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STANLEY BLACK & DECKER, INC.

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3378
SEC CIK
0000093556
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1,249

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 09, 2017 Filed Jun 12, 2017 15:22 UTC
Ramirez Jaime ASVP&Pres. Global Emerg Mkts
SaleCommon Stock 10,440 $139.56 $1,457,006.40
Disclosure

SEC source: 0001127602-17-021138 · form4.xml · nonDerivative · entry 1

Ramirez Jaime A · CIK 0001445055 · SVP&Pres. Global Emerg Mkts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,541

Read SEC document
April 21, 2017 Filed Apr 24, 2017 18:18 UTC
Ansell Jeffrey DEVP & Group Executive-GT&S
Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $70.61 $0.00
Disclosure

SEC source: 0001127602-17-015335 · form4.xml · derivative · entry 5

Ansell Jeffrey D · CIK 0001353876 · EVP & Group Executive-GT&S

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2022-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

F4 · derivative.exercise_date: Currently 100% vested

Read SEC document
April 21, 2017 Filed Apr 24, 2017 18:18 UTC
Ansell Jeffrey DEVP & Group Executive-GT&S
SaleCommon Stock 6,500 $135.95 $883,675.00
Disclosure

SEC source: 0001127602-17-015335 · form4.xml · nonDerivative · entry 3

Ansell Jeffrey D · CIK 0001353876 · EVP & Group Executive-GT&S

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,030

F2 · shares: Shares sold to cover exercise price and taxes associated with option exercise pursuant to 10b5-1 Plan.

Read SEC document
April 21, 2017 Filed Apr 24, 2017 18:18 UTC
Ansell Jeffrey DEVP & Group Executive-GT&S
SaleCommon Stock 4,974 $135.17 $672,335.58
Disclosure

SEC source: 0001127602-17-015335 · form4.xml · nonDerivative · entry 2

Ansell Jeffrey D · CIK 0001353876 · EVP & Group Executive-GT&S

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,530

F2 · shares: Shares sold to cover exercise price and taxes associated with option exercise pursuant to 10b5-1 Plan.

Read SEC document
April 21, 2017 Filed Apr 24, 2017 18:18 UTC
Ansell Jeffrey DEVP & Group Executive-GT&S
Exercise / conversionCommon Stock 15,000 $70.61 $1,059,150.00
Disclosure

SEC source: 0001127602-17-015335 · form4.xml · nonDerivative · entry 1

Ansell Jeffrey D · CIK 0001353876 · EVP & Group Executive-GT&S

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,504

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
April 20, 2017 Filed Apr 21, 2017 21:19 UTC GrantRestricted Stock Units · Derivative 1,060 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-015295 · form4.xml · derivative · entry 1

RYAN ROBERT L · CIK 0001024354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,736

Underlying: Common Stock · 1,060 shares

Expires not disclosed

F1 · shares: With dividend equivalent rights

F2 · derivative.exercise_date: Currently 100% vested

F3 · derivative.expiration_date: The reporting director will receive a cash payment based on the market value of the Corporation's Common Stock on January 1 after he or she ceases to be a member of the Board

Read SEC document
April 20, 2017 Filed Apr 21, 2017 21:18 UTC GrantRestricted Stock Units · Derivative 1,060 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-015293 · form4.xml · derivative · entry 1

PARRS MARIANNE M · CIK 0001193981 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,736

Underlying: Common Stock · 1,060 shares

Expires not disclosed

F1 · shares: With dividend equivalent rights

F2 · derivative.exercise_date: Currently 100% vested

F3 · derivative.expiration_date: The reporting director will receive a cash payment based on the market value of the Corporation's Common Stock after she ceases to be a member of the Board.

Read SEC document
April 20, 2017 Filed Apr 21, 2017 21:16 UTC GrantRestricted Stock Units · Derivative 1,060 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-015291 · form4.xml · derivative · entry 1

Hankin Michael David · CIK 0001672184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,211

Underlying: Common Stock · 1,060 shares

Expires not disclosed

F1 · shares: With dividend equivalent rights

F2 · derivative.exercise_date: Currently 100% vested

F3 · derivative.expiration_date: The reporting director will receive a cash payment based on the market value of the Corporation's Common Stock at the time he or she ceases to be a member of the Board

Read SEC document
April 20, 2017 Filed Apr 21, 2017 21:13 UTC GrantRestricted Stock Units · Derivative 1,060 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-015289 · form4.xml · derivative · entry 1

