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Nasdaq · USD

SUNS

Sunrise Realty Trust, Inc.

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Tapewire entity
6750
SEC CIK
0002012706
Parsed reports
69

Last 12 months

Inside the activity.

13 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202560
Dec 202520
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202650
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 20, 2024 Filed Dec 23, 2024 21:07 UTC PurchaseCommon Stock 3,400 $13.18 $44,812.00
Disclosure

SEC source: 0001981751-24-000010 · wk-form4_1734988064.xml · nonDerivative · entry 3

Fagan James C. · CIK 0001981751 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,593

Read SEC document
December 19, 2024 Filed Dec 23, 2024 21:11 UTC
TANNENBAUM LEONARD MDirector · Executive Chairman · 10% owner
GrantCommon Stock 60,837 $13.15 $800,006.55
Disclosure

SEC source: 0001200461-24-000035 · wk-form4_1734988256.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,434,213

F1 · shares: Represents restricted stock granted under the Issuer's Stock Incentive Plan and shall become vested as to 33% of the total number of shares on the first, second and third anniversaries of December 19, 2024, subject to early termination and adjustment as provided in the applicable restricted stock grant agreement.

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December 19, 2024 Filed Dec 23, 2024 21:10 UTC GrantCommon Stock 7,605 $13.15 $100,005.75
Disclosure

SEC source: 0001842694-24-000013 · wk-form4_1734988226.xml · nonDerivative · entry 1

Tannenbaum Robyn · CIK 0001842694 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,132

F1 · shares: Represents restricted stock granted under the Issuer's Stock Incentive Plan and shall become vested as to 33% of the total number of shares on the first, second and third anniversaries of December 19, 2024, subject to early termination and adjustment as provided in the applicable restricted stock grant agreement.

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December 19, 2024 Filed Dec 23, 2024 21:09 UTC
Hetzel BrandonCFO and Treasurer
GrantCommon Stock 5,704 $13.15 $75,007.60
Disclosure

SEC source: 0001969899-24-000006 · wk-form4_1734988178.xml · nonDerivative · entry 1

Hetzel Brandon · CIK 0001969899 · CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,242

F1 · shares: Represents restricted stock granted under the Issuer's Stock Incentive Plan and shall become vested as to 33% of the total number of shares on the first, second and third anniversaries of December 19, 2024, subject to early termination and adjustment as provided in the applicable restricted stock grant agreement.

F2 · balance_after: Includes 7,538 shares received in connection with the spin-off of the Issuer from AFC, of which 5,976 shares are restricted shares received in the spin-off from restricted common stock granted under the AFC Stock Incentive Plan (the AFC Plan). 1,427 shares are restricted shares received in the spin-off from restricted common stock granted under the AFC Plan on January 3, 2023 with approximately 50% of the remaining restricted shares vesting on each of January 3, 2025 and 2026, 275 shares are restricted shares received in the spin-off from restricted common stock granted under the AFC Plan on January 11, 2022 with approximately 50% of the remaining restricted shares vesting on each of January 11, 2025 and 2026 and 4,274 shares shall vest over a three-year period with approximately 33% vesting on each of the first, second and third anniversaries of January 2, 2024, subject to early termination and adjustment as provided in the applicable restricted stock grant agreement.

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December 19, 2024 Filed Dec 23, 2024 21:09 UTC GrantCommon Stock 761 $13.15 $10,007.15
Disclosure

SEC source: 0001226177-24-000010 · wk-form4_1734988149.xml · nonDerivative · entry 1

FRANK ALEXANDER C · CIK 0001226177 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,737

F1 · shares: Represents restricted stock granted under the Issuer's Stock Incentive Plan and shall become fully-vested on the first anniversary of December 19, 2024, subject to early termination and adjustment as provided in the applicable restricted stock grant agreement.

Read SEC document
December 19, 2024 Filed Dec 23, 2024 21:08 UTC GrantCommon Stock 761 $13.15 $10,007.15
Disclosure

SEC source: 0001705973-24-000008 · wk-form4_1734988110.xml · nonDerivative · entry 1

Bond Jodi Hanson · CIK 0001705973 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,228

F1 · shares: Represents restricted stock granted under the Issuer's Stock Incentive Plan and shall become fully-vested on the first anniversary of December 19, 2024, subject to early termination and adjustment as provided in the applicable restricted stock grant agreement.

