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4626
SEC CIK
0000356171
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655

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 28, 2021 Filed Jun 1, 2021 19:19 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000014 · primary_doc.xml · nonDerivative · entry 5

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Koehnen & Sons

Disclosed balance after: 97,715

F2 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned.

Read SEC document
May 28, 2021 Filed Jun 1, 2021 19:19 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000014 · primary_doc.xml · nonDerivative · entry 4

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Koehnen & Sons Profit Sharing

Disclosed balance after: 8,600

F2 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned.

Read SEC document
May 28, 2021 Filed Jun 1, 2021 19:19 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000014 · primary_doc.xml · nonDerivative · entry 3

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mothers Trust

Disclosed balance after: 4,400

F2 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned.

Read SEC document
May 28, 2021 Filed Jun 1, 2021 19:19 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000014 · primary_doc.xml · nonDerivative · entry 2

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 2,300

F2 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned.

Read SEC document
May 28, 2021 Filed Jun 1, 2021 19:19 UTC Exercise / conversionCommon Stock 1,553 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-21-000014 · primary_doc.xml · nonDerivative · entry 1

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,814.19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

Read SEC document
May 28, 2021 Filed Jun 1, 2021 19:09 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,553 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000013 · primary_doc.xml · derivative · entry 3

Kane Margaret L · CIK 0001804875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,398

Underlying: Common Stock · 1,553 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

Read SEC document
May 28, 2021 Filed Jun 1, 2021 19:09 UTC Exercise / conversionCommon Stock 1,553 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-21-000013 · primary_doc.xml · nonDerivative · entry 1

Kane Margaret L · CIK 0001804875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,553

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

Read SEC document
May 28, 2021 Filed Jun 1, 2021 19:04 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,553 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000012 · primary_doc.xml · derivative · entry 3

Hasbrook John S A · CIK 0001293098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,398

Underlying: Common Stock · 1,553 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

Read SEC document
May 28, 2021 Filed Jun 1, 2021 19:04 UTC Exercise / conversionCommon Stock 1,553 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-21-000012 · primary_doc.xml · nonDerivative · entry 1

Hasbrook John S A · CIK 0001293098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,991.84

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

Read SEC document
May 28, 2021 Filed Jun 1, 2021 19:00 UTC
Giese Cory WDirector
Exercise / conversionRestricted Stock Unit · Derivative 1,553 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000011 · primary_doc.xml · derivative · entry 4

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,398

Underlying: Common Stock · 1,553 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

Read SEC document
May 28, 2021 Filed Jun 1, 2021 19:00 UTC
Giese Cory WDirector
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000011 · primary_doc.xml · nonDerivative · entry 2

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 500

F2 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned.

Read SEC document
May 28, 2021 Filed Jun 1, 2021 19:00 UTC
Giese Cory WDirector
Exercise / conversionCommon Stock 1,553 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-21-000011 · primary_doc.xml · nonDerivative · entry 1

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,010.47

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

Read SEC document
May 28, 2021 Filed Jun 1, 2021 18:54 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,553 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000010 · primary_doc.xml · derivative · entry 3

Garen Kirsten E · CIK 0001804874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,398

Underlying: Common Stock · 1,553 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

Read SEC document
May 28, 2021 Filed Jun 1, 2021 18:54 UTC Exercise / conversionCommon Stock 1,553 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-21-000010 · primary_doc.xml · nonDerivative · entry 1

Garen Kirsten E · CIK 0001804874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,553

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

Read SEC document
May 28, 2021 Filed Jun 1, 2021 18:48 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,553 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000009 · primary_doc.xml · derivative · entry 3

COMPTON CRAIG S · CIK 0001198478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,398

Underlying: Common Stock · 1,553 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

Read SEC document
May 28, 2021 Filed Jun 1, 2021 18:48 UTC Exercise / conversionCommon Stock 1,553 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-21-000009 · primary_doc.xml · nonDerivative · entry 1

COMPTON CRAIG S · CIK 0001198478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,157

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

Read SEC document
May 28, 2021 Filed Jun 1, 2021 18:42 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,553 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000008 · primary_doc.xml · derivative · entry 4

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,398

Underlying: Common Stock · 1,553 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

Read SEC document
May 28, 2021 Filed Jun 1, 2021 18:42 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000008 · primary_doc.xml · nonDerivative · entry 2

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 927.96

F2 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned.