Crew Debra Ann · CIK 0001594085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,078

Underlying: Common Stock · 1,060 shares

Expires not disclosed

F1 · shares: With dividend equivalent rights

F2 · derivative.exercise_date: Currently 100% vested

F3 · derivative.expiration_date: The reporting director will receive a cash payment based on the market value of the Corporation's Common Stock in five approximately equal annual installments commencing at the time she ceases to be a member of the Board

Read SEC document
April 20, 2017 Filed Apr 21, 2017 21:12 UTC GrantRestricted Stock Units · Derivative 1,060 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-015287 · form4.xml · derivative · entry 1

COUTTS ROBERT B · CIK 0001193999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,736

Underlying: Common Stock · 1,060 shares

Expires not disclosed

F1 · shares: With dividend equivalent rights

F2 · derivative.exercise_date: Currently 100% vested

F3 · derivative.expiration_date: The reporting director will receive a cash payment based on the market value of the Corporation's Common Stock at the time he ceases to be a member of the Board

Read SEC document
April 20, 2017 Filed Apr 21, 2017 21:10 UTC GrantRestricted Stock Units · Derivative 1,060 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-015285 · form4.xml · derivative · entry 1

CARDOSO CARLOS M · CIK 0001208747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,736

Underlying: Common Stock · 1,060 shares

Expires not disclosed

F1 · shares: With dividend equivalent rights

F2 · derivative.exercise_date: Currently 100% vested

F3 · derivative.expiration_date: The reporting director will receive a cash payment based on the market value of the Corporation's Common Stock at the time he or she ceases to be a member of the Board

Read SEC document
April 20, 2017 Filed Apr 21, 2017 21:06 UTC
BUCKLEY GEORGE WDirector · Chairman of the Board
GrantRestricted Stock Units · Derivative 1,060 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-015281 · form4.xml · derivative · entry 1

BUCKLEY GEORGE W · CIK 0001215821 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,119

Underlying: Common Stock · 1,060 shares

Expires not disclosed

F1 · shares: With dividend equivalent rights

F2 · derivative.exercise_date: Currently 100% vested

F3 · derivative.expiration_date: The reporting director will receive a cash payment based on the market value of the Corporation's Common Stock in 10 approximately equal annual installments commencing on January 31 immediately following the date on which he ceases to be a director

Read SEC document
April 20, 2017 Filed Apr 21, 2017 21:08 UTC GrantRestricted Stock Units · Derivative 1,060 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-015283 · form4.xml · derivative · entry 1

CAMPBELL PATRICK D · CIK 0001196472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,736

Underlying: Common Stock · 1,060 shares

Expires not disclosed

F1 · shares: With dividend equivalent rights

F2 · derivative.exercise_date: Currently 100% vested

F3 · derivative.expiration_date: The reporting director will receive a cash payment based on the market value of the Corporation's Common Stock at the time he or she ceases to be a member of the Board

Read SEC document
April 20, 2017 Filed Apr 21, 2017 21:05 UTC GrantRestricted Stock Units · Derivative 1,060 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-015279 · form4.xml · derivative · entry 1

Ayers Andrea J. · CIK 0001420673 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,502

Underlying: Common Stock · 1,060 shares

Expires not disclosed

F1 · shares: With dividend equivalent rights

F2 · derivative.exercise_date: Currently 100% vested

F3 · derivative.expiration_date: The reporting director will receive a cash payment based on the market value of the Corporation's Common Stock at the time he or she ceases to be a member of the Board

Read SEC document
March 21, 2017 Filed Mar 22, 2017 20:47 UTC GrantDeferred Shares · Derivative 46.7881 $130.59 $6,109.82
Disclosure

SEC source: 0001127602-17-012650 · form4.xml · derivative · entry 1

RYAN ROBERT L · CIK 0001024354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,849.2991

Underlying: Common Stock · 46.7881 shares

Expires not disclosed

F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend

F2 · derivative.exercise_date: Currently 100% vested

F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on January 1 immediately following the date on which he or she ceases to be a member of the Board

Read SEC document
March 21, 2017 Filed Mar 22, 2017 20:43 UTC GrantDeferred Shares · Derivative 3.3132 $130.59 $432.65
Disclosure