Read SEC document
December 19, 2024 Filed Dec 23, 2024 21:07 UTC PurchaseCommon Stock 619 $13.15 $8,139.85
Disclosure

SEC source: 0001981751-24-000010 · wk-form4_1734988064.xml · nonDerivative · entry 2

Fagan James C. · CIK 0001981751 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,193

F2 · price: This transaction was executed in multiple trades ranging from $13.14 to $13.15; the price reported reflects the weighted average price. The Reporting Person herby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.

Read SEC document
December 19, 2024 Filed Dec 23, 2024 21:07 UTC GrantCommon Stock 761 $13.15 $10,007.15
Disclosure

SEC source: 0001981751-24-000010 · wk-form4_1734988064.xml · nonDerivative · entry 1

Fagan James C. · CIK 0001981751 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,574

F1 · shares: Represents restricted stock granted under the Issuer's Stock Incentive Plan and shall become fully-vested on the first anniversary of December 19, 2024, subject to early termination and adjustment as provided in the applicable restricted stock grant agreement.

Read SEC document
December 18, 2024 Filed Dec 18, 2024 22:34 UTC
TANNENBAUM LEONARD MDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 39,000 $13.42 $523,380.00
Disclosure

SEC source: 0001200461-24-000033 · wk-form4_1734561250.xml · nonDerivative · entry 3

TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,373,376

F3 · price: This transaction was executed in multiple trades ranging from $12.99 to $13.50; the price reported reflects the weighted average price. The Reporting Person herby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.

Read SEC document
December 17, 2024 Filed Dec 18, 2024 22:34 UTC
TANNENBAUM LEONARD MDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 15,803 $13.47 $212,866.41
Disclosure

SEC source: 0001200461-24-000033 · wk-form4_1734561250.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,334,376

F2 · price: This transaction was executed in multiple trades ranging from $13.42 to $13.70; the price reported reflects the weighted average price. The Reporting Person herby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.

Read SEC document
December 16, 2024 Filed Dec 18, 2024 22:34 UTC
TANNENBAUM LEONARD MDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 47,810 $13.39 $640,175.90
Disclosure

SEC source: 0001200461-24-000033 · wk-form4_1734561250.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,318,573

F1 · price: This transaction was executed in multiple trades ranging from $13.08 to $13.50; the price reported reflects the weighted average price. The Reporting Person herby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.

Read SEC document
August 30, 2024 Filed Sep 3, 2024 22:22 UTC
TANNENBAUM LEONARD MDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 25,000 $13.85 $346,250.00
Disclosure

SEC source: 0001200461-24-000031 · wk-form4_1725402148.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 420,181

F1 · price: This transaction was executed in multiple trades ranging from $13.74 to $14.00; the price reported reflects the weighted average price. The Reporting Person herby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.

F2 · ownership.nature: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Read SEC document
August 28, 2024 Filed Aug 31, 2024 01:32 UTC PurchaseCommon Stock 15,000 $13.66 $204,900.00
Disclosure

SEC source: 0001842694-24-000011 · wk-form4_1725067959.xml · nonDerivative · entry 1

Tannenbaum Robyn · CIK 0001842694 · President

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 15,000

F1 · price: This transaction was executed in multiple trades ranging from $13.48 to $13.75; the price reported reflects the weighted average price. The Reporting Person herby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.

F2 · ownership.nature: These shares are held by the Sunny 5 Irrevocable Trust for benefit of certain members of the Reporting Person's family, for which Jeffrey Boccuzzi is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 21:07 UTC
TANNENBAUM LEONARD MDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 1,000 $13.75 $13,750.00
Disclosure

SEC source: 0001200461-24-000029 · wk-form4_1725052043.xml · nonDerivative · entry 3

TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By reporting person as UTMA custodian for son

Disclosed balance after: 1,000

Read SEC document
August 28, 2024 Filed Aug 30, 2024 21:07 UTC
TANNENBAUM LEONARD MDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 15,000 $13.66 $204,900.00
Disclosure

SEC source: 0001200461-24-000029 · wk-form4_1725052043.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 15,000

F3 · price: This transaction was executed in multiple trades ranging from $13.48 to $13.75; the price reported reflects the weighted average price. The Reporting Person herby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.

F4 · ownership.nature: These shares are held by the Sunny 5 Irrevocable Trust for benefit of certain members of the Reporting Person's family, for which Jeffrey Boccuzzi is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 21:07 UTC
TANNENBAUM LEONARD MDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 5,335 $13.75 $73,356.25
Disclosure

SEC source: 0001200461-24-000029 · wk-form4_1725052043.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 395,181

F1 · price: This transaction was executed in multiple trades at $13.75. The Reporting Person herby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.

