SWBI

SEC source: 0001209191-21-030030 · doc4.xml · nonDerivative · entry 3

Cicero Robert J. · CIK 0001548337 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,331

F2 · shares: One-quarter of the restricted stock units shall vest on each of the first, second, third, and fourth anniversaries of the date of grant. Shares, net of tax withholding, will be delivered on each applicable vesting date.

SEC source: 0001209191-21-030023 · doc4.xml · derivative · entry 4

Smith Mark Peter · CIK 0001537544 · Director · See remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,556

Underlying: Common Stock · 83,556 shares

Expires 2024-05-03

F4 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period, and shares, net of tax withholding, will be delivered on June 30, 2024. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

F4 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period, and shares, net of tax withholding, will be delivered on June 30, 2024. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

SEC source: 0001209191-21-030023 · doc4.xml · nonDerivative · entry 3

Smith Mark Peter · CIK 0001537544 · Director · See remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,598

F3 · shares: One-quarter of the restricted stock units shall vest on each of the first, second, third, and fourth anniversaries of the date of grant. Shares, net of tax withholding, will be delivered on each applicable vesting date.

SEC source: 0001209191-21-030028 · doc4.xml · derivative · entry 3

McPherson Deana L · CIK 0001505810 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,708

Underlying: Common Stock · 25,708 shares

Expires 2024-05-03

F4 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period, and shares, net of tax withholding, will be delivered on June 30, 2024. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

F4 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period, and shares, net of tax withholding, will be delivered on June 30, 2024. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

SEC source: 0001209191-21-030028 · doc4.xml · nonDerivative · entry 2

McPherson Deana L · CIK 0001505810 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,815

F3 · shares: One-quarter of the restricted stock units shall vest on each of the first, second, third, and fourth anniversaries of the date of grant. Shares, net of tax withholding, will be delivered on each applicable vesting date.

SEC source: 0001209191-21-030479 · doc4.xml · nonDerivative · entry 1

Suggs Denis · CIK 0001401884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,356

F1 · shares: 1/12th of the restricted stock units shall vest on the 3rd day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

SEC source: 0001209191-21-030478 · doc4.xml · nonDerivative · entry 1

Diaz Fred M · CIK 0001712371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,356

F1 · shares: 1/12th of the restricted stock units shall vest on the 3rd day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

SEC source: 0001209191-21-030030 · doc4.xml · nonDerivative · entry 2

Cicero Robert J. · CIK 0001548337 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,368

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-21-030030 · doc4.xml · nonDerivative · entry 1

Cicero Robert J. · CIK 0001548337 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,802

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-21-030023 · doc4.xml · nonDerivative · entry 2

Smith Mark Peter · CIK 0001537544 · Director · See remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,746

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-21-030023 · doc4.xml · nonDerivative · entry 1

Smith Mark Peter · CIK 0001537544 · Director · See remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,184

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain withholding obligations associated with the vesting of restricted stock units.

F2 · balance_after: Includes 2,185 shares acquired under the Issuer's Employee Stock Purchase Plan on March 31, 2021.

SEC source: 0001209191-21-030028 · doc4.xml · nonDerivative · entry 1

McPherson Deana L · CIK 0001505810 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,245

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

F2 · balance_after: Includes 133 shares acquired under the Issuer's Employee Stock Purchase Plan on March 31, 2021.

SEC source: 0001209191-21-023072 · doc4.xml · nonDerivative · entry 1

Smith Mark Peter · CIK 0001537544 · Director · See remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,686

SEC source: 0001209191-21-020554 · doc4.xml · nonDerivative · entry 1

SCOTT ROBERT L · CIK 0001112724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,932

F1 · shares: The shares were sold pursuant to a 10b5-1 Trading Plan dated September 29, 2020.

SEC source: 0001209191-21-021018 · doc4.xml · nonDerivative · entry 1

Cupero Susan Jean · CIK 0001816396 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,310

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-21-019220 · doc4.xml · nonDerivative · entry 1

Smith Mark Peter · CIK 0001537544 · Director · See remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,186

SEC source: 0001209191-21-019243 · doc4.xml · nonDerivative · entry 1

Cicero Robert J. · CIK 0001548337 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,254

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-21-019241 · doc4.xml · nonDerivative · entry 1

McPherson Deana L · CIK 0001505810 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,241

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-21-011355 · doc4.xml · nonDerivative · entry 1

SCOTT ROBERT L · CIK 0001112724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,932

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated September 29, 2020.