SEC source: 0001127602-17-012644 · form4.xml · derivative · entry 1

Hankin Michael David · CIK 0001672184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 988.8654

Underlying: Common Stock · 3.3132 shares

Expires not disclosed

F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend

F2 · derivative.exercise_date: Currently 100% vested

F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on the first business day of the calendar year immediately following the year in which he or she ceases to be a director

Read SEC document
March 21, 2017 Filed Mar 22, 2017 20:46 UTC GrantDeferred Shares · Derivative 19.8677 $130.59 $2,594.42
Disclosure

SEC source: 0001127602-17-012648 · form4.xml · derivative · entry 1

PARRS MARIANNE M · CIK 0001193981 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,493.0035

Underlying: Common Stock · 19.8677 shares

Expires not disclosed

F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend

F2 · derivative.exercise_date: Currently 100% vested

F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on the first business day of the calendar year immediately following the year in which he or she ceases to be a director

Read SEC document
March 21, 2017 Filed Mar 22, 2017 20:44 UTC GrantDeferred Shares · Derivative 49.0026 $130.59 $6,399.00
Disclosure

SEC source: 0001127602-17-012646 · form4.xml · derivative · entry 1

LUISO ANTHONY · CIK 0001216313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,321.3488

Underlying: Common Stock · 49.0026 shares

Expires not disclosed

F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend

F2 · derivative.exercise_date: Currently 100% vested

F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on June 1 following the date on which he ceases to be a member of the Board

Read SEC document
March 21, 2017 Filed Mar 22, 2017 20:41 UTC GrantDeferred Shares · Derivative 17.7864 $130.59 $2,322.64
Disclosure

SEC source: 0001127602-17-012642 · form4.xml · derivative · entry 1

Crew Debra Ann · CIK 0001594085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,261.9265

Underlying: Common Stock · 17.7864 shares

Expires not disclosed

F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend

F2 · derivative.exercise_date: Currently 100% vested

F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on the first business day of the calendar year immediately following the year in which he or she ceases to be a director

Read SEC document
March 21, 2017 Filed Mar 22, 2017 20:39 UTC GrantDeferred Shares · Derivative 80.103 $130.59 $10,460.25
Disclosure

SEC source: 0001127602-17-012639 · form4.xml · derivative · entry 1

COUTTS ROBERT B · CIK 0001193999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,115.0212

Underlying: Common Stock · 80.103 shares

Expires not disclosed

F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend

F2 · derivative.exercise_date: Currently 100% vested

F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on the first business day of the calendar year immediately following the year in which he or she ceases to be a director

Read SEC document
March 21, 2017 Filed Mar 22, 2017 20:37 UTC GrantDeferred Shares · Derivative 62.356 $130.59 $8,142.76
Disclosure

SEC source: 0001127602-17-012637 · form4.xml · derivative · entry 1

CARDOSO CARLOS M · CIK 0001208747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,101.5937

Underlying: Common Stock · 62.356 shares

Expires not disclosed

F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend

F2 · derivative.exercise_date: Currently 100% vested

F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on January 1 immediately following the date on which he or she ceases to be a member of the Board

Read SEC document
March 21, 2017 Filed Mar 22, 2017 20:36 UTC GrantDeferred Shares · Derivative 68.5763 $130.59 $8,955.04
Disclosure

SEC source: 0001127602-17-012635 · form4.xml · derivative · entry 1

CAMPBELL PATRICK D · CIK 0001196472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,786.2052

Underlying: Common Stock · 68.5763 shares

Expires not disclosed

F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend

F2 · derivative.exercise_date: Currently 100% vested

F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on the first business day of the calendar year immediately following the year in which he or she ceases to be a director

Read SEC document
March 21, 2017 Filed Mar 22, 2017 20:35 UTC GrantDeferred Shares · Derivative 11.0203 $130.59 $1,439.09
Disclosure

SEC source: 0001127602-17-012633 · form4.xml · derivative · entry 1

Ayers Andrea J. · CIK 0001420673 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,731.7991

Underlying: Common Stock · 11.0203 shares

Expires not disclosed

F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend

F2 · derivative.exercise_date: Currently 100% vested

F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on the first business day of the calendar year immediately following the year in which he or she ceases to be a director

Read SEC document
March 20, 2017 Filed Mar 20, 2017 20:23 UTC
Ansell Jeffrey DSVP & Group Executive-GTS
SaleCommon Stock 1,524 $131.90 $201,015.60
Disclosure