F2 · ownership.nature: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Read SEC document
August 27, 2024 Filed Aug 28, 2024 20:32 UTC
TANNENBAUM LEONARD MDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 13,083 $13.48 $176,358.84
Disclosure

SEC source: 0001200461-24-000027 · wk-form4_1724877158.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 389,846

F1 · price: This transaction was executed in multiple trades ranging from $13.25 to $13.50; the price reported reflects the weighted average price. The Reporting Person herby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.

F2 · ownership.nature: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Read SEC document
August 26, 2024 Filed Aug 27, 2024 20:36 UTC
TANNENBAUM LEONARD MDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 10,000 $13.35 $133,500.00
Disclosure

SEC source: 0001200461-24-000025 · wk-form4_1724790954.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 376,763

F1 · price: This transaction was executed in multiple trades ranging from $13.31 to $13.42; the price reported reflects the weighted average price. The Reporting Person herby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.

F2 · ownership.nature: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Read SEC document
August 23, 2024 Filed Aug 26, 2024 20:58 UTC
TANNENBAUM LEONARD MDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 1,136 $13.10 $14,881.60
Disclosure

SEC source: 0001200461-24-000023 · wk-form4_1724705929.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 366,763

F1 · price: This transaction was executed in multiple trades ranging from $12.75 to $13.15; the price reported reflects the weighted average price. The Reporting Person herby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.

F2 · ownership.nature: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Read SEC document
August 22, 2024 Filed Aug 23, 2024 20:30 UTC
TANNENBAUM LEONARD MDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 10,000 $12.88 $128,800.00
Disclosure

SEC source: 0001200461-24-000021 · wk-form4_1724445010.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 365,627

F1 · price: This transaction was executed in multiple trades ranging from $12.75 to $13.00; the price reported reflects the weighted average price. The Reporting Person herby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.

F2 · ownership.nature: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Read SEC document
August 21, 2024 Filed Aug 22, 2024 20:30 UTC
TANNENBAUM LEONARD MDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 10,000 $12.92 $129,200.00
Disclosure

SEC source: 0001200461-24-000019 · wk-form4_1724358617.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 355,627

F1 · price: This transaction was executed in multiple trades ranging from $12.89 to $12.95; the price reported reflects the weighted average price. The Reporting Person herby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.

F2 · ownership.nature: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Read SEC document
August 20, 2024 Filed Aug 21, 2024 20:30 UTC
TANNENBAUM LEONARD MDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 20,000 $12.17 $243,400.00
Disclosure

SEC source: 0001200461-24-000017 · wk-form4_1724272207.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 345,627

F1 · price: This transaction was executed in multiple trades ranging from $12.00 to $12.27; the price reported reflects the weighted average price. The Reporting Person herby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.

F2 · ownership.nature: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Read SEC document
August 19, 2024 Filed Aug 20, 2024 20:31 UTC
TANNENBAUM LEONARD MDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 22,661 $11.97 $271,252.17
Disclosure

SEC source: 0001200461-24-000015 · wk-form4_1724185871.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 325,627

F1 · price: This transaction was executed in multiple trades ranging from $11.88 to $11.99; the price reported reflects the weighted average price. The Reporting Person herby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.

F2 · ownership.nature: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Read SEC document
August 19, 2024 Filed Aug 20, 2024 20:30 UTC PurchaseCommon Stock 568 $11.56 $6,566.08
Disclosure

SEC source: 0001842694-24-000009 · wk-form4_1724185836.xml · nonDerivative · entry 1

Tannenbaum Robyn · CIK 0001842694 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,527

F1 · price: This transaction was executed in multiple trades ranging from $11.55 to $11.75; the price reported reflects the weighted average price. The Reporting Person herby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.

Read SEC document
August 16, 2024 Filed Aug 19, 2024 22:14 UTC
TANNENBAUM LEONARD MDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 65,000 $12.41 $806,650.00
Disclosure

SEC source: 0001200461-24-000013 · wk-form4_1724105652.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 302,966

F3 · price: This transaction was executed in multiple trades ranging from $12.25 to $12.49; the price reported reflects the weighted average price. The Reporting Person herby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.

