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SWKHL

SWK Holdings Corp

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9770
SEC CIK
0001089907
Parsed reports
194

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2020 Filed Jul 1, 2020 22:47 UTC GrantCommon Stock 1,231 Not disclosed Not disclosed
Disclosure

SEC source: 0001619039-20-000004 · primary_doc.xml · nonDerivative · entry 1

Haga Christopher W · CIK 0001619039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,272

F1 · price: Includes 250 shares to the Reporting Person as compensation for his services as a director. Also includes 981 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $11.98 closing price of the common stock on June 30, 2020.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 22:52 UTC GrantCommon Stock 250 Not disclosed Not disclosed
Disclosure

SEC source: 0001187788-20-000003 · primary_doc.xml · nonDerivative · entry 1

STEAD EDWARD B · CIK 0001187788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,515

F1 · price: Includes 250 shares to the Reporting Person as compensation for his services as a director.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 22:28 UTC GrantCommon Stock 1,419 Not disclosed Not disclosed
Disclosure

SEC source: 0001619685-20-000003 · primary_doc.xml · nonDerivative · entry 1

Baker Dana Blair · CIK 0001619685 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,509

F1 · price: Includes 250 shares to the Reporting Person as compensation for his services as a director. Also includes 1,169 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $11.98 closing price of the common stock on June 30, 2020.

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June 30, 2020 Filed Jul 2, 2020 15:06 UTC GrantCommon Stock 1,419 Not disclosed Not disclosed
Disclosure

SEC source: 0001789490-20-000006 · primary_doc.xml · nonDerivative · entry 1

Fletcher Aaron G.L. · CIK 0001789490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,712

F1 · price: Includes 250 shares to the Reporting Person as compensation for his services as a director. Also includes 1,169 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $11.98 closing price of the common stock on June 30, 2020.

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June 15, 2020 Filed Jun 16, 2020 20:48 UTC
BLACK WINSTON L IIIChief Executive Officer
GrantCommon Stock 2,600 Not disclosed Not disclosed
Disclosure

SEC source: 0001550168-20-000001 · primary_doc.xml · nonDerivative · entry 1

BLACK WINSTON L III · CIK 0001550168 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,094

F1 · price: Includes 2,600 shares issued in connection with reporting person's election to receive a portion of annual bonus in shares in lieu of cash, based on the average common stock closing price of $11.54 for the ten days between April 17, 2020 and April 30, 2020.

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March 31, 2020 Filed Mar 31, 2020 23:09 UTC GrantCommon Stock 250 Not disclosed Not disclosed
Disclosure

SEC source: 0001187788-20-000002 · primary_doc.xml · nonDerivative · entry 1

STEAD EDWARD B · CIK 0001187788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,265

F1 · price: Includes 250 shares issued to the Reporting Person as compensation for his service as a director.

Read SEC document
March 31, 2020 Filed Mar 31, 2020 23:05 UTC GrantCommon Stock 1,388 Not disclosed Not disclosed
Disclosure

SEC source: 0001480140-20-000002 · primary_doc.xml · nonDerivative · entry 1

Weinberg Michael · CIK 0001480140 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,172

F1 · price: Includes 250 shares issued to the Reporting Person as compensation for his service as a director. Also includes 1,138 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his service as a director, based on the $11.20 closing price of the common stock on March 31, 2020.

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March 31, 2020 Filed Mar 31, 2020 23:02 UTC GrantCommon Stock 1,299 Not disclosed Not disclosed
Disclosure

SEC source: 0001619039-20-000002 · primary_doc.xml · nonDerivative · entry 1

Haga Christopher W · CIK 0001619039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,041

F1 · price: Includes 250 shares issued to the Reporting Person as compensation for his service as a director. Also includes 1,049 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his service as a director, based on the $11.20 closing price of the common stock on March 31, 2020.

Read SEC document
March 31, 2020 Filed Mar 31, 2020 22:58 UTC GrantCommon Stock 1,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001619685-20-000002 · primary_doc.xml · nonDerivative · entry 1

Baker Dana Blair · CIK 0001619685 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,090

F1 · price: Includes 250 shares issued to the Reporting Person as compensation for his service as a director. Also includes 1,250 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his service as a director, based on the $11.20 closing price of the common stock on March 31, 2020.