SEC source: 0001127602-17-012395 · form4.xml · nonDerivative · entry 2

Ansell Jeffrey D · CIK 0001353876 · SVP & Group Executive-GTS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,504

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
March 17, 2017 Filed Mar 20, 2017 20:23 UTC
Ansell Jeffrey DSVP & Group Executive-GTS
SaleCommon Stock 6,150 $131.91 $811,265.57
Disclosure

SEC source: 0001127602-17-012395 · form4.xml · nonDerivative · entry 1

Ansell Jeffrey D · CIK 0001353876 · SVP & Group Executive-GTS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,028

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
March 15, 2017 Filed Mar 16, 2017 20:21 UTC
BUCKLEY GEORGE WDirector · Chairman of the Board
GrantRestricted Stock Units · Derivative 383 $130.43 Strike: $0.00 $49,955.65
Disclosure

SEC source: 0001127602-17-011933 · form4.xml · derivative · entry 1

BUCKLEY GEORGE W · CIK 0001215821 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,059

Underlying: Common Stock · 383 shares

Expires not disclosed

F1 · derivative.exercise_date: Currently 100% vested

F2 · derivative.expiration_date: The reporting director will receive a cash payment based on the market value of the Corporation's Common Stock in 10 approximately equal annual installments commencing on January 31 immediately following the date on which he ceases to be a director

Read SEC document
March 15, 2017 Filed Mar 16, 2017 20:18 UTC GrantDeferred Shares · Derivative 239.5875 $130.43 $31,250.00
Disclosure

SEC source: 0001127602-17-011927 · form4.xml · derivative · entry 1

LUISO ANTHONY · CIK 0001216313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,272.3462

Underlying: Common Stock · 239.5875 shares

Expires not disclosed

F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend

F2 · derivative.exercise_date: Currently 100% vested

F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on June 1 following the date on which he ceases to be a member of the Board

Read SEC document
March 15, 2017 Filed Mar 16, 2017 20:20 UTC GrantDeferred Shares · Derivative 268.338 $130.43 $35,000.00
Disclosure

SEC source: 0001127602-17-011930 · form4.xml · derivative · entry 1

RYAN ROBERT L · CIK 0001024354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,802.511

Underlying: Common Stock · 268.338 shares

Expires not disclosed

F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend

F2 · derivative.exercise_date: Currently 100% vested

F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on January 1 immediately following the date on which he or she ceases to be a member of the Board

Read SEC document
March 15, 2017 Filed Mar 16, 2017 20:12 UTC GrantDeferred Shares · Derivative 239.5875 $130.43 $31,250.00
Disclosure

SEC source: 0001127602-17-011919 · form4.xml · derivative · entry 1

Crew Debra Ann · CIK 0001594085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,244.1401

Underlying: Common Stock · 239.5875 shares

Expires not disclosed

F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend

F2 · derivative.exercise_date: Currently 100% vested

F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on the first business day of the calendar year immediately following the year in which he or she ceases to be a director

Read SEC document
March 15, 2017 Filed Mar 16, 2017 20:17 UTC GrantDeferred Shares · Derivative 239.5875 $130.43 $31,250.00
Disclosure

SEC source: 0001127602-17-011925 · form4.xml · derivative · entry 1

Hankin Michael David · CIK 0001672184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 985.5522

Underlying: Common Stock · 239.5875 shares

Expires not disclosed

F1 · derivative.exercise_price: With dividend equivalent rights

F2 · derivative.exercise_date: Currently 100% vested

F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on the first business day of the calendar year immediately following the year in which he or she ceases to be a director

Read SEC document
March 15, 2017 Filed Mar 16, 2017 20:11 UTC GrantDeferred Shares · Derivative 277.9215 $130.43 $36,250.00
Disclosure

SEC source: 0001127602-17-011915 · form4.xml · derivative · entry 1

CAMPBELL PATRICK D · CIK 0001196472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,717.6289

Underlying: Common Stock · 277.9215 shares

Expires not disclosed

F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend

F2 · derivative.exercise_date: Currently 100% vested

F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on the first business day of the calendar year immediately following the year in which he or she ceases to be a director

Read SEC document
March 15, 2017 Filed Mar 16, 2017 20:08 UTC GrantDeferred Shares · Derivative 239.5875 $130.43 $31,250.00
Disclosure