SEC source: 0001209191-21-003897 · doc4.xml · nonDerivative · entry 1

SCOTT ROBERT L · CIK 0001112724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,932

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated September 29, 2020

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.14 to $21.51, inclusive. The reporting person undertakes to provide to Smith & Wesson Brands, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001209191-21-002797 · doc4.xml · nonDerivative · entry 3

McPherson Deana L · CIK 0001505810 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,763

F3 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated September 29, 2020.

SEC source: 0001209191-20-065222 · doc4.xml · nonDerivative · entry 1

FURMAN JOHN B · CIK 0001186677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,904

SEC source: 0001209191-20-064505 · doc4.xml · nonDerivative · entry 1

MONHEIT BARRY M · CIK 0001283420 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 74,663

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.41 to $17.455, inclusive. The reporting person undertakes to provide to Smith & Wesson Brands, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: The shares are held by Barry M. Monheit, Trustee, SEP PROP Monheit Family Trust U/A Dtd 7/16/2002.

SEC source: 0001209191-20-063886 · doc4.xml · nonDerivative · entry 1

SCOTT ROBERT L · CIK 0001112724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,932

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated September 29, 2020.

SEC source: 0001209191-20-058766 · doc4.xml · nonDerivative · entry 1

SCOTT ROBERT L · CIK 0001112724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,932

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated September 29, 2020.

SEC source: 0001209191-20-056696 · doc4.xml · derivative · entry 4

Golden Michael F · CIK 0001309339 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2021-09-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the August 24, 2020 distribution of all of the shares of American Outdoor Brands, Inc. common stock owned by Smith & Wesson Brands, Inc. (the "Company") to the stockholders of the Company (the "Distribution"), the exercise price of the options was adjusted from $2.65 to $2.15 to maintain, immediately following the consummation of the Distribution, the intrinsic value of the award immediately prior to the consummation of the Distribution.

F5 · derivative.exercise_date: 1/12 of the total number of options granted vested and became exercisable each month following the date of grant.

SEC source: 0001209191-20-056696 · doc4.xml · nonDerivative · entry 3

Golden Michael F · CIK 0001309339 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,001

F2 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated September 11, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.65 to $17.76, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001209191-20-056696 · doc4.xml · nonDerivative · entry 2

Golden Michael F · CIK 0001309339 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,245

F2 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated September 11, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.56 to $17.55, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001209191-20-056696 · doc4.xml · nonDerivative · entry 1

Golden Michael F · CIK 0001309339 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: In connection with the August 24, 2020 distribution of all of the shares of American Outdoor Brands, Inc. common stock owned by Smith & Wesson Brands, Inc. (the "Company") to the stockholders of the Company (the "Distribution"), the exercise price of the options was adjusted from $2.65 to $2.15 to maintain, immediately following the consummation of the Distribution, the intrinsic value of the award immediately prior to the consummation of the Distribution.

SEC source: 0001209191-20-054999 · doc4.xml · nonDerivative · entry 2

SCOTT ROBERT L · CIK 0001112724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,932

F2 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated September 29, 2020.

SEC source: 0001209191-20-054936 · doc4.xml · nonDerivative · entry 1

Golden Michael F · CIK 0001309339 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,001

F1 · kind: 1/12th of the restricted stock units shall vest on the 13th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

F1 · shares: 1/12th of the restricted stock units shall vest on the 13th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

SEC source: 0001209191-20-054999 · doc4.xml · nonDerivative · entry 1

SCOTT ROBERT L · CIK 0001112724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,932

F1 · kind: 1/12th of the restricted stock units shall vest on the 13th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

F1 · shares: 1/12th of the restricted stock units shall vest on the 13th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

SEC source: 0001209191-20-054939 · doc4.xml · nonDerivative · entry 1

MONHEIT BARRY M · CIK 0001283420 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,569

F1 · kind: 1/12th of the restricted stock units shall vest on the 13th day of each month following the date of the grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

F1 · shares: 1/12th of the restricted stock units shall vest on the 13th day of each month following the date of the grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

SEC source: 0001209191-20-054934 · doc4.xml · nonDerivative · entry 1

FURMAN JOHN B · CIK 0001186677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,904

F1 · kind: 1/12th of the restricted stock units shall vest on the 13th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

F1 · shares: 1/12th of the restricted stock units shall vest on the 13th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

SEC source: 0001209191-20-054933 · doc4.xml · nonDerivative · entry 1

BRITT ANITA D · CIK 0001199277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,070

F1 · kind: 1/12th of the restricted stock units shall vest on the 13th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

F1 · shares: 1/12th of the restricted stock units shall vest on the 13th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

SEC source: 0001209191-20-052142 · doc4.xml · nonDerivative · entry 1

SCOTT ROBERT L · CIK 0001112724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,818