Read SEC document
March 31, 2020 Filed Mar 31, 2020 22:50 UTC GrantCommon Stock 1,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001789490-20-000002 · primary_doc.xml · nonDerivative · entry 1

Fletcher Aaron G.L. · CIK 0001789490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,293

F1 · price: Includes 250 shares issued to the Reporting Person as compensation for his service as a director. Also includes 1,250 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his service as a director, based on the $11.20 closing price of the common stock on March 31, 2020.

Read SEC document
December 31, 2019 Filed Jan 6, 2020 21:41 UTC GrantCommon Stock 1,229 Not disclosed Not disclosed
Disclosure

SEC source: 0001619039-20-000001 · primary_doc.xml · nonDerivative · entry 1

Haga Christopher W · CIK 0001619039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,742

F1 · price: Includes 250 shares to the Reporting Person as compensation for his services as a director. Also includes 979 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $12.00 closing price of the common stock on December 31, 2019.

Read SEC document
December 31, 2019 Filed Jan 6, 2020 21:26 UTC GrantCommon Stock 250 Not disclosed Not disclosed
Disclosure

SEC source: 0001187788-20-000001 · primary_doc.xml · nonDerivative · entry 1

STEAD EDWARD B · CIK 0001187788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,015

F1 · price: Includes 250 shares to the Reporting Person as compensation for his services as a director.

Read SEC document
December 31, 2019 Filed Jan 6, 2020 21:32 UTC GrantCommon Stock 1,537 Not disclosed Not disclosed
Disclosure

SEC source: 0001480140-20-000001 · primary_doc.xml · nonDerivative · entry 1

Weinberg Michael · CIK 0001480140 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,784

F1 · price: Includes 250 shares to the Reporting Person as compensation for his services as a director. Also includes 1,287 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $12.00 closing price of the common stock on December 31, 2019.

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December 31, 2019 Filed Jan 6, 2020 21:17 UTC GrantCommon Stock 1,417 Not disclosed Not disclosed
Disclosure

SEC source: 0001789490-20-000001 · primary_doc.xml · nonDerivative · entry 1

Fletcher Aaron G.L. · CIK 0001789490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,793

F1 · price: Includes 250 shares to the Reporting Person as compensation for his services as a director. Also includes 1,167 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $12.00 closing price of the common stock on December 31, 2019.

Read SEC document
December 31, 2019 Filed Jan 6, 2020 21:12 UTC GrantCommon Stock 1,417 Not disclosed Not disclosed
Disclosure

SEC source: 0001619685-20-000001 · primary_doc.xml · nonDerivative · entry 1

Baker Dana Blair · CIK 0001619685 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,590

F1 · price: Includes 250 shares to the Reporting Person as compensation for his services as a director. Also includes 1,167 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $12.00 closing price of the common stock on December 31, 2019.

Read SEC document
December 13, 2019 Filed Dec 16, 2019 18:45 UTC
BLACK WINSTON L IIIChief Executive Officer
GrantCommon Stock 500 $11.75 $5,875.00
Disclosure

SEC source: 0001550168-19-000003 · primary_doc.xml · nonDerivative · entry 2

BLACK WINSTON L III · CIK 0001550168 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,494

Read SEC document
December 13, 2019 Filed Dec 16, 2019 18:45 UTC
BLACK WINSTON L IIIChief Executive Officer
GrantCommon Stock 500 $12.00 $6,000.00
Disclosure

SEC source: 0001550168-19-000003 · primary_doc.xml · nonDerivative · entry 1

BLACK WINSTON L III · CIK 0001550168 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,994

Read SEC document
October 01, 2019 Filed Oct 9, 2019 22:59 UTC GrantCommon Stock 1,931 Not disclosed Not disclosed
Disclosure

SEC source: 0001480140-19-000008 · primary_doc.xml · nonDerivative · entry 1

Weinberg Michael · CIK 0001480140 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,247

F1 · price: Consists of restricted shares granted to the Reporting Person as compensation for his services as a director, based on the $12.95 closing price of the common stock on October 1, 2019. The restricted shares vest on October 1, 2020.

