol AEVP/Chief Operating Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001552267-16-000001 · primary_doc.xml · nonDerivative · entry 2

Ward Carol A · CIK 0001552267 · EVP/Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · In ESOP

Disclosed balance after: 5,795.53

F2 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 18:19 UTC
Ward Carol AEVP/Chief Operating Officer
SaleCommon Stock 1,244 $28.69 $35,693.22
Disclosure

SEC source: 0001552267-16-000001 · primary_doc.xml · nonDerivative · entry 1

Ward Carol A · CIK 0001552267 · EVP/Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Represents the weighted average sale price of multiple sales at prices ranging from $28.5200 to $28.8200. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request of the SEC staff, Trico Bancshares or any holder of Trico Bancshares common stock.

Read SEC document
September 12, 2016 Filed Sep 12, 2016 21:57 UTC
CARNEY CRAIG BEVP & Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-16-000143 · primary_doc.xml · nonDerivative · entry 5

CARNEY CRAIG B · CIK 0001198502 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children

Disclosed balance after: 113.33

F2 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
September 12, 2016 Filed Sep 12, 2016 21:57 UTC
CARNEY CRAIG BEVP & Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-16-000143 · primary_doc.xml · nonDerivative · entry 4

CARNEY CRAIG B · CIK 0001198502 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children

Disclosed balance after: 129.64

F2 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
September 12, 2016 Filed Sep 12, 2016 21:57 UTC
CARNEY CRAIG BEVP & Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-16-000143 · primary_doc.xml · nonDerivative · entry 3

CARNEY CRAIG B · CIK 0001198502 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children

Disclosed balance after: 123.46

F2 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
September 12, 2016 Filed Sep 12, 2016 21:57 UTC
CARNEY CRAIG BEVP & Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-16-000143 · primary_doc.xml · nonDerivative · entry 2

CARNEY CRAIG B · CIK 0001198502 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 14,163.48

F2 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
September 09, 2016 Filed Sep 12, 2016 21:57 UTC
CARNEY CRAIG BEVP & Chief Credit Officer
SaleCommon Stock 4,679 $27.01 $126,367.62
Disclosure

SEC source: 0001620863-16-000143 · primary_doc.xml · nonDerivative · entry 1

CARNEY CRAIG B · CIK 0001198502 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,288

F1 · price: Represents the weighted average sale price of multiple sales at prices ranging from $27.0000 to $27.1200. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request of the SEC staff, TriCo Bancshares or any holder of TriCo Bancshares common stock.

Read SEC document
May 19, 2016 Filed Jun 5, 2017 18:21 UTC Amendment OtherCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000056 · primary_doc.xml · nonDerivative · entry 1

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,081

F1 · shares: Represents the grant of Restricted Stock Units. 100% of the share vest on 05/18/2017

F2 · shares: This amended form is filed solely to report the previously reported grants of Restricted Stock Units in Table I rather than Table II.

Read SEC document
May 19, 2016 Filed Jun 5, 2017 17:27 UTC Amendment GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000049 · primary_doc.xml · nonDerivative · entry 1

WALKER W VIRGINIA · CIK 0001458681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,041

F1 · shares: Represents the grant of Restricted Stock Units. 100% of the share vest on 05/18/2017

F2 · shares: This amended form is filed solely to report the previously reported grants of Restricted Stock Units in Table I rather than Table II.

Read SEC document
May 19, 2016 Filed Jun 5, 2017 18:27 UTC Amendment OtherCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000057 · primary_doc.xml · nonDerivative · entry 1

COMPTON CRAIG S · CIK 0001198478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,917

F1 · shares: Represents the grant of Restricted Stock Units. 100% of the share vest on 05/18/2017

F2 · shares: This amended form is filed solely to report the previously reported grants of Restricted Stock Units in Table I rather than Table II.

Read SEC document
May 19, 2016 Filed Jun 5, 2017 18:15 UTC Amendment OtherCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000055 · primary_doc.xml · nonDerivative · entry 1

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,499.79

F1 · shares: Represents the grant of Restricted Stock Units. 100% of the share vest on 05/18/2017

F2 · shares: This amended form is filed solely to report the previously reported grants of Restricted Stock Units in Table I rather than Table II.

Read SEC document
May 19, 2016 Filed Jun 5, 2017 18:07 UTC Amendment OtherCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000054 · primary_doc.xml · nonDerivative · entry 1

AMARAL DONALD J · CIK 0001233695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,285

F1 · shares: Represents the grant of Restricted Stock Units. 100% of the share vest on 05/18/2017

F2 · shares: This amended form is filed solely to report the previously reported grants of Restricted Stock Units in Table I rather than Table II.

Read SEC document
May 19, 2016 Filed Jun 5, 2017 18:00 UTC Amendment OtherCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000053 · primary_doc.xml · nonDerivative · entry 1

KILKENNY PATRICK W · CIK 0001235425 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,161

F1 · shares: Represents the grant of Restricted Stock Units. 100% of the share vest on 05/18/2017

F2 · shares: This amended form is filed solely to report the previously reported grants of Restricted Stock Units in Table I rather than Table II.

Read SEC document
May 19, 2016 Filed Jun 5, 2017 17:51 UTC Amendment
Giese Cory WDirector
OtherCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000052 · primary_doc.xml · nonDerivative · entry 1

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,057.93

F1 · shares: Represents the grant of Restricted Stock Units. 100% of the share vest on 05/18/2017

F2 · shares: This amended form is filed solely to report the previously reported grants of Restricted Stock Units in Table I rather than Table II.

Read SEC document
May 19, 2016 Filed Jun 5, 2017 17:34 UTC Amendment GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000050 · primary_doc.xml · nonDerivative · entry 1

Hasbrook John S A · CIK 0001293098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,560.87

F1 · shares: Represents the grant of Restricted Stock Units. 100% of the share vest on 05/18/2017

F2 · shares: This amended form is filed solely to report the previously reported grants of Restricted Stock Units in Table I rather than Table II.

Read SEC document
May 19, 2016 Filed Jun 5, 2017 17:41 UTC Amendment OtherCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000051 · primary_doc.xml · nonDerivative · entry 1

Mariani Martin · CIK 0001301818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,022

F1 · shares: Represents the grant of Restricted Stock Units. 100% of the share vest on 05/18/2017

F2 · shares: This amended form is filed solely to report the previously reported grants of Restricted Stock Units in Table I rather than Table II.

Read SEC document
May 19, 2016 Filed Jun 5, 2017 17:14 UTC Amendment GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000048 · primary_doc.xml · nonDerivative · entry 1

CASEY WILLIAM J · CIK 0001198474 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 489,448

F1 · shares: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/18/2017.

F2 · shares: This amended form is filed solely to report the previously reported grants of Restricted Stock Units in Table I rather than Table II.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.