Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TRICO BANCSHARES /TCBK · Entity 4626 | EVP/Chief Operating Officer | November 10, 2016 | November 14, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TRICO BANCSHARES /
Report date November 10, 2016 · Filed November 14, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-11-10 transaction · row 1
1 source rowRow 1 · 2016-11-10 · Sale · Disposed 1,244 · Balance 0 F1: Represents the weighted average sale price of multiple sales at prices ranging from $28.5200 to $28.8200. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request of the SEC staff, Trico Bancshares or any holder of Trico Bancshares common stock. |
| Common StockSEC Table I · non-derivative | IndirectIn ESOP | 5,795.53 |
Reported balance
After 2016-11-14 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2016-11-14 · Other · Acquired 0 · Balance 5,795.53 F2: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the weighted average sale price of multiple sales at prices ranging from $28.5200 to $28.8200. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request of the SEC staff, Trico Bancshares or any holder of Trico Bancshares common stock.
F2: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 14, 2016 Filed Nov 14, 2016 18:19 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001552267-16-000001 · primary_doc.xml · nonDerivative · entry 2 Ward Carol A · CIK 0001552267 · EVP/Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · In ESOP Disclosed balance after: 5,795.53 F2 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 18:19 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | SaleCommon Stock | 1,244 | $28.69 | $35,693.22 |
DisclosureSEC source: 0001552267-16-000001 · primary_doc.xml · nonDerivative · entry 1 Ward Carol A · CIK 0001552267 · EVP/Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Represents the weighted average sale price of multiple sales at prices ranging from $28.5200 to $28.8200. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request of the SEC staff, Trico Bancshares or any holder of Trico Bancshares common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.