Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| STANLEY BLACK & DECKER, INC.SWK · Entity 3378 | V.P. and Treasurer | March 06, 2017 | March 07, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
STANLEY BLACK & DECKER, INC.
Report date March 06, 2017 · Filed March 07, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 23,180.891 |
Ending reported balance
After 2017-03-06 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-03-06 · Exercise / conversion · Acquired 10,000 · Balance 30,254.891 Row 2 · 2017-03-06 · Sale · Disposed 7,074 · Balance 23,180.891 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $70.61 · Expires 2022-12-06 | Direct | 0 |
Reported balance
After 2017-03-06 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-03-06 · Exercise / conversion · Disposed 10,000 · Balance 0 F2: The option will become exercisable in four equal annual installments beginning on the first anniversary of the date of grant. |
| Common StockSEC Table I · non-derivative | IndirectThrough Computershare Under ESPP | 2,134.8565 |
Reported balance
Holding disclosure · report date 2017-03-06 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,134.8565 F1: Aggregate number of shares held in ESPP as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported. Because interest in Plan is denominated in cash, fluctuation in share price since the balance was last reported may have resulted in either an increase or decrease in associated number of shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Aggregate number of shares held in ESPP as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported. Because interest in Plan is denominated in cash, fluctuation in share price since the balance was last reported may have resulted in either an increase or decrease in associated number of shares.
F2: The option will become exercisable in four equal annual installments beginning on the first anniversary of the date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 06, 2017 Filed Mar 7, 2017 16:20 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $70.61 | $0.00 |
DisclosureSEC source: 0001127602-17-010517 · form4.xml · derivative · entry 4 Douglas Craig A · CIK 0001468684 · V.P. and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2022-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option will become exercisable in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 16:20 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | SaleCommon Stock | 7,074 | $128.58 | $909,606.05 |
DisclosureSEC source: 0001127602-17-010517 · form4.xml · nonDerivative · entry 2 Douglas Craig A · CIK 0001468684 · V.P. and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,180.891 Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 16:20 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | Exercise / conversionCommon Stock | 10,000 | $70.61 | $706,100.00 |
DisclosureSEC source: 0001127602-17-010517 · form4.xml · nonDerivative · entry 1 Douglas Craig A · CIK 0001468684 · V.P. and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,254.891 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 19:06 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | SaleCommon Stock | 2,371 | $129.94 | $308,087.27 |
DisclosureSEC source: 0001127602-17-009549 · form4.xml · nonDerivative · entry 1 Douglas Craig A · CIK 0001468684 · V.P. and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,254.891 Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 23:42 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantCommon Stock | 2,371 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-008321 · form4.xml · nonDerivative · entry 1 Douglas Craig A · CIK 0001468684 · V.P. and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,625.891 F1 · price: Shares issued pursuant to the 2014-2016 performance awards program under the Company's 2013 Long-Term Incentive Plan, net of shares withheld to cover taxes. Read SEC document |
| December 06, 2016 Filed Dec 7, 2016 20:34 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | Disposition to issuerCommon Stock | 409 | $118.64 | $48,523.76 |
DisclosureSEC source: 0001127602-16-069397 · form4.xml · nonDerivative · entry 3 Douglas Craig A · CIK 0001468684 · V.P. and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,254.891 F1 · shares: Shares withheld to cover taxes on vesting of restricted stock units Read SEC document |
| December 05, 2016 Filed Dec 7, 2016 20:34 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | Disposition to issuerCommon Stock | 350 | $119.20 | $41,720.00 |
DisclosureSEC source: 0001127602-16-069397 · form4.xml · nonDerivative · entry 2 Douglas Craig A · CIK 0001468684 · V.P. and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,663.891 F1 · shares: Shares withheld to cover taxes on vesting of restricted stock units Read SEC document |
| December 05, 2016 Filed Dec 7, 2016 20:34 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | Disposition to issuerCommon Stock | 350 | $119.20 | $41,720.00 |
DisclosureSEC source: 0001127602-16-069397 · form4.xml · nonDerivative · entry 1 Douglas Craig A · CIK 0001468684 · V.P. and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,013.891 F1 · shares: Shares withheld to cover taxes on vesting of restricted stock units Read SEC document |
| December 04, 2016 Filed Dec 6, 2016 21:16 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | Disposition to issuerCommon Stock | 306 | $118.66 | $36,309.96 |
DisclosureSEC source: 0001127602-16-069265 · form4.xml · nonDerivative · entry 2 Douglas Craig A · CIK 0001468684 · V.P. and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,363.891 F2 · shares: Shares withheld to cover taxes on vesting of restricted stock units Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 21:16 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $118.66 | $0.00 |
DisclosureSEC source: 0001127602-16-069265 · form4.xml · derivative · entry 4 Douglas Craig A · CIK 0001468684 · V.P. and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2026-12-02 F4 · derivative.exercise_date: The option will become exercisable in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 21:16 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantCommon Stock | 2,174 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-069265 · form4.xml · nonDerivative · entry 1 Douglas Craig A · CIK 0001468684 · V.P. and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,669.891 F1 · shares: Shares to be delivered on vesting of restricted stock units that vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 20:17 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | SaleCommon Stock | 3,500 | $125.54 | $439,399.80 |
DisclosureSEC source: 0001127602-16-066907 · form4.xml · nonDerivative · entry 1 Douglas Craig A · CIK 0001468684 · V.P. and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,495.891 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.