SEC source: 0001127602-17-011913 · form4.xml · derivative · entry 1

Ayers Andrea J. · CIK 0001420673 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,720.7788

Underlying: Common Stock · 239.5875 shares

Expires not disclosed

F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend

F2 · derivative.exercise_date: Currently 100% vested

F3 · derivative.expiration_date: The reporting director will receive common stock of the corporation on the first business day of the calendar year immediately following the year in which he or she ceases to be a director

Read SEC document
March 13, 2017 Filed Mar 15, 2017 20:05 UTC
STAFSTROM STEVEN JVP Ops, GTS & GEM (incl DTV)
SaleCommon Stock 4,064 $130.00 $528,320.00
Disclosure

SEC source: 0001127602-17-011784 · form4.xml · nonDerivative · entry 1

STAFSTROM STEVEN J · CIK 0001564382 · VP Ops, GTS & GEM (incl DTV)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,030

Read SEC document
March 07, 2017 Filed Mar 8, 2017 15:13 UTC
Wyatt John HPresident-SEF
Exercise / conversionStock Option (Right to Buy) · Derivative 1,912 $0.00 Strike: $69.31 $0.00
Disclosure

SEC source: 0001127602-17-010738 · form4.xml · derivative · entry 4

Wyatt John H · CIK 0001445054 · President-SEF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,912 shares

Expires 2017-04-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is currently exercisable.

Read SEC document
March 07, 2017 Filed Mar 8, 2017 15:13 UTC
Wyatt John HPresident-SEF
SaleCommon Stock 1,912 $128.18 $245,075.38
Disclosure

SEC source: 0001127602-17-010738 · form4.xml · nonDerivative · entry 2

Wyatt John H · CIK 0001445054 · President-SEF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,144

Read SEC document
March 07, 2017 Filed Mar 8, 2017 15:13 UTC
Wyatt John HPresident-SEF
Exercise / conversionCommon Stock 1,912 $69.31 $132,520.72
Disclosure

SEC source: 0001127602-17-010738 · form4.xml · nonDerivative · entry 1

Wyatt John H · CIK 0001445054 · President-SEF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2017 Filed Mar 7, 2017 16:20 UTC
Douglas Craig AV.P. and Treasurer
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $70.61 $0.00
Disclosure

SEC source: 0001127602-17-010517 · form4.xml · derivative · entry 4

Douglas Craig A · CIK 0001468684 · V.P. and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2022-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option will become exercisable in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
March 06, 2017 Filed Mar 7, 2017 16:20 UTC
Douglas Craig AV.P. and Treasurer
SaleCommon Stock 7,074 $128.58 $909,606.05
Disclosure

SEC source: 0001127602-17-010517 · form4.xml · nonDerivative · entry 2

Douglas Craig A · CIK 0001468684 · V.P. and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,180.891

Read SEC document
March 06, 2017 Filed Mar 7, 2017 16:20 UTC
Douglas Craig AV.P. and Treasurer
Exercise / conversionCommon Stock 10,000 $70.61 $706,100.00
Disclosure

SEC source: 0001127602-17-010517 · form4.xml · nonDerivative · entry 1

Douglas Craig A · CIK 0001468684 · V.P. and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,254.891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 01, 2017 Filed Mar 1, 2017 21:17 UTC
Ansell Jeffrey DSVP & Group Executive-GTS
OtherCommon Stock 90 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009249 · form4.xml · nonDerivative · entry 7

Ansell Jeffrey D · CIK 0001353876 · SVP & Group Executive-GTS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,378

F3 · shares: In connection with our annual review of share ownership of our executive officers and directors, a 90 share discrepancy between Mr. Ansell's records and a report that the Company provided to him regarding his holdings as reported to the SEC in January 2017 could not be resolved from available records. This adjustment is made to reflect Mr. Ansell's current balance.

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March 01, 2017 Filed Mar 1, 2017 21:17 UTC
Ansell Jeffrey DSVP & Group Executive-GTS
OtherCommon Stock 35,456 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009249 · form4.xml · nonDerivative · entry 6

Ansell Jeffrey D · CIK 0001353876 · SVP & Group Executive-GTS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,288

F2 · shares: In connection with a 2016 year-end review of share ownership of our executive officers and directors, the Company determined that sales of shares held in trust had erroneously been reported as sales of shares directly held. This adjustment addresses that error.