Read SEC document
May 28, 2021 Filed Jun 1, 2021 18:42 UTC Exercise / conversionCommon Stock 1,553 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-21-000008 · primary_doc.xml · nonDerivative · entry 1

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,767.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

Read SEC document
May 28, 2021 Filed Jun 1, 2021 18:30 UTC Exercise / conversionCommon Stock · Derivative 1,553 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000007 · primary_doc.xml · derivative · entry 4

AMARAL DONALD J · CIK 0001233695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,398

Underlying: Common Stock · 1,553 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

Read SEC document
May 28, 2021 Filed Jun 1, 2021 18:30 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000007 · primary_doc.xml · nonDerivative · entry 2

AMARAL DONALD J · CIK 0001233695 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP Trustee

Disclosed balance after: 1,199,798

F2 · kind: Reporting person is a trustee of the Issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of the securities.

Read SEC document
May 28, 2021 Filed Jun 1, 2021 18:30 UTC Exercise / conversionCommon Stock 1,553 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-21-000007 · primary_doc.xml · nonDerivative · entry 1

AMARAL DONALD J · CIK 0001233695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,911

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

Read SEC document
May 27, 2021 Filed Jun 1, 2021 22:08 UTC Amendment
Giem JudiChief Human Resource Officer
GrantPerformance Stock Unit · Derivative 1,744 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000027 · primary_doc.xml · derivative · entry 2

Giem Judi · CIK 0001813483 · Chief Human Resource Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,083

Underlying: Common Stock · 1,744 shares

Expires not disclosed

F2 · derivative.exercise_price: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F3 · kind: Amended Form 4 to update Table 2 Section 4 code to A from incorrect code M

F3 · derivative.exercise_date: Amended Form 4 to update Table 2 Section 4 code to A from incorrect code M

F3 · derivative.expiration_date: Amended Form 4 to update Table 2 Section 4 code to A from incorrect code M

Read SEC document
May 27, 2021 Filed Jun 1, 2021 22:08 UTC Amendment
Giem JudiChief Human Resource Officer
GrantRestricted Stock Unit · Derivative 1,744 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000027 · primary_doc.xml · derivative · entry 1

Giem Judi · CIK 0001813483 · Chief Human Resource Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,122

Underlying: Common Stock · 1,744 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) award that vests 25% per year over four-years beginning May 27, 2021. Cash dividends on RSUs are reinvested in additional units at fair market value on the date of a dividend payment on Issuer common stock. Per share value of RSUs on date of grant was $46.52 (based on 30-day average closing price of Issuers common stock on May 21. 2021).

F3 · kind: Amended Form 4 to update Table 2 Section 4 code to A from incorrect code M

F1 · derivative.exercise_date: Restricted Stock Unit (RSU) award that vests 25% per year over four-years beginning May 27, 2021. Cash dividends on RSUs are reinvested in additional units at fair market value on the date of a dividend payment on Issuer common stock. Per share value of RSUs on date of grant was $46.52 (based on 30-day average closing price of Issuers common stock on May 21. 2021).

F1 · derivative.expiration_date: Restricted Stock Unit (RSU) award that vests 25% per year over four-years beginning May 27, 2021. Cash dividends on RSUs are reinvested in additional units at fair market value on the date of a dividend payment on Issuer common stock. Per share value of RSUs on date of grant was $46.52 (based on 30-day average closing price of Issuers common stock on May 21. 2021).

Read SEC document
May 27, 2021 Filed Jun 1, 2021 22:04 UTC Amendment
Wiese Peter GEVP - Chief Financial Officer
GrantPerformance Stock Unit · Derivative 4,127 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000026 · primary_doc.xml · derivative · entry 5

Wiese Peter G · CIK 0001750749 · EVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,658

Underlying: Common Stock · 4,127 shares

Expires not disclosed

F3 · derivative.exercise_price: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F4 · kind: Amended Form 4 to update Table 2 Section 4 code to "A" from incorrect code "M"

F3 · derivative.exercise_date: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F3 · derivative.expiration_date: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 22:04 UTC Amendment
Wiese Peter GEVP - Chief Financial Officer
GrantRestricted Stock Unit · Derivative 4,127 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000026 · primary_doc.xml · derivative · entry 4

Wiese Peter G · CIK 0001750749 · EVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,529

Underlying: Common Stock · 4,127 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Unit (RSU) award that vests 25% per year over four-years beginning May 27, 2021. Cash dividends on RSUs are reinvested in additional units at fair market value on the date of a dividend payment on Issuer common stock. Per share value of RSUs on date of grant was $46.52 (based on 30-day average closing price of Issuers common stock on May 21. 2021).