Read SEC document
October 01, 2019 Filed Oct 9, 2019 23:09 UTC GrantCommon Stock 1,931 Not disclosed Not disclosed
Disclosure

SEC source: 0001789490-19-000003 · primary_doc.xml · nonDerivative · entry 1

Fletcher Aaron G.L. · CIK 0001789490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,376

F1 · price: Consists of restricted shares granted to the Reporting Person as compensation for his services as a director, based on the $12.95 closing price of the common stock on October 1, 2019. The restricted shares vest on October 1, 2020.

Read SEC document
October 01, 2019 Filed Oct 9, 2019 22:51 UTC GrantCommon Stock 1,931 Not disclosed Not disclosed
Disclosure

SEC source: 0001187788-19-000005 · primary_doc.xml · nonDerivative · entry 1

STEAD EDWARD B · CIK 0001187788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,765

F1 · price: Consists of restricted shares granted to the Reporting Person as compensation for his services as a director, based on the $12.95 closing price of the common stock on October 1, 2019. The restricted shares vest on October 1, 2020.

Read SEC document
October 01, 2019 Filed Oct 9, 2019 22:47 UTC GrantCommon Stock 1,931 Not disclosed Not disclosed
Disclosure

SEC source: 0001619039-19-000005 · primary_doc.xml · nonDerivative · entry 1

Haga Christopher W · CIK 0001619039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,513

F1 · price: Consists of restricted shares granted to the Reporting Person as compensation for his services as a director, based on the $12.95 closing price of the common stock on October 1, 2019. The restricted shares vest on October 1, 2020.

Read SEC document
October 01, 2019 Filed Oct 9, 2019 22:43 UTC GrantCommon Stock 1,931 Not disclosed Not disclosed
Disclosure

SEC source: 0001619685-19-000005 · primary_doc.xml · nonDerivative · entry 1

Baker Dana Blair · CIK 0001619685 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,173

F1 · price: Consists of restricted shares granted to the Reporting Person as compensation for his services as a director, based on the $12.95 closing price of the common stock on October 1, 2019. The restricted shares vest on October 1, 2020.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 20:18 UTC GrantCommon Stock 250 Not disclosed Not disclosed
Disclosure

SEC source: 0001187788-19-000004 · primary_doc.xml · nonDerivative · entry 1

STEAD EDWARD B · CIK 0001187788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,834

F1 · price: Includes 250 shares to the Reporting Person as compensation for his services as a director.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 20:30 UTC GrantCommon Stock 445 Not disclosed Not disclosed
Disclosure

SEC source: 0001789490-19-000002 · primary_doc.xml · nonDerivative · entry 1

Fletcher Aaron G.L. · CIK 0001789490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 445

F1 · price: Includes 84 shares to the Reporting Person as compensation for his services as a director. Also includes 361 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $12.85 closing price of the common stock on September 30, 2019.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 20:24 UTC GrantCommon Stock 1,145 Not disclosed Not disclosed
Disclosure

SEC source: 0001619039-19-000004 · primary_doc.xml · nonDerivative · entry 1

Haga Christopher W · CIK 0001619039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,582

F1 · price: Includes 250 shares to the Reporting Person as compensation for his services as a director. Also includes 895 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $12.85 closing price of the common stock on September 30, 2019.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 20:10 UTC GrantCommon Stock 1,184 Not disclosed Not disclosed
Disclosure

SEC source: 0001480140-19-000007 · primary_doc.xml · nonDerivative · entry 1

Weinberg Michael · CIK 0001480140 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,316

F1 · price: Includes 250 shares to the Reporting Person as compensation for his services as a director. Also includes 934 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $12.85 closing price of the common stock on September 30, 2019.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 20:00 UTC GrantCommon Stock 1,320 Not disclosed Not disclosed
Disclosure

SEC source: 0001619685-19-000004 · primary_doc.xml · nonDerivative · entry 1

Baker Dana Blair · CIK 0001619685 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,242

F1 · price: Includes 250 shares to the Reporting Person as compensation for his services as a director. Also includes 1,070 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $12.85 closing price of the common stock on September 30, 2019.