F2 · ownership.nature: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 22:14 UTC
TANNENBAUM LEONARD MDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 53,163 $12.47 $662,942.61
Disclosure

SEC source: 0001200461-24-000013 · wk-form4_1724105652.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 237,966

F1 · price: This transaction was executed in multiple trades ranging from $11.78 to $13.00; the price reported reflects the weighted average price. The Reporting Person herby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.

F2 · ownership.nature: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Read SEC document
July 12, 2024 Filed Jul 15, 2024 16:45 UTC
SEDRISH BRIANDirector · Chief Executive Officer
GrantCommon Stock 36,363 $13.75 $499,991.25
Disclosure

SEC source: 0002027461-24-000004 · wk-form4_1721076309.xml · nonDerivative · entry 1

SEDRISH BRIAN · CIK 0002027461 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,363

F1 · shares: Represents restricted stock granted under the Issuer's Stock Incentive Plan and shall vest over a three-year period with approximately 33% vesting on each of the first, second and third anniversaries of July 9, 2024, subject to early termination and adjustment as provided in the applicable restricted stock grant agreement.

Read SEC document
July 12, 2024 Filed Jul 15, 2024 20:43 UTC
TANNENBAUM LEONARD MDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 56,584 $12.80 $724,275.20
Disclosure

SEC source: 0001200461-24-000011 · wk-form4_1721076199.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 184,803

F1 · price: This transaction was executed in multiple trades ranging from $12.66 to $12.87; the price reported reflects the weighted average price. The Reporting Person herby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.

F2 · ownership.nature: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Read SEC document
July 11, 2024 Filed Jul 12, 2024 23:49 UTC
TANNENBAUM LEONARD MDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 68,086 $11.49 $782,308.14
Disclosure

SEC source: 0001200461-24-000009 · wk-form4_1720828136.xml · nonDerivative · entry 3

TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 128,219

F4 · price: This transaction was executed in multiple trades at prices ranging from $10.85 to $12.54; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F5 · balance_after: Includes 60,133 shares of common stock received in connection with the spin-off of the Issuer from AFC Gamma, Inc.

F6 · ownership.nature: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Read SEC document
July 11, 2024 Filed Jul 12, 2024 23:46 UTC PurchaseCommon Stock 500 $11.10 $5,550.00
Disclosure

SEC source: 0001842694-24-000007 · wk-form4_1720828001.xml · nonDerivative · entry 3

Tannenbaum Robyn · CIK 0001842694 · President

10b5-1 filing: No plan indicated

Ownership: Indirect · By reporting person as UTMA custodian for daughter

Disclosed balance after: 500

Read SEC document
July 11, 2024 Filed Jul 12, 2024 23:46 UTC PurchaseCommon Stock 500 $11.23 $5,615.00
Disclosure

SEC source: 0001842694-24-000007 · wk-form4_1720828001.xml · nonDerivative · entry 2

Tannenbaum Robyn · CIK 0001842694 · President

10b5-1 filing: No plan indicated

Ownership: Indirect · By reporting person as UTMA custodian for daughter

Disclosed balance after: 500

F2 · price: This transaction was executed in multiple trades at prices ranging from $11.05 to $11.26; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

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July 11, 2024 Filed Jul 12, 2024 23:46 UTC PurchaseCommon Stock 3,000 $11.05 $33,150.00
Disclosure

SEC source: 0001842694-24-000007 · wk-form4_1720828001.xml · nonDerivative · entry 1

Tannenbaum Robyn · CIK 0001842694 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,959

F1 · balance_after: 1. Includes 21,959 shares received in connection with the spin-off of the Issuer from AFC Gamma, Inc., of which 17,105 shares are restricted shares received in the spin-off from restricted common stock granted under AFC Gamma, Inc.s Stock Incentive Plan (the AFCG Plan) and 11,396 shall vest over a three-year period with approximately 33% vesting on each of the first, second and third anniversaries of January 2, 2024, subject to early termination and adjustment as provided in the applicable restricted stock grant agreement, and 5,709 shares are restricted shares received in the spin-off from restricted common stock granted under the AFCG Plan on January 3, 2023 with approximately 50% of the remaining restricted shares vesting on each of January 3, 2025 and 2026, subject to early termination and adjustment as provided in the applicable restricted stock grant agreement.

