Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| STANLEY BLACK & DECKER, INC.SWK · Entity 3378 | VP Ops, GTS & GEM (incl DTV) | March 13, 2017 | March 15, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
STANLEY BLACK & DECKER, INC.
Report date March 13, 2017 · Filed March 15, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,030 |
Reported balance
After 2017-03-13 transaction · row 1
1 source rowRow 1 · 2017-03-13 · Sale · Disposed 4,064 · Balance 8,030 |
| Common StockSEC Table I · non-derivative | IndirectThrough Computershare Under ESPP | 2,437.7945 |
Reported balance
Holding disclosure · report date 2017-03-13 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,437.7945 F1: Aggregate number of shares held in ESPP as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported. Because interest in Plan is denominated in cash, fluctuation in share price since the balance was last reported may have resulted in either an increase or decrease in associated number of shares. |
| Interest in Employer Stock Fund (Supplemental Plan)SEC Table II · derivative / convertible security | Direct | 232.0864 |
Reported balance
Holding disclosure · report date 2017-03-13 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 232.0864 F2: Represents shares held for the reporting person under the Company's Supplemental Plan as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported. F3: Exempt |
Filing footnotes · ownership attribution and instrument terms
F1: Aggregate number of shares held in ESPP as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported. Because interest in Plan is denominated in cash, fluctuation in share price since the balance was last reported may have resulted in either an increase or decrease in associated number of shares.
F2: Represents shares held for the reporting person under the Company's Supplemental Plan as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported.
F3: Exempt
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 13, 2017 Filed Mar 15, 2017 20:05 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | SaleCommon Stock | 4,064 | $130.00 | $528,320.00 |
DisclosureSEC source: 0001127602-17-011784 · form4.xml · nonDerivative · entry 1 STAFSTROM STEVEN J · CIK 0001564382 · VP Ops, GTS & GEM (incl DTV) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,030 Read SEC document |
| February 22, 2017 Filed Feb 25, 2017 00:55 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantCommon Stock | 2,626 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-008387 · form4.xml · nonDerivative · entry 1 STAFSTROM STEVEN J · CIK 0001564382 · VP Ops, GTS & GEM (incl DTV) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,999 F1 · price: Shares issued pursuant to the 2014-2016 performance awards program under the Company's 2013 Long-Term Incentive Plan, net of shares withheld to cover taxes. Read SEC document |
| December 06, 2016 Filed Dec 7, 2016 20:30 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | Disposition to issuerCommon Stock | 303 | $118.64 | $35,947.92 |
DisclosureSEC source: 0001127602-16-069395 · form4.xml · nonDerivative · entry 3 STAFSTROM STEVEN J · CIK 0001564382 · VP Ops, GTS & GEM (incl DTV) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,373 F1 · shares: Shares withheld to cover taxes on vesting of restricted stock units Read SEC document |
| December 05, 2016 Filed Dec 7, 2016 20:30 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | Disposition to issuerCommon Stock | 260 | $119.20 | $30,992.00 |
DisclosureSEC source: 0001127602-16-069395 · form4.xml · nonDerivative · entry 2 STAFSTROM STEVEN J · CIK 0001564382 · VP Ops, GTS & GEM (incl DTV) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,676 F1 · shares: Shares withheld to cover taxes on vesting of restricted stock units Read SEC document |
| December 05, 2016 Filed Dec 7, 2016 20:30 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | Disposition to issuerCommon Stock | 260 | $119.20 | $30,992.00 |
DisclosureSEC source: 0001127602-16-069395 · form4.xml · nonDerivative · entry 1 STAFSTROM STEVEN J · CIK 0001564382 · VP Ops, GTS & GEM (incl DTV) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,936 F1 · shares: Shares withheld to cover taxes on vesting of restricted stock units Read SEC document |
| December 04, 2016 Filed Dec 6, 2016 21:32 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | Disposition to issuerCommon Stock | 227 | $118.66 | $26,935.82 |
DisclosureSEC source: 0001127602-16-069282 · form4.xml · nonDerivative · entry 2 STAFSTROM STEVEN J · CIK 0001564382 · VP Ops, GTS & GEM (incl DTV) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,196 F2 · shares: Shares withheld to cover taxes on vesting of restricted stock units Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 21:32 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $118.66 | $0.00 |
DisclosureSEC source: 0001127602-16-069282 · form4.xml · derivative · entry 4 STAFSTROM STEVEN J · CIK 0001564382 · VP Ops, GTS & GEM (incl DTV) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2026-12-02 F4 · derivative.exercise_date: The option will become exercisable in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 21:32 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantCommon Stock | 2,174 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-069282 · form4.xml · nonDerivative · entry 1 STAFSTROM STEVEN J · CIK 0001564382 · VP Ops, GTS & GEM (incl DTV) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,423 F1 · shares: Shares to be delivered on vesting of restricted stock units that vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| February 02, 2015 Filed Mar 2, 2017 19:40 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | SaleCommon Stock | 1,780 | $94.43 | $168,090.56 |
DisclosureSEC source: 0001127602-17-009554 · form4.xml · nonDerivative · entry 2 STAFSTROM STEVEN J · CIK 0001564382 · VP Ops, GTS & GEM (incl DTV) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,440 F1 · shares: In connection with a 2016 year-end review of share ownership of our executive officers and directors, the Company noted that there were discrepancies related to Mr. Stafstrom's stock reporting records and a report that the Company provided to him and that two separate transactions involving 3,343 shares in aggregate had not been reported. Read SEC document |
| May 01, 2014 Filed Mar 2, 2017 19:40 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | SaleCommon Stock | 1,563 | $86.27 | $134,832.35 |
DisclosureSEC source: 0001127602-17-009554 · form4.xml · nonDerivative · entry 1 STAFSTROM STEVEN J · CIK 0001564382 · VP Ops, GTS & GEM (incl DTV) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,380 F1 · shares: In connection with a 2016 year-end review of share ownership of our executive officers and directors, the Company noted that there were discrepancies related to Mr. Stafstrom's stock reporting records and a report that the Company provided to him and that two separate transactions involving 3,343 shares in aggregate had not been reported. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.