Read SEC document
September 13, 2019 Filed Sep 13, 2019 20:50 UTC GrantCommon Stock 1,300 $10.90 $14,170.00
Disclosure

SEC source: 0001480140-19-000006 · primary_doc.xml · nonDerivative · entry 2

Weinberg Michael · CIK 0001480140 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,132

Read SEC document
September 13, 2019 Filed Sep 13, 2019 20:35 UTC
BLACK WINSTON L IIIChief Executive Officer
GrantCommon Stock 100 $11.30 $1,130.00
Disclosure

SEC source: 0001550168-19-000002 · primary_doc.xml · nonDerivative · entry 5

BLACK WINSTON L III · CIK 0001550168 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,494

Read SEC document
September 13, 2019 Filed Sep 13, 2019 20:35 UTC
BLACK WINSTON L IIIChief Executive Officer
GrantCommon Stock 100 $11.30 $1,130.00
Disclosure

SEC source: 0001550168-19-000002 · primary_doc.xml · nonDerivative · entry 4

BLACK WINSTON L III · CIK 0001550168 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,394

Read SEC document
September 13, 2019 Filed Sep 13, 2019 20:35 UTC
BLACK WINSTON L IIIChief Executive Officer
GrantCommon Stock 500 $11.30 $5,650.00
Disclosure

SEC source: 0001550168-19-000002 · primary_doc.xml · nonDerivative · entry 3

BLACK WINSTON L III · CIK 0001550168 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,294

Read SEC document
September 13, 2019 Filed Sep 13, 2019 20:35 UTC
BLACK WINSTON L IIIChief Executive Officer
GrantCommon Stock 100 $11.30 $1,130.00
Disclosure

SEC source: 0001550168-19-000002 · primary_doc.xml · nonDerivative · entry 2

BLACK WINSTON L III · CIK 0001550168 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,794

Read SEC document
September 12, 2019 Filed Sep 13, 2019 20:50 UTC GrantCommon Stock 300 $10.99 $3,297.00
Disclosure

SEC source: 0001480140-19-000006 · primary_doc.xml · nonDerivative · entry 1

Weinberg Michael · CIK 0001480140 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,832

Read SEC document
September 11, 2019 Filed Sep 11, 2019 22:12 UTC GrantCommon Stock 200 $10.75 $2,150.00
Disclosure

SEC source: 0001480140-19-000005 · primary_doc.xml · nonDerivative · entry 6

Weinberg Michael · CIK 0001480140 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,532

Read SEC document
September 11, 2019 Filed Sep 11, 2019 22:12 UTC GrantCommon Stock 300 $10.75 $3,225.00
Disclosure

SEC source: 0001480140-19-000005 · primary_doc.xml · nonDerivative · entry 5

Weinberg Michael · CIK 0001480140 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,332

Read SEC document
September 11, 2019 Filed Sep 11, 2019 22:12 UTC GrantCommon Stock 300 $10.70 $3,210.00
Disclosure

SEC source: 0001480140-19-000005 · primary_doc.xml · nonDerivative · entry 4

Weinberg Michael · CIK 0001480140 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,032

Read SEC document
September 11, 2019 Filed Sep 13, 2019 20:35 UTC
BLACK WINSTON L IIIChief Executive Officer
GrantCommon Stock 200 $10.75 $2,150.00
Disclosure

SEC source: 0001550168-19-000002 · primary_doc.xml · nonDerivative · entry 1

BLACK WINSTON L III · CIK 0001550168 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,694

Read SEC document
September 10, 2019 Filed Sep 11, 2019 22:12 UTC GrantCommon Stock 200 $10.55 $2,110.00
Disclosure

SEC source: 0001480140-19-000005 · primary_doc.xml · nonDerivative · entry 3

Weinberg Michael · CIK 0001480140 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,732

Read SEC document
September 10, 2019 Filed Sep 11, 2019 22:12 UTC GrantCommon Stock 200 $10.65 $2,130.00
Disclosure

SEC source: 0001480140-19-000005 · primary_doc.xml · nonDerivative · entry 2

Weinberg Michael · CIK 0001480140 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,532

Read SEC document
September 10, 2019 Filed Sep 11, 2019 22:12 UTC GrantCommon Stock 200 $10.50 $2,100.00
Disclosure

SEC source: 0001480140-19-000005 · primary_doc.xml · nonDerivative · entry 1

Weinberg Michael · CIK 0001480140 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,332

Read SEC document
June 28, 2019 Filed Jul 1, 2019 19:58 UTC GrantCommon Stock 250 Not disclosed Not disclosed
Disclosure