F4 · kind: Amended Form 4 to update Table 2 Section 4 code to "A" from incorrect code "M"

F2 · derivative.exercise_date: Restricted Stock Unit (RSU) award that vests 25% per year over four-years beginning May 27, 2021. Cash dividends on RSUs are reinvested in additional units at fair market value on the date of a dividend payment on Issuer common stock. Per share value of RSUs on date of grant was $46.52 (based on 30-day average closing price of Issuers common stock on May 21. 2021).

F2 · derivative.expiration_date: Restricted Stock Unit (RSU) award that vests 25% per year over four-years beginning May 27, 2021. Cash dividends on RSUs are reinvested in additional units at fair market value on the date of a dividend payment on Issuer common stock. Per share value of RSUs on date of grant was $46.52 (based on 30-day average closing price of Issuers common stock on May 21. 2021).

Read SEC document
May 27, 2021 Filed Jun 1, 2021 22:04 UTC Amendment
Wiese Peter GEVP - Chief Financial Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000026 · primary_doc.xml · nonDerivative · entry 3

Wiese Peter G · CIK 0001750749 · EVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 373.91

F1 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 22:04 UTC Amendment
Wiese Peter GEVP - Chief Financial Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000026 · primary_doc.xml · nonDerivative · entry 2

Wiese Peter G · CIK 0001750749 · EVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Wiese Family Trust

Disclosed balance after: 2,700

F1 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 22:04 UTC Amendment
Wiese Peter GEVP - Chief Financial Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000026 · primary_doc.xml · nonDerivative · entry 1

Wiese Peter G · CIK 0001750749 · EVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,090

F1 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 21:56 UTC
SMITH RICHARD PDirector · CEO & President
GrantPerformance Stock Unit · Derivative 8,424 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000025 · primary_doc.xml · derivative · entry 6

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,920

Underlying: Common Stock · 8,424 shares

Expires not disclosed

F3 · derivative.exercise_price: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F3 · derivative.exercise_date: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F3 · derivative.expiration_date: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 21:56 UTC
SMITH RICHARD PDirector · CEO & President
GrantRestricted Stock Unit · Derivative 8,424 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000025 · primary_doc.xml · derivative · entry 5

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,902

Underlying: Common Stock · 8,424 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Unit (RSU) award that vests 25% per year over four-years beginning May 27, 2021. Cash dividends on RSUs are reinvested in additional units at fair market value on the date of a dividend payment on Issuer common stock. Per share value of RSUs on date of grant was $46.52 (based on 30-day average closing price of Issuers common stock on May 21. 2021).

F2 · derivative.exercise_date: Restricted Stock Unit (RSU) award that vests 25% per year over four-years beginning May 27, 2021. Cash dividends on RSUs are reinvested in additional units at fair market value on the date of a dividend payment on Issuer common stock. Per share value of RSUs on date of grant was $46.52 (based on 30-day average closing price of Issuers common stock on May 21. 2021).

F2 · derivative.expiration_date: Restricted Stock Unit (RSU) award that vests 25% per year over four-years beginning May 27, 2021. Cash dividends on RSUs are reinvested in additional units at fair market value on the date of a dividend payment on Issuer common stock. Per share value of RSUs on date of grant was $46.52 (based on 30-day average closing price of Issuers common stock on May 21. 2021).

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May 27, 2021 Filed Jun 1, 2021 21:56 UTC
SMITH RICHARD PDirector · CEO & President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000025 · primary_doc.xml · nonDerivative · entry 4

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP Trustee

Disclosed balance after: 1,199,798

F4 · kind: Reporting person is a trustee of the Issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of the securities.

