Tapewire

Nasdaq · USD

TCBK

TRICO BANCSHARES /

Export transactions ↓
Tapewire entity
4626
SEC CIK
0000356171
Parsed reports
655

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 21, 2021 Filed Jun 22, 2021 18:28 UTC
Gehlmann Gregory ASVP - General Counsel
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000039 · primary_doc.xml · nonDerivative · entry 2

Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 876.79

F2 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP as of 12/31/2020.

Read SEC document
June 21, 2021 Filed Jun 22, 2021 18:28 UTC
Gehlmann Gregory ASVP - General Counsel
Exercise / conversionCommon Stock 208 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-21-000039 · primary_doc.xml · nonDerivative · entry 1

Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,621.28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on a closing price of $44.93 on June 21, 2021.

Read SEC document
June 21, 2021 Filed Jun 22, 2021 18:25 UTC
CARNEY CRAIG BEVP - Chief Credit Officer
Exercise / conversionRestricted Stock Unit · Derivative 319 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000038 · primary_doc.xml · derivative · entry 5

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,302

Underlying: Common Stock · 319 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on a closing price of $44.93 on June 21, 2021.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on a closing price of $44.93 on June 21, 2021.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on a closing price of $44.93 on June 21, 2021.

Read SEC document
June 21, 2021 Filed Jun 22, 2021 18:25 UTC
CARNEY CRAIG BEVP - Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000038 · primary_doc.xml · nonDerivative · entry 4

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 17,042.69

F4 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP as of 12/31/2020.

Read SEC document
June 21, 2021 Filed Jun 22, 2021 18:25 UTC
CARNEY CRAIG BEVP - Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000038 · primary_doc.xml · nonDerivative · entry 3

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter

Disclosed balance after: 143.78

F3 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
June 21, 2021 Filed Jun 22, 2021 18:25 UTC
CARNEY CRAIG BEVP - Chief Credit Officer
Tax withholdingCommon Stock 182 $44.93 $8,177.26
Disclosure

SEC source: 0001620863-21-000038 · primary_doc.xml · nonDerivative · entry 2

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,471

F2 · shares: Reflects shares withheld for taxes.

Read SEC document
June 21, 2021 Filed Jun 22, 2021 18:25 UTC
CARNEY CRAIG BEVP - Chief Credit Officer
Exercise / conversionCommon Stock 319 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-21-000038 · primary_doc.xml · nonDerivative · entry 1

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,653

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on a closing price of $44.93 on June 21, 2021.

Read SEC document
June 21, 2021 Filed Jun 22, 2021 18:19 UTC
BAILEY DANIEL KEVP - Chief Banking Officer
Exercise / conversionRestricted Stock Unit · Derivative 310 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000037 · primary_doc.xml · derivative · entry 4

BAILEY DANIEL K · CIK 0001403901 · EVP - Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,408

Underlying: Common Stock · 310 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on a closing price of $44.93 on June 21, 2021.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on a closing price of $44.93 on June 21, 2021.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on a closing price of $44.93 on June 21, 2021.

Read SEC document
June 21, 2021 Filed Jun 22, 2021 18:19 UTC
BAILEY DANIEL KEVP - Chief Banking Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000037 · primary_doc.xml · nonDerivative · entry 3

BAILEY DANIEL K · CIK 0001403901 · EVP - Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 9,117.33

F3 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP as of 12/31/2020.

Read SEC document
June 21, 2021 Filed Jun 22, 2021 18:19 UTC
BAILEY DANIEL KEVP - Chief Banking Officer
Tax withholdingCommon Stock 177 $44.93 $7,952.61
Disclosure

SEC source: 0001620863-21-000037 · primary_doc.xml · nonDerivative · entry 2

BAILEY DANIEL K · CIK 0001403901 · EVP - Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,650.52

F2 · shares: Reflects shares withheld for taxes.