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July 11, 2024 Filed Jul 12, 2024 23:39 UTC PurchaseCommon Stock 6,050 $12.58 $76,109.00
Disclosure

SEC source: 0001705973-24-000006 · wk-form4_1720827573.xml · nonDerivative · entry 2

Bond Jodi Hanson · CIK 0001705973 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,467

F2 · price: This transaction was executed in multiple trades at prices ranging from $12.20 to $12.85; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

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July 11, 2024 Filed Jul 12, 2024 23:39 UTC PurchaseCommon Stock 10,000 $11.30 $113,000.00
Disclosure

SEC source: 0001705973-24-000006 · wk-form4_1720827573.xml · nonDerivative · entry 1

Bond Jodi Hanson · CIK 0001705973 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,417

F1 · balance_after: Includes 4,417 shares received in connection with the spin-off of the Issuer from AFC Gamma, Inc., of which 427 shares are restricted shares received in the spin-off from restricted common stock granted under AFC Gamma, Inc. Stock Incentive Plan and shall vest on the one-year anniversary of January 2, 2024, subject to early termination and adjustment as provided in the applicable restricted stock grant agreement.

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July 10, 2024 Filed Jul 12, 2024 23:49 UTC
TANNENBAUM LEONARD MDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 58,958 $10.56 $622,596.48
Disclosure

SEC source: 0001200461-24-000009 · wk-form4_1720828136.xml · nonDerivative · entry 2

TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 58,958

F2 · price: This transaction was executed in multiple trades at prices ranging from $8.94 to $11.25; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F3 · ownership.nature: These shares are held by the Tannenbaum Family 2012 Trust for benefit of certain members of the Reporting Person's family, for which Jeffrey Boccuzzi is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

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July 10, 2024 Filed Jul 12, 2024 23:49 UTC
TANNENBAUM LEONARD MDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 10,000 $8.73 $87,300.00
Disclosure

SEC source: 0001200461-24-000009 · wk-form4_1720828136.xml · nonDerivative · entry 1

TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,270,763

F1 · balance_after: Includes 1,260,763 shares received in connection with the spin-off of the Issuer from AFC Gamma, Inc., of which 48,455 shares are restricted shares received in the spin-off from restricted common stock granted under AFC Gamma, Inc. Stock Incentive Plan (the AFCG Plan) and 37,037 shares shall vest over a three-year period with approximately 33% vesting on each of the first, second and third anniversaries of January 2, 2024, subject to early termination and adjustment as provided in the applicable restricted stock grant agreement, and 11,418 shares are restricted shares received in the spin-off from restricted common stock granted under the AFCG Plan on January 3, 2023, with approximately 50% of the remaining restricted shares vesting on each of January 3, 2025 and 2026, subject to early termination and adjustment as provided in the applicable restricted stock grant agreement.

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July 10, 2024 Filed Jul 12, 2024 23:43 UTC PurchaseCommon Stock 1,000 $10.90 $10,900.00
Disclosure

SEC source: 0001226177-24-000008 · wk-form4_1720827801.xml · nonDerivative · entry 1

FRANK ALEXANDER C · CIK 0001226177 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,976

F1 · balance_after: Includes 2,976 shares received in connection with the spin-off of the Issuer from AFC Gamma, Inc., of which 427 shares are restricted shares received in the spin-off from restricted common stock granted under AFC Gamma, Inc. Stock Incentive Plan and shall vest on the one-year anniversary of January 2, 2024, subject to early termination and adjustment as provided in the applicable restricted stock grant agreement.

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July 10, 2024 Filed Jul 17, 2024 20:35 UTC PurchaseCommon Stock 5,000 $10.75 $53,750.00
Disclosure

SEC source: 0001981751-24-000008 · wk-form4_1721248507.xml · nonDerivative · entry 1

Fagan James C. · CIK 0001981751 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,813

F1 · balance_after: Includes 813 shares received in connection with the spin-off of the Issuer from AFC Gamma, Inc., of which 427 shares are restricted shares received in the spin-off from restricted common stock granted under AFC Gamma, Inc. Stock Incentive Plan and shall vest on the one-year anniversary of January 2, 2024, subject to early termination and adjustment as provided in the applicable restricted stock grant agreement.

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July 08, 2024 Filed Jul 10, 2024 21:35 UTC OtherCommon Stock 6,889,031 $0.00 $0.00
Disclosure

SEC source: 0001822523-24-000032 · wk-form4_1720647295.xml · nonDerivative · entry 1

AFC Gamma, Inc. · CIK 0001822523 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · shares: This Form 4 is being filed by AFC Gamma, Inc. (AFCG) in connection with a distribution to its stockholders all of the outstanding shares of common stock of Sunrise Realty Trust, Inc. (SUNS). The record date for the distribution was the close of business on July 8, 2024.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.