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May 27, 2021 Filed Jun 1, 2021 21:56 UTC
SMITH RICHARD PDirector · CEO & President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000025 · primary_doc.xml · nonDerivative · entry 3

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 239.6

F1 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 21:56 UTC
SMITH RICHARD PDirector · CEO & President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000025 · primary_doc.xml · nonDerivative · entry 2

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 36,282.71

F1 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 21:56 UTC
SMITH RICHARD PDirector · CEO & President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000025 · primary_doc.xml · nonDerivative · entry 1

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,593

F1 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 21:48 UTC
Fleshood JohnEVP - Chief Operating Officer
GrantPerformance Stock Unit · Derivative 2,795 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000024 · primary_doc.xml · derivative · entry 4

Fleshood John · CIK 0001336439 · EVP - Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,271

Underlying: Common Stock · 2,795 shares

Expires not disclosed

F3 · derivative.exercise_price: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F3 · derivative.exercise_date: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F3 · derivative.expiration_date: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 21:48 UTC
Fleshood JohnEVP - Chief Operating Officer
GrantRestricted Stock Unit · Derivative 2,795 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000024 · primary_doc.xml · derivative · entry 3

Fleshood John · CIK 0001336439 · EVP - Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,901

Underlying: Common Stock · 2,795 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Unit (RSU) award that vests 25% per year over four-years beginning May 27, 2021. Cash dividends on RSUs are reinvested in additional units at fair market value on the date of a dividend payment on Issuer common stock. Per share value of RSUs on date of grant was $46.52 (based on 30-day average closing price of Issuers common stock on May 21. 2021).

F2 · derivative.exercise_date: Restricted Stock Unit (RSU) award that vests 25% per year over four-years beginning May 27, 2021. Cash dividends on RSUs are reinvested in additional units at fair market value on the date of a dividend payment on Issuer common stock. Per share value of RSUs on date of grant was $46.52 (based on 30-day average closing price of Issuers common stock on May 21. 2021).

F2 · derivative.expiration_date: Restricted Stock Unit (RSU) award that vests 25% per year over four-years beginning May 27, 2021. Cash dividends on RSUs are reinvested in additional units at fair market value on the date of a dividend payment on Issuer common stock. Per share value of RSUs on date of grant was $46.52 (based on 30-day average closing price of Issuers common stock on May 21. 2021).

Read SEC document
May 27, 2021 Filed Jun 1, 2021 21:48 UTC
Fleshood JohnEVP - Chief Operating Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000024 · primary_doc.xml · nonDerivative · entry 2

Fleshood John · CIK 0001336439 · EVP - Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 1,033.41

F1 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 21:48 UTC
Fleshood JohnEVP - Chief Operating Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000024 · primary_doc.xml · nonDerivative · entry 1

Fleshood John · CIK 0001336439 · EVP - Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,401.22

F1 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 21:43 UTC
Gehlmann Gregory ASVP - General Counsel
GrantPerformance Stock Unit · Derivative 941 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000023 · primary_doc.xml · derivative · entry 4

Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,973

Underlying: Common Stock · 941 shares

Expires not disclosed

F3 · derivative.exercise_price: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F3 · derivative.exercise_date: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F3 · derivative.expiration_date: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 21:43 UTC
Gehlmann Gregory ASVP - General Counsel
GrantRestricted Stock Unit · Derivative 941 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000023 · primary_doc.xml · derivative · entry 3

Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,481

Underlying: Common Stock · 941 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Unit (RSU) award that vests 25% per year over four-years beginning May 27, 2021. Cash dividends on RSUs are reinvested in additional units at fair market value on the date of a dividend payment on Issuer common stock. Per share value of RSUs on date of grant was $46.52 (based on 30-day average closing price of Issuers common stock on May 21. 2021).

F2 · derivative.exercise_date: Restricted Stock Unit (RSU) award that vests 25% per year over four-years beginning May 27, 2021. Cash dividends on RSUs are reinvested in additional units at fair market value on the date of a dividend payment on Issuer common stock. Per share value of RSUs on date of grant was $46.52 (based on 30-day average closing price of Issuers common stock on May 21. 2021).

F2 · derivative.expiration_date: Restricted Stock Unit (RSU) award that vests 25% per year over four-years beginning May 27, 2021. Cash dividends on RSUs are reinvested in additional units at fair market value on the date of a dividend payment on Issuer common stock. Per share value of RSUs on date of grant was $46.52 (based on 30-day average closing price of Issuers common stock on May 21. 2021).