Read SEC document
June 21, 2021 Filed Jun 22, 2021 18:19 UTC
BAILEY DANIEL KEVP - Chief Banking Officer
Exercise / conversionCommon Stock 310 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-21-000037 · primary_doc.xml · nonDerivative · entry 1

BAILEY DANIEL K · CIK 0001403901 · EVP - Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,827.52

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on a closing price of $44.93 on June 21, 2021.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 16:50 UTC
Fleshood JohnEVP - Chief Operating Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,474 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000036 · primary_doc.xml · derivative · entry 3

Fleshood John · CIK 0001336439 · EVP - Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,501

Underlying: Common Stock · 1,474 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $48.61 on June 7, 2021.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $48.61 on June 7, 2021.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $48.61 on June 7, 2021.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 16:50 UTC
Fleshood JohnEVP - Chief Operating Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000036 · primary_doc.xml · nonDerivative · entry 2

Fleshood John · CIK 0001336439 · EVP - Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 1,033.41

F2 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned in reporting persons ESOP account as of 12/31/2020.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 16:50 UTC
Fleshood JohnEVP - Chief Operating Officer
Exercise / conversionCommon Stock 1,474 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-21-000036 · primary_doc.xml · nonDerivative · entry 1

Fleshood John · CIK 0001336439 · EVP - Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,875.22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $48.61 on June 7, 2021.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 16:41 UTC
SMITH RICHARD PDirector · CEO & President
Exercise / conversionRestricted Stock Unit · Derivative 3,410 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000034 · primary_doc.xml · derivative · entry 6

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,492

Underlying: Common Stock · 3,410 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $48.61 on June 7, 2021.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $48.61 on June 7, 2021.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $48.61 on June 7, 2021.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 16:41 UTC
SMITH RICHARD PDirector · CEO & President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000034 · primary_doc.xml · nonDerivative · entry 5

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP Trustee

Disclosed balance after: 1,199,798

F5 · kind: The reporting person is a trustee of the Issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of the securities.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 16:41 UTC
SMITH RICHARD PDirector · CEO & President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000034 · primary_doc.xml · nonDerivative · entry 4

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 239.6

F4 · kind: No transaction occurred among these shares. Intended only to reflect shares beneficially owned.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 16:41 UTC
SMITH RICHARD PDirector · CEO & President
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000034 · primary_doc.xml · nonDerivative · entry 3

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 36,282.71

F3 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned in reporting persons ESOP account as of 12/31/2020.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 16:41 UTC
SMITH RICHARD PDirector · CEO & President
Tax withholdingCommon Stock 1,955 $48.61 $95,032.55
Disclosure

SEC source: 0001620863-21-000034 · primary_doc.xml · nonDerivative · entry 2

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,048

F2 · shares: Shares withheld to pay taxes.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 16:41 UTC
SMITH RICHARD PDirector · CEO & President
Exercise / conversionCommon Stock 3,410 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-21-000034 · primary_doc.xml · nonDerivative · entry 1

SMITH RICHARD P · CIK 0001198468 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,003

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $48.61 on June 7, 2021.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 16:46 UTC
Wiese Peter GEVP - Chief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,653 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000035 · primary_doc.xml · derivative · entry 5

Wiese Peter G · CIK 0001750749 · EVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,876

Underlying: Common Stock · 1,653 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $48.61 on June 7, 2021.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $48.61 on June 7, 2021.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $48.61 on June 7, 2021.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 16:46 UTC
Wiese Peter GEVP - Chief Financial Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000035 · primary_doc.xml · nonDerivative · entry 4

Wiese Peter G · CIK 0001750749 · EVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 373.91

F4 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned in reporting persons ESOP account as of 12/31/2020.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 16:46 UTC
Wiese Peter GEVP - Chief Financial Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000035 · primary_doc.xml · nonDerivative · entry 3

Wiese Peter G · CIK 0001750749 · EVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Wiese Family Trust

Disclosed balance after: 2,700

F3 · kind: No transaction occurred among these shares. Intended only to reflect shares beneficially owned.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 16:46 UTC
Wiese Peter GEVP - Chief Financial Officer
Tax withholdingCommon Stock 243 $48.61 $11,812.23
Disclosure

SEC source: 0001620863-21-000035 · primary_doc.xml · nonDerivative · entry 2

Wiese Peter G · CIK 0001750749 · EVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,500

