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STANLEY BLACK & DECKER, INC.

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3378
SEC CIK
0000093556
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1,249

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 02, 2016 Filed Jan 31, 2017 18:57 UTC Amendment
LUNDGREN JOHN FSpecial Advisor
GrantStock Option (Right to Buy) · Derivative 70,231 $0.00 Strike: $118.66 $0.00
Disclosure

SEC source: 0001127602-17-003044 · form4a.xml · derivative · entry 2

LUNDGREN JOHN F · CIK 0001215250 · Special Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,231

Underlying: Common Stock · 70,231 shares

Expires 2026-12-02

F3 · derivative.exercise_date: The option will become exercisable in two equal installments; 50% will be exercisable on April 30, 2018 and 50% will be exercisable on April 30, 2019.

Read SEC document
December 02, 2016 Filed Jan 31, 2017 18:57 UTC Amendment
LUNDGREN JOHN FSpecial Advisor
GrantCommon Stock 17,263 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-003044 · form4a.xml · nonDerivative · entry 1

LUNDGREN JOHN F · CIK 0001215250 · Special Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 545,940

F1 · security: This amendment is being filed to correct the disclosure regarding the vesting schedule for stock options and restricted stock units granted on December 2, 2016 pursuant to the Agreement between the Company and Mr. Lundgren dated July 21, 2016.

F2 · shares: Shares to be delivered on vesting of restricted stock units that vest 50% on April 30, 2018 and 50% on April 30, 2019.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 20:17 UTC
Douglas Craig AV.P. and Treasurer
SaleCommon Stock 3,500 $125.54 $439,399.80
Disclosure

SEC source: 0001127602-16-066907 · form4.xml · nonDerivative · entry 1

Douglas Craig A · CIK 0001468684 · V.P. and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,495.891

Read SEC document
November 11, 2016 Filed Nov 14, 2016 21:34 UTC
LOREE JAMES MPresident, CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 15,850 $0.00 Strike: $33.35 $0.00
Disclosure

SEC source: 0001127602-16-066960 · form4.xml · derivative · entry 7

LOREE JAMES M · CIK 0001214752 · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,850 shares

Expires 2018-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 47,550 shares currently exercisable, 15,850 will become exercisable on 12/9/2012.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 21:34 UTC
LOREE JAMES MPresident, CEO
SaleCommon Stock 200 $125.34 $25,067.50
Disclosure

SEC source: 0001127602-16-066960 · form4.xml · nonDerivative · entry 5

LOREE JAMES M · CIK 0001214752 · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,138

Read SEC document
November 11, 2016 Filed Nov 14, 2016 21:34 UTC
LOREE JAMES MPresident, CEO
SaleCommon Stock 19,160 $125.09 $2,396,684.16
Disclosure

SEC source: 0001127602-16-066960 · form4.xml · nonDerivative · entry 4

LOREE JAMES M · CIK 0001214752 · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,338

Read SEC document
November 11, 2016 Filed Nov 14, 2016 21:34 UTC
LOREE JAMES MPresident, CEO
SaleCommon Stock 600 $125.61 $75,364.98
Disclosure

SEC source: 0001127602-16-066960 · form4.xml · nonDerivative · entry 3

LOREE JAMES M · CIK 0001214752 · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,138

Read SEC document
November 11, 2016 Filed Nov 14, 2016 21:34 UTC
LOREE JAMES MPresident, CEO
SaleCommon Stock 15,250 $125.12 $1,908,015.95
Disclosure

SEC source: 0001127602-16-066960 · form4.xml · nonDerivative · entry 2

LOREE JAMES M · CIK 0001214752 · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,098

Read SEC document
November 11, 2016 Filed Nov 14, 2016 21:34 UTC
LOREE JAMES MPresident, CEO
Exercise / conversionCommon Stock 15,850 $33.35 $528,518.25
Disclosure

SEC source: 0001127602-16-066960 · form4.xml · nonDerivative · entry 1

LOREE JAMES M · CIK 0001214752 · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 20:19 UTC
Cannon James JPresident, Security NA & EM
SaleCommon Stock 4,495 $125.70 $565,042.63
Disclosure