Read SEC document
May 27, 2021 Filed Jun 1, 2021 21:43 UTC
Gehlmann Gregory ASVP - General Counsel
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000023 · primary_doc.xml · nonDerivative · entry 2

Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 876.79

F1 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 21:43 UTC
Gehlmann Gregory ASVP - General Counsel
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000023 · primary_doc.xml · nonDerivative · entry 1

Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,816.28

F1 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 21:38 UTC
BAILEY DANIEL KEVP - Chief Banking Officer
GrantPerformance Stock Unit · Derivative 2,795 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000022 · primary_doc.xml · derivative · entry 4

BAILEY DANIEL K · CIK 0001403901 · EVP - Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,497

Underlying: Common Stock · 2,795 shares

Expires not disclosed

F3 · derivative.exercise_price: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F3 · derivative.exercise_date: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F3 · derivative.expiration_date: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 21:38 UTC
BAILEY DANIEL KEVP - Chief Banking Officer
GrantRestricted Stock Unit · Derivative 2,795 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000022 · primary_doc.xml · derivative · entry 3

BAILEY DANIEL K · CIK 0001403901 · EVP - Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,727

Underlying: Common Stock · 2,795 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Unit (RSU) award that vests 25% per year over four-years beginning May 27, 2021. Cash dividends on RSUs are reinvested in additional units at fair market value on the date of a dividend payment on Issuer common stock. Per share value of RSUs on date of grant was $46.52 (based on 30-day average closing price of Issuers common stock on May 21. 2021).

F2 · derivative.exercise_date: Restricted Stock Unit (RSU) award that vests 25% per year over four-years beginning May 27, 2021. Cash dividends on RSUs are reinvested in additional units at fair market value on the date of a dividend payment on Issuer common stock. Per share value of RSUs on date of grant was $46.52 (based on 30-day average closing price of Issuers common stock on May 21. 2021).

F2 · derivative.expiration_date: Restricted Stock Unit (RSU) award that vests 25% per year over four-years beginning May 27, 2021. Cash dividends on RSUs are reinvested in additional units at fair market value on the date of a dividend payment on Issuer common stock. Per share value of RSUs on date of grant was $46.52 (based on 30-day average closing price of Issuers common stock on May 21. 2021).

Read SEC document
May 27, 2021 Filed Jun 1, 2021 21:38 UTC
BAILEY DANIEL KEVP - Chief Banking Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000022 · primary_doc.xml · nonDerivative · entry 2

BAILEY DANIEL K · CIK 0001403901 · EVP - Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 9,117.33

F1 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 21:38 UTC
BAILEY DANIEL KEVP - Chief Banking Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000022 · primary_doc.xml · nonDerivative · entry 1

BAILEY DANIEL K · CIK 0001403901 · EVP - Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,086.52

F1 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 21:32 UTC
CARNEY CRAIG BEVP - Chief Credit Officer
GrantPerformance Stock Unit · Derivative 3,869 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000021 · primary_doc.xml · derivative · entry 5

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,459

Underlying: Common Stock · 3,869 shares

Expires not disclosed

F3 · derivative.exercise_price: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F3 · derivative.exercise_date: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

F3 · derivative.expiration_date: Performance-based restricted stock unit (PSU) grant that cliff vests after 3 years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 21:32 UTC
CARNEY CRAIG BEVP - Chief Credit Officer
GrantRestricted Stock Unit · Derivative 3,869 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000021 · primary_doc.xml · derivative · entry 4

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,704

Underlying: Common Stock · 3,869 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted Stock Unit (RSU) award that vests 25% per year over four-years beginning May 27, 2021. Cash dividends on RSUs are reinvested in additional units at fair market value on the date of a dividend payment on Issuer common stock. Per share value of RSUs on date of grant was $46.52 (based on 30-day average closing price of Issuers common stock on May 21. 2021).

F2 · derivative.exercise_date: Restricted Stock Unit (RSU) award that vests 25% per year over four-years beginning May 27, 2021. Cash dividends on RSUs are reinvested in additional units at fair market value on the date of a dividend payment on Issuer common stock. Per share value of RSUs on date of grant was $46.52 (based on 30-day average closing price of Issuers common stock on May 21. 2021).

F2 · derivative.expiration_date: Restricted Stock Unit (RSU) award that vests 25% per year over four-years beginning May 27, 2021. Cash dividends on RSUs are reinvested in additional units at fair market value on the date of a dividend payment on Issuer common stock. Per share value of RSUs on date of grant was $46.52 (based on 30-day average closing price of Issuers common stock on May 21. 2021).

Read SEC document
May 27, 2021 Filed Jun 1, 2021 21:32 UTC
CARNEY CRAIG BEVP - Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000021 · primary_doc.xml · nonDerivative · entry 3

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter

Disclosed balance after: 143.78

F1 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.