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TRICO BANCSHARES /

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4626
SEC CIK
0000356171
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655

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 06, 2022 Filed Jun 8, 2022 16:54 UTC
SMITH RICHARD PCEO & President
Exercise / conversionCommon Stock 3,489 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-22-000050 · primary_doc.xml · nonDerivative · entry 1

SMITH RICHARD P · CIK 0001198468 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,007

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $45.67 on June 6, 2022.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 16:28 UTC
Wiese Peter GEVP - CFO
Exercise / conversionRestricted Stock Units · Derivative 1,691 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000049 · primary_doc.xml · derivative · entry 5

Wiese Peter G · CIK 0001750749 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,513

Underlying: Common Stock · 1,691 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $45.67 on June 6, 2022.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $45.67 on June 6, 2022.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $45.67 on June 6, 2022.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 16:28 UTC
Wiese Peter GEVP - CFO
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000049 · primary_doc.xml · nonDerivative · entry 4

Wiese Peter G · CIK 0001750749 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 456.02

F4 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of 12/31/2021.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 16:28 UTC
Wiese Peter GEVP - CFO
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000049 · primary_doc.xml · nonDerivative · entry 3

Wiese Peter G · CIK 0001750749 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · Wiese Family Trust

Disclosed balance after: 2,700

F3 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 16:28 UTC
Wiese Peter GEVP - CFO
Tax withholdingCommon Stock 691 $45.67 $31,557.97
Disclosure

SEC source: 0001620863-22-000049 · primary_doc.xml · nonDerivative · entry 2

Wiese Peter G · CIK 0001750749 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,750

F2 · shares: Reflects shares withheld to pay taxes.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 16:28 UTC
Wiese Peter GEVP - CFO
Exercise / conversionCommon Stock 1,691 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-22-000049 · primary_doc.xml · nonDerivative · entry 1

Wiese Peter G · CIK 0001750749 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,441

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $45.67 on June 6, 2022.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 16:20 UTC
Giem JudiChief Human Resources Officer
Exercise / conversionRestricted Stock Units · Derivative 352 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000048 · primary_doc.xml · derivative · entry 4

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,714

Underlying: Common Stock · 352 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $45.67 on June 6, 2022.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $45.67 on June 6, 2022.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $45.67 on June 6, 2022.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 16:20 UTC
Giem JudiChief Human Resources Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000048 · primary_doc.xml · nonDerivative · entry 3

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 71

F3 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of 12/31/2021.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 16:20 UTC
Giem JudiChief Human Resources Officer
Tax withholdingCommon Stock 201 $45.67 $9,179.67
Disclosure

SEC source: 0001620863-22-000048 · primary_doc.xml · nonDerivative · entry 2

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404

F2 · shares: Reflects shares withheld to pay taxes.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 16:20 UTC
Giem JudiChief Human Resources Officer
Exercise / conversionCommon Stock 352 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-22-000048 · primary_doc.xml · nonDerivative · entry 1

Giem Judi · CIK 0001813483 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $45.67 on June 6, 2022.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 16:11 UTC
Fleshood JohnEVP & COO
Exercise / conversionRestricted Stock Units · Derivative 1,508 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000047 · primary_doc.xml · derivative · entry 4

Fleshood John · CIK 0001336439 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,894

Underlying: Common Stock · 1,508 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $45.67 on June 6, 2022.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $45.67 on June 6, 2022.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $45.67 on June 6, 2022.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 16:11 UTC
Fleshood JohnEVP & COO
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000047 · primary_doc.xml · nonDerivative · entry 3

Fleshood John · CIK 0001336439 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 1,115.52

F3 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of 12/31/2021.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 16:11 UTC
Fleshood JohnEVP & COO
Tax withholdingCommon Stock 789 $45.67 $36,033.63
Disclosure

SEC source: 0001620863-22-000047 · primary_doc.xml · nonDerivative · entry 2

Fleshood John · CIK 0001336439 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,395.18

F2 · shares: Reflects shares withheld to pay taxes.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 16:11 UTC
Fleshood JohnEVP & COO
Exercise / conversionCommon Stock 1,508 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-22-000047 · primary_doc.xml · nonDerivative · entry 1

Fleshood John · CIK 0001336439 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,184.18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $45.67 on June 6, 2022.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 16:05 UTC
Gehlmann Gregory ASVP - General Counsel
Exercise / conversionRestricted Stock Units · Derivative 611 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000046 · primary_doc.xml · derivative · entry 4

Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,359

Underlying: Common Stock · 611 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $45.67 on June 6, 2022.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $45.67 on June 6, 2022.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $45.67 on June 6, 2022.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 16:05 UTC
Gehlmann Gregory ASVP - General Counsel
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000046 · primary_doc.xml · nonDerivative · entry 3

Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 957.68

F3 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of 12/31/2021.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 16:05 UTC
Gehlmann Gregory ASVP - General Counsel
Tax withholdingCommon Stock 350 $45.67 $15,984.50
Disclosure

SEC source: 0001620863-22-000046 · primary_doc.xml · nonDerivative · entry 2

Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,017.03

F2 · shares: Shares withheld to pay taxes.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 16:05 UTC
Gehlmann Gregory ASVP - General Counsel
Exercise / conversionCommon Stock 611 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-22-000046 · primary_doc.xml · nonDerivative · entry 1

Gehlmann Gregory A · CIK 0001329631 · SVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,367.03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $45.67 on June 6, 2022.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 15:57 UTC
BAILEY DANIEL KEVP Retail Banking
Exercise / conversionRestricted Stock Units · Derivative 1,034 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000045 · primary_doc.xml · derivative · entry 4

BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,593

Underlying: Common Stock · 1,034 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $45.67 on June 6, 2022.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $45.67 on June 6, 2022.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $45.67 on June 6, 2022.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 15:57 UTC
BAILEY DANIEL KEVP Retail Banking
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000045 · primary_doc.xml · nonDerivative · entry 3

BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 9,199.45

F3 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of 12/31/2021.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 15:57 UTC
BAILEY DANIEL KEVP Retail Banking
Tax withholdingCommon Stock 592 $45.67 $27,036.64
Disclosure

SEC source: 0001620863-22-000045 · primary_doc.xml · nonDerivative · entry 2

BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,293.4

F2 · shares: Shares withheld to pay taxes.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 15:57 UTC
BAILEY DANIEL KEVP Retail Banking
Exercise / conversionCommon Stock 1,034 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-22-000045 · primary_doc.xml · nonDerivative · entry 1

BAILEY DANIEL K · CIK 0001403901 · EVP Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,885.4

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $45.67 on June 6, 2022.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 15:50 UTC
CARNEY CRAIG BEVP Chief Credit Officer
Exercise / conversionRestricted Stock Units · Derivative 1,034 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000044 · primary_doc.xml · derivative · entry 5

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,524

Underlying: Common Stock · 1,034 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $45.67 on June 6, 2022.

F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $45.67 on June 6, 2022.

F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $45.67 on June 6, 2022.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 15:50 UTC
CARNEY CRAIG BEVP Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000044 · primary_doc.xml · nonDerivative · entry 4

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter

Disclosed balance after: 147.16

F4 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 15:50 UTC
CARNEY CRAIG BEVP Chief Credit Officer
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000044 · primary_doc.xml · nonDerivative · entry 3

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP

Disclosed balance after: 17,124.81

F3 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of 12/31/2021.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 15:50 UTC
CARNEY CRAIG BEVP Chief Credit Officer
Tax withholdingCommon Stock 592 $45.67 $27,036.64
Disclosure

SEC source: 0001620863-22-000044 · primary_doc.xml · nonDerivative · entry 2

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,126

F2 · shares: Reflects shares withheld to pay taxes.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 15:50 UTC
CARNEY CRAIG BEVP Chief Credit Officer
Exercise / conversionCommon Stock 1,034 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-22-000044 · primary_doc.xml · nonDerivative · entry 1

CARNEY CRAIG B · CIK 0001198502 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,718

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 5, 2020 based on closing price of $45.67 on June 6, 2022.

Read SEC document
May 27, 2022 Filed May 27, 2022 22:44 UTC Exercise / conversionRestricted Stock Units · Derivative 1,430 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000036 · primary_doc.xml · derivative · entry 2

Hasbrook John S A · CIK 0001293098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,820

Underlying: Common Stock · 1,430 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 27, 2021 (including accumulated cash dividends invested in common stock). Price per share on vesting date (May 27, 2022): $45.77

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 27, 2021 (including accumulated cash dividends invested in common stock). Price per share on vesting date (May 27, 2022): $45.77

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 27, 2021 (including accumulated cash dividends invested in common stock). Price per share on vesting date (May 27, 2022): $45.77

Read SEC document
May 27, 2022 Filed May 27, 2022 22:44 UTC Exercise / conversionCommon Stock 1,430 $45.77 $65,451.10
Disclosure

SEC source: 0001620863-22-000036 · primary_doc.xml · nonDerivative · entry 1

Hasbrook John S A · CIK 0001293098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,421.84

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 27, 2021 (including accumulated cash dividends invested in common stock). Price per share on vesting date (May 27, 2022): $45.77

Read SEC document
May 27, 2022 Filed May 27, 2022 22:39 UTC Exercise / conversionRestricted Stock Units · Derivative 1,430 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000035 · primary_doc.xml · derivative · entry 2

Garen Kirsten E · CIK 0001804874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,820

Underlying: Common Stock · 1,430 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 27, 2021 (including accumulated cash dividends invested in common stock). Price per share on vesting date (May 27, 2022): $45.77