SEC source: 0001127602-16-066911 · form4.xml · nonDerivative · entry 1

Cannon James J · CIK 0001615137 · President, Security NA & EM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,239

Read SEC document
November 10, 2016 Filed Nov 14, 2016 18:50 UTC
VOELKER JOSEPH RSVP, Human Resources
Exercise / conversionStock Option (Right to Buy) · Derivative 1,875 $0.00 Strike: $70.61 $0.00
Disclosure

SEC source: 0001127602-16-066877 · form4.xml · derivative · entry 8

VOELKER JOSEPH R · CIK 0001573213 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,875

Underlying: Common Stock · 1,875 shares

Expires 2022-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

F4 · derivative.exercise_date: 1,875 shares are exercisable, 1,875 shares become exercisable on 12/6/2015 and 1,875 shares become exercisable on 12/6/2016.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 18:50 UTC
VOELKER JOSEPH RSVP, Human Resources
Exercise / conversionStock Option (Right to Buy) · Derivative 1,875 $0.00 Strike: $64.79 $0.00
Disclosure

SEC source: 0001127602-16-066877 · form4.xml · derivative · entry 7

VOELKER JOSEPH R · CIK 0001573213 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,875 shares

Expires 2021-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

F3 · derivative.exercise_date: 1,875 shares are currently exercisable, 1,875 shares become exercisable on 12/8/2015.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 18:50 UTC
VOELKER JOSEPH RSVP, Human Resources
SaleCommon Stock 1,588 $125.00 $198,500.00
Disclosure

SEC source: 0001127602-16-066877 · form4.xml · nonDerivative · entry 5

VOELKER JOSEPH R · CIK 0001573213 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,498

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
November 10, 2016 Filed Nov 14, 2016 18:50 UTC
VOELKER JOSEPH RSVP, Human Resources
SaleCommon Stock 1,875 $125.00 $234,375.00
Disclosure

SEC source: 0001127602-16-066877 · form4.xml · nonDerivative · entry 4

VOELKER JOSEPH R · CIK 0001573213 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,086

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
November 10, 2016 Filed Nov 14, 2016 18:50 UTC
VOELKER JOSEPH RSVP, Human Resources
Exercise / conversionCommon Stock 1,875 $70.61 $132,393.75
Disclosure

SEC source: 0001127602-16-066877 · form4.xml · nonDerivative · entry 3

VOELKER JOSEPH R · CIK 0001573213 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,961

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
November 10, 2016 Filed Nov 14, 2016 18:50 UTC
VOELKER JOSEPH RSVP, Human Resources
SaleCommon Stock 1,875 $125.00 $234,375.00
Disclosure

SEC source: 0001127602-16-066877 · form4.xml · nonDerivative · entry 2

VOELKER JOSEPH R · CIK 0001573213 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,086

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
November 10, 2016 Filed Nov 14, 2016 18:50 UTC
VOELKER JOSEPH RSVP, Human Resources
Exercise / conversionCommon Stock 1,875 $64.79 $121,471.88
Disclosure

SEC source: 0001127602-16-066877 · form4.xml · nonDerivative · entry 1

VOELKER JOSEPH R · CIK 0001573213 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,961

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
November 10, 2016 Filed Nov 14, 2016 18:47 UTC
LUNDGREN JOHN FDirector · Chairman of the Board
Exercise / conversionStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $64.79 $0.00
Disclosure

SEC source: 0001127602-16-066875 · form4.xml · derivative · entry 3

LUNDGREN JOHN F · CIK 0001215250 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 75,000 shares

Expires 2021-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

F2 · derivative.exercise_date: Currently 100% vested

Read SEC document
November 10, 2016 Filed Nov 14, 2016 18:47 UTC
LUNDGREN JOHN FDirector · Chairman of the Board
SaleCommon Stock 75,000 $125.00 $9,375,000.00
Disclosure

SEC source: 0001127602-16-066875 · form4.xml · nonDerivative · entry 2

LUNDGREN JOHN F · CIK 0001215250 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 528,677