F2 · shares: Shares withheld to pay taxes.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 16:46 UTC
Wiese Peter GEVP - Chief Financial Officer
Exercise / conversionCommon Stock 1,653 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-21-000035 · primary_doc.xml · nonDerivative · entry 1

Wiese Peter G · CIK 0001750749 · EVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $48.61 on June 7, 2021.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 16:34 UTC
CARNEY CRAIG BEVP - Chief Credit Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,009 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000033 · primary_doc.xml · derivative · entry 5

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,621

Underlying: Common Stock · 1,009 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $48.61 on June 7, 2021.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $48.61 on June 7, 2021.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $48.61 on June 7, 2021.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 16:34 UTC
CARNEY CRAIG BEVP - Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000033 · primary_doc.xml · nonDerivative · entry 4

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 143.78

F4 · kind: No transaction occurred among these shares. Intended only to reflect shares beneficially owned.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 16:34 UTC
CARNEY CRAIG BEVP - Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000033 · primary_doc.xml · nonDerivative · entry 3

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 17,042.69

F3 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned in reporting persons ESOP account as of 12/31/2020.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 16:34 UTC
CARNEY CRAIG BEVP - Chief Credit Officer
Tax withholdingCommon Stock 578 $48.61 $28,096.58
Disclosure

SEC source: 0001620863-21-000033 · primary_doc.xml · nonDerivative · entry 2

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,334

F2 · shares: Shares withheld to pay taxes.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 16:34 UTC
CARNEY CRAIG BEVP - Chief Credit Officer
Exercise / conversionCommon Stock 1,009 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-21-000033 · primary_doc.xml · nonDerivative · entry 1

CARNEY CRAIG B · CIK 0001198502 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,912

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $48.61 on June 7, 2021.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 16:28 UTC
Giem JudiChief Human Resource Officer
Exercise / conversionRestricted Stock Unit · Derivative 344 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000032 · primary_doc.xml · derivative · entry 3

Giem Judi · CIK 0001813483 · Chief Human Resource Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,778

Underlying: Common Stock · 344 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $48.61 on June 7, 2021.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $48.61 on June 7, 2021.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $48.61 on June 7, 2021.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 16:28 UTC
Giem JudiChief Human Resource Officer
Tax withholdingCommon Stock 194 $48.61 $9,430.34
Disclosure

SEC source: 0001620863-21-000032 · primary_doc.xml · nonDerivative · entry 2

Giem Judi · CIK 0001813483 · Chief Human Resource Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150

F2 · shares: Shares withheld to pay taxes.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 16:28 UTC
Giem JudiChief Human Resource Officer
Exercise / conversionCommon Stock 344 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-21-000032 · primary_doc.xml · nonDerivative · entry 1

Giem Judi · CIK 0001813483 · Chief Human Resource Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $48.61 on June 7, 2021.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 16:24 UTC
BAILEY DANIEL KEVP - Chief Banking Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,009 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000031 · primary_doc.xml · derivative · entry 4

BAILEY DANIEL K · CIK 0001403901 · EVP - Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,718

Underlying: Common Stock · 1,009 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $48.61 on June 7, 2021.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $48.61 on June 7, 2021.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $48.61 on June 7, 2021.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 16:24 UTC
BAILEY DANIEL KEVP - Chief Banking Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000031 · primary_doc.xml · nonDerivative · entry 3

BAILEY DANIEL K · CIK 0001403901 · EVP - Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 9,117.33

F3 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned in reporting persons ESOP account as of 12/31/2020.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 16:24 UTC
BAILEY DANIEL KEVP - Chief Banking Officer
Tax withholdingCommon Stock 578 $48.61 $28,096.58
Disclosure

SEC source: 0001620863-21-000031 · primary_doc.xml · nonDerivative · entry 2

BAILEY DANIEL K · CIK 0001403901 · EVP - Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,517.52

F2 · shares: Shares withheld to pay taxes.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 16:24 UTC
BAILEY DANIEL KEVP - Chief Banking Officer
Exercise / conversionCommon Stock 1,009 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-21-000031 · primary_doc.xml · nonDerivative · entry 1