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 27, 2021 (including accumulated cash dividends invested in common stock). Price per share on vesting date (May 27, 2022): $45.77

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 27, 2021 (including accumulated cash dividends invested in common stock). Price per share on vesting date (May 27, 2022): $45.77

Read SEC document
May 27, 2022 Filed May 27, 2022 22:39 UTC Exercise / conversionCommon Stock 1,430 $45.77 $65,451.10
Disclosure

SEC source: 0001620863-22-000035 · primary_doc.xml · nonDerivative · entry 1

Garen Kirsten E · CIK 0001804874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,001.31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 27, 2021 (including accumulated cash dividends invested in common stock). Price per share on vesting date (May 27, 2022): $45.77

Read SEC document
May 27, 2022 Filed May 27, 2022 22:34 UTC Exercise / conversionRestricted Stock Units · Derivative 1,430 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000034 · primary_doc.xml · derivative · entry 3

AMARAL DONALD J · CIK 0001233695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,820

Underlying: Common Stock · 1,430 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 27, 2021 (including accumulated cash dividends invested in common stock). Price per share on vesting date (May 27, 2022): $45.77

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 27, 2021 (including accumulated cash dividends invested in common stock). Price per share on vesting date (May 27, 2022): $45.77

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 27, 2021 (including accumulated cash dividends invested in common stock). Price per share on vesting date (May 27, 2022): $45.77

Read SEC document
May 27, 2022 Filed May 27, 2022 22:34 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000034 · primary_doc.xml · nonDerivative · entry 2

AMARAL DONALD J · CIK 0001233695 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By ESOP Trustee

Disclosed balance after: 1,061,313

F2 · kind: Reporting person is a trustee of the Issuers Employee Stock Ownership Plan. The reporting person has no security interest in, and disclaims beneficial ownership of the securities.

Read SEC document
May 27, 2022 Filed May 27, 2022 22:34 UTC Exercise / conversionCommon Stock 1,430 $45.77 $65,451.10
Disclosure

SEC source: 0001620863-22-000034 · primary_doc.xml · nonDerivative · entry 1

AMARAL DONALD J · CIK 0001233695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,341

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 27, 2021 (including accumulated cash dividends invested in common stock). Price per share on vesting date (May 27, 2022): $45.77

Read SEC document
May 27, 2022 Filed May 27, 2022 22:12 UTC
Giese Cory WDirector
Exercise / conversionRestricted Stock Units · Derivative 1,430 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000033 · primary_doc.xml · derivative · entry 3

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,820

Underlying: Common Stock · 1,430 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 27, 2021 (including accumulated cash dividends invested in common stock). Price per share on vesting date (May 27, 2022): 45.77.

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 27, 2021 (including accumulated cash dividends invested in common stock). Price per share on vesting date (May 27, 2022): 45.77.

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 27, 2021 (including accumulated cash dividends invested in common stock). Price per share on vesting date (May 27, 2022): 45.77.

Read SEC document
May 27, 2022 Filed May 27, 2022 22:12 UTC
Giese Cory WDirector
OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000033 · primary_doc.xml · nonDerivative · entry 2

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 41,848

F2 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 27, 2022 Filed May 27, 2022 22:12 UTC
Giese Cory WDirector
Exercise / conversionCommon Stock 1,430 $45.77 $65,451.10
Disclosure

SEC source: 0001620863-22-000033 · primary_doc.xml · nonDerivative · entry 1

Giese Cory W · CIK 0001569815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,933.47

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 27, 2021 (including accumulated cash dividends invested in common stock). Price per share on vesting date (May 27, 2022): 45.77.

Read SEC document
May 27, 2022 Filed May 27, 2022 21:59 UTC Exercise / conversionRestricted Stock Units · Derivative 1,430 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000031 · primary_doc.xml · derivative · entry 2

MCGRAW THOMAS C · CIK 0001225403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,820

Underlying: Common Stock · 1,430 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 27, 2021 (including accumulated cash dividends invested in common stock). Price per share on vesting date (May 27, 2022): 45.77.

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 27, 2021 (including accumulated cash dividends invested in common stock). Price per share on vesting date (May 27, 2022): 45.77.

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 27, 2021 (including accumulated cash dividends invested in common stock). Price per share on vesting date (May 27, 2022): 45.77.

Read SEC document
May 27, 2022 Filed May 27, 2022 21:59 UTC Exercise / conversionCommon Stock 1,430 $45.77 $65,451.10
Disclosure

SEC source: 0001620863-22-000031 · primary_doc.xml · nonDerivative · entry 1

MCGRAW THOMAS C · CIK 0001225403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 27, 2021 (including accumulated cash dividends invested in common stock). Price per share on vesting date (May 27, 2022): 45.77.