SEC source: 0001187788-19-000003 · primary_doc.xml · nonDerivative · entry 1

STEAD EDWARD B · CIK 0001187788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,584

F1 · price: Includes 250 shares issued to the Reporting Person as compensation for his services as a director.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 19:51 UTC GrantCommon Stock 250 Not disclosed Not disclosed
Disclosure

SEC source: 0001619039-19-000003 · primary_doc.xml · nonDerivative · entry 1

Haga Christopher W · CIK 0001619039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,437

F1 · price: Includes 250 shares issued to the Reporting Person as compensation for his services as a director.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 20:11 UTC GrantCommon Stock 250 Not disclosed Not disclosed
Disclosure

SEC source: 0001480140-19-000003 · primary_doc.xml · nonDerivative · entry 1

Weinberg Michael · CIK 0001480140 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,132

F1 · price: Includes 250 shares issued to the Reporting Person as compensation for his services as a director.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 19:42 UTC GrantCommon Stock 250 Not disclosed Not disclosed
Disclosure

SEC source: 0001619685-19-000003 · primary_doc.xml · nonDerivative · entry 1

Baker Dana Blair · CIK 0001619685 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,922

F1 · price: Includes 250 shares to the Reporting Person as compensation for his services as a director.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 00:49 UTC GrantCommon Stock 1,450 Not disclosed Not disclosed
Disclosure

SEC source: 0001480140-19-000002 · primary_doc.xml · nonDerivative · entry 1

Weinberg Michael · CIK 0001480140 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,882

F1 · price: Includes 250 shares issued to the Reporting Person as compensation for his service as a director. Also includes 1,200 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his service as a director, based on the $10.00 closing price of the common stock on April 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 01:03 UTC GrantCommon Stock 1,625 Not disclosed Not disclosed
Disclosure

SEC source: 0001619685-19-000002 · primary_doc.xml · nonDerivative · entry 1

Baker Dana Blair · CIK 0001619685 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,672

F1 · price: Includes 250 shares issued to the Reporting Person as compensation for his service as a director. Also includes 1,375 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his service as a director, based on the $10.00 closing price of the common stock on April 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 00:44 UTC GrantCommon Stock 250 Not disclosed Not disclosed
Disclosure

SEC source: 0001187788-19-000002 · primary_doc.xml · nonDerivative · entry 1

STEAD EDWARD B · CIK 0001187788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,334

F1 · price: Includes 250 shares issued to the Reporting Person as compensation for his service as a director, based on the $10.00 closing price of the common stock on April 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 00:38 UTC GrantCommon Stock 1,400 Not disclosed Not disclosed
Disclosure

SEC source: 0001619039-19-000002 · primary_doc.xml · nonDerivative · entry 1

Haga Christopher W · CIK 0001619039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,187

F1 · price: Includes 250 shares issued to the Reporting Person as compensation for his service as a director. Also includes 1,150 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his service as a director, based on the $10.00 closing price of the common stock on April 1, 2019.

Read SEC document
January 28, 2019 Filed Jan 30, 2019 23:12 UTC
BLACK WINSTON L IIIChief Executive Officer
GrantCommon Stock Right to Buy · Derivative 75,000 $0.00 Strike: $12.50 $0.00
Disclosure

SEC source: 0001550168-19-000001 · primary_doc.xml · derivative · entry 2

BLACK WINSTON L III · CIK 0001550168 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 75,000 shares

Expires 2029-01-29

F2 · derivative.exercise_date: Comprised of stock options granted pursuant to the Company's 2010 Equity Incentive Plan and form of Stock Option Agreement. The options vest in thirds on December 31, 2019, December 31, 2020 and December 31, 2021.

Read SEC document
January 28, 2019 Filed Jan 30, 2019 23:12 UTC
BLACK WINSTON L IIIChief Executive Officer
GrantCommon Stock 37,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001550168-19-000001 · primary_doc.xml · nonDerivative · entry 1

BLACK WINSTON L III · CIK 0001550168 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,494

F1 · price: Restricted stock granted pursuant to the Company's 2010 Equity Incentive Plan and form of Restricted Stock Agreement; vests in thirds on December 31, 2019, December 31, 2020 and December 31, 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.