SEC source: 0001209191-20-052117 · doc4.xml · nonDerivative · entry 1

BRITT ANITA D · CIK 0001199277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,956

F1 · price: The price reported in Column 4 is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $15.94 to $16.64, inclusive. The reporting person undertakes to provide to Smith & Wesson Brands, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-20-051185 · doc4.xml · nonDerivative · entry 2

Cicero Robert J. · CIK 0001548337 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,794

SEC source: 0001209191-20-051185 · doc4.xml · nonDerivative · entry 1

Cicero Robert J. · CIK 0001548337 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,652

SEC source: 0001209191-20-049996 · doc4.xml · derivative · entry 4

Cupero Susan Jean · CIK 0001816396 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,714

Underlying: Common Stock · 14,714 shares

Expires 2023-05-01

F4 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

F4 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

SEC source: 0001209191-20-049996 · doc4.xml · nonDerivative · entry 2

Cupero Susan Jean · CIK 0001816396 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,223

F2 · shares: One-quarter of the restricted stock units shall vest and be delivered, net of tax withholding, on each of the first, second, third, and fourth anniversaries of September 9, 2020.

SEC source: 0001209191-20-049996 · doc4.xml · nonDerivative · entry 1

Cupero Susan Jean · CIK 0001816396 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,866

F1 · shares: 100 % of the restricted stock units shall vest and be delivered, net of tax withholding, on September 8, 2021, which is one year from the date of grant.

SEC source: 0001209191-20-049995 · doc4.xml · nonDerivative · entry 1

McPherson Deana L · CIK 0001505810 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,991

F1 · shares: 100 % of the restricted stock units shall vest and be delivered, net of tax withholding, on September 8, 2021, which is one year from the date of grant.

F2 · balance_after: Includes 549 shares acquired under the Issuer's Employee Stock Purchase Plan on August 3, 2020.

SEC source: 0001209191-20-049993 · doc4.xml · nonDerivative · entry 1

Cicero Robert J. · CIK 0001548337 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,621

F1 · shares: 100% of the restricted stock units shall vest and be delivered, net of tax withholding, on September 8, 2021, which is one year from the date of grant.

SEC source: 0001209191-20-048559 · doc4.xml · derivative · entry 2

Smith Mark Peter · CIK 0001537544 · Director · See remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,902

Underlying: Common Stock · 57,902 shares

Expires 2024-08-25

F2 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

F2 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

SEC source: 0001209191-20-048559 · doc4.xml · nonDerivative · entry 1

Smith Mark Peter · CIK 0001537544 · Director · See remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,690

F1 · shares: One-quarter of the restricted stock units shall vest on each anniversary of the date of grant.

SEC source: 0001209191-22-043031 · doc4.xml · nonDerivative · entry 1

Cupero Susan Jean · CIK 0001816396 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,150

F1 · kind: In connection with the issuer's spin-off of its outdoor products and accessories business (the "Spin-Off"), the issuer granted to the reporting person additional restricted stock units so that the reporting person's currently outstanding restricted stock unit grants continue to have the same intrinsic value immediately following the consummation of the Spin-Off as the intrinsic value of such grants immediately prior to the consummation of the Spin-Off (each, and "Adjusted Award").

F2 · shares: Pursuant to an employee matters agreement entered into by the issuer in connection with the Spin-Off, each Adjusted Award shall be subject to the same vesting requirements and dates and other terms and conditions as the original grants to which they relate. Includes (i) 125 shares underlying an Adjusted Award that will vest and be delivered in accordance with the terms of the original June 15, 2017 grant, (ii) 255 shares underlying an Adjusted Award that will vest and be delivered in accordance with the terms of the original June 15, 2018 grant, (iii) 384 shares underlying an Adjusted Award that will vest and be delivered in accordance with the terms of the original June 15, 2019 grant, and (iv) 1,388 shares underlying an Adjusted Award that will vest and be delivered in accordance with the terms of the original March 15, 2020 grant.

SEC source: 0001209191-20-045769 · doc4.xml · nonDerivative · entry 1

BUCHANAN JEFFREY D · CIK 0001247555 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,755

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain withholding obligations associated with the vesting of restricted stock units.

F2 · balance_after: Includes 1,499 shares acquired under the Issuer's Employee Stock Purchase Plan on August 3, 2020.

SEC source: 0001209191-20-042408 · doc4.xml · nonDerivative · entry 1

McPherson Deana L · CIK 0001505810 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,442

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-20-039345 · doc4.xml · nonDerivative · entry 2

Cupero Susan Jean · CIK 0001816396 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 288