Read SEC document
May 27, 2022 Filed May 27, 2022 22:03 UTC Exercise / conversionRestricted Stock Units · Derivative 1,430 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000032 · primary_doc.xml · derivative · entry 2

Vogel Kimberley H · CIK 0001804400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,820

Underlying: Common Stock · 1,430 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 27, 2021 (including accumulated cash dividends invested in common stock). Price per share on vesting date (May 27, 2022): 45.77.

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 27, 2021 (including accumulated cash dividends invested in common stock). Price per share on vesting date (May 27, 2022): 45.77.

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 27, 2021 (including accumulated cash dividends invested in common stock). Price per share on vesting date (May 27, 2022): 45.77.

Read SEC document
May 27, 2022 Filed May 27, 2022 22:03 UTC Exercise / conversionCommon Stock 1,430 $45.77 $65,451.10
Disclosure

SEC source: 0001620863-22-000032 · primary_doc.xml · nonDerivative · entry 1

Vogel Kimberley H · CIK 0001804400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,010.53

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 27, 2021 (including accumulated cash dividends invested in common stock). Price per share on vesting date (May 27, 2022): 45.77.

Read SEC document
May 27, 2022 Filed May 27, 2022 21:54 UTC Exercise / conversionRestricted Stock Units · Derivative 1,430 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000030 · primary_doc.xml · derivative · entry 2

Mariani Martin · CIK 0001301818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,820

Underlying: Common Stock · 1,430 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 27, 2021 (including accumulated cash dividends invested in common stock). Price per share on vesting date (May 27, 2022): 45.77.

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 27, 2021 (including accumulated cash dividends invested in common stock). Price per share on vesting date (May 27, 2022): 45.77.

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 27, 2021 (including accumulated cash dividends invested in common stock). Price per share on vesting date (May 27, 2022): 45.77.

Read SEC document
May 27, 2022 Filed May 27, 2022 21:54 UTC Exercise / conversionCommon Stock 1,430 $45.77 $65,451.10
Disclosure

SEC source: 0001620863-22-000030 · primary_doc.xml · nonDerivative · entry 1

Mariani Martin · CIK 0001301818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 27, 2021 (including accumulated cash dividends invested in common stock). Price per share on vesting date (May 27, 2022): 45.77.

Read SEC document
May 27, 2022 Filed May 27, 2022 21:21 UTC Exercise / conversionRestricted Stock Units · Derivative 1,430 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000028 · primary_doc.xml · derivative · entry 2

Kane Margaret L · CIK 0001804875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,820

Underlying: Common Stock · 1,430 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 27, 2021 (including accumulated cash dividends invested in common stock). Price per share on vesting date (May 27, 2022): 45.77.

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 27, 2021 (including accumulated cash dividends invested in common stock). Price per share on vesting date (May 27, 2022): 45.77.

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 27, 2021 (including accumulated cash dividends invested in common stock). Price per share on vesting date (May 27, 2022): 45.77.

Read SEC document
May 27, 2022 Filed May 27, 2022 21:21 UTC Exercise / conversionCommon Stock 1,430 $45.77 $65,451.10
Disclosure

SEC source: 0001620863-22-000028 · primary_doc.xml · nonDerivative · entry 1

Kane Margaret L · CIK 0001804875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,010.53

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 27, 2021 (including accumulated cash dividends invested in common stock). Price per share on vesting date (May 27, 2022): 45.77.

Read SEC document
May 27, 2022 Filed May 27, 2022 21:44 UTC Exercise / conversionRestricted Stock Units · Derivative 1,430 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000029 · primary_doc.xml · derivative · entry 6

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,820

Underlying: Common Stock · 1,430 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 27, 2021 (including accumulated cash dividends invested in common stock). Price per share on vesting date (May 27, 2022): 45.77.

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 27, 2021 (including accumulated cash dividends invested in common stock). Price per share on vesting date (May 27, 2022): 45.77.

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 27, 2021 (including accumulated cash dividends invested in common stock). Price per share on vesting date (May 27, 2022): 45.77.

Read SEC document
May 27, 2022 Filed May 27, 2022 21:44 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000029 · primary_doc.xml · nonDerivative · entry 5

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Koehnen & Sons

Disclosed balance after: 97,715

F2 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 27, 2022 Filed May 27, 2022 21:44 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000029 · primary_doc.xml · nonDerivative · entry 4

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Koehnen & Sons Profit Sharing

Disclosed balance after: 8,600

F2 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 27, 2022 Filed May 27, 2022 21:44 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000029 · primary_doc.xml · nonDerivative · entry 3

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mothers Trust

Disclosed balance after: 4,400

F2 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 27, 2022 Filed May 27, 2022 21:44 UTC OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000029 · primary_doc.xml · nonDerivative · entry 2

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 2,300

F2 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.