BAILEY DANIEL K · CIK 0001403901 · EVP - Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,095.52

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $48.61 on June 7, 2021.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 16:16 UTC
Gehlmann Gregory ASVP - General Counsel
Exercise / conversionRestricted Stock Unit · Derivative 597 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000030 · primary_doc.xml · derivative · entry 3

Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,884

Underlying: Common Stock · 597 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $48.61 on June 7, 2021.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $48.61 on June 7, 2021.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $48.61 on June 7, 2021.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 16:16 UTC
Gehlmann Gregory ASVP - General Counsel
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000030 · primary_doc.xml · nonDerivative · entry 2

Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 876.79

F2 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned in reporting persons ESOP account as of 12/31/2020.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 16:16 UTC
Gehlmann Gregory ASVP - General Counsel
Exercise / conversionCommon Stock 597 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-21-000030 · primary_doc.xml · nonDerivative · entry 1

Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,413.28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $48.61 on June 7, 2021.

Read SEC document
May 28, 2021 Filed Jun 1, 2021 21:02 UTC Amendment Exercise / conversionRestricted Stock Unit · Derivative 1,553 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000018 · primary_doc.xml · derivative · entry 4

AMARAL DONALD J · CIK 0001233695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,398

Underlying: Common Stock · 1,553 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Amended form 4 to update Table II section 1 from Common Stock to Restricted Stock Unit.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per shares on vesting date (May 28, 2021): $47.95.

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per shares on vesting date (May 28, 2021): $47.95.

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per shares on vesting date (May 28, 2021): $47.95.

Read SEC document
May 28, 2021 Filed Jun 1, 2021 21:02 UTC Amendment OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000018 · primary_doc.xml · nonDerivative · entry 2

AMARAL DONALD J · CIK 0001233695 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP Trustee

Disclosed balance after: 1,199,798

F2 · kind: Reporting person is a trustee of the Issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of the securities.

Read SEC document
May 28, 2021 Filed Jun 1, 2021 21:02 UTC Amendment Exercise / conversionCommon Stock 1,553 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-21-000018 · primary_doc.xml · nonDerivative · entry 1

AMARAL DONALD J · CIK 0001233695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,911

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per shares on vesting date (May 28, 2021): $47.95.

Read SEC document
May 28, 2021 Filed Jun 1, 2021 19:34 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,553 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000017 · primary_doc.xml · derivative · entry 3

Vogel Kimberley H · CIK 0001804400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,398

Underlying: Common Stock · 1,553 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

Read SEC document
May 28, 2021 Filed Jun 1, 2021 19:34 UTC Exercise / conversionCommon Stock 1,553 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-21-000017 · primary_doc.xml · nonDerivative · entry 1

Vogel Kimberley H · CIK 0001804400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,553

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

Read SEC document
May 28, 2021 Filed Jun 1, 2021 19:30 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,553 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000016 · primary_doc.xml · derivative · entry 3

MCGRAW THOMAS C · CIK 0001225403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,398

Underlying: Common Stock · 1,553 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

Read SEC document
May 28, 2021 Filed Jun 1, 2021 19:23 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,553 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000015 · primary_doc.xml · derivative · entry 3

Mariani Martin · CIK 0001301818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,398

Underlying: Common Stock · 1,553 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

Read SEC document
May 28, 2021 Filed Jun 1, 2021 19:23 UTC Exercise / conversionCommon Stock 1,553 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-21-000015 · primary_doc.xml · nonDerivative · entry 1

Mariani Martin · CIK 0001301818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,232

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

Read SEC document
May 28, 2021 Filed Jun 1, 2021 19:19 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,553 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000014 · primary_doc.xml · derivative · entry 8

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,398

Underlying: Common Stock · 1,553 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

Read SEC document
May 28, 2021 Filed Jun 1, 2021 19:19 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000014 · primary_doc.xml · nonDerivative · entry 6

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP Trustee

Disclosed balance after: 1,199,798

F3 · kind: Reporting person is a trustee of the Issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of the securities.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.