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March 01, 2017 Filed Mar 1, 2017 21:17 UTC
Ansell Jeffrey DSVP & Group Executive-GTS
OtherCommon Stock 35,456 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009249 · form4.xml · nonDerivative · entry 5

Ansell Jeffrey D · CIK 0001353876 · SVP & Group Executive-GTS

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Trust

Disclosed balance after: 0

F2 · shares: In connection with a 2016 year-end review of share ownership of our executive officers and directors, the Company determined that sales of shares held in trust had erroneously been reported as sales of shares directly held. This adjustment addresses that error.

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March 01, 2017 Filed Mar 2, 2017 21:39 UTC
McChesney Lee BCFO,GT&S and Pres.,Ind Vert
Exercise / conversionStock Option (Right to Buy) · Derivative 3,750 $0.00 Strike: $70.61 $0.00
Disclosure

SEC source: 0001127602-17-009749 · form4.xml · derivative · entry 4

McChesney Lee B · CIK 0001614795 · CFO,GT&S and Pres.,Ind Vert

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,750 shares

Expires 2022-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

F2 · derivative.exercise_date: Stock options vest in four equal annual installments beginning on the first anniversary of the date of grant.

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March 01, 2017 Filed Mar 2, 2017 21:39 UTC
McChesney Lee BCFO,GT&S and Pres.,Ind Vert
SaleCommon Stock 1,878 $129.90 $243,952.20
Disclosure

SEC source: 0001127602-17-009749 · form4.xml · nonDerivative · entry 3

McChesney Lee B · CIK 0001614795 · CFO,GT&S and Pres.,Ind Vert

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,876

F1 · shares: Pursuant to 10b5-1 Plan

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March 01, 2017 Filed Mar 2, 2017 21:39 UTC
McChesney Lee BCFO,GT&S and Pres.,Ind Vert
SaleCommon Stock 3,750 $129.90 $487,125.00
Disclosure

SEC source: 0001127602-17-009749 · form4.xml · nonDerivative · entry 2

McChesney Lee B · CIK 0001614795 · CFO,GT&S and Pres.,Ind Vert

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,754

F1 · shares: Pursuant to 10b5-1 Plan

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March 01, 2017 Filed Mar 2, 2017 21:39 UTC
McChesney Lee BCFO,GT&S and Pres.,Ind Vert
Exercise / conversionCommon Stock 3,750 $70.61 $264,787.50
Disclosure

SEC source: 0001127602-17-009749 · form4.xml · nonDerivative · entry 1

McChesney Lee B · CIK 0001614795 · CFO,GT&S and Pres.,Ind Vert

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,504

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

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March 01, 2017 Filed Mar 2, 2017 19:06 UTC
Douglas Craig AV.P. and Treasurer
SaleCommon Stock 2,371 $129.94 $308,087.27
Disclosure

SEC source: 0001127602-17-009549 · form4.xml · nonDerivative · entry 1

Douglas Craig A · CIK 0001468684 · V.P. and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,254.891

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March 01, 2017 Filed Mar 2, 2017 18:38 UTC
Ansell Jeffrey DSVP & Group Executive-GTS
SaleCommon Stock 2,200 $129.06 $283,932.00
Disclosure

SEC source: 0001127602-17-009538 · form4.xml · nonDerivative · entry 1

Ansell Jeffrey D · CIK 0001353876 · SVP & Group Executive-GTS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,178

F1 · shares: Pursuant to 10b5-1 Plan

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March 01, 2017 Filed Feb 13, 2018 22:31 UTC Amendment
Ansell Jeffrey DEVP & Group Executive-GT&S
OtherCommon Stock 90 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-005578 · form4a.xml · nonDerivative · entry 1

Ansell Jeffrey D · CIK 0001353876 · EVP & Group Executive-GT&S

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,198

F1 · balance_after: The original Form 4 filed on March 1, 2017 incorrectly reported as an acquisition of 90 shares an adjustment to Mr. Ansell's holdings to reflect a reconciliation of accounts. This amendment is being filed to reflect that the 90 shares should have been reported as a disposition.

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February 28, 2017 Filed Mar 1, 2017 20:42 UTC
LOREE JAMES MPresident, CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $49.02 $0.00
Disclosure

SEC source: 0001127602-17-009214 · form4.xml · derivative · entry 6

LOREE JAMES M · CIK 0001214752 · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2019-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Currently 100% vested

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.