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
November 10, 2016 Filed Nov 14, 2016 18:47 UTC
LUNDGREN JOHN FDirector · Chairman of the Board
Exercise / conversionCommon Stock 75,000 $64.78 $4,858,500.00
Disclosure

SEC source: 0001127602-16-066875 · form4.xml · nonDerivative · entry 1

LUNDGREN JOHN F · CIK 0001215250 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 603,677

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
November 01, 2016 Filed Nov 2, 2016 18:14 UTC
Wyatt John HPresident-SEF
Disposition to issuerCommon Stock 5,090 $113.61 $578,249.45
Disclosure

SEC source: 0001127602-16-065826 · form4.xml · nonDerivative · entry 1

Wyatt John H · CIK 0001445054 · President-SEF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,505

F1 · shares: Shares withheld to cover taxes on vesting of restricted stock units

Read SEC document
October 28, 2016 Filed Oct 28, 2016 15:19 UTC PurchaseCommon Stock 450 $114.54 $51,543.00
Disclosure

SEC source: 0001127602-16-065456 · form4.xml · nonDerivative · entry 1

Hankin Michael David · CIK 0001672184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900

Read SEC document
October 21, 2016 Filed Oct 24, 2016 20:35 UTC
Wyatt John HPresident-SEF
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-065156 · form4.xml · nonDerivative · entry 1

Wyatt John H · CIK 0001445054 · President-SEF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,595

F1 · shares: Shares to be delivered on vesting of restricted stock units that vest in full on November 1, 2018.

Read SEC document
October 11, 2016 Filed Oct 13, 2016 00:38 UTC
Cannon James JPresident, Security NA & EM
Disposition to issuerCommon Stock 2,996 $118.79 $355,879.86
Disclosure

SEC source: 0001127602-16-064755 · form4.xml · nonDerivative · entry 1

Cannon James J · CIK 0001615137 · President, Security NA & EM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,734

F1 · shares: Shares withheld to cover taxes on vesting of restricted stock units

Read SEC document
October 11, 2016 Filed Oct 13, 2016 00:30 UTC
GASS RHONDAVP & Chief Information Officer
Disposition to issuerCommon Stock 1,022 $118.79 $121,398.27
Disclosure

SEC source: 0001127602-16-064753 · form4.xml · nonDerivative · entry 1

GASS RHONDA · CIK 0001560682 · VP & Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,265

F1 · shares: Shares withheld to cover taxes on vesting of restricted stock units

Read SEC document
September 20, 2016 Filed Sep 22, 2016 13:17 UTC GrantDeferred Shares · Derivative 1.0483 $122.07 $127.96
Disclosure

SEC source: 0001127602-16-063032 · form4.xml · derivative · entry 1

Hankin Michael David · CIK 0001672184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480.4464

Underlying: Common Stock · 1.0483 shares

Expires not disclosed

F1 · derivative.exercise_price: With dividend equivalent rights

F2 · derivative.exercise_date: Currently 100% vested

F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on the first business day of the calendar year immediately following the year in which he or she ceases to be a director

Read SEC document
September 20, 2016 Filed Sep 22, 2016 12:55 UTC GrantDeferred Shares · Derivative 46.8149 $122.07 $5,714.46
Disclosure

SEC source: 0001127602-16-063030 · form4.xml · derivative · entry 1

RYAN ROBERT L · CIK 0001024354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,189.1553

Underlying: Common Stock · 46.8149 shares

Expires not disclosed

F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend

F2 · derivative.exercise_date: Currently 100% vested

F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on January 1 immediately following the date on which he or she ceases to be a member of the Board

Read SEC document
September 20, 2016 Filed Sep 22, 2016 12:53 UTC GrantDeferred Shares · Derivative 21.05 $122.07 $2,569.47
Disclosure

SEC source: 0001127602-16-063028 · form4.xml · derivative · entry 1

PARRS MARIANNE M · CIK 0001193981 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,451.165

Underlying: Common Stock · 21.05 shares

Expires not disclosed

F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend

F2 · derivative.exercise_date: Currently 100% vested

F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on the first business day of the calendar year immediately following the year in which he or she ceases to be a director

Read SEC document
September 20, 2016 Filed Sep 22, 2016 12:51 UTC GrantDeferred Shares · Derivative 49.4566 $122.07 $6,036.92
Disclosure

SEC source: 0001127602-16-063026 · form4.xml · derivative · entry 1

LUISO ANTHONY · CIK 0001216313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,716.7147

Underlying: Common Stock · 49.4566 shares

Expires not disclosed

F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend

F2 · derivative.exercise_date: Currently 100% vested

F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on June 1 following the date on which he ceases to be a member of the Board

Read SEC document
September 20, 2016 Filed Sep 22, 2016 12:45 UTC GrantDeferred Shares · Derivative 16.3827 $122.07 $1,999.75
Disclosure

SEC source: 0001127602-16-063024 · form4.xml · derivative · entry 1

Crew Debra Ann · CIK 0001594085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,723.029

Underlying: Common Stock · 16.3827 shares

Expires not disclosed

F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend

F2 · derivative.exercise_date: Currently 100% vested

F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on the first business day of the calendar year immediately following the year in which he or she ceases to be a director

Read SEC document
September 20, 2016 Filed Sep 22, 2016 12:43 UTC GrantDeferred Shares · Derivative 82.1124 $122.07 $10,023.05
Disclosure

SEC source: 0001127602-16-063022 · form4.xml · derivative · entry 1

COUTTS ROBERT B · CIK 0001193999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,653.059

Underlying: Common Stock · 82.1124 shares

Expires not disclosed

F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend

F2 · derivative.exercise_date: Currently 100% vested

F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on the first business day of the calendar year immediately following the year in which he or she ceases to be a director

Read SEC document
September 20, 2016 Filed Sep 22, 2016 12:42 UTC GrantDeferred Shares · Derivative 66.0668 $122.07 $8,064.44
Disclosure

SEC source: 0001127602-16-063020 · form4.xml · derivative · entry 1

CARDOSO CARLOS M · CIK 0001208747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,970.281

Underlying: Common Stock · 66.0668 shares

Expires not disclosed

F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend

F2 · derivative.exercise_date: Currently 100% vested

F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on January 1 immediately following the date on which he or she ceases to be a member of the Board

Read SEC document
September 20, 2016 Filed Sep 22, 2016 12:40 UTC GrantDeferred Shares · Derivative 69.8012 $122.07 $8,520.28
Disclosure

SEC source: 0001127602-16-063018 · form4.xml · derivative · entry 1

CAMPBELL PATRICK D · CIK 0001196472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,060.1209

Underlying: Common Stock · 69.8012 shares

Expires not disclosed

F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend

F2 · derivative.exercise_date: Currently 100% vested

F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on the first business day of the calendar year immediately following the year in which he or she ceases to be a director

Read SEC document
September 20, 2016 Filed Sep 22, 2016 12:39 UTC GrantDeferred Shares · Derivative 9.214 $122.07 $1,124.71
Disclosure

SEC source: 0001127602-16-063016 · form4.xml · derivative · entry 1

Ayers Andrea J. · CIK 0001420673 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,207.1501

Underlying: Common Stock · 9.214 shares

Expires not disclosed

F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend

F2 · derivative.exercise_date: Currently 100% vested

F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on the first business day of the calendar year immediately following the year in which he or she ceases to be a director

Read SEC document
September 15, 2016 Filed Sep 16, 2016 19:44 UTC GrantDeferred Shares · Derivative 258.7777 $120.76 $31,250.00
Disclosure

SEC source: 0001127602-16-062649 · form4.xml · derivative · entry 1

LUISO ANTHONY · CIK 0001216313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,667.2581

Underlying: Common Stock · 258.7777 shares

Expires not disclosed

F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend

F2 · derivative.exercise_date: Currently 100% vested

F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on June 1 following the date on which he ceases to be a member of the Board

Read SEC document
September 15, 2016 Filed Sep 16, 2016 19:43 UTC GrantDeferred Shares · Derivative 258.7777 $120.76 $31,250.00
Disclosure

SEC source: 0001127602-16-062647 · form4.xml · derivative · entry 1

Hankin Michael David · CIK 0001672184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 479.3981

Underlying: Common Stock · 258.7777 shares

Expires not disclosed

F1 · derivative.exercise_price: With dividend equivalent rights

F2 · derivative.exercise_date: Currently 100% vested

F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on the first business day of the calendar year immediately following the year in which he or she ceases to be a director

Read SEC document
September 15, 2016 Filed Sep 16, 2016 19:42 UTC GrantDeferred Shares · Derivative 258.7777 $120.76 $31,250.00
Disclosure

SEC source: 0001127602-16-062644 · form4.xml · derivative · entry 1

Crew Debra Ann · CIK 0001594085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,706.6463

Underlying: Common Stock · 258.7777 shares

Expires not disclosed

F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend

F2 · derivative.exercise_date: Currently 100% vested

F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on the first business day of the calendar year immediately following the year in which he or she ceases to be a director

Read SEC document
September 15, 2016 Filed Sep 16, 2016 19:41 UTC GrantDeferred Shares · Derivative 289.8311 $120.76 $35,000.00
Disclosure

SEC source: 0001127602-16-062640 · form4.xml · derivative · entry 1

COUTTS ROBERT B · CIK 0001193999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,570.9466

Underlying: Common Stock · 289.8311 shares

Expires not disclosed

F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend

F2 · derivative.exercise_date: Currently 100% vested

F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on the first business day of the calendar year immediately following the year in which he or she ceases to be a director

Read SEC document
September 15, 2016 Filed Sep 16, 2016 19:39 UTC GrantDeferred Shares · Derivative 300.1822 $120.76 $36,250.00
Disclosure

SEC source: 0001127602-16-062636 · form4.xml · derivative · entry 1

CAMPBELL PATRICK D · CIK 0001196472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,990.3197

Underlying: Common Stock · 300.1822 shares

Expires not disclosed

F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend

F2 · derivative.exercise_date: Currently 100% vested

F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on the first business day of the calendar year immediately following the year in which he or she ceases to be a director

Read SEC document
September 15, 2016 Filed Sep 16, 2016 19:37 UTC GrantDeferred Shares · Derivative 258.7777 $120.76 $31,250.00
Disclosure

SEC source: 0001127602-16-062632 · form4.xml · derivative · entry 1

Ayers Andrea J. · CIK 0001420673 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,197.9361

Underlying: Common Stock · 258.7777 shares

Expires not disclosed

F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend

F2 · derivative.exercise_date: Currently 100% vested

F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on the first business day of the calendar year immediately following the year in which he or she ceases to be a director

Read SEC document
September 15, 2016 Filed Sep 19, 2016 18:29 UTC Amendment GrantDeferred Shares · Derivative 289.8311 $120.76 $35,000.00
Disclosure

SEC source: 0001127602-16-062766 · form4a.xml · derivative · entry 1

RYAN ROBERT L · CIK 0001024354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,142.3404

Underlying: Common Stock · 289.8311 shares

Expires not disclosed

F1 · security: Amendment is being filed to provide data inadvertently omitted from Columns 2, 3, 4, 5(A), 7 and 8 in original filing.

F2 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend

F3 · derivative.exercise_date: Currently 100% vested

F4 · derivative.expiration_date: The reporting director will receive common stock of the corporation on January 1 immediately following the date on which he or she ceases to be a member of the Board

Read SEC document
September 08, 2016 Filed Sep 12, 2016 18:04 UTC
Wyatt John HPresident-SEF
Exercise / conversionStock Option (Right to Buy) · Derivative 12,750 $0.00 Strike: $67.23 $0.00
Disclosure

SEC source: 0001127602-16-062374 · form4.xml · derivative · entry 4

Wyatt John H · CIK 0001445054 · President-SEF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,750 shares

Expires 2016-10-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is currently exercisable.

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September 08, 2016 Filed Sep 12, 2016 18:04 UTC
Wyatt John HPresident-SEF
SaleCommon Stock 12,750 $122.69 $1,564,296.23
Disclosure

SEC source: 0001127602-16-062374 · form4.xml · nonDerivative · entry 2

Wyatt John H · CIK 0001445054 · President-SEF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,595

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September 08, 2016 Filed Sep 12, 2016 18:04 UTC
Wyatt John HPresident-SEF
Exercise / conversionCommon Stock 12,750 $67.23 $857,182.50
Disclosure

SEC source: 0001127602-16-062374 · form4.xml · nonDerivative · entry 1

Wyatt John H · CIK 0001445054 · President-SEF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 22, 2016 Filed Sep 15, 2016 17:26 UTC
Bartone Michael A.V.P. Corporate Tax
SaleCommon Stock 777.5939 $121.22 $94,259.39
Disclosure

SEC source: 0001127602-16-062545 · form4.xml · nonDerivative · entry 1

Bartone Michael A. · CIK 0001468682 · V.P. Corporate Tax

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Computershare under ESPP

Disclosed balance after: 149.0392

F1 · security: Aggregate number of shares held in ESPP as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported. Because interest in Plan is denominated in cash, fluctuation in share price since the balance was last reported may have resulted in either an increase or decrease in associated number of shares.

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October 27, 2015 Filed Feb 24, 2017 23:17 UTC
Allan DonaldSr. VP & CFO
GiftCommon Stock 1,232 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-008284 · form4.xml · nonDerivative · entry 1

Allan Donald · CIK 0001379111 · Sr. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,268.6619

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April 30, 2015 Filed Feb 24, 2017 23:38 UTC
Cannon James JPresident, Security NA & EM
SaleCommon Stock 5,576 $100.00 $557,600.00
Disclosure

SEC source: 0001127602-17-008313 · form4.xml · nonDerivative · entry 1

Cannon James J · CIK 0001615137 · President, Security NA & EM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,875

F1 · shares: In connection with a 2016 year end review of share ownership of our executive officers and directors, the Company noted that there was a discrepancy related to Mr. Cannon's stock reporting records and a report that the Company provided to him and that one separate transaction involving 5,576 shares had not been reported.

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February 02, 2015 Filed Mar 2, 2017 19:40 UTC
STAFSTROM STEVEN JVP Ops, GTS & GEM (incl DTV)
SaleCommon Stock 1,780 $94.43 $168,090.56
Disclosure

SEC source: 0001127602-17-009554 · form4.xml · nonDerivative · entry 2

STAFSTROM STEVEN J · CIK 0001564382 · VP Ops, GTS & GEM (incl DTV)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,440

F1 · shares: In connection with a 2016 year-end review of share ownership of our executive officers and directors, the Company noted that there were discrepancies related to Mr. Stafstrom's stock reporting records and a report that the Company provided to him and that two separate transactions involving 3,343 shares in aggregate had not been reported.

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December 05, 2014 Filed Feb 25, 2017 00:25 UTC Amendment
GASS RHONDAVP & Chief Information Officer
Disposition to issuerCommon Stock 244 $95.18 $23,223.92
Disclosure

SEC source: 0001127602-17-008355 · form4a.xml · nonDerivative · entry 1

GASS RHONDA · CIK 0001560682 · VP & Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,497

F1 · shares: Shares withheld to cover taxes on vesting of restricted stock units

F2 · shares: This amendment is being filed to correct the number of shares withheld to cover taxes. The original filing overstated the withholding.

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May 01, 2014 Filed Mar 2, 2017 19:40 UTC
STAFSTROM STEVEN JVP Ops, GTS & GEM (incl DTV)
SaleCommon Stock 1,563 $86.27 $134,832.35
Disclosure

SEC source: 0001127602-17-009554 · form4.xml · nonDerivative · entry 1

STAFSTROM STEVEN J · CIK 0001564382 · VP Ops, GTS & GEM (incl DTV)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,380

F1 · shares: In connection with a 2016 year-end review of share ownership of our executive officers and directors, the Company noted that there were discrepancies related to Mr. Stafstrom's stock reporting records and a report that the Company provided to him and that two separate transactions involving 3,343 shares in aggregate